Securities Archive » April, 2014

Securities - April, 2014

500 articles

• Rio Tinto Says Vale Bribed Officials For Iron-Ore Rights
• Dentons Hit With $146M Malpractice Suit For Loans To Petters
• New Study Looks To Silence Critics Of SEC Fair Funds
• Exec Who Waited 13 Years For Sentencing Gets Time Served
• CFTC Commissioner Pushes For Dodd-Frank Reform
• Ex-MF Global Execs Again Seek $10M More For Defense Costs
• Kosmos Energy Agrees To Pay $10.2M To Settle IPO Suit
• Supreme Court Urged To End Circuit Split With Libor MDL
• BofA Accounting Mishap Reveals Flaws In Fed's Stress Tests
• Fairway Board, PE Backers Sued Over Wilted Profits
• SEC Targets Co-Founder Of Rothstein Feeder Fund
• UBS Looks To Deep-Six Bank's $150M RMBS Suit
• Bracewell Hooks Ex-Deputy Criminal Chief In Dallas
• GM Faces Hard Fight If Securities Suits Clear Early Hurdles
• Fannie, Freddie Could Lose $190B In Bad Crisis, FHFA Says
• CFTC's $645M Peregrine Fine Wins Judge's Approval
• O'Quinn Sued For $100M For Punting Stock Manipulation Suits
• PR Newswire Agrees To Deal To Limit High-Frequency Trading
• Wyly Says SEC Star Witness Made 'Deal With The Devil'
• Female Powerbrokers Q&A: Gunster's Lila Jaber
• Female Powerbrokers Q&A: Hausfeld's Megan Jones
• Pension Fund Seized As SEC Probes $22M In Missing Funds
• India Court Puts $3.2B Sun Pharma, Ranbaxy Merger On Hold
• EU High Court Tosses UK's Financial Tax Challenge
• Rising Star: Davis Polk's Dana Seshens
• Will The Volcker Rule Make BDCs More Popular?
• Produce Documents 'Subject To' Objections At Your Own Risk
• Third Point Asks Judge To Delay Sotheby's Annual Meeting
• Mayer Brown Brings In Ex-Pillsbury Asia Banking Partner
• Galleon Group Head To Face Tamil Tigers Terror-Funding Suit
• SEC Probes Northern Trust's Securities Lending Program
• First Horizon Settles FHFA Toxic MBS Suit With $110M Deal
• Jury Trial Demand Nixed From Suit Targeting Ex-AIG Execs
• SAC Fights Elan, Wyeth Investor Suit Over Insider Trading
• Rising Star: Cravath's Lauren Moskowitz
• Ex-Faruqi Attys Launch Del. Securities Litigation Boutique
• Senate Delay Gives Long-Shot Housing Reform Bill A Chance
• Appeals Court Affirms RSUI Win In Forest Lab Coverage Spat
• SEC's White Says Agency To Continue Conflict Minerals Push
• NY Judge Rejects Credit Suisse Move To Time-Bar MBS Suit
• NY Court OKs $32M Award In TV Network Partnership Fight
• On SEC Hot Seat, Wyly Insists He 'Played By The Rules'
• The Golden State Warrior: Judge S. James Otero
• House Passes Bill Exempting CLOs From Volcker Rule
• Valley Forge Wins Dismissal Of Illegal Export Class Action
• CRE Securitization — Time To Bring It Back
• Female Powerbrokers Q&A: Kirkland's Anne McClain Sidrys
• Female Powerbrokers Q&A: Porter Hedges' Joyce Soliman
• How Gov't Is Using Big Data To Investigate Corp. Fraud
• KeyCorp To Pay $6.85M To Settle Madoff Investment Claims
• Senate Banking Panel Approves 3 For Fed Board Of Governors
• Accounting Class Action Deals Up In 2013, But Value Down
• The Williams Act Still Has Teeth
• Are Retail Investors On Life Support?
