Securities Archive » March, 2015

Securities - March, 2015

500 articles

• Wal-Mart Escapes Investor Suit Over Mexican Bribery Claims
• HSBC Must Face Suit Over 271 RMBS Trusts
• Fund Manager Insists He Tried To Help Rothstein Victims
• Revolving-Door Roundup: Gibson Dunn, Sidley, WilmerHale
• Exide Investors Seek Class Cert. In Enviro Issues Suit
• Baupost Pushes For OK On Bargain-Basement Madoff Claim
• EU Lawmakers Advance Measure To Clean Up Benchmarks
• HP Seeks $5.1B from Autonomy Execs Over Fraud Allegations
• China's Plan For State-Owned Enterprises Impacts FCPA Risk
• Ex-Merck VP Says Investors 'Overstate' Omnicare Impact
• US Wants Depos Delayed In Fannie, Freddie Takeover Row
• Mizuho, Resona, ICAP Dismissed From Yen Libor Class Action
• SEC Prevails In Suit Against E-Smart CTO
• 2nd Circ. Mulls Case Of Mentally Ill Forex Fraudster
• Ex-Polycom CEO Funneled Cash For Personal Perks, SEC Says
• London Police Scour Forex Traders' Texts In Fraud Probe
• Nationstar Ducks Suit Over $150M Loan Auction Deal
• Feds Say Omnicare Boosts Charges Against Ex-Massey CEO
• Triad Officers Cleared In Securities Class Action Suit
• Litigators Fear Congressional Fixes To Newman
• Dewey Execs Can Tell Jury They Expected Firm To Recover
• A Rising Tide Of AML Reg Actions — And What We Can Learn
• Global Crowdfunding Soars To $16.2B In 2014, Report Says
• SEC Atty Digs Into Investment Manager In Rothstein Case
• How The Dewey Execs Found Themselves Facing Prison
• JC Penney Takes $3M Atty Fee Battle To Texas High Court
• First Solar Says Shareholders' Fraud Claims Lack Evidence
• Sprint Pays $131M To Hang Up On Nextel Merger Suit
• Underwriters Blast Plaintiffs' Bid To Exit Facebook-IPO MDL
• SEC's Gallagher Calls For More Capital Formation Initiatives
• The 2015 Rising Stars, By Firm
• Claims Gutted In Harbinger Investor Row Over LightSquared
• Ex-Miami Official Asks High Court For Immunity In SEC Row
• SEC Told Broker's Lifetime Ban Not Warranted Under Janus
• 11th Circ. Shields SEC From Negligence Claims Over Stanford
• SEC Accuses PE Magnate Lynn Tilton Of Defrauding Investors
• Ex-Bank Of Montreal Trader Avoids Prison, Must Pay $14M
• High Court Won't Hear Appeal Over Madoff SLUSA Claims
• SEC Wins $99M From Convicted McGinn Smith Brokers
• Ex-Wells Fargo Trader Slams SEC's 'Statistical Shenanigans'
• The Odds Are Stacked Against Insider Trading Defendants
• S&P, Moody's Shake Illinois Bank's RMBS Suit
• PwC Cleared In Suit Against Chinese ISP
• Mediation And The Thorny Issue Of Settlement Authority
• High Court Revives ING MBS Suit In Light Of Omnicare
• Ex-DHB Execs Must Pay $54M Restitution For Massive Fraud
• Barrack Rodos Seeks Sanctions Against Ex-Consultant
• 11th Circ. Nixes Venezuelan Bank's Claim Against BofA
• 9th Circ. Clears 1 Convicted In Oil Investment Scheme
• Spectrum Pharmaceuticals Stuck With Shareholder Suit
• Ex-Wells Fargo Analyst To Settle SEC In-House Trading Case
• Plaintiffs Blast BioScrip's Use Of Omnicare In Shareholder Suit
• Winston's 2 New Ex-Pillsbury Partners Bring Poach Total To 15
• Venable Nabs Ex-DOJ Financial Fraud Honcho For DC Office
• Law360 Names Top Attorneys Under 40
• BlackRock Can't Escape Suit Alleging Excessive Fees
• Lululemon Tells 2nd Circ. Insider Trading Claim A Stretch
• Fed's Fischer Urges Vigilance Over Shadow Banking Sector
• Golf Channel Wants Mulligan On $6M Stanford Suit
