Securities Archive » April, 2013

Securities - April, 2013

500 articles

• Wells Fargo To Pay $105M Over MedCap Ponzi Scheme
• Rural/Metro Board Reaches $6.6M Deal To Settle Buyout Claims
• Former Real Estate Exec Gets 10 Years For $18M Fraud
• UBS Seeks To Appeal Disclosure Ruling In $113M MBS Suit
• CFTC Eyes High-Speed Trades In Wake Of AP Twitter Hack
• Bergstein Beats Aramid's $190M Suit In NY Appeals Court
• SEC Tees Up Private Equity Enforcement Issues
• Deutsche Bank Says $330M MBS Suit Filed Too Late
• Schwab Lodges Libor-Rigging Suit Against BofA, Barclays
• Lawmakers Prod SEC To Nix Brokerage Arbitration Clauses
• Q&A With Faegre Baker's Daniel Williams
• Ex-SAC Trader Says Feds' $276M Insider Case Lacks Facts
• Forensic Analytics Can Find Needles In Multiple Haystacks
• Nasdaq Beats Tech Group's Data Fees Suit In DC Circ.
• Deutsche Bank Gets $150M RMBS Suit Trimmed
• Bear Stearns Settles $100M HomeBanc Adversary Suit For $3M
• GE's $40M Pact Ends Financial Crisis Lawsuit
• Tessera Offers 2 Board Seats To Avoid Starboard Proxy Fight
• Deals Rumor Mill: Banque Populaire, PepsiCo, Fujitsu
• Rakoff Casts Doubt On Gov't Claims In $1B BofA Fraud Suit
• Morgan Stanley, Ratings Cos. Agree To Pay $225M In SIV Row
• Goldman Sachs Asks 2nd Circ. To Kill MBS Suit
• Bankrupt Rotech Seeks To Sack Equity Committee
• 4th Circ. Remands A&O Fraudster's 60-Year Sentence
• Diamondback Wants $39M In Restitution From Insider Trader
• Heinz Beats Investor Actions, Clears Path For Buyout Vote
• NY Top Court Eyes Coverage Denials Tied To Disgorgement
• JPMorgan Tears Into Insurer's $100M Bear Stearns CDO Suit
• Judge Backs $1B Empire State Building REIT IPO For Now
• Bench Rulings Come Fast And Furious in Morgans Board Spat
• Ferro Fires Back At Activist Investors In Proxy Battle
• Total Expecting To Pay $398M To Settle FCPA Bribery Claims
• Level Global To Pay $21.5M To Exit SEC Insider Trading Suit
• SEC Claims Calif. City Defrauded Airport Bond Investors
• Oil Exec Gets Sentence Pared In $485M Ponzi Scheme
• Robbins Geller Says DeVry Recruiting Suit Wasn't Frivolous
• Clearinghouses Need To Develop Crisis Plans, UK Report Says
• Simpson Thacher, Weil Steered AIG From $56B Suit, Starr Says
• Cisco Investors Drop Stock Inflation Class Action
• Q&A With Carlton Fields' Brian Rosner
• Morgan Stanley Can't Duck Suit Over $2.4B Plan Loss
• Deals Rumor Mill: RBS, Sumitomo, KKR
• Pacific Rubiales Buys CGX Energy Majority Stake
• Protect Your Company From FCPA Risks In Latin America
• New Directions For SEC's Insider Trading Program
• Morgan Stanley, Ratings Cos. Settle Long-Running SIV Suits
• Jewelry Co. Fuqi's Board Can't Shake Derivative Suit
• NY AG Drops Damages Bid In Suit Against Ex-AIG Chief
• JOBS Act Forges Ahead Despite SEC Fraud Suit
• 'Too Big To Fail' Bill Threatens Global Unity On Bank Rules
• McGinn Smith Founders Can't Shed Investor Fraud Convictions
• AIG Gets Subprime Class Action Pared Down
• Recorded Call OK In Goldman Trader Fraud Suit, Judge Says
• Del. Draws Line In The Sands Of Discovery
• An Outline Of SEC's Bold Enforcement Plan
• Hedge Funds Can't Blame PwC For Collapse, Judge Says
• GMX Investors Blast $50M Ch. 11 Loan As Unfair
• Top-Up Option, We Hardly Knew Ye
• TD Bank Owes $13.5M For Pearlman Ponzi Scheme: 8th Circ.