• SEC Commish Dissents Over RBS 'Well-Known' Issuer Status
• UK Fines Invesco $31.3M Over Control Failures
• 11th Circ. Revives Fraud Suit Against Madoff Associate
• Rising Star: Winston & Strawn's John Schreiber
• Goodman Fielder Rejects $1.2B Wilmar, First Pacific Bid
• Lloyd's Attempts To Shoot Down MBIA Coverage Suit In NY
• PG&E Brass Hit With Derivative Suit Over Pipeline Blast
• OSG Shareholders Blast Ch. 11 Disclosure Statement
• Nuance Asks 5th Circ. To Uphold Win In $45M Merger Fight
• China North Fights Class Cert. Amid Pending Settlement
• Tossing Fish Is Junking Docs? Justices Take Odd SOX Case
• 5 Fights Over $25B Actavis-Forest Deal Merge In NY
• SEC Heads Tell Congress To Rethink Conflict Minerals Rule
• GE To Pay $2.7M To Settle Rothstein Feeder Fund's Claims
• Female Powerbrokers Q&A: Patton Boggs' Laura Weidenfeld
• Female Powerbrokers Q&A: Axelrod Firm's Sheryl Axelrod
• UK Charges 3 More Ex-Barclays Traders In Libor Probe
• BofA Suspends Capital Plan After Accounting Error
• It's An Honor To Be Your Friend?: Social Media And Judges
• GCs Name Most Elite Law Firms
• Rising Star: Anderson Kill's David Graff
• Giant Interactive Shareholders Fight $3B Go-Private Deal
• Two Deputies Charged With Aiding $1.2B Ponzi Scheme
• Ropes & Gray Adds Federal Securities Fraud Prosecutor
• 2nd Circ. Revives Barclays Libor Fraud Class Action
• Delphi Automotive Investigates Possible Foreign Bribery
• Senate Big Bank Foes Seek Changes To Housing Bill
• NJ Court Transfers Arsenal Capital Suit Over Ties To Bench
• Facebook IPO Fraudster Sentenced To 9 Years In Prison
• IRS Clarifies Anti-Abuse Rules For Killer B Reorganizations
• Judge Slams Plea To Delay Andrews Kurth Malpractice Trial
• PE Firm Owner Fined $1.4M In SEC Ponzi Scheme Case
• WG Trading's Chief Fesses Up To $554M Investor Fraud
• The Legal Team Condotel Developers Are Thanking
• Sensient Prevails In Proxy Fight Against Hedge Fund
• Charges Tossed Against Ex-Porsche Execs For Failed VW Deal
• Cooperator Helped SEC Unravel EBay Insider Trading 'Web'
• United Technologies Says SEC Probing Chinese Engine Sales
• Female Powerbrokers Q&A: Strasburger's Kim Moore
• Female Powerbrokers Q&A: Nicolaides' Sara Thorpe
• Former BofA CFO Strikes $7.5M Deal In Merrill Merger Case
• Mutual Funds Still An Attractive Target For Plaintiff Bar
• 9th Circ. Axes Former CCI Exec's Bid To Fight FCPA Charges
• Barclays To Pay $280M To Settle FHFA's Private MBS Actions
• NJ Law Director Brings Privacy Focus To New Role
• 9th Circ. Rejects Suit Over Ernst & Young's IndyMac Audit
• Accused Utah Fraudster Says Gov't Unfairly Delaying Trial
• Morgan Stanley Again Targets Suit Over $104M In Bad MBS
• Schwab Dumps Anti-Class Action Stance After FINRA Order
• GM Discloses SEC's, Other Authorities' Probes Over Recall
• US Seeks To Wrest Control Of Bankruptcy From TelexFree
• NY Atty Banned From Securities Work For Document Fraud
• Ex-KPMG Partner Gets 14 Months For Insider Trading
• SEC Examiner Resigns, Admits He Veiled Stock Holdings
• Broad And Cassel Adds DLA Piper Atty With Int'l Expertise
• Amerindo Co-Founders Get More Jail Time For $20M Swindle
• Morgan Stanley Escapes Sealink's $507M RMBS Suit
• Some Early Indications From The 2014 Proxy Season
• History Of Alleged Financial Sector Collusion: Part 2
• Top Proxy Adviser Backs Loeb Board Shake-Up At Sotheby's
• Halliburton Blasted By Securities Class Over Withheld Docs
• Female Powerbrokers Q&A: Dorsey's Liz Buckingham
• Female Powerbrokers Q&A: Williams & Connolly's Enu Mainigi
• Waiting On FTC, Men's Wearhouse Extends Jos. A. Bank Offer
• Legal Evolution: Back To Business
• Qualcomm Could Face SEC Suit Over China Bribes
• Ex-ValCom CEO No Longer On Hook For Racketeering Charges
• Holland & Knight Adds Former SEC, DOJ Atty
• Subprime Lender Faces Class Action Amid CFPB Probe
• Ex-DBSI Execs Say Jurors 'Misled' Amid Acquittal Push
• SEC Sues Ex-Nvidia Manager For Tipping Insider Traders
• US Bank Unable To Escape NJ RMBS Case
• Wyly Admits 'Trouble Remembering Things' In SEC Testimony
• BNY Mellon Can't Score Ore. Rate Analyses In Forex MDL
• Heckmann Reaches $27M Settlement For Shareholder Suit
• Chancery's Appetite For Fee Awards Wanes As Deal Suits Rise
• LIN Shareholder Sues Over $1.6B Media General Merger
• Dems Push SEC To Enact Conflict Minerals Rule
• NJ Judge Trims Attys' Charges In Lucchese Racketeering Case
• Will Investors 'Like' SEC's New Social Media Ad Rules?