• One Year After Rural/Metro, Bankers Flying Under Radar
• Good Title Attorneys Are Hard To Come By, FNTA CEO Says
• Ex-Logica Manager Gets 10 Mos. For Insider Trading
• Blackstone Unit Strikes Landmark $230M Loan Securitization
• Former Broker-Dealer Execs Get 4 Years Each In FCPA Case
• NY Brokerage To Pay SEC $15M For Offering Fraud
• Kinross Pays $33M To Settle Securities Suit Over African Mine
• Biomet Again Underscores FCPA Risks In Life Sciences
• A Closer Look At Madoff Victims' PwC, Citco Suit
• What Experts Can Say About Inadmissible Facts During Trial
• Ameriprise Agrees To Pay $27.5M To Settle 401(k) Plan Suit
• Aetna Escapes Investor's Disclosure Suit
• Madoff Trustee Evades Sanctions Over Clawback Claim
• SEC Drags Out American Apparel's Charney Woes
• NY Court Questions Early KO Of ACA's Suit Against Goldman
• German Appeals Court Nixes Suit Over Axed Porsche-VW Deal
• Accounting Standards Debate Ran Its Course: SEC Official
• UBS Settles With Client In Row Over $109M In Toxic MBS
• Borrowers Get Upper Hand With Floating-Rate CMBS Loans
• Omnicare Bolsters Case Against Ex-Merck VP, Investors Say
• Petrobras Investors Strike Back With Claims Of Vast Fraud
• Former Dolan Co. Execs Sidestep Class Action Over BofA
• Oppenheimer Hit With $3.8M Punishment Over Broadway Fraud
• Presuit Missteps Free Credit Suisse From Defective Loan Spat
• Sports Drink Co. Execs Convicted Of $9M Fraud Scheme
• Customer Says E-Trade Putting Kickbacks Before Service
• SEC Fines 22 Broker-Dealers $6M For Failing To Register
• Determining ERISA Duties Post-Dudenhoeffer
• Jailed Hedge Funder Whitman Hops On Newman Bandwagon
• Lower Courts Missing The Point Of Halliburton II
• Jury Convicts Former UCB Exec. Of $1.1B Securities Fraud
• Brokers Are Two-Faced On Fiduciary Duty, Bar Group Says
• Fees From Leucadia Suit Should Stay In Del., Chancery Told
• 11th Circ. Won't Revive Chinese Pharma Class Action Claims
• 2nd Circ. Tosses Investor Suit Against Chinese Battery Co.
• Zynga Can't Dodge Consolidated Suit Over IPO, Stock Dump
• Lew Says SIFI Factors Are Case-By-Case, Can't Be Quantified
• Pa. Chancery Court Wouldn't Dent Delaware's Dominance
• Ariad, Execs Beat Fraud Suit Over Failed Leukemia Drug
• Morgan Stanley, RBS Stuck With FDIC's United Western Suit
• NYC Comptroller Calls For Broker Fiduciary Duty Law
• FDIC's $140M RMBS Suit Time-Barred Under High Court Ruling
• Stanford-Related Fraud Class Sees Some Claims Trimmed
• The FCPA Predictions GCs Can't Afford To Ignore
• Union Fund Wants Class Cert. In $6B Goldman RMBS Suit
• MF Global Trustee Floats $461M General Creditor Payout
• Alibaba Seeks To Consolidate Suits Over $25B IPO In NY
• Locke Lord, Co-Counsel Face DQ Bid In Pyramid Scheme Suit
• SEC Unanimously Approves Final Rules For Reg A+
• SEC Nets $18M From Drug Co. Accused Of Duping Investors
• House Dem's Insider Trading Ban Would Reverse Newman
• Feds Want 'London Whale' Suit Paused Amid Criminal Case
• Omnicare: Good News For Issuers But Questions Remain
• Nordstrom Suit May Clarify Disclosure Rules For Insider Deals
• FaegreBD Nabs 9 Partners To Amp Up Chicago Operations
• SEC Floats Rules On High-Frequency Trader Registration
• Fiduciary Standard Won't Cut Out Small Investors, Perez Says
• Shelby Looks For Deals With Dems On Regulatory Fixes
• Can I Advertise My Latest Winning Trade?