• NY Giants Again Seek Lehman Docs In $300M Stadium Row
• Firms Told To Disclose Political Gifts In Diamond Foods Row
• BP Misled NYC Pensions On Deepwater Spill, $39M Suit Says
• DC Circ. Says Energy Cos. Fighting SEC Rule In Wrong Court
• Stanford Owes SEC $6.8B As Ponzi Scheme Fallout Continues
• Q&A With Kaye Scholer's Terri Mazur
• Harvard Prof Loses Electronic Arts Proxy Access Case Again
• Former Playboy Veep's $1M Bonus Pool Suit Gets Trimmed
• Kodak Securities Fraud Suit Underdeveloped, Judge Says
• MBIA Suit Over $1B Sports Venue Bonds Tossed
• Hemispherx Misled Investors Over Anti-Fatigue Drug, Suit Says
• Syncora Didn't Evaluate Risky MBS, JPMorgan Says
• Attys See Teachable Moment In Greenberg Insider Probe
• CIFG, Syncora Lose Appeal Of $1.8B MBS Suit In NY Court
• CIFG's MBS Claims Not Specific To Insured Loans, BofA Says
• Norex's $500M Suit Against BP Untimely: NY Appeals Court
• Greenberg Traurig Grilled On Ties To Political Intel Firms
• Claims Against Wilson Sonsini Fail To Salvage Dot Com Suit
• 8th Circ. Upholds Fraudster's $6.8M Penalty, Sentence
• S&P Ratings Suit Belongs In State Court, Judge Rules
• Moelis To Pay $5M To End Claims Over Rural/Metro Buyout
• Q&A With Bracewell's Will Anderson
• Following KPMG Scandal, Skechers Takes On BDO As Auditor
• SEC Staff Diversity Lagged In 2012, Report Finds
• CORRECTED: Ex-Hevesi Aide Jailed For Investment Scheme Wins Parole
• Anadarko Urges Court To Nix Deepwater Securities Suit
• Club Owner Hit With $60M Judgment For Phone Repair Fraud
• SEC Seen As Powerless In Wake Of AP Hack Crash
• Lehman Wins Greenlight For Settlement With Swiss Unit
• BNY Mellon Can't Shake Currency Fraud Suit
• Capital One Pays $3.5M To Settle SEC Loan Loss Charges
• Shareholder Loyalty Is A 2-Way Street, Pension Funds Say
• 'Ridiculous' $2.7B MBS Suit Needs Reining In, Judge Says
• FINRA Withdraws Proposed Broker Disclosure Rule
• How They Won It: Fish Torpedoes $400M Patent Suit
• Atlantic Power Faces Investor Suit After Slashing Dividend
• Fla. Ponzi Players To Pay $55M Over Investment Club Fraud
• Ex-Wilson Sonsini Atty Fights Record Sentence In 3rd Circ.
• Deals Rumor Mill: Apax Partners, Icahn, Riverstone
• InterOil Adopts Poison Pill As Suitors Line Up For $6B JV
• Q&A With Perkins Coie's Ron Berenstain
• Another Example Of The Benefits Of FCPA Self-Reporting
• News Corp.'s $139M Deal May Make For Pricier D&O Coverage
• SEC's Identity Theft Rules Will Drive Up Data Security Costs
• TD Bank Loses Bid To Keep Rothstein Suit In Bankruptcy Court
• Pfizer Escapes Shareholder Suit Over Wyeth Alzheimer's Drug
• Argentina Wants Names In Ralph Lauren Bribery Case
• Paulson Can't Escape $120M Abacus Suit, Insurer Says
• Sens. Back CFTC's Dodd-Frank Position Limits In DC Circ.
