Securities Archive » October, 2013

Securities - October, 2013

408 articles

• Madoff Said Fake Trades Shouldn't 'Look Ridiculous,' Jury Told
• Wells Fargo Settles Fannie, Freddie MBS Claims For Under $1B
• $512M 'American Idol' Buyout Paid Fair Value, Judge Says
• New Stream Fraud Charges Should Not Be Nixed, Feds Say
• Senate Panel Considers Law To Replace Fannie, Freddie
• 6th Circ. Blazes New Trail On 'Big Boy' Enforcement
• Strategies For Whistleblower Mitigation
• Pitfalls And Misconceptions Of Cayman Company Shares
• Philly Businessman Gets 10 Years For $5M Investment Fraud
• Prudential Fraud Suit Over $477M In RMBS Remanded In NJ
• Biopharma Co. Misled Investors On Cancer Drug Progress: Suit
• Leverage Limits May Drive Banks To Risky Assets, Experts Say
• Alco Stores Shareholders Reject $47M Buyout By Argonne
• Fannie Mae Hits 9 Banks With $800M Suit Over Libor Rigging
• JPMorgan, German Banks Settle $5B MBS Suits
• How To Benefit From The US-Canada MJDS
• MF Global Sues JC Flowers, Investors Over $20M Dividends
• Fund Says $153M Fannie Mae, KPMG Deal Needs Retooling
• Avon Says Proposed FCPA Settlement Too Steep
• Canadian High Court Won't Adopt US-Style Class Cert. Test
• SEC Opposes New Trial For Ex-Goldman Trader
• Brazilian Firms Brace For New Anti-Bribery Enforcement
• DOJ May Launch Civil RMBS Suit Against Bank Of America
• Taylor Bean Says PwC's Negligent Audits Missed Fraud
• Ex-Madoff Employee Links Defendants To Fraud Conspiracy
• Feds' Insider Trading Obsession Could Outlive SAC Case
• IRS Delays Part Of Recent Rule On Mixed Straddles
• 1st. Circ. Nixes $7B Claim Over German Bonds
• Railroad Giant CSX Off Hook For Tenn. Sales Tax For Now
• Legal Demand Is Up — How Are Law Departments Managing?
• Reg D Revamp Could Dampen Growth Capital Market
• Nationstar's Suit Over $150M Loan Auction Deal Tossed
• RMBS Suit Against Citigroup Tossed By NY Judge
• SEC Beats Back Investor Challenge To $159M Disbursement
• Madoff Trustee OK'd To Seek Out $8B In Customer Funds
• Twitter Faces $124M Suit For Fake Private Stock Sale
• CFTC Adopts Final Rule For Enhanced Customer Protections
• Barclays Joins Other Banks In Cooperating In Forex Probes
• Ally Settles Feds' Mortgage Suits, Records $170M Charge
• US Century Bank Gets Claims Trimmed From Investor Suit
• Investors Fire Back At PwC In MF Global Securities Suit
• House Passes Bill Delaying Dodd-Frank Retail Investor Rule
• Ex-Cushing Trader Pleads Not Guilty In Front-Running Case
• SEC, Analyst OK Deal In Alleged Carter's Insider Trading Plot
• Investors Lose Class Cert. Bid In Deutsche Bank MBS Case
• Robbins Geller Says Boeing Suit Doesn't Warrant Sanctions
• Dewey, Proskauer Win Bid For $8.8M In MF Global Fees
• UBS, Deutsche Bank Targeted In Forex Investigations
• McDermott Malpractice Suit Gets Clarification From Judge
• CFTC Drops Position Limits Appeal, Commissioner Says
• Social Media And Your Public Co. — Don't Forget Rule 10b-5
• Dell Yanks Public Listing After Sealing $25B Buyout
• Hedge Fund Ups Healthways Stake, May Jostle Management
• Rabobank To Pay $1B Over Libor Scandal As CEO Resigns
• Southwire Co. Drops Challenge To Copper-Backed ETFs
• Cole Investors Aim To Kill $11B American Realty Merger
• FDIC Objections To $500M Countrywide Settlement Overruled
• Star Scientific Says Shareholder Drug Suit Falls Short
• Madoff Books 'Ridiculous,' Government Witness Says
• 11th Circ. Says Atlanticus Can't Relitigate Antitrust Claims
• Google Stock Split Settlement OK'd, But Fees Cut To $9M
• Icahn-Led CVR Sues Wachtell Over Role In $2.6B Takeover
• BP Fights What's Left Of Deepwater Horizon Securities Suit
• Ex-SAC Capital Manager Wants Galleon Testimony Blocked
• Proposed $115.5M CFS, First Merchants Merger OK'd By Court
• For-Profit School, Investors Reach Deal Over False Stats
• 2nd Circ. Releases Lehman From Securities Class Action
• Neuberger Beats Suit Over $30M Gambling Loss In 2nd Circ.