• High Court May Take On Corporate 5th Amendment Privilege
• NJ Judge Shoots Down Lucchese Fraudster's Recusal Request
• Diamondhead Casino Agrees To Date For Likely Proxy Fight
• Chadbourne, Proskauer Renew Bid For Class Info In Ponzi Suit
• Faruqi Says Marchuk's 'Frivolous' Claims Warrant $10K Fees
• Investment Manager Says Rothstein Kept Him In Dark
• Ocwen Announces Delisting Threat Amid Delayed 2014 Report
• Fed, OCC Close Ranks Around BofA Examination Docs
• AIG Appeals $8M Coverage For Investment Co.'s Madoff Loss
• Supreme Court Sets High Bar For Challenging Exec Opinions
• American Apparel, Ex-CEO Say Angry Investors Lack Standing
• Deals World Rests Easy In Wake Of Omnicare Ruling
• SEC's White Says Agency Mulled Insider Trading Ban
• Facing Fresh Accusation, Massey CEO Again Pleads Not Guilty
• CVS Calls Out Labaton Sucharow For Campaign Donations
• Lawyers Weigh In On High Court's Omnicare Decision
• K&L Gates Wants Out Of Oil Co. Client's Securities Action
• DOL Didn't Influence Fiduciary Standard Push, SEC Chair Says
• Some Plaintiffs Want Out Of MDL Over Facebook IPO
• Conticorp Faces $191M Judgment Over 'Worthless' Shares
• 3 Seadrill Dividend Suits Combine Their Stock, Options Claims
• Attys Want 33% Slice Of $1M Pie In PolyMedix Stock Suit
• Tesco To Face European Claim Over Accounting Blunder
• Banking Regulators Say They Haven't Increased AML Focus
• Biomet's DPA Proves An Inescapable Device
• High Court Applies 'Reasonable' Standard To Omnicare Execs
• Securities Class Action Settlements Hit 16-Year Low
• 'Erroneous' Case Against Tesla Doesn't Merit Sanctions: Judge
• Google Shareholders Sue Board Over Anti-Poaching Deals
• Rakoff Mulls Effect Of Newman On SEC's IBM Trading Case
• BNP, HSBC, RBS Need To Improve 'Living Wills,' Fed Says
• Ex-Rabobank Trader Cops To Libor Manipulation
• SEC's Corinthian Colleges Probe Held Up By Privacy Issues
• Rothstein Feeder Fund Settles Claims It Lied For Insurance
• Trustee's $93M Deal Pushes Madoff Recovery To $10.6B
• Barclays Calls Aozora Suit Over $123M CDO Losses Untimely
• SEC Says Convicted Atty In NFLer Scam Can't Revisit Ruling
• Rakoff Shuns 'Lone Crusader' Label
• Ex-Fannie Mae CEO Says SEC Lacks Evidence For Fraud Case
• Alleged Ponzi Schemer Barred From Using Assets, Trading
• Supreme Court Won't Hear Ky. Lawyer's $36M Fraud Appeal
• CORRECTED: Baker Hughes Investors Settle Suit Over $35B Halliburton Deal
• King & Spalding Nabs 2 McDermott Partners For DC Office
• High Court Won't Hear Stiefel Appeal In $1.5M Share Fight
• Hong Kong Court Clears Pacific Sun In Investment Ad Case
• Republican Groups Fight To Keep SEC Pay-To-Play Challenge
• Activist Investor Builds Up Stake In Electra PE To 27%
• FINRA Floats Rules To Register Algorithmic Developers
• Merrill Lynch Fined $2.5M For Internal Compliance Failures
• Funds Tell 2nd Circ. $60M AIG Case Tossed Prematurely
• Lessons From The Commerzbank Settlement
• Citigroup Gets Judge's OK On Argentina Bond Payments
• The Law360 400
• Litigation Firms Make Cuts Amid Work Slowdown
• Is MegaLaw Just Big Enough To Fail?
• Law360 Reveals 400 Largest US Firms
• Borgata Sues Atlantic City, Wants $88.5M Before Bond Sale
• NCUA Sues HSBC For Alleged $2B RMBS Trustee Failures
• Ex-Rabobank Trader Pleads Not Guilty To Libor Rigging
• AmEx Brass Sued Following Antitrust Loss In Steering Case
• Winthrop Shareholders Sue Over Fee-Shifting Bylaw
• High Court Asked To Hear Alleged Bias In $62M Fraud Award
• Judge 'Concerned' By Diamondhead Casino Proxy Materials
• UK Banks Struggle With FCA 'Presumption Of Responsibility'
• Merrill, Others Ask High Court To Resolve Circuit Split
• Judge OKs $970M AIG Deal, With Firms Scoring $116M
• Investor Blasts MGM Nominee Snub, Preps For Proxy Fight
• HP Investors Say Harm In $11M Autonomy Buy Fits Comcast
• Rakoff Calls For Clear Statute To Define Insider Trading
• Aveo Kicks Investor Suit Over Losses From Kidney Drugs
• Ex-UBS Trader Must Face Libor Charges In NY, Judge Says
• German Watchdog Fines BlackRock $3.5M Over Botched Filing
• What Yates Tells Us About High Court's View Of Criminal Law
• Jury Convicts Ringleader Of $100M No-Fault Insurance Scheme
• UK Regulator Bans Duo Over Risky Pension Investments
• 2nd Circ. Affirms Toss Of Goldman Sachs Shareholder Case
• 10 Key Points From The 2015 Bank Stress Tests
• Cybersecurity Securities Class Actions: Wave Or Trickle?