• Ex-Penny Stock Co. Prez Gets 18 Years For $18M Fraud
• UBS Beats State Law Claims In Credit Board's MBS Suit
• 2nd Circ. Revives Shareholder Suit Against Apple REIT
• History Of Alleged Financial Sector Collusion: Part 1
• Female Powerbrokers Q&A: Curtis' Nancy Delaney
• Female Powerbrokers Q&A: Alston Hunt's Anna Elento-Sneed
• Conservative Groups Urge Rejection Of Senate Housing Bill
• Shareholder Alecta Rejects Volkswagen's $9B Bid For Scania
• Allergan Swallows Poison Pill After $46B Valeant-Ackman Bid
• Ropes & Gray SF Head Jumps To Gibson Dunn
• Former Top-Level Dewey Atty To Testify In Criminal Case
• Sam Wyly Defends Use Of Offshore Trusts At SEC Trial
• Akin Gump Welcomes Back Former SEC Senior Trial Atty
• Ex-BofA Worker Avoids Prison In Bid-Rigging Scandal
• $281M RMBS Suit Against Morgan Stanley Beats Dismissal Bid
• The Accidental Advocate: Judge John E. Jones III
• Fannie, Freddie Reform Bill Has A Shot, HUD Chief Says
• Wary Judge OKs SEC 'No-Admit' Pact With Ex-SAC Analyst
• Ex-Celgene Exec Gets 16 Months For Insider Trading Plot
• Mandatory Pro Bono Is Not The Answer For Practitioners
• BJ's Restaurants To Add New Directors In Deal With Investors
• 10th Circ. Nixes $7.3M Tax Break For Cement Co.
• GrayRobinson Drops Ex-Mutual Benefits Atty In Appeal
• Deals Rumor Mill: Carlyle, Red Lobster, Citigroup
• REIT Investors Seize Class Cert. In Five Mile Merger Spat
• Female Powerbrokers Q&A: BakerHostetler's Lauren Resnick
• Female Powerbrokers Q&A: Priest Johnson's Priest Johnson
• UBS, Life Insurers Strike Deal Over MBS Row
• 2nd Circ. Questions 'Amorphous' Insider Trading Law
• Allegedly Duped Film Backers' Sued Wrong Co.: Paramount
• Plaintiff Firms Continue Targeting Annual Meeting Proxies
• Citi CEO Says Bank Won't Resubmit 2014 Capital Plan To Fed
• Real Estate Investment CEO Escapes Fiduciary Claim
• Ex-Genta Exec Settles SEC Insider Suit Over Melanoma Drug
• JPMorgan 'Hijacked' Amerindo Assets, Convicts' Atty Says
• Orange Capital Pushes Pinnacle To Spin Off RE Assets
• Facebook Stock Fraudster May Get Above-Guidelines Sentence
• DFC Global Investor Sues To Stop $1.3B Buyout By Lone Star
• Defense Cos. Face Hazards In New Push For Foreign Sales
• Investment Fund Campaigns Against $2.6B KKR Deal
• Doral Financial Directors Sued Over Flawed Financials
• Kirkland & Ellis Partner Gets White House Counsel Nod
• Only 7 BigLaw Firms Have Women Running The Show
• Justices Lean Toward Limited Discovery In Argentina Case
• Judge Axes MF Global Execs' Appeal Of Customer Pay Ruling
• Md. Pension System Sues BP For $15M Loss After Gulf Spill
• Twitter Ducks $124M False Stock Sale Suit
• Female Powerbrokers Q&A: Allen Matkins' Amy Wintersheimer
• Female Powerbrokers Q&A: Horvitz & Levy's Lisa Perrochet
• Senators Want Tighter Focus On GAO Big Bank Subsidy Study
• Keeping Investment Funds Out Of Litigation Purgatory
• 2nd Circ. Asked To Keep FINRA 'Customer' Definition Broad
• High Court Won't Hear Appeal Over AMR Make-Whole Fees
• Endurance Sticks To $3.2B Aspen Merger Plans Despite Denial
• The 25 Best Law Firms For Female Partners
• Impax Can't Shake Drug Quality-Control Securities Action