• Catalyst's New Drug Was Old News, Investors Say
• SEC Slaps 3 Advisory Firms Over Custody Rule Violations
• Chinese LED Co. Shareholders Win Cert. In IPO Suit
• Inside FINRA's Proposed Rules To Illuminate 'Dark Pools'
• First Bank Of Delaware Investor Demands To See Records
• US Bank Targeted Over $1.1B Pension Loss
• SEC's 2013 Enforcement Stats Driven By Throwaway Cases
• Investors Rip Fee Request By Carella Byrne, Kessler Topaz
• JPMorgan Reaches $5.1B Deal With FHFA Amid DOJ Talks
• Reuters Can't Escape Fired Whistleblower's Suit
• Morgan Keegan Funds Duped Investors On ABS, Suits Allege
• Sugar Co. Says CEO's Wife Can't Snatch Stocks
• Ponzi Schemer Starr's Ch. 7 Trustee Sues Luxury Condo Co.
• Cuban Takes Parting Shot At Ex-SEC Enforcement Chief
• Nasdaq To Pay Traders $42M For Facebook IPO Claims
• Xerox Can't Treat Contracts As Securities Under NY Tax Law
• Morgan Stanley Hid Risks In $600M MBS Sale, Suit Says
• BNY Mellon Loses On 2 Discovery Motions In FX MDL
• Deals Rumor Mill: KKR, Telefonica, ING
• 3rd Circ. Eases Limitations Test For Securities Claims
• JPMorgan May Face Fines Over Madoff Investment Account
• Fed Liquidity Rule Falls Short As Crisis Management Guide
• Libor Probe Was CFTC's Cash Cow In 2013
• Hedge Funds Can't Look Into $1B Lehman Claim Sale
• Pension Funds Want Fossil Fuel Cos. To Study Climate Risks
• Brokerage Seeks To Block $100M FINRA Arbitration Attempt
• Swiss Regulator Probes UBS Over Stock Exchange Disclosure
• Health Fraud, Securities Prosecutor Joins Greenberg Traurig
• Digirad's Board Of Directors Election Valid, Judge Says
• SEC Investigating Enfamil Maker Mead Johnson's China Unit
• Why M&A Due Diligence Won't Prevent An FCPA Violation
• Lehman Judge Disses FHFA's Bid For $1B Claim Priority
• Lehman Says Giants Stadium Owes $100M Over Swap Deals
• Stryker Settles FCPA Probe With $13M Payout
• A Snapshot Of FPI Registration And Reporting Obligations
• Morgan Stanley Beats False Ad Claims Over $72.4M Loss
• Fed Proposes Strict New Liquidity Rules For Big Banks
• Icahn Pads Apple Stake, Urges Immediate $150B Buyback Plan
• Calif. Appeals Court Rejects Yahoo Securities Suit
• DOJ's Countrywide Win Could Force More Bank Settlements
• SEC Followed Orders On Conflict Minerals, DC Circ. Told
• Investor Says Verizon Execs At Fault For Mystery Data Bills
• Madoff Staff Had To Submit Old Stock Prices, Jury Hears
• Ex-Citi Banker's Relative Seeks SEC Obstruction Retrial
• Student Loan Co. Hit With Suit Over $300M Tax Bill
• Pension Fund Challenges PE Firm's $891M Tellabs Buyout
• Suit Over $700M Sauer-Danfoss Takeover Survives Challenge
• Investor Can Lead SAC Class Action Despite Past Suits
• BofA's Countrywide Defrauded Fannie, Freddie, Jury Says
• Credit Suisse Off Hook For PE Firm's $12M New Century Deal
• 'Sexy Startup Seeks Accredited Investor'
• Former Bristol-Myers Exec Gets 1 Year For Insider Trading
• Warren Asks For Financial Regulators' Enforcement Stats
• Jiau Can't Shake Insider Trading Conviction In 2nd Circ.