• 5 Insights From Avon General Counsel Jeff Benjamin
• Lawmaker Floats Bill To Stop SEC Revolving Door
• Exillon Energy Founder Beats Kazakh Bank's $300M Loan Suit
• RI Issues $620M In Tobacco Bonds After Oppenheimer Row
• House Democrats Prod SEC On Dodd-Frank Pay Ratio Rule
• SEC's White 'Concerned' About Some Fee-Shifting Bylaws
• Bank Of New York To Pay $714M In Forex Settlement
• Ex-Moore Capital Trader Gets 19 Mos. For Inside Deals In UK
• Pepper Hamilton Adds Ex-BakerHostetler Partner In NY
• Real Estate Crowdfunding Needs Compliance And Creativity
• SEC Falls Short In Admin Case Against Former Executives
• Ceresney Defends In-House Courts To Skeptical Lawmakers
• Madoff Investors Ask For Probe Of Picard Over SIPC Insurance
• Ernst & Young Denies Hand In Tanker Co. OSG's Tax Errors
• DOJ Gets Suit Over $13B JPMorgan Deal Tossed
• Time To Rethink Shareholder Relations As Activism Evolves
• E-Trade Beats Class Action Over Un-Exercised Options
• Sam Wyly Seeks Court OK To Sell $50M Colo. Ranch
• 8th Circ. Sinks Charitable Slice Of BofA Merger Settlement
• Oak Rock Investors Want Sidley DQ'd In $100M Fraud Row
• 7th Circ. Lets Posner, Others Cherry-Pick Cases, Justices Told
• Ex-Miami Official Takes SEC Immunity Dispute To High Court
• NJ Judge Not Biased In Lucchese Fraudster's Case, US Says
• Ex-NFL Star Gets Mixed Verdict In SEC Pump-And-Dump Suit
• Del. Chancery Lays Bare Fundamental Fee-Shift Rift
• Fannie, Freddie Could Need Second Bailout, Report Says
• Yellen's Message To Congress: Fed Structure Works Fine
• Sandoz Gets Investor Suit Over Oriel Buyout Trimmed
• DOJ Monitors Biomet For Another Year For FCPA Violations
• Double Jeopardy Ruling Grounds Airbus Insider Trading Cases
• Swiss Authorities Freeze $400M In Petrobras Bribery Probe
• Ex-Faruqi Atty Keeps Fighting For $1.4M In Fees
• Corporate Officers Can Blow The Whistle, Too
• Looking At Appraisal Rights Outside Delaware
• Madoff Trustee Asks High Court To Hear Clawback Battle
• GCs Facing More Class Actions, Higher-Exposure Cases
• OPINION: Not All That Is Public Should Be Publicized
• SEC Seeks $156M Disgorgement Over Crown Forex Scheme
• Credit Suisse Sues Canadian Oil Co. Over $128M Loan Default
• Trader's 'Vile' Letters To Judges Don't Violate Probation: Court
• 5th Circ. Won't Rehear Laundering Row Asset Seizure Ruling
• 'Groundbreaking' MFW Ruling Broke Little Ground In Year 1
• Commerzbank Unit Pays Nearly $1M To Exit MF Global Case
• No Delay Of Insider Trading Deal Over Newman, Judge Says
• RBS Misses Target On Attempt to Escape MBS Suit By NCUA
• 3rd Circ. Urged Not To Let Dahdaleh Arbitrate RICO Case
• SEC Chief Wants Uniform Fiduciary Duty For Brokers
• Herbalife Investor Suit Crumbles Under Causation Standard
• Life Sciences Cos. See Jump In Securities Suits, Dechert Finds
• Aussie Inside Traders Get 10.5 Years Total In $7M Scheme
• Lew Says Banks Are Going Beyond What New Rules Require
• JPMorgan Wins Referral Of Petters Suit To Bankruptcy Court
• Stilwell Settles SEC In-House Case, Drops Legal Challenge
• Commerzbank Misled Gov't On Iran Gold Trading, Suit Says
• UK Gives Libor Schemer The Boot After US Conviction
• Citibank To Exit Argentina Custody Business Under Pressure
• New Regulations Will Shake Up M&A Escrow Landscape
• Renco Penalty In MagCorp Bankruptcy Row Rises To $213M
• Fee Shift Bylaw Doesn't Apply To Ex-Investors: Del. Judge
• Pfizer's $400M Class Action Settlement Gets Early Nod
• Adelphia's Creditors Lose Second Bid At $149M Clawback