• Stock Exchanges Hit With High-Frequency Trades Class Action
• BP Pounded By Spate Of New Deepwater Investor Suits
• Libor Rulings May Not Doom Forex Antitrust Claims
• Solicitor General Can Argue In Pom, 8 Other High Court Cases
• McKenna Long Tried To 'Destroy' Heart Tronics, Suit Says
• Sterling Foster Plaintiffs Fight Bear Stearns Win In Fraud Suit
• NY Times Needn't Cough Up Docs For Hospital Investor Spat
• Ex-Quest CFO Loses Bid To Undo 16-Year Fraud Sentence
• JPMorgan Thwarts Jury Trial In Hedge Fund Revenue Row
• Rajaratnam Brother Can't Nix Insider Trading Indictment
• Ex-Mutual Benefits Atty Will Appeal 10-Year Prison Term
• 2nd Circ. Could Curtail Insider Trading Prosecutions
• Judge Trims German Bank's $160M MBS Suit Against UBS
• Lululemon Beats Investors' Too-Sheer Yoga Pants Suit
• JPMorgan To Pay Madoff Victims $218M After Judge's OK
• Brookstone Bondholders Decry Terms Of DIP Loan
• Banks Say Senate Housing Bill Could Duplicate Regulations
• Defunct Auto Parts Co. Says Parent's Suit Belongs In Canada
• Dewey Prosecutor Wants SEC Case Stayed, Defense Atty Says
• Deals Rumor Mill: Sprint, Virtu Financial, Apollo
• CVR, Icahn Want Wachtell Suit Stayed Amid Malpractice Case
• Female Powerbrokers Q&A: Nicolaides' Monica Sullivan
• Female Powerbrokers Q&A: Sutherland's Cynthia Shoss
• Conflict Minerals Law — Will The SEC Take It To The Banc?
• Activist Investors — Brace Yourselves For 13D Changes
• The Future Of Law Firm PR: The Good, Bad And Ugly
• Roadblocks To D&O Coverage For Subpoena Response Costs
• How To Avoid SEC's Coming Cybersecurity Crackdown
• 2nd Circ. To Test Flexibility Of FINRA Arbitration Rule
• Vintage Capital Axes $2.3B Buyout Bid For Aaron's
• NJ Man Guilty Of $200M Ponzi Scheme Faces New Charges
• Prudential's $2B RMBS Suit Against BofA Mostly Survives
• State Street Bank Escapes GM Workers' ERISA Class Action
• SEC Wins Asset Freeze Of Alleged Pyramid Schemer TelexFree
• Bear Stearns Workers Duck Claims Over Billionaire Stock Buy
• Calif. Hard Rock Blazes Trail With Equity 'Crowdfunding'
• Gupta To Surrender For 2-Year Prison Term In June
• GAO Says SEC Open To Cyberattack, Contractor Unmonitored
• How They Won It: Skadden's MFW Win Reforms Insider Deals
• AIG, Auto Firms, Homeowners Drove $27B Bailout Loss: CBO
• 11th Circ. Grounds Ex-Delta Worker's ERISA Appeal
• Skadden To Pay $4.25M In Settlement With Fletcher Trustee
• SEC Unveils Layout For Cybersecurity Examinations
• Player In $11M Ponzi Scheme Gets 25-Year Sentence
• 5 Suits Over $45B Comcast-TWC Merger Consolidated
• Maker Shareholder Suit Adds Woes To $950M Disney Deal
• Industry Groups Warn Fed Of Bank Commodities Rule Risks
• $16M Settlement In Monster Beverage Securities Suit
• Rajaratnam Tax Shelter Firm Can't Get Help Paying $5M Award
• Executors Of BMS CEO's Estate Can't Shake $6M Tax Suit
• Female Powerbrokers Q&A: Dorsey's Annette Jarvis
• Female Powerbrokers Q&A: Jenner's Barbara Steiner
• SEC Says BP Oil Spill Responder Dumped Stock Amid Crisis
• Aspen Seeks Poison Pill After Rival's Hostile $3.2B Offer
• Good News For South Fla. Ponzi Schemers?