• Chesapeake Defends $1.3B Bond Buyback Plan In BNY Trial
• 3rd Circ. Won't Rehear Tyco SOX Whistleblower Suit
• Convicted Diamondback Trader Can't Shield Backers' Names
• Law Firms Take A Liking To Social Media Practice Groups
• Apple's Q2 Profits Drop Amid Stock Buyback Program
• Sprint Attacks Shareholder Suit Over $300M FCA Case
• Hacked AP Feed's Bogus Bomb Tweet Rattles Stock Market
• $80M Ruling For IndyMac Insurers Too Broad, 9th Circ. Hears
• Ex-WilmerHale Atty Will Be SEC's 1st Female GC
• Sinopec Daylight CEO Hit With Insider Trading Action
• Ex-Musicland Investor Asks 3rd Circ. To Drop $50M SEC Fines
• Paul Hastings Adds Capital Markets Pro In Houston
• Clearwire Shareholder Asks FCC To Look Deeper On Sprint
• FDIC's Strategic Capital MBS Suit Ruled Time-Barred
• Deals Rumor Mill: Springer Science, Billabong, Rusal
• MF Global Trustee Sues 'Grossly Negligent' Corzine
• Q&A With Faegre Baker Daniels' Jesse Linebaugh
• Spotlight On Brazil: Courting International Investors
• Probing Private Equity For Section 12(a)(2) Liability
• Valerus Duped Into Upping Equity In Credit Deal, Court Told
• Debevoise Atty Tapped To Co-Lead SEC Enforcement Arm
• Greed Drove CIBC To Back Failed $45M Oil Well, Court Told
• Ralph Lauren FCPA Deal Puts NPAs In Fashion
• BofA, US Bank Urge Judge To Throw Out MBS Class Action
• Firms Must Arbitrate $12.5M Fee Dispute, 2nd Circ. Says
• Deloitte Not Liable For Mortgage Execs' Fraud, 9th Circ. Says
• S&P Seeks Dismissal Of DOJ Suit Over Inflated MBS Ratings
• Stanford Victims Aren't Owed SIPC Aid, Ex-SEC Chiefs Say
• NY Senate Panel Kills Corporate Political Disclosure Bill
• CFTC Chief Gensler Renews Call To Scrap Libor
• Refco Claims Against Mayer Brown Should Stick, Report Says
• UK Challenges EU's Transactions Tax Proposal
• Ex-Office Depot Exec Settles Insider Trading Accusations
• Investment Adviser Launches Office Depot Proxy Fight
• Royal Caribbean Dodges Securities Fraud Class Action
• Q&A With Katten's Eric Kuwana
• Okada Review Blasts Wynn Resorts' 'Biased' FCPA Probe
• The Future Of SEC Enforcement Actions
• Greenberg Ends Political Intel Biz Amid Insider Trading Probe
• News Corp. To Pay $139M In Phone Hacking Derivative Deal
• Ralph Lauren To Pay $1.6M To Settle Argentine Bribery Claims
• Copano's $3B Kinder Morgan Deal On Track After Settlements
• FINRA Board OKs Proposal To Simplify Arbitrator Selection
• Wells Fargo Beats Contract Suit Over Proprietary Trades
• TD Bank Argues Against Remand Of Rothstein Investor Case
• Highland Blasts Fund Investors' Claims It Hid Withdrawals
• Merrill Lynch Pays $45M To Settle NJ Stock Purchases Suit
• Insider Trader Of Dell, Nvidia Stock Pleads For Leniency
• Hampton Capital Markets Chief Cops To Fraud Charge
• A Must-Read For 'Repo' Counterparties
• Investment Advisers Face SEC Fees Under House Bill
• Deals Rumor Mill: Dell, IBM, Lloyds
• Wilmington Trust Seeks ResCap Judge's OK To Sue Ally
• Q&A With Bracewell's Tony Visage
• Ex-CEO Of Steel Co. Gets Suit Against Equity Firm Revived
• Dems Rally Behind CFTC Position Limits In DC Circ.
• Humana Fires Greenberg Traurig Amid Medicare Leak Probe
• 2nd Circ. Grants AIG's Bid To Transfer $10B BofA MBS Suit
• Goldman Exits NY Suit Over Alleged MBS Lies
• Ex-Siemens Board Member To Pay 2nd Highest FCPA Penalty
• More Securities Fraud Cases Now Involve Foreign Regulators
• No Mercy From IRS On Section 409A Compliance
• Life Tech Investor Sues To Block $13.6B Buyout
• New York Bank Regulator To Examine Compliance Consultants
• Morgans' Lawyers Must Yield To Director's Discovery Demands
• BofA Brass Can't Dodge Investors' Revised Mortgage Claims
• MF Global Judge Axes 'Frivolous' $35M Claim
• SEC Takes Aim At Another Trader As Galleon Net Expands
• 5 Lessons From The Wal-Mart FCPA Scandal
• Simran Capital Boss Ends SEC's Claims He Lied To Investors
• White To Name Debevoise Cohort As SEC Enforcement Head
• Winstar Investors Get Cert. In $1B Grant Thorton Fraud Suit
• Cantor Fitzgerald Gets Hedge Fund Investors' Claims Pared
• Merrill Lynch Hit With Fine Over $39M In Securities Sales
• CFPB Puts Financial Advisers For Seniors In Its Crosshairs
• Q&A With Adams And Reese's Kolin Holladay
• Lehman Hits FHLB Cincinnati With $64M Suit Over Swaps
• 3 Ways To Leverage Internet Access During Trial
• Activist Fund Ups Gleacher Stake, Unveils Director Slate
• What Boards Can Learn From Morgan Keegan
• Highland Lands $28M Award In RBC Securities Row
• Ex-Reed Smith, Richards Kibbe Attys Launch Boutique Firm
• GOP Blasts SEC Delay In Lifting Ad Ban On PE Funds
• Wells Fargo Deal Doesn't Bar Mortgage Fraud Suit, US Says
• House Dems Float Bill To Impose Tax On Stock, Bond Trades
• Pension Funds Lose Bid To Revive Madoff Feeder Claims
• AXA Wants Union Claims Revived In $1.5B ING Unit Purchase
• Del. Loses Chance For Ruling On Directors' Derivative Rights
• Atty Can't Duck $50M SEC Judgment In Pump-And-Dump Scam
• TD Bank Likely To Win Stay Of Rothstein Investors' Suits
• American Greetings Board Bias Aided $878M Bid, Suit Says
• Ex-Sen. D'Amato Denied $1M Claim In Rothstein Bankruptcy
• Dodd-Frank Needs Time To End 'Too Big To Fail': Fed Gov.