• SEC Unveils Proposed Crowdfunding Rule In Unanimous Vote
• Questions Abound Over Scope Of FIRREA Liability
• Proskauer, Dewey Allegedly Highballed Fees In Ch. 11 Case
• Employers Win Again On Scope Of US Whistleblower Law
• Rabobank To Pay $1B To US, UK In Libor Probe
• Deloitte Hit With Record $2M Fine For Breaking Audit Rules
• Expungement Is Difficult — Don't Make It Worse
• Madoff Paid Programmer To Do His Bidding, Jury Hears
• Ex-BigLaw Securities Atty Launches New Boutique Firm
• NJ Court Tosses Columbia Labs Stock Drop Suit
• Contract Claims Stay Put In GeoResources Investor Row
• Boutique Firm Shakes Appeal In Investor Malpractice Suit
• EU High Court Upholds Germany's Volkswagen Veto Law
• Citigroup's Counterclaims Nixed In Investors' $1B CDO Suit
• Wynn Beats Ex-Partner's $140M Defamation Suit In Japan
• ATM Maker Diebold Shells Out $48M In FCPA Settlement
• SEC's White Tempers Tough Cop Stance On Enforcement
• Feds Chase History With Eye-Popping JPMorgan Settlement
• JPML Centralizes Oil Price-Fixing Suits In NY
• Madoff Firm Funded Trips For Employees, Prosecutors Say
• Investors Ask To Revive Poolwide Claim In $1.75B BofA Row
• SEC Sued For Harassment, Slander During Probe
• UK Authorities Investigating 22 In Libor Case
• Dodd-Frank Isn't For Foreign Whistleblowers, Judge Says
• FHFA Wants $1.2B Lehman Claim Handled Out Of Bankruptcy
• NJ High Court Won't Hear Madoff Funds' KPMG Appeal
• GM, Nova Scotia Bondholders' $1.5B Deal OK'd, Fees Denied
• Sprint Escapes Indemnity Over Telco Investor Fraud Suits
• LightInTheBox Hit With Shareholder Suit Following IPO
• How To Prepare Witnesses To Make (Not Break) Your Case
• JPMorgan Nearing Record $13B Mortgage Settlement
• Trade Group Urges 2nd Circ. To Block Trustee's Suits
• SEC Charges 'Big Short' Money Manager With Fraud
• PVR Investor Sues To Block $5.6B Regency Merger
• JPMorgan Offers $4B To Exit FHFA's Toxic MBS Suit
• US Liquidity Rules Likely To Be Harsher Than Global Regs
• 2nd Petters Ponzi Collaborator Gets 15 Years For Fundraising
• SAC And Ex-Traders In Chess Match As Feds Close In
• Kohn, Madoff Family Members Freed From $49M UK Suit
• Set The Right Tone For Risk Mitigation, Home And Abroad
• The New 'Bad Actor' Provisions: Why The Gloves Don't Fit
• Prudential Won't Take Regulators To Court Over SIFI Label
• Winston & Strawn Adds Former Securities Regulator In NY
• 2 Cop To Obstruction Over Hidden Jewelry In $1.2B Ponzi Case
• Argentina To Pay $500M To Settle Foreign Arbitration Claims
• Fed Gov. Urges Bankruptcy Code Changes For Failed Banks
• Ex-Commodities Trader Admits To Running $10M Ponzi Scheme
• JPMorgan, Others Lose Bid For FHFA Docs In MBS Fight
• Ex-Staffers Point Blame At Madoff In Fraud Trial
• Cooperator In PGR Insider Trading Probe Gets Probation
• Texas Ponzi Schemer Slapped With $3.8M Penalty In SEC Suit
• CORRECTED: Case Over Spitzer's AIG Emails Sent Back On Appeal
• Edgen Group Investor Blasts $520M Sumitomo Buyout
• Former Schwab Unit Exec Loses Brady Challenge In SEC Case
• Wells Fargo Must Cover FINRA Penalty, Suit Says
• Attys Group Asks High Court To Review Class Cert Precedent
• King & Spalding Lures BNY Mellon Financial Industry Vet
• India TV Network Wants Nielsen To Face Corruption Suit In NY
• HSBC Unit Hit With Record $2.4B Securities Fraud Judgment
• Fed Set To Unveil Key Bank Liquidity Proposals Next Week
• JPML Centralizes CDS Antitrust Suits In NY
• Ariad Investor Says Drug Side Effects Led To Stock Drop
• Merits Of Properly Structured Hotel-Condo Offerings
• Deutsche Bank Pays $11.5M To End Nev. Mortgage Probe
• 85-Year Fraud Sentences Not 'Cruel And Unusual': 2nd Circ.