• Hedge Fund Asks High Court To Tackle Disgorgement Limits
• Morgan Stanley Can't Shake Oligarch's Securities Action
• NY AG's High-Speed Trading Probe Heats Up, Report Says
• El Paso Looks To Toss Investor Suit Over $1.9B LNG Deal
• Ex-Stryker, Sanofi Execs Sentenced For Insider Trading
• CFTC Data Will Be A Powerful Tool For FERC Enforcement
• UK Court Rejects Madoff Feeder Fund's Clawback Suit
• OSI Zapped By Investor Suit Over Nude TSA Body Scanners
• Lucchese Associate Asks For Mistrial Due To Court Ejection
• CFTC Demands $645M Penalty For Peregrine Fraud
• Legal Costs Drive BofA To $276M Quarterly Loss
• MF Global Brass Must Face Some Customer Claims
• BNY Mellon Escapes Madoff Feeder Fund Class Action
• Ex-Rothstein CFO Charged With Aiding $1.2B Ponzi Scheme
• BofA Ponies Up $950M To End Insurer's RMBS Row
• Taylor English Adds Ex-Bryan Cave Corporate, M&A Pro
• Scania Investors Advised To Accept $9B Volkswagen Offer
• Lehman Judge 'Deeply Troubled' By Saxena White Fee Bid
• Yamana, Agnico Ink $3.5B Osisko Deal Amid Goldcorp Threat
• Female Powerbrokers Q&A: Williams & Connolly's Hubbard
• Female Powerbrokers Q&A: Holland & Knight's Laurie Daniel
• The 6 Most Important Changes To Russian Pledge Rules
• What Will Gov't Seek To Prove In Rajaratnam Brother Case?
• Fog May Be Lifting Around Finders
• Genworth Class Loses Cert. Bid Over 'Moneytalk' Fraud
• Beware 'Jewel' Risks In Lateral Partner Hiring
• Life Partners Sues Schwab Unit Over Naked Short Sales
• Oak Rock Investors Accuse Auditor Of Missing $100M Fraud
• Investment Firm Shorted Clients In Kickback Scheme: SEC
• Judge Won't Toss Suit Over $250M Erickson Air-Crane Deal
• The Great Persuader: 7th Circ. Chief Judge Diane Wood
• SEC Urged To Hold Firm On Foreign Payment Rule
• 6th Circ. Upholds Oil Brothers' Convictions In $13.4M Scam
• S&P Can't Split $5B Fraud Trial, But Wins Access To US Docs
• US Bank Sued For Breach Of Trust Over Fortis RMBS
• Chadbourne Ruling Lets Madoff Investors Add State Claims
• US Trading Limit Rules Likely To Go Beyond Global Standard
• Kansas City Southern Hit With Shareholder Class Action
• TD Bank Can't Keep Negligence Suit In NJ Federal Court
• Hunter Wise Execs Lose CFTC Appeal In 11th Circ.
• Ex-Madoff Aides Seek Acquittal After Jury's Guilty Verdict
• Hotels Enjoyed Sharp Decline In CMBS Defaults In 2013
• German Agency Drops Out Of Wells Fargo CDO Suit
• Aaron's Spurns $2.3B Buyout Bid, Inks $700M Acquisition
• UBS Sidesteps Insurers' Suit Over $94M CDO
• SEC Names New Deputy Chief Litigation Counsel
• JPML Urged To Centralize Gold Manipulation Class Actions
• Shareholders Face Lower Odds In M&A Settlements
• Reed Smith Adds Ex-UBS Attorney To Chicago Office
• Yellen Says Biggest Banks Can Handle Tougher Capital Rules
• Reading Between The Whistleblower Headlines
• Female Powerbrokers Q&A: BakerHostetler's Pennington
• Female Powerbrokers Q&A: Veenker Law's Vicki Veenker
• You Should Fear The Regulator, GCs Say
• Ex-DBSI Execs Guilty Of Fraud In Ponzi Scheme, Jury Finds
• Manatt Nabs Another K&L Gates Atty For Capital Markets Team
• Heartbleed Rains On The Legal Cloud Parade
• Loeb Rips Sotheby's Board Over Performance Claims
• Herbalife Investor Files Class Action After Gov't Probes
• Law Firms Feud Over Atty Fees From Coventry ERISA Action
• NJ Justices To Review NuWave's Nixed Defamation Award
• The Lessons And Limitations Of Chadbourne V. Troice
• NY Broker-Dealer Execs Charged In $60M Bribery Scheme
• Custodian Bank Not Forced To Police Transactions: 11th Circ.