• Up The Irish: St. Paddy's Is For Celebrating Pro Bono, Too
• US Bank Can't Revive Bulk Of MBS Suit Against Citigroup
• 4th Circ. Revives Chelsea Therapeutics Class Action
• Oxfam Says SEC Is Dragging Feet On Energy Payment Rule
• Faruqi Accuser On Hook For $10K Defense Costs
• Securities Attys Wary Of Crowdfunding Risk Losing Clients
• Citi Attempt At $2.3B Argentina Bond Payout Denied Again
• Epocrates Must Face Investors' Suit Over Financial Disclosures
• Judge Nixes Avon Shareholder Suit Based On FCPA Violations
• Investor Claims Over Tanking Blackberry Z10 Sales Tossed
• CFTC Hits ICE Futures With $3M Fine Over Data Reporting
• Meridian Ditches Claims In Madoff Feeder Fund Suit
• FHFA Kicks Off $1B MBS Trial Against Nomura, RBS
• New Petrobras Arrest Follows Weekend Of Protests In Brazil
• New UK Rules Would Force Bank Execs To Prove Innocence
• WilmerHale Lands SDNY Securities Fraud Chief
• Tesla Says Class Counsel Sanctions Bid 'Not Personal'
• Perez V. MBA Shines A Light On 'Shadow Regulations'
• SEC Sets Sights On Commercial Bribery
• Disney-Owned Studio Heads To Arbitration Over Stock Deals
• 5th Amendment Doesn't Shield FINRA Testimony, Agency Says
• Trader Cops To Impersonating Boss During SEC Probe
• Judge Directs Revised Notice And Fees To SynQor Class
• Iraq Asks High Court To Hear $10B Oil-For-Food RICO Suit
• Bank Stress Tests Could Be Drawing Too Much Attention
• Judge Grants HP Shareholder Deal Over $11B Autonomy Buy
• SEC Fines Corporate Insiders Over Go-Private Disclosures
• Continental Says It Can Still Ax Policy Over $2M Ponzi Plot
• Faruqi Accuser Says Firm Can't Recover Attys' Fees
• SEC Explains Use Of 'Bad Actor' Waivers
• Market Rumors: Orient Securities, Malakoff, PulsTV
• Hyundai Investors Push For Governance Oversight Panel
• Madoff Investors Get Deja Vu As PwC Challenges Class Cert.
• McDermott Fights Stay In Bankrupt Scrapbook Co. Row
• Ex-Fund Manager Faces Deadline To Yank Plea After Newman
• Wyly Brothers Cry Foul Over $300M SEC Judgment
• Dewey Execs Aim To Curb Email, Backdating Evidence At Trial
• Ackman Says He Didn't Break Law In Anti-Herbalife Campaign
• Morgan Stanley Fights Whistleblower's Retaliation Claims
• Troubled Gun Maker Colt Pulls Trigger On Restructuring Firm
• Molycorp Shareholder Suit Over Mine Project Gets Axed
• Ex-Massey CEO Wants 'Onerous' Pretrial Conditions Tossed
• Nordstrom Hid Cost Of Family's Plane Rides, Shareholders Say
• 6th Circ. Says Bank's Scant Mention Of Bylaw Proposal Illegal
• FireEye Investors Must Rethink Lead Plaintiff Bid, Judge Says
• $6M Colo. Deal Frees Astor Weiss From Pa. Ponzi Class Action
• SEC's Piwowar 'Disappointed' With Market Structure Debate
• 5 Insights From Dish General Counsel Stanton Dodge
• Fee-Shifting May Disrupt Delaware's Dominance
• UBS Agrees To $135M Settlement In Forex Class Action
• How Newman Impacts Pending Insider Trading Prosecutions
• Dentons Lures Former US Prosecutor From Winston & Strawn
• Ex-BankAtlantic CEO Loses Bid For New Fraud Trial
• Herbalife Rips Ackman's $1B Bet Amid News Of Criminal Probe
• Commerzbank Deal Still Pulls Punches Despite Tough Talk
• Feds Say Sky-High Fines Show Perks Of FCPA Self-Reporting
• NJ Wins $23M Judgment From Investment Scam Artist
• Katrina Loan Fraudster Gets No Mercy In 22-Year Prison Term
• FINRA Withdraws OTC Quoting Standards Proposal
• CFTC Closer To In-House Enforcement Actions, Official Says
• CORRECTED: Atty In Galleon Ring Invokes Newman In Bid To Toss Conviction