• How To Utilize Form S-3 And Its Benefits
• Ernst & Young To Pay $99M To Settle Lehman Litigation
• Madoff Staff's Lies Helped $65B Scheme, Prosecutor Says
• SEC Argues For Broader Power Over SIPC Liquidation
• British Regulators Open Forex Rigging Probe
• BioClinica Investors Lose Bid To Block $123M PE Takeover
• Cuban Verdict Likely The Last Word In SEC Case
• CFTC Mimics SEC Policy Shift With JPMorgan 'Whale' Pact
• St. Jude Looks To Shoot Down Investors' Stock Fraud Suit
• MF Global Execs Say Trustee Can't Sue If Customers Get Paid
• The Case For Emphasizing Arguments Against Falsity
• Royal Bank Of Scotland Sued Over $1.6B RMBS Sale
• Sullivan & Cromwell Hires DOJ Vet To Run Appeals Group
• NY AG Taps Ex-Bernstein Litowitz Atty For Investor Bureau
• Fed. Circ. Bars Bernanke Depo In $55.5B AIG Bailout Suit
• Jury Hands Cuban The Win In SEC's Insider Trading Case
• BofA Can't Keep Countrywide Docs Out Of Ambac's Hands
• Former BofA Exec Loses Bid To Dismiss Muni Fraud Suit
• Nokia's Stock Not Bad Investment For Workers, Judge Says
• SEC Fines Knight Capital $12M Over 2012 Trading Debacle
• Nestle, Ralston Merger Suit Kicked To Mo. High Court
• Cadwalader Stuck With Malpractice Defense Ruling
• BCI Aircraft Exec Asks For Probation In $50M Fraud Scheme
• Jurors Weigh Cuban Insider Case After Contentious Closings
• JPMorgan Agrees To Pay $100M, Admit Wrongdoing To CFTC
• Ark. Teachers Say Bankrate Shorted Investors $850M
• Hotel CMBS Flowing, But Lenders Stay Tough In Negotiations
• What's On Your CEO's iPad?
• US Bondholders Attempt To Force Suntech Into Ch. 7
• Cozen O'Connor Adds 5 Partners To NY Litigation Group
• McCarter & English Brings 2 Investment Pros To Philly Office
• GE, JPMorgan Dispute Money Damages In $2B MBS Trust Suit
• US Resists S&P Bid For Fed Documents In $5B Crisis Suit
• SEC Mulling Disclosure Rule Updates
• Petters Partner Gets 17.5 Years For Ponzi Scheme
• Chesapeake Escapes ERISA Suit Over Falling Share Prices
• Shareholders Hit Peregrine Pharma Over Exec Compensation
• BP Loses Bid To Send Deepwater Securities Suit Abroad
• Philly Businessman Seeks Leniency Over Investment Fraud
• China Dragon Reaches Deal With Investors Over Inflated IPO
• Banks Can Expect Continued Scrutiny Under New Fed Chair
• Urban Outfitters Hit With Securities Class Action
• Terra Execs Ask 11th Circ. To Curb FCPA's Reach
• The Best Question To Ask Your Potential Outside Counsel
• NY AG Vows Crackdown On 'Insider Trading 2.0'
• SEC Says Wis. Sales Agent Ran $2M Ponzi Scam
• CFTC Can't Regulate Markets During Shutdown, Gensler Says
• High Marks For Broker-Dealers On Suitability Test
• BayernLB Drops $2B CDO Suit Against Barclays, State Street
• Ex-AIG CEO Fraud Suit Stayed Amid Claims Of Biased Judge
• NY Fed Hit With Wrongful Firing Suit Over Goldman Probe
• NY AG Defends $410 Merkin Settlement At 2nd Circ.