• Colorful Ex-CFTC Chief Chilton Joins DLA Piper's Ranks
• 5th Circ. Won't Revive Stanford Ponzi Victims Suit Against SEC
• CME Sold Advance Data To High-Frequency Traders, Suit Says
• JPMorgan Asks To Move Petters $3.7B Ponzi Suit To Fed. Court
• RE Exec's 10-Year Sentence Too Harsh, 7th Circ. Told
• A New Approach To Classified Corporate Boards
• Kim Rothstein's Jeweler Gets House Arrest For Hiding Ring
• Darden Restaurants Hit With Shareholder Suit Over Bylaws
• EU To Vote On New Rules For High-Frequency Trading
• DC Circ. Finds SEC Can't Compel Conflict-Minerals Disclosure
• CFTC Survives Challenge To $73M Precious Metals Fraud Suit
• Top Proxy Advisers Reject Cracker Barrel Sale Plans
• Female Powerbrokers Q&A: Rimon's Robin Powers
• Female Powerbrokers Q&A: Allen Matkins' Sandi Nichols
• EU Sanctions May Criminalize Some US Business Activity
• Imperva Execs' Lies Caused 44% Stock Drop, Investors Say
• Investors Ask 11th Circ. To Revive 'Foreclosure King' Suit
• Microsoft Hit With Investor Suit Over $731M EU Fine
• OCC Chief Reassures Banks Over Risk Management Concerns
• DOJ, FBI Investigating Herbalife After FTC Civil Inquiry
• Watchdog Chief Calls For Help To End 'Too-Big-To-Fail' Banks
• Barclays Inks 2nd Libor Settlement In UK Case
• Recent Trend To Expand ERISA Liability Grows
• Fed's Stress Tests Could Eliminate Bank Capital Games
• German Engine Co. Has Paid $344M In Fines Over Bribery Plot
• Ex-Refco Customers Dodge Claims In $263M 2nd Circ. Case
• Consider Including Risk Factors In Your 10-Q Filing
• Not 'Fully Protected' — What's A Director To Do?
• DOJ Slams Judge's Suggested Toss Of $885M BofA MBS Case
• Female Powerbrokers Q&A: Susman Godfrey's Brooke Taylor
• Female Powerbrokers Q&A: Jeffer's Louise Ann Fernandez
• Safeway Investor Suit Says $9B Albertsons Deal Is 'Flawed'
• DLA Piper Adds Ex-Duane Morris Corporate Finance Pro
• Keep Your Audience From Checking Email: 5 Legal Talk Tips
• Rising Stars: 2014's Top Attorneys Under 40
• The 2014 Rising Stars, By Firm
• Pharma Co. Hit With Investor Suit Over Sponsored Blog Posts
• Priorities Change When An Investment Firm Goes Belly Up
• Ex-Maker CEO Asks Court To Block $950M Disney Deal
• Deutsche Bank Ducks $567M FHFA Suit Over RMBS Deal
• 6th Circ. Backs $2M Award In Malpractice Firm Funding Row
• Bank Group Lowers Capital Rules For Clearinghouse Deals
• Rothstein Trustee Settles With Alleged Ponzi Scheme Funder
• IGT Board Can't Dodge Stock Drop Suit, 9th Circ. Told
• Former SEC Veteran To Become KKR's Compliance Chief
• 5 Reasons Funds Won't Touch JOBS Act Marketing Rules
• Smith & Nephew Pays $12M To Settle ArthroCare Merger Suits
• Pair Of Top NJ State Attys Launch New Firm
• Credit Suisse Seeks To Limit Damages In $1.8B MBS Suit
• Loeb Launches Online Broadside As Sotheby's Vote Looms
• Bank Group Says Too-Big-To-Fail Subsidy Has Disappeared
• EU Clarifies Tax Exemptions For Outside Investment Funds
• Icahn Drops PayPal Spinoff In EBay Proxy Battle Truce
• Say Goodbye To Dodd-Frank Whistleblower Claims
• JPMorgan, Citigroup Face $64M Investor Suit Over RMBS Sales
• Female Powerbrokers Q&A: Jenner's Susan Kohlmann
• Female Powerbrokers Q&A: Strasburger's Betsy Kamin
• Alphametrix Receiver's $19M Suit Says Brass Bled Company Dry
• Dell Dodges Investor Suit Over $24B Buyout
• Rethinking Successor Liability Under FCPA And FCA
• SAC Wins Approval For Landmark $1.2B Insider Trading Pact
• Men's Wearhouse Again Leaves $1.8B Jos. A. Bank Offer Open
• Bank Regulators Won't Budge On Capital Level Calculations
• Baker & McKenzie Escapes $15M Mall Investment Fraud Row
• Fannie, Freddie Investors Push Back On Housing Finance Bill
• Allstate, Merrill Lynch Lay Down Arms In $167M MBS Fight
• Dimon Says 2013 Was 'A Tale Of Two Cities' For JPMorgan
• Santander Dismisses $20M Coverage Suit Over Row With BNY
• AMAG Pharma Fails To Shirk Drug-Risks Investor Suit
• Banks Sue Olympus Over $1.7B Accounting Scandal
• Judge Questions SEC 'No-Admit' Pact With Ex-SAC Analyst
• 2 Inside Traders Of Celgene, Stryker Stock Get Prison Time
• EU Proposes 'Say-On-Pay' Law, Improved Shareholder Rights
• Cuban's New Cyber Dust App Unlikely To Rattle SEC
• Genworth Lied About Australian IPO Delay, Suit Says
• Ernst & Young Hid IndyMac Crisis, Investor Tells 9th Circ.