• IRS Proposes Guidance On Tax-Exempt Obligation Reporting
• Lawsky Flexes Muscle Again In $1.45B Commerzbank Deal
• Wells Fargo Ordered To Produce Docs In Insider Trading Case
• NY Disbars Lawyer Who Wrote 'Go Ahead And Disbar Me'
• Citibank Can't Hand Over $2.3B In Argentine Bond Payments
• Banks Rush To Buy Back Stock After Fed OKs Capital Plans
• Chicago Futures Contract Traders Hit With 'Spoofing' Suit
• $69M BofA, US Bank MBS Settlement Wins Court's Blessing
• 5th Circ. Won't Rehear Halliburton Retaliation Ruling
• FINRA Hits Long Island Investment Firm With $1.5M Sanction
• Nomura Bucks Wall St. Trend In Risky FHFA Trial Gambit
• White Says SEC's Waiver Process Is Rigorous — Not Routine
• Commerzbank To Pay $1.45B To Settle Fraud Cases
• Prosecutions Put High-Frequency Traders On High Alert
• OPINION: Beyond The 'Grow Or Die' Law Firm Model
• Cooper Tire Wants Suit Over Failed $2.5B Apollo Deal Nixed
• Sedgwick Settles MedCap Malpractice Case Over $1B Scheme
• SEC Probe Of Murky Fund Fees Sparks Cry For Rule Clarity
• Ex-Massey CEO Faces New Allegation In Mine Blast Case
• Morgan Lewis Snags 8 Pros From K&L Gates In Dallas
• Ex-RBS Trader Pleads Guilty To Scamming CLO Customers
• Ex-Financial Adviser Cops To Fake Winklevoss Relationship
• 5th Circ. Says Golf Channel Can't Dodge $6M Stanford Suit
• SEC Stall Tactic Over Wal-Mart Bribery Probe Unlikely To Fly
• Winston & Strawn Scoops Up A Group Of Pillsbury Partners
• VC Laster, Fiduciary Duties And The Long-Term Rule
• Fed Rejects Capital Plans For Deutsche Bank, Santander
• Valero Seeks $1.25B From Bond Markets
• Former Executive Lays Out Petrobras Corruption
• Ex-S&P Exec Cites High Court Ruling In SEC Admin Court Spat
• S&P Finance Wiz Joins Gibson Dunn After Government Stint
• Columbia Labs Investors Can't Revive Class Suit In 3rd Circ.
• Integrys Reneged On Stock Compensation, Ex-Employees Say
• 2nd Circ. Rejects Pre-Dodd-Frank Whistleblower's Award Bid
• GOP Rep. Open To Strategy Change For Dodd-Frank Fixes
• Sens. Unveil Insider Trading Bill In Wake Of Newman
• Barnes & Thornburg Malpractice Claims Trimmed In $50M Suit
• Do We Need An Insider Trading Statute?
• JPMorgan Looks To Sink Derivative Suit Over $2B In Fines
• Lumber Liquidators Honchos Sued Over $19M Stock Sales
• FINRA Fines UBS, Vanguard Over Unreported Employee Liens
• DuPont Asks 3rd Circ. To Affirm Tossing Of Shareholder Suit
• Life Partners Needs Ch. 11 Trustee, Judge Says
• Freddie Mac Grows $1.3B Taylor Bean Suit Against Deloitte
• Qualcomm To Buy Back $15B Shares After Antitrust Probe
• 8th Circ. Yanks Polaroid IP Liens From Petters Lender
• Fee-Shifting Ban Tweaks Do Little To Ease Critics' Worries
• Xcelera Investor Denied Class Cert. Over Tender Offer Fraud
• FX Investors, DOJ Agree To 6-Month Stay In Antitrust Suit
• 8th Circ. Rethink Sought On Nixed Cy Pres Award In BofA Row
• Ex-CEO Seeks 7th Circ. Review Of Challenge To SEC Court
• SEC Commish Praises Muni Bond Fraud Enforcement Push
• Law360 Securities Editorial Advisory Board
• Robbins Geller Says SEC Sitting On Wal-Mart Bribery Docs
• Yelp Investors Fight Bid To Toss Stock Pumping Class Action
• Barclays Investors Seek Class Cert. In MBS Fraud Suit
• Proof Of Whistleblower Retaliation Is Growing, Report Says
• Biopharma Co. Didn't Lie About Cancer Drug Progress: Judge
• BofA Wrongly Pinning Bond Row On Buchanan, Court Told
• Duke Pays $146M To End Suit Over $32B Progress Tieup