• Ex-Sigma Analyst's Insider Trading Sentencing Delayed
• Akerman Lures Dallas Banking Atty From Beirne Maynard
• Q&A With Buchanan Ingersoll's Jeremy Garvey
• Strine Limits Lead Plaintiff Trades In NYSE Merger Suit
• Starboard Nominates 6 Directors In Tessera Shakeup Effort
• What Flavor Are Your PE Fund Marketing Activities?
• ING Looks To Raise $1.5B Selling Stake In US Unit
• BofA Reaches $500M Deal In Countrywide MBS Class Action
• Deals Rumor Mill: Liberty Global, Carlyle, Commerzbank
• Greenberg Health Care Atty Faces SEC Insider Trading Probe
• Energy Market End-Users Let Out A Sigh Of Relief
• Bloomberg Sues CFTC Over Collateral Swap Rule
• Fifth Third To Pay $16M To End Subprime Crisis Suit
• 2nd Circ. Lets Madoff Feeder Fund Deflect Suit Amid Ch. 15
• Dynegy Settles $1.6M Shareholder Class Action
• GOP Reps. Say Fed Lacks Clear Standard For Bank Breakups
• Linking Libor To Real Data Could End Benchmark Rate's Reign
• 'Milestone' Lehman Deals Will Pay Out $15B To Customers
• SEC's Aguilar Backs Limits On Investor Arbitration Pacts
• Denver Investor Settles SEC Insider Trading Claims
• Foreign Pension Funds Could Back US Infrastructure
• UBS Must Hand Over Docs To FHFA In $182B RMBS Row
• 3rd Circ. Asked To Revive Kid Brands Import Fee Action
• U Of Cincinnati Coach Gets Nod To Depose Fund Co-Founder
• Parker Drilling Shells Out $16M To Settle FCPA Actions
• GOP Sen. Seeks Analysis On New Bank Capital Standards
• $141M MF Global Loss Gets Ex-Trader 5 Years In Prison
• SAC Capital's $600M Deal Passes, But Heat's On 2nd Circ.
• Q&A With Lane Powell's Doug Greene
• Oppenheimer To Retain Valuation Firm In PE Fund Fraud Deal
• Q&A With Yetter Coleman's Charlie Parker
• French Man Tampered With FCPA Mining Probe, DOJ Says
• Archer Can't Show Damages In $674M Deal Row, PE Firm Says
• OCC To Fault JPMorgan For Role In Madoff Scandal
• 1st Global Tells 9th Circ. It's Not Liable In $64M Stock Fraud
• Madoff Trustee Loses Bid To Block $410M Deal
• Rogue Trader Pleads Guilty To $1B Apple Stock Fraud Scheme
• RE Exec Can't Escape Ponzi Conviction In 10th Circ.