• HP Pays $108M To Settle FCPA Actions By SEC, DOJ
• Perkins Coie Ducks $39M Bond Suit Over Failed Mamtek Plant
• Deals Rumor Mill: Seibu, Ranbaxy, Huarong
• Female Powerbrokers Q&A: O'Brien And Ryan's Hansen
• Female Powerbrokers Q&A: Paradigm's Maureen Dorney
• Conflict Minerals Filings — Time For Final Preparations
• Sotheby's Escalates Proxy Fight With New Attack On Loeb
• Judge Seeks More Info On $1.2B SAC Capital Plea Deal
• SEC Retiring Atty Calls Agency 'Fearful' Of Wall Street
• Ex-KPMG Insider Trader Should Get 3 Years, Prosecutors Say
• Proskauer, Greenberg Blast Inclusion In Facebook Fraud Suit
• CBOE Didn't Infringe Trading Systems Patent, Fed. Circ. Says
• Feds Cry Foul Over S&P Bid To Split $5B Fraud Trial
• Citigroup Says DZ's $362M RMBS Suit Is Too Late
• Del. Court Sends Shareholder Suit Over Occam Sale To Trial
• K&L Gates Adds Auto, Transportation Pro To Chicago Office
• Gupta Seeks Rehearing Of Insider Trading Conviction
• Justice Of The Peace: CIT Chief Judge Donald Pogue
• Issa Probes Treasury Over Asset Management Risk Report
• Atty's Arbitration Clause Nixed In Investment Row
• NY Retroactive Tax On $20M Stock Deal Snubbed Due Process
• Regulators Stick To Tough Leverage Ratio For Biggest Banks
• CVS To Pay SEC $20M For Accounting Violations
• Judge Won't Halt Aetna Investor Meeting In Disclosure Suit
• Senate Panel OKs CFTC Chair, 2 Commissioner Nominees
• Feds Defend Conspiracy Charge Against Rajaratnam Brother
• 7 Tips To Help Compliance Programs Withstand DOJ Scrutiny
• Female Powerbrokers Q&A: Sheppard Mullin's Whitney Roy
• Female Powerbrokers Q&A: Saul Ewing's Debbie Spranger
• New Bill Would Reauthorize CFTC In Light Of Dodd-Frank Act
• Lululemon Investors Denied Access To Bonus Records
• Citigroup Reaches $1B RMBS Deal With Investors
• Jury Told Wyly Bros. Behind Offshore Trades In $550M Fraud
• Marvell Faces Shareholder Suit Over $1.5B Patent Loss
• High Court Poised To Set New Bar For Class Action Removal
• Fed Adds Two Years To Volcker Rule CLO Deadline
• How Will Halliburton Affect Product Liability Cases?
• Barclays Settles $116M Libor-Fixing Suit With Care Home Co.