• Anti-Money Laundering Compliance Is About To Get Personal
• Dealing With The Item 303 Circuit Split
• Herbalife Says Investor Suit 'Slavishly' Parrots Ackman
• Ex-Skadden Atty Says Plea Talks Coming Over Ponzi Scheme
• Ex-Stanford Workers Can't Force Arbitration, SEC Tells Court
• Ariad Directors Beat Investor Suit Over Failed Leukemia Drug
• 6 Recent Class Cert. Rulings Every Litigator Needs To Know
• Execs At Student Financial Aid Biz Hid Misconduct, Suit Says
• Chadbourne Loses Discovery Bid In Stanford Ponzi Suit
• CFTC Seeks New Comments On Challenged Swaps Rules
• Deutsche Boerse Loses Appeal Over Failed $9.7B NYSE Deal
• High Court Wants SG's Take On RJ Reynolds ERISA Suit
• Calif. Businessman Ordered To Pay $108M In Ponzi Scheme
• Rajaratnam Nearing Deal In Ex-Assistant's Firing Suit
• GM Heads Off Proxy Fight With $5B Buyback Program
• Minority Powerbrokers Q&A: Alex Romain
• Bharara Says Trader's Insider Plea Doesn't Survive Newman
• 9th Circ. Revives Suit Over Schwab's Losses From CMO Bets
• Spotlight On PCAOB's 2014 Enforcement Program
• Starboard Continues Push For 'Major Overhaul' At Yahoo
• Rajaratnam Tells 2nd Circ. Newman Unhinges $93M SEC Fine
• Redefining The M&A Playbook In Light Of Cigna
• KKR Cuts $39M Deal In Investor Fight Over Primedia Sale
• Why Challenges To SEC Admin Court Will Likely Keep Failing
• Ex-Maker CEO Can't Sue For Ouster Before $950M Disney Deal
• Deutsche Shareholders Seek High Court Review Of MBS Suit
• Trump Taj Mahal's $10M FinCEN Deal Moves Forward
• Gupta Moves To Vacate Sentence Under Newman
• Hogan Lovells Adds Finance Partner To New York Office
• BlackRock Can't Stop Deal In BofA, US Bank RMBS Suit
• Bharara Says Whistleblower Awards May Aid Corruption Fight
• Schiff Hardin Gets White Collar Boost With Ex-NY Prosecutor
• Ex-S&P Exec Fights SEC Bid To Ax Suit Over In-House Courts
• Claims Of JPMorgan 'Thievery,' Madoff Ties Appear NY-Bound
• Leaner Investor Suit Over Tile Shop's China Ties Moves Ahead
• Insurer Says Law Firm Hid Ties To Stanford's Ponzi Scheme
• UK Hands Down Longest Sentence Yet To Ponzi Schemer
• The Importance Of Making Fact-Based Arguments
• Banks Say Judge Can't Split Up Libor Suit Over Jurisdiction
• US Bank Can't Revive $1.8B RMBS Suit Against Credit Suisse
• Saladworks Plan For Ch. 11 Sale Draws Creditor Flak
• Akorn Hid Delays Integrating VersaPharm, Shareholder Says
• DA Defends Handling Of Dewey Exec's Testimony
• Bank Leumi Investor Sues Over $400M Tax Evasion Penalty
• NML Capital Loses Bid For Argentina Space Contracts
• Intercept Can't Dodge Investors' Stock Drop MDL
• Online Ad Co. Tremor Beats Investors' Suit Over $75M IPO
• KKR Discloses SEC Settlement Talks Over PE Expenses
• Vivint Solar Says Investors Weren't Misled Before $330M IPO
• Parker Drilling Investor Refused Execs' Names In FCPA Case
• NY Appeals Court Approves $8.5B BofA MBS Deal
• Big Banks All Pass Stress Test, Fed Says
• Biofuel Execs Can't Claim Regulatory Reliance In Tax Case
• Judge OKs LBO $590M Settlement Distribution Plan
• Picard Pushes $54M Clawback Suit Against Madoff Pal
• SEC's Asset Manager Stress Tests Won't Copy Bank Model
• Goldman Critic Urges 2nd Circ. To Revive Shareholder Case
• EU Capital Markets Push Raises Cross-Border Investing Hopes
• House Bill Would Drop Threshold For Enhanced Bank Rules
• Ex-SAC Trader, Feds Want 2nd Circ. To Nix $1.3M Judgment
• Bank Of Beirut Fined £2M For Stalling UK Regulator's Inquiry
• Law Firm Tensions Mount In Africa — What Does It Mean?