• Commonwealth REIT Slams $3B Corvex, Related Takeover Bid
• $6B 'London Whale' Loss Lands JPMorgan In Hot Water Again
• Big Banks Must Give Global Exposure Info In 'Living Wills'
• MetroPCS Board OKs Deutsche Telekom's Revised Offer
• SEC Can't Force Help For Stanford Victims, DC Circ. Told
• Hedge Funds Sue Pharma Co. Over $20M Note Default
• Assured Disputes Bad-Faith Ruling Over Stockton Bankruptcy
• Justices Want SG's View On $1.6B Argentine Debt Row
• FINRA Says John Thomas Bilked Investors, Bullied Reps
• Debevoise Taps Partner To Replace SEC Chairman White
• Getco, Knight Revise $1.4B Merger Terms To Appease NYSE
• Steptoe Nabs Ex-SFO Bribery Chief To Aid FCPA Practice
• Big Banks Face $440M Tab For Fed Oversight
• How To Perform A Corruption Risk Assessment
• When Management's Best Guesses Fail, Boards Can Too
• Trustee Balks At Attys' Fee Requests In MF Global Ch. 11
• BlackBerry Seeks SEC Probe Of Report Criticizing New Phone
• 6th Circ. Nixes $12M Ponzi Sentences Due To Trial Delay
• Venable Nabs Top SIGTARP Investigative Counsel
• Congress Backs Off Employee Financial Disclosure Rule
• Rothstein Judge Puts The Brakes On Trustee's Ch. 11 Plan
• Land Investor Asks 9th Circ. To Revive Securities Fraud Suits
• Regulators Probe 'Excessive' Bank Risk Weight Variations
• BP Escapes $2.6B Suit Over Canceled Post-Spill Dividend
• Taylor Bean Ex-Honcho Owes Insurer $1M, 4th Circ. Rules
• Nasdaq Slashes CEO's Bonus After Facebook IPO Errors
• Fed Concerns Delay $3.7B M&T Bank, Hudson City Merger
• Seibu Shoots Down Cerberus Tender Offer, Board Nominees
• Q&A With Gibbons' Scott Garley
• PE-Backed HD Supply Seeks Up To $1B In IPO
• Sterling Bancorp Investors Challenge $344M Provident Deal
• DGCL Amendments Could Increase Negotiated Tender Offers
• NY AG Loses Renewed Bid For $150M Of E&Y's Lehman Fees
• Ex-Credit Suisse Exec Admits To Cooking MBS Books
• Elan Investors OK $1B Buyback As Royalty Pharma Looms
• DBSI Bosses Charged With Lying About Firm's Finances
• GOP Reps. Say SEC's JOBS Act Delay Harms Businesses
• Attys Side With SEC And CFTC As Budget Battle Looms
• Howard Stern Denied Bid To Revive $330M Sirius XM Suit
• Med. IT Co. Can't Block $16M Stock Buy, Appeals Court Says
• Oil Execs Can't Skirt Charges In $485M Ponzi Scheme
• KPMG Trader Charged After Admitting To Insider Trading
• $4B Debt Cut Wins Fund Support For MetroPCS, T-Mobile Deal
• Deloitte Claims SEC Audit Probe Violates Chinese Law
• Q&A With Choate's Michael Gass
• Ex-Stanford Bank GC Dodges Subpoena In Houston
• Rothstein Trustee Fights Creditor Bid For Ch. 7 Switch
• Oppenheimer Escapes $767M Suit Over MBS Funding
• What Do Staub And Sharef Really Tell Us?
• Honeywell Brass Hit With Investor Suit Over Option Grants
• Strine Doubts Dire Predictions In Delaware Forum Row
• Clearwire Investor Urges 'No' Vote On $2B Sprint Merger
• Goldman Shareholder Deal Pares Blankfein's Board Authority
• Illicit Tip Taker In KPMG Case Admits Wrongdoing
• Deutsche Telekom Sweetens T-Mobile Offer For MetroPCS
• Netflix May Start Tweeting Key Disclosures
• SouthWest Water Investors Ask 9th Circ. To Revive Fraud Suit
• Chesapeake Sheds Investor Suit Over $1B In CEO Loans
• Feds Want Subpoena Over Versace Mansion Quashed
• High Court Asked To Clarify Standard Of Review In UBS Suit
• 4 Ways To Avoid A Practice Group Raid
• AIG Investors Get Nod For $115M Deal With Ex-Honchos
• Rockefeller Wants SEC To Toughen Cybersecurity Guidance
• Siemens Gets Court OK To Spin Off Lighting Unit Osram
• Feds Investigating FCPA Allegations Against Kazuo Okada
• SEC Adopts Identity Theft Rules For Funds, Advisers
• Stillwater CEO Returns Stocks In Wake Of Shareholder Suit
• Goldman Can't Duck Prudential's $375M RMBS Fraud Suit
• Jiau Pushes 2nd Circ. To Overturn Insider Trading Conviction
• Obama Budget Seeks $2B For Swamped Securities Regulators
• Philly Firm's Fee-Share Suit Against Ex-Atty Can Proceed
• Flagging Gleacher Fires Up Sale Talks, Drops More Units
• Rogue KPMG Partner Comes Clean About Leaks
• Q&A With Seyfarth's Michael Dunn
• Lyondell Judge Axes Highland Contract Suit Against UBS
• Spotlight On Keepwells And Excluded Obligations
• Deals Rumor Mill: Marlin Equity, Life Tech, Dell
• Ex-CalPERS Exec Pleads Not Guilty To $3B Pay-To-Play Plot
• 2nd Circ. Shields SEC From Madoff Victims' Suit
• Credit Suisse Pares $590M MBS Suit From Credit Union Board
• Accounting Class Actions Plummeted In 2012, Report Finds
• BofA Beats MBS Claims In $741M Colonial Bank Saga
• BofA Fund Seeks More Of $624M Countrywide Deal In 9th Circ.