• SEC Forms Group To Focus On Private Funds
• Why Putting Shareholder Interests First Is A Good Idea
• High Court Mulls Class Action Removal In Oil Royalty Row
• Defunct Broker DAP Sues Auditor For Missing $66M Fraud
• Female Powerbrokers Q&A: Bilzin Sumberg's Amaducci
• Female Powerbrokers Q&A: Steinman & Rodgers' Rodgers
• Pros And Cons Of Trial Presentation Software Programs
• Loeb's Third Point Asks Investors To Ditch Sotheby's Board
• 1st SEC Whistleblower Awardee Gets A 2nd, Big Payday
• Brokerage Firms, Execs Pay $3M To Settle SEC Row
• NY Fed Rips Fired Worker's Suit Over Goldman Probe
• Sanofi Hid MS Drug's Checkered History, Investors Say
• How They Won It: Morris Manning Turns SEC's Case Against It
• Chobani CEO's Ex Says He Stole Recipe In Ownership Spat
• Public Pressure On Regulators A Bad Omen For HFT Firms
• Lululemon Investors' See-Through Suit A Stretch, Judge Says
• Ex-Rothstein CEO Pleads Guilty To Campaign Finance Charge
• SEC Threats Don't Help In-House Bar Prevent Retaliation
• SAC Aims To Hire Compliance All-Star In $1.2B Plea Deal
• Logistics Questions Loom As SEC Mulls Proxy Ballot Reforms
• Scathing Mark Cuban Op-Ed Takes Aim At SEC Evidence Policy
• GOP Bill Seeks More Transparency At Financial Risk Council
• BlackRock Fees On $30B Fund 'Excessive,' Investor Says
• SEC Further Trims Nigerian Bribery Suit Against Noble Execs
• Bankrupt Global Geophysical Accused Of Inflating Revenues
• Female Powerbrokers Q&A: Feinberg Day's Elizabeth Day
• Female Powerbrokers Q&A: Pillsbury's Elizabeth Moeller
• 6 Tips For Addressing Cy Pres Awards In Class Actions
• Holder Confirms DOJ Probe Into High-Speed Trading
• How Omnicare Vs. Laborers Reached The High Court
• Yahoo Brass Say Suit Over $1B Buyback Deal Falls Short
• Complying With Rule 105 As The SEC Hounds Violators
• SEC Charges 2 With Insider Trading Ahead of Shaw Takeover
• Holland & Knight Adds Fowler White Litigator In Jacksonville
• HP Dodges ERISA Suit Over Troubled $11B Autonomy Buy
• Former Exec Readies Proxy Fight For Martinrea Board Seats
• NY AG Slams High-Speed Trading In Op-Ed
• JPML Declines To Combine Chemed Shareholder Suits
• CFTC Asks 2nd Circ. To Uphold Subpoenas In Oil Futures Suit
• Wyly Brothers Accused Of $550M Fraud As SEC Trial Opens
• SEC Fines Transamerica For Overcharging Clients
• Fed Gov. Stein Stepping Down, Heading Back To Harvard
• Female Powerbrokers Q&A: Wendel Rosen's Patricia Curtin
• Female Powerbrokers Q&A: Caldwell's Robyn Crowther
• Malone's Liberty Media Cuts B&N Stake, Drops Board Seat
• Madoff Feeder Fund Escapes Investor Suit
• Scott Brown Exits Nixon Peabody Ahead Of Senate Run
• Justices Grill Fifth Third On Standard For Stock-Drop Suits
• Icahn Asks Appeals Court To Dismiss XO Shareholder Action
• Tuscany Drilling Ch. 11 Disclosure Lacks Info: Shareholders
• Former Evercore Banker Cops To Insider Trading
• Exxon Opens A New Disclosure Frontier For Energy Finance
• DLA Piper Nabs Ex-Goodwin Procter PE Pro For Boston Office
• SEC Has Denied 2 Whistleblower Claims In 2014
• Clearstream Probed For Alleged Iran Sanction Breach
• Judge Signals Joining Of Time Warner Investor Suits Unlikely
• Cantey Hanger Nabs Former Shackelford Transactional Atty
• Judge Won't Limit Trustee Claims Against GE Mortgage Unit
• Cortland's $339M RE Deal Shorts Some Investors, Court Told
• Atty Gets 10-Year, $42.5M Sentence In Fla.-Based Fraud
• Ex-Carter's VP Accepts Ban For Insider Trading
• Suit Against JPMorgan Allowed Under SLUSA, 7th Circ. Told
• Ex-JPMorgan Trader Willing To Face 'Whale' Charges, Atty Says
• Female Powerbrokers Q&A: Farella Braun's Stephanie Skaff
• Female Powerbrokers Q&A: Haynes And Boone's Jan Sharry
• Plaintiff Firm Played Major Role In Kosmos Class Denial
• How Valuation Methods In M&A Litigation Are Evolving
• Sotheby's Angles For Investor Support After Loeb Files Suit
• SEC Needs Funds For High-Speed Trading Probe, White Says
• The Lion In Winter: Judge Stephen Reinhardt
• GM Recall Delivers Fresh Meat To Consumer Protection Bar
• Rothstein Investors Say BofA Turned Blind Eye To $1.2B Plot
• 3 Justifications For Piercing The Corporate Veil
• Supreme Court Should Clarify Role Of 401(k) Fiduciaries
• Justices To Weigh Key Defense For ERISA Stock-Drop Cases
• Bear Stearns Dodges Class Action Over Manipulated Shares
• Morgan Stanley Urges Toss Of Suit Over $147M MBS Losses