• Receiver Asks 11th Circ. To Revive BofA Ponzi Suit
• Copycat UK Whistleblower Law Risks Adopting US Flaws
• Calif. AG Hits Corinthian Colleges With False Ad, Fraud Suit
• Fla. Judge Rules For SEC In BankAtlantic Fraud Suit
• Porter Hedges Adds Adams & Reese Transactional Partner
• US Audit Watchdog Adds 3 New Broker-Dealer Standards
• Dentons Attys Join Reed Smith Amid McKenna Merger Talks
• Russia's Answer To FCPA Guidance
• Don't Get Caught Short By Rule 105
• Del. Justices Nix Injunction Of Activision's $8B Stock Deal
• Mystery Heinz Traders Revealed In $5M SEC Settlement
• Advantages Of Being A Well-Known Seasoned Issuer
• NY High Court Overturns $99M Judgment In Merrill Docs Case
• Fed Chair Nominee Yellen Expected To Follow Bernanke's Lead
• MediConnect Exec Says Partner Cheated Him Out Of $64M
• NJ Accuses S&P Of Fraud For Offering Skewed Analyses
• Broad View Of SOX Threatens Small Cos., Justices Told
• First Solar Shareholders Win Class Cert. In Fraud Case
• Info Cuban Traded On Was Public, Insider-Trading Jury Told
• Shutdown Delays Rajaratnam Brother's Insider Trading Case
• Investors Target Enviro Co.'s Execs Over Stock Decline
• NJ Investment Firm To Pay $36M Over Ponzi Scheme
• SEC Atty Of 'Fabulous Fab' Fame Joins WilmerHale
• Fulbright Can't Shake Malpractice Suit Over Petters Scheme
• Russ August Entertainment, Securities Pro Returns To Manatt
• Pharma Co. Misled Investors About Hepatitis Drug, Suit Says
• Bayou Group Judge OKs $5.3M Deal With Goldman Sachs
• Chinese Co. Exec Violated Stock Sale Pact, Suit Says
• Ringleader of $10M Petro Investment Scam Gets 30 Years
• SEC's Admissions Of Wrongdoing Policy: Boon For Insurers?
• SEC Taking The 'Tough Cop' Approach, Mary Jo White Says
• Madoff Trustee Seeks High Court OK To Pursue Big Banks
• Cohen Placitella Adds 3 To Complex Litigation Group
• Hooters Securities Case Kicked To Mediation
• New NASAA Chief Eyes E-System For Securities Filings
• Petters Ponzi Partner To Pay $41M After Judge Balks On Total
• J&J Investors Defend Suit Over Ex-CEO's $175M Payout
• Bingham Partner To Lead Boies Schiller's London Shop
• Viacom Can't Make 'Rock Band' Co. Investors Cover IP Suits
• Obama To Nominate Yellen As Fed Chair
• Thompson & Knight Wants $2.5M Investor Fraud Appeal Axed
• Capital One Derivative Suit Over $210M Loss Gets Axed
• High Court Denial Pushes Banks To Settle With FHFA
• Jiau Asks 2nd Circ. To Allow Morgan Lewis Complaint
• Law Firm Accused Of Role In $11M Facebook IPO Scam
• Cuban's Broker May Be Covering Up Insider Trade, SEC Says
• Investors Defend Suit Over Facebook IPO Losses
• Meadowbrook Shareholders Say Execs Misled Investors, SEC
• SEC's Case Against Petters Feeder Fund Heads For Jury
• Ex-Miami Budget Director Says SEC Wrongly Targeting Him
• FDIC Challenges BofA's $500M MBS Settlement
• Ex-Sentinel Exec Admits To Role In $500M Customer Scam
• Kaydon Faces Shareholder Suit Over $1.25B Sale To SKF
• Patterson Lures Former NY Chief Of DOJ Antitrust Division
• SEC Investigating Xerox Unit's Accounting Practices
• The Changing Nature Of SEC Enforcement Actions