• Black Eye Aside, KPMG May Sidestep Legal Melee
• STEC To Pay $35.8M To Settle Securities Class Action
• Top Utah Court Affirms Dorsey & Whitney's $2M Fee Row Win
• UBS Skirts Fraud Suit Over $331M In MBS Losses
• Philips Pays $5M To Settle SEC Suit Over Polish Bribes
• SEC Balks As Stanford Tries To Fight Civil Case Again
• Ex-Covington Atty Tapped As CFTC General Counsel
• Chevron, FedEx To Defend 'Only In Delaware' Bylaws
• SEC Commissioner Criticizes Compliance Liability Framework
• ING Unit Hit With $61M Suit Over Bank's Investment Losses
• ICAP Says It's Cooperating With Rate-Swap Probe
• EU Advances Transparency Rules For Oil, Gas, Mining Cos.
• 9th Circ. Frees Wells Fargo, BofA From In-House Trading Suits
• Rothstein Creditors Gambling On Litigation, TD Bank Says
• Agrium Beats Jana Shakeup Plan In Shareholder Vote
• Wachtell Doesn't Know Best For Boards, Harvard Prof Says
• Clinton Group Blasts Stillwater Buys To Investors
• Dell Investor Blasts Flawed Approval Of $24.4B Buyout
• Investors In $132M Vitacost IPO Ask 11th Circ. To Revive Suit
• Nat'l Century Investors Drop $3B Fraud Suits Against Ex-CEO
• Impax Misled Investors About Manufacturing Issues, Suit Says
• Q&A With McCarter & English's Daniel Pollack
• Who Should Represent Board Compensation Committees?
• KPMG Resigns As Herbalife Auditor Amid Trading Scandal
• Ins And Outs Of Iran Disclosure In SEC Filings
• Reliance Skirts Bid To Block $1.2B Metals USA Deal
• FDIC Fires Back At PwC's Bid To Dodge $1B Negligence Suit
• Deloitte Released From Longtop Securities Class Action
• Lehman Investors Want $640M Fraud Suit Back In State Court
• $100M Kirby McInerney Fee Bid In Citi Case Meets Skepticism
• Stillwater Urges Investors To Reject Clinton Takeover
• CFTC Knows Its Wash Trading Claims Are False, RBC Says
• NeurogesX Can't Shake Shareholder Suit Over Exec's Exit
• Accounting Firm Sanctioned For Holding Ponzi Schemer Docs
• Sister Of Jailed Insider Trader Nguyen Settles SEC Suit
• Discover Execs Slam Card Marketing Derivative Suit
• Winston Violated Duties To Lancelot Funds, 7th Circ. Hears
• Morgans Hotel Delays Rights Issue As Activists Square Off
• AIG, US Say Starr Lacks Standing In $56B Suit Over Bailout
• Senate Confirms Mary Jo White As SEC Chairman
• MRV's $3M Options Backdating Settlement Gets Green Light
• Illumina Fires Back At Suit Over Rejected $9B Roche Bid
• NY AG Defends Timing Of $22.5B JPMorgan MBS Suit
• Jana Says 2 Board Picks Approved In Agrium Shakeup Effort
• Excluding Recorded Calls Would Harm Tourre Case, SEC Says
• How To Solve The Flawed Confidential Witness Issue
• Q&A With Covington & Burling's Bruce Bennett
• AAR Beats Back Investors' Exec Pay Disclosure Suit
• More Corporate Crime Victims Recovering Investigation Fees
• Pa.'s S&P Ratings Suit Must Wait For MDL Ruling, Judge Says
• 4 Ex-Lufthansa Execs Charged In Latin America Bribe Scheme
• Dell Could Reimburse Icahn $25M For Buyout Bid Costs
• Europe's Madoff Losers Tell 2nd Circ. Cases Belong In US
• Ex-FINRA Worker Seeks $25M In Age Discrimination Suit
• MetLife Death Benefit Row Requires Board Action, Atty Argues
• $2.4B Settlement Over BofA-Merrill Deal Wins OK
• Delaware Deal Litigation: What You Missed In Q1
• 2nd Circ. Shoots Down Goldman Investor's Gupta Suit