• SEC Is Targeting Conflicts Of Interest In 2015
• BP Earns Appeal Bid But Not Stay In ERISA Suit
• Proskauer, Chadbourne Get Stanford Ponzi Suit Trimmed
• Pomerantz Nabs Lead In Petrobras Securities Class Row
• Activision Investors Seek Nod For Contested $275M Settlement
• Bernstein Litowitz, Entwistle To Lead Cobalt Shareholder Suit
• DOL Issues Final Rule On SOX Whistleblower Claims
• 'Deceitful' NY Broker Ordered To Pay $3.8M For Ponzi Scheme
• Rennert Missed Chance For Mistrial Over $118M Verdict: Judge
• National Union Ducks Coverage Of $40M Securities Verdict
• SEC Small Biz Group Warns On Accredited Investor Rewrite
• Tight Bank Oversight Could Offset Stress Test Predictability
• PTAB Says Alice Sinks 3 CBOE Options-Trading Patents
• SEC Tries To Cash In On Tossing Of In-House Court Challenge
• Lehman Settles Bond Swap Fight Over Giants Stadium
• SEC Fines Texas Brokerage Firm for Supervisory Failures
• Brothers Get Years In Prison For Defrauding Systemax
• Madoff Investors Win Class Cert. In Suit Against PwC, Citco
• Lawmaker Proposes Bill To Probe 'Maker-Taker' Pricing
• SEC Can Turn Most-Trusted Execs Into Whistleblowers
• FSB Jumps Forward On Boundaries For SIFI Asset Managers
• Sullivan & Cromwell Denies Witness Coaching In FHFA Suit
• SEC Seeks $99M From Convicted McGinn Smith Brokers
• SEC Fights SkyMall Assets Sale, Citing Investigation
• A Critical Step Toward Reining In Class Standing Doctrine
• SEC Charges Chinese Issuer and Two Officers with Fraud
• Investor Sues Inland REIT Execs Over Manangement Fees
• Foundry Insider's Conviction Survives Newman, Judge Says
• Does Voluntary Disclosure Make More Sense After Goodyear?
• Yellen Says Overall Stability Is Priority In Bank Oversight
• The FCPA Dilemmas That Still Dog General Counsel
• Ex-CME Worker Dodges Prison Time For Trade Secrets Theft
• Chanos Ducks Wynn Resorts' FCPA Defamation Suit Again
• 'Body And Brain' Ruling To Keep Delaware Experts On Toes
• Ex-CEO's SEC In-House Court Challenge Tossed By Judge
• JPMorgan Tries To Harpoon 'London Whale' ERISA Suit
• Ex-BDO Seidman Partner To Pay $26M For Hedge Fund Scam
• Judge In $2.3B Argentina Bond Spat Mulls Citi Injunction
• FCPA Self-Reporting Brings Benefits: SEC Enforcement Chief
• Warren Pushes For Tighter Fed Rules To Prevent Bailouts
• What The SEC Enforcement Stats Really Tell Us
• Rakoff Hopes SEC Will 'Think Twice' About Using Admin Court
• Big Tax Ploys Can Be Tamed Without Congress, Wyden Says
• Paul Hastings, DLA Piper Attys Open Securities Boutique
• Barclays Has Set Nearly $2B Aside For Forex Issues
• 10th Circ. Revives $550M Barclays RMBS Suit
• Global Banks Meet Raised Capital Rules, Regulators Say
• Broad Insider Trading Bill May Overcompensate For Newman
• Chamber Says Muddled Financial Regs Hurt Businesses
• UK Tax Guru Gets 1 Year For Insider Trading
• Minority Powerbrokers Q&A: Akerman's Palash Pandya
• DOJ Is Losing The Battle To Prosecute Foreign Executives
• Facebook's Saverin Sues FB Management Over $3M Debt
• Unapproved Deal Dooms OneWest's Suit, Insurer Tells Judge
• BofA's Libor Defenses 'Smack Of Arrogance,' Lenders Say
• TelexFree Scheme Took In $1B From 1.9M Investors: Trustee
• Feds Want 3-Month Reprieve In SEC Suit Against SAC's Cohen
• KCG Pays $13M To End Investors' Suit Over $460M 'Glitch'
• Insurer Wins Atty Fees In DBSI Investor's Bad Faith Suit
• Wilmington Trust Criminal Probe May Be Close To Completion