• Let's Really Consider The Idea Of A 2-Year Law Degree
• Icahn Gets 2 Picks On Nuance Board, Predicts Stock Jump
• High Court Weighs Law Firms' Liability In Stanford Ponzi
• Fannie, Freddie Launch Joint MBS Platform
• Yucaipa Sues Morgans Over $75M Deal In Proxy Fight Fallout
• Icahn Buys Talisman Stake In 1st Major Post-Dell Play
• Cuban Can't End Insider Trading Trial After SEC Rests
• Former Celgene Exec Settles SEC's Insider Trading Claims
• Insider Trader Asks 2nd Circ. To Reverse $7.2M Loss To SEC
• NY Lawyer Group Says Attys Can't Seek Whistleblower Awards
• Drastic Changes To Sentencing Guidelines On Horizon
• Proposed FIRPTA Reforms Would Reduce Tax Barriers
• Herbert Smith Snags White Collar Pro From Cooley LLP
• Mining Magnate Buys Sizable Blumont Stake After Stock Drop
• Ex-Mortgage Co. CEO Wants Taylor Bean Fraud Case Tossed
• NY Blocks Falcone From Managing Insurance Business
• Corzine, Ex-MF Global Execs Renew $10M Defense Request
• High Court Won't Hear Banks' Appeal In FHFA Securities Suit
• Atty Gets 3 Years For Helping Rothstein's Wife Hide Jewelry
• High Court Won't Review Feraheme Investor Class Action
• GCs Expect Regulatory Legal Bills To Keep Rising In 2014
• High Court Rejects Argentina's Appeal In $1.4B Bond Fight
• MBIA Must Give Credit Suisse Witness Docs, Judge Rules
• Asset Managers Sized Up For Systemic Risk Label
• CommonWealth REIT Sued Over Alleged Board Conflicts
• BofA Wants Bank's 'Bait-And-Switch' MBS Claims Tossed
• The Best Cyberdefense Is A Good Offense
• Expect Renewed SEC Emphasis On Accounting Fraud
• Decision Time Approaches In CommonWealth's Activist Fight
• RBS Wants $629M Calif. Credit Union RMBS Case Tossed
• States Push To Fight S&P MBS Ratings Case On Home Turf
• Gentiva Looks To Quash Investors' Fraud Action
• Former Ala. Atty Accused Of Bilking $2.8M From Investors
• Icahn Drops Dell Appraisal Fight, Will Take Deal Cash
• Swiss Regulator Launches Probe Over FX Market Rigging
• Sotheby's Adopts Poison Pill As Loeb Ups Stake
• A Test Balloon For Section 546(e) Interpretation
• Argentina Can't Carry Out Bond Exchange Plan, Judge Says
• Departing CFTC Head Gensler Put Agency On The Map
• Judge Trims Deepwater Securities Suit Against BP, Execs
• Cuban Denies He Promised To Keep Deal Info Confidential
• Deloitte Settles Suits Over Taylor Bean Audits
• Directors Fight Order Stopping $397M Michael Baker Buyout
• Ex-Tyco Chief Financial Officer Granted Parole
• Nasdaq Can Be Sued Over Facebook IPO, Investors Say
• Ex-Broker Gets January Trial In IBM Insider Trading Case
• EU To Examine Potential Crowd Funding Rules
• Oracle Deal In Shareholder Suit Heralds $20M Insurance Row
• Head Of SEC's Salt Lake Office To Retire After 38 Years
• Agnico Escapes Securities Appeal Over Damaged Gold Mine
• Considerations Before Counseling During Deposition
• Fiduciary Duties In NY May Not Be In The Eyes Of Beholder
• Private Co. Whistleblowers Outside Of SOX, Fidelity Says
• JPML Sends Charles Schwab Suit To Libor MDL In NY
• Understanding Registered Securities Offerings Post IPO
• Coventry Reaches $3.6M Settlement In ERISA Class Action
• REIT, Capital Markets Whiz Joins Proskauer Rose
• Jefferies Must Pay Former Exec's Legal Fees
• Shareholders Settle Spat Over $24B Liberty, Virgin Merger
• Citigroup To Pay $30M Over Research Tips To SAC, Others
• Ackman Pares Down $1B Herbalife Bet, Books Losses
• Securities Boutique Botched Stock Deal, Appeals Court Told
• Cuban Disputes SEC's Claim He Traded On Confidential Tip
• SEC Delays Ruling In Chinese Audit Row
• BNP Paribas Seeks To Amend Claims In $1.6B MBS Brawl
• Delta Petroleum Execs Shake Securities Fraud Class Action
• BioScrip Inc. Hit With Shareholder Suit Over Exjade Probe
• Oracle Defends CEO's Pay To Shareholders, Activists
• 5 Tips For Leveraging Experts To Optimize Client Value
• Spotlight On The Short-Term Credit Crackdown
• SEC Website To Pull Back Curtain On High-Speed Trading
• 5 Tips For Fending Off Insider Trading Accusations
• Judge OKs $95M VeriFone Stock Inflation Class Settlement
• ICE, NYSE Closer To Sealing $8.2B Deal With Panel's OK
• Questcor Can't Kick Securities Fraud Case
• Axis Avoids Defending Mortgage Broker In $5M Fraud Suit
• Loeb Doubles Sotheby's Stake, Calls For CEO's Ouster
• Stanford Investors Accuse Willis Of Aiding $7B Scheme
• Citigroup Urges 2nd Circ. To Drop Abu Dhabi Fund Appeal
• Elliott Management Pays $1B For Lehman European Claim
• Motricity Dodges Shareholder Suit Over IPO
• Investment Funds Hit AIG With $60M Fraud Suit
• NY AG Settles Claims BoA Breached $25B Mortgage Deal
• Merck's $688M Vytorin Settlement Wins Judge's Nod
• Molex Investor Says $7.2B Koch Deal Cheats Shareholders
• Ill. Court Revives Quarles & Brady Malpractice Suit
• US Fire Ordered To Cover Madoff Fraud Losses
• Credit Suisse Can't Nix Prudential's $460M RMBS Suit
• Shareholders Sue JC Penney After Major Investor Exits
• SEC Will Demand More Admissions Of Guilt, Official Says
• Bingham McCutchen Names New MP, Doubles Up At Top
• Bank's Claims Slashed In $5.9B MBS Suit
• Shareholder Suit Over $45M Vocada-Nuance Merger Nixed
• High Court Holds Off On Argentina Bond Appeal Action
• CFTC Enforcement Chief Meister To Step Down
• SAIC Escapes Claims In Investor Suit Over CityTime
• Chesapeake Owes BNY Mellon Attys' Fees In $1B Bond Row
• Cuban's Stock Dump Hurt Average Investors, SEC Tells Jury
• State Street Directors Escape Derivative Suit
• Don't Conflate Shutdown And Debt Ceiling Challenges
• Ex-AIG Execs Again Lose Bid To Kick Judge Off NY AG's Case
• $14M SEC Whistleblower Award Is Just The Beginning
• Saudi Co. Settles With Ex-Bank CEO Over $9B Ponzi Scheme
• Health Care Co. Acadia Gets Investor Challenge Quashed
• Ex-Dewey M&A Head Joins Greenberg Traurig In London
• Auditor Beats Malpractice Suit Over Disputed PE Firm Appraisal
• 3 Lessons From Canada's First 'FCPA' Trial
• Comerica Will Pay $11M To End Investors' Sigma Action
• Ex-Goldman Trader Tourre Seeks New Trial
• US Government Shuts Down As Funding Fight Goes Nowhere
• SEC Equipped To Survive Long Shutdown, Agency Vets Say
• Shutdown Will Test Dealmakers' Patience — And Nerves
• BigLaw Braces For Revenue Hit In Federal Shutdown