• Allergan Botox Case Should Be Killed, Del. High Court Says
• Ex-Credit Suisse Exec Pleads Not Guilty To Fraud Charges
• CORRECTED: SL Industries Probing Possible FCPA Violations In China
• Hedge Fund Snitches Seek SEC Riches
• Owens-Illinois Misrepresented $1.2B Sale, Packaging Co. Says
• Investor Pushes Compuware To Sell, Threatens Proxy Fight
• Wells Fargo, Wachovia Beat Claims They Aided $168M Ponzi
• Euribor Antitrust Class Slams UBS' Bid To Move Case To NY
• Investor Drills Stillwater Mining Over Excessive CEO Pay
• SEC Should Improve Disgorgement Oversight, GAO Says
• Agrium Shakeup Gets Thumbs Down From Canadian Pension
• Q&A With Troutman Sanders' Dave Meyers
• Cerberus Launches Offer To Raise Seibu Stake To 45%
• Investor Backs Morgans Director In Yucaipa Challenge
• MF Global Liquidation Plan Gets Court Approval
• Gabelli Doesn't Doom $550M Wyly Case, SEC Says
• What The SEC's Social Media Report Means For Your Company
• FHFA's $6B MBS Suit Against UBS Can Go On, 2nd Circ. Says
• More International Insolvencies Test Limits Of Ch. 15
• Another Look At Amgen
• Feds May Back Skilling Sentence Cut To Bar Retrial: Expert
• Chiquita Sues To Block SEC's Release Of Sensitive Docs
• Comcast Ruling Doesn't Doom $80M Madoff Fund Deal
• Norex's $500M Suit Over Oil Co. Takeover Timely, Atty Says
• Reuters Under Attack After Firing Of Alleged Whistleblower
• Chamber Of Commerce Calls For Dodd-Frank Overhaul
• Damning Report Aside, MF Global's Corzine May Walk
• Robbins Geller Lands US Atty For FCA, Securities Team
• TD Bank Reveals $52M In Secret Rothstein Settlements
• Hedge Fund Co. Calls SEC Fraud Claims Unfounded
• Chicago Law Firm Botched Vitacost's $132M IPO, Suit Says
• Goodwin Procter Takes Reins Of Ex-SAC Manager's Defense
• Bear Stearns Hid CDO Risk Ahead Of $100M Loss, CIFG Says
• Heinz's $28B Buyout Withstands 2 Investor Challenges
• Icahn Calls For Transocean Board Shake-Up, Rips M&A Deals
• SEC Defends No-Admit, No-Deny Policy In $600M SAC Deal
• Q&A With Thompson Hine's Todd Mason
• Deals Rumor Mill: CVC Capital, Nokia, Littlejohn
• SEC Speeds Up Clearinghouse Rule-Filing Process
• What Does Cooperation Buy You?
• A Path To Capital Markets For Private Entities
• Corzine Sank MF Global, Trustee Says
• Morgans Hotel Director Sues To Block Yucaipa Deal
• Wells Fargo Can't Skirt MedCap Ponzi Class Action
• Off-Site Data Access Creates SEC Security Risk: Watchdog
• Shareholders Settle Suit Over $656M Clear Channel Loan
• Fed Rule Gives Regulators Cover To Boost Nonbank Scrutiny
• Bingham Defectors Lured By Strong Sidley Platform, Atty Says
• Lehman Wraps Up Last Major Bankruptcy Dispute
• SEC's San Fran Chief Jumps To Gibson Dunn
• NY High Court Won't Revive Vitro Suit Against Hedge Funds
• Atty Admits To Insider Trading In IBM Case
• Commodity Trading Manager Fined $5M Over Investment Scam
• GM Looks To Ax Suit Alleging It Hid Data Ahead Of IPO
• Houston City Council Votes To Sue Over Libor Manipulation
• Oil Services Co. SBM Warns Of Possible Bribery Charges
• Commerzbank Ducks EU's Credit Default Swap Antitrust Probe
• Troutman Sanders Beats Conflict Of Interest Claims
• Insiders' M&A Paydays Fair Game For Del. Class Actions
• JPMorgan Dodges Dexia's $774M RMBS Fraud Claims
• SAC's Cohen Sees Ex-Wife's $3M Suit Revived By 2nd Circ.
