Securities Archive » April, 2015

Securities - April, 2015

500 articles

• SEC Chair Declares Agency 'Whistleblower's Advocate'
• SEC Rejects Broker's Janus Argument In Clean-Energy Case
• Citrix Director Pay Claims Get Go-Ahead From Del. Chancery
• Wachtell Lipton Founder Suggests Settling With Activists
• FINRA To Put CARDS On Ice To Consider Other Options
• CFTC Proposes Easing Options Requirements For End-Users
• Underwriters Can't Duck Violin Memory Investors' IPO Suit
• Proskauer Can't Ax Fraud, Damages Claims In Tax Scheme Suit
• Glaucoma Drug Co. Hit With Class Action After Trial Tanks
• EA Guns Down Shareholder Suit Over 'Battlefield 4' Bugs
• Energy Execs In $1B Bribery Suit Out Of Judge's Reach
• Securities Firm Owner Gets Up To 20 Years In Fraud Case
• McDermott Will & Emery Lands Former Scientific Games GC
• Class Slams Banks' Reconsideration Bid In Yen Libor Action
• NY Fed's Dahlgren To Step Down As Top Wall St. Regulator
• AIG Says PIMCO Filed Securities Fraud Suit Too Late
• Global Panel Highlights Risks In Algorithmic Trading
• E&Y Can't Evade Blame In OSG Tax Error Suit, Plaintiffs Say
• Allergan Asks Judge To Nix Off-Label Botox Suit
• 'Embarrassing' BNY Mellon Emails Unsealed In Investor Action
• 2nd Circ. Tosses ERISA Suit Over UBS Investment Plan
• Top NY Court Weighs Time Limit On ACE's $330M MBS Suit
• RBS Earmarks $1B For Future Forex Settlements
• Revolving-Door Roundup: Pimco, WilmerHale, MoFo
• Bakrie Execs Urge NY Court To Toss $380M Bond Suit
• ViroPharma Prescribes $8M To Cure Investor Suit
• Ocwen Exec Sold $72M Stake Before Stock Drop, Suit Says
• SEC Hits 2 For Insider Trading on Chinese E-Commerce Merger
• Display Of FinCEN's Aggressive Anti-Laundering Approach
• A Close Look At The New Texas M&A Broker Exemption
• SEC Reaches Deal With Ex-Ameriprise Adviser Ahead Of Trial
• Wavetronix Intervenors Sue DBSI Trust In Control Struggle
• Attys In Google Stock Split Row Deserve $25M, Court Told
• Biotech Exec Lauds Bill To Ease Small-Company Disclosures
• BofA Will Pay $180M To Settle Forex Class Action
• Dendreon Shareholders Lose Bid For Equity Committee
• BNY Mellon Seeks To Scrap Proposed Forex Investor Class
• SEC Uses Firm's Retaliation To Market Tipster Program
• CFTC Lands $5.5M Victory In Forex Trading Row
• SEC Pay-For-Performance Plan May Actually Boost Exec Pay
• Embattled Ariad CEO To Step Down In Sarissa Deal
• States Want Stay Of $17M DBSI Tax Row For 9th Circ. Appeal
• Court Won't Reconsider Zynga's Bid To Toss IPO Suit
• Chinese Pharma Co. Derivative Suit Premature, Judge Rules
• China Natural Gas Plaintiffs Can Proceed Despite Bankruptcy
• Ex-Level Global Trader Says Newman Voids Conviction
• Third Brother Pleads Guilty In $145M Biodiesel Scam In Ind.
• SEC Floats Additional Cross-Border Swaps Rules
• Aveo Board Dumps Cancer Drug Derivative Suit
• FCA Charges 3 With Insider Trading Over Logica Purchases
• Feds Will Keep Firms Hustling Even As Bank Crisis Cases End
• SEC Charges Hedge Fund, Execs For Misusing Client Funds
• SEC Knocks Robbins Geller's Wal-Mart FCPA Doc Request
• Split SEC Votes To Propose Executive-Pay Disclosures
• Barclays Raises Forex Provision To $3.17B
• American Apparel Nixes Investor Claims Over Ex-CEO's Antics
• 3 More Considerations For Audit Committees
• M&A Advisers Face Increased Aiding And Abetting Risks
• Exchanges Win Dismissal Of High-Speed Trading Cases
• Trinity Industries Faces Stock-Drop Suit Over Guardrails
• Del. Chancery Axes $450M ADT Stock Repurchase Suit
• Lead Counsel In Lehman Bros Suit Joins Greenberg Traurig
• Three Vie For Lead Plaintiff In Airline IPO Class Action
• Kraft Stockholders Sue Over Heinz Merger
• SEC's Investment Management Team Offers Cybersecurity Tips
• K-Sea Settles Investors' Suit Over Obsolete Oil Tankers
• Bipartisan Bill To Lift Veil On Fed. Settlements Reintroduced
• Dahdaleh Settles 3rd Circ. Appeal In Racketeering Fight
• DOL Accuses City National Of Self-Dealing In ERISA Suit
• SEC Awards $600K To Tipster In Paradigm Retaliation Case
• SEC Fines Former Execs For Hiding Failed Bank's Losses
• 9th Circ. Won't Rethink Ruling Reviving Schwab CMO Suit
• 5 Proxy Battles To Look Out For This Season
• AMD Execs Accused Of Downplaying New Processor Troubles
• HSBC Says Regulator Lacks Authority To Bring $2B RMBS Suit
• Ex-Wilson Sonsini Employee Nears SEC Insider Trading Pact
• Futures Industry Law Confab Canned Due To Baltimore Riots
• PwC Liability In MF Global Fiasco A Close Call In 2nd Circ.
• SAC Capital Ducks Investors' Racketeering Claims
• SEC Slams Sam Wyly's Plan To Sell $50M Ranch
• SEC Tweaks In-House Judge Over Ban On Ponzi Schemer
• CFTC Commish Praises Steps Toward Swap-Trading Reform
• NY Appeals Court Affirms Dismissal Of $30M UBS Suit
• SolarCity, Musk Duck Suit Over Restated Financials
• BofA Tells Fla. Court Rothstein Investors