• Barclays' Culture Led To $450M Libor Fine, Report Says
• Dorsey & Whitney Must Face School Bonds Suit, 6th Circ. Rules
• Insurer Hits Credit Suisse With $250M MBS Fraud Suit
• Heinz To Turn Over Docs On $28B Buyout To Investors
• Rogue Goldman Trader In $8B Scandal Pleads Guilty
• Tyco Seeks Full 3rd Circ. Review Of SOX Whistleblower Ruling
• Goldman Sachs Dodges Investor Suit Over Shoddy Tech Fund
• RBS Investors Launch $6B Suit Over Pre-Bailout Stock Sale
• Impact Of JOBS Act On 3rd-Party Marketers
• Q&A With Seyfarth's Will Prickett
• How Lawyers Benefit From Early Neutral Evaluation
• Paulson Dodges Shareholder Suit Over Sino-Forest Losses
• Argentina Creditors Must Reply To Payment Plan: 2nd Circ.
• BB&T's Fake Docs Led To Insurer's Takeover, Suit Says
• Hedge Funder Gets February Date For Showdown With SEC
• SEC Support For Social Media Posts Has Attys Chirping
• AIG Settles $350M CDO Suit Against Investment Firm ICP
• Security Price Drop Not Enough For ERISA Breach: 2nd Circ.
• Texas Court Eyes Oil Investor Group's Standing In Fraud Row
• Ponzi Suspect Can't Tap Into $4M For Defense, 2nd Circ. Says
• Goldman May Have Found Silver Bullet For Volcker Rule
• Investors' $6B Suit Against DLA, Apple REIT Gets Tossed
• Countrywide Can't Shake $4B MBS Suit In NY Appeals Court
• S&P Blasts DOJ Over States' RMBS Litigation Strategy
• $590M Citi Settlement Draws Skepticism From Judge
• Board's Bad Work Caused $400M Hartford Loss, Investor Says
• Ambac Can't Compel Discovery In $641M JPMorgan MBS Suit
• McDermott Wins Discovery Coup In GM Workers' ERISA Suit
• NJ Gov. Approves Bills To Relax Corporate Regulations
• MF Global Blasts 'Meritless' Ch. 11 Plan Objections
• Activists Square Off Over Morgans Hotel Recap
• BofA Inks $165M Deal To Cover Credit Unions' MBS Losses
• Q&A With Pillsbury's Sarah Good
• Icahn Discloses $625M Stake In Tech Co. Nuance
• Rothstein Bankruptcy Plan Too Sweet To TD Bank, Feds Say
• David Lerner Loses Coverage For FINRA, Class Claims
• Billabong Halts Trading To Discuss $551M Buyout Offers
• CFTC Exempts Swaps Among Affiliates From Clearing Rules
• Ex-SEC Head Schapiro Joins Bank Advisory Firm Promontory
• The Fact Pattern Behind The Boeing Class Action Grounding
• Immunomedics Agrees To $18M Settlement With Broker-Dealer
• 11 Bingham McCutchen Partners Jump Ship To Sidley Austin
• Sigma's $14M Insider Trading Settlement Gets Judge's Nod
• Timken Slams Investors' Proposal To Sever Businesses
• Banks Still Face Libor Risks Despite Bombshell Ruling
• Jana Blasts Agrium Over Plot To Sway Votes In Board Row
• Trustee's Rothstein Interview Notes Off Limits, Judge Says
• Pfizer Dodges Suit Over Retirement Fund Stock Plummet
• Nasdaq OMX Pays $750M For Treasury Trading Platform
• Intego Shareholder's Suit Against PE Owner Pared
• BNY Mellon Drops Interest Bid In $1.3B Chesapeake Bond Row
• OCC's Curry Takes Lead At Bank Supervisors Council
• Travelzoo Beats Securities Suit Over Hotel Bargains Venture
• Muni Bond Dealers Must Disclose More On Ballot Measures
• Q&A With Covington & Burling's David Martin
• Panasonic In-Flight Entertainment Unit Facing FCPA Probe
• Lear Accelerates $1B Share Buyback Plan With Investor Deal
• Tessera Leadership Shakeup Is Too Late, Hedge Fund Says
• Deutsche Bank Beats Homeowner Suit Over Securitized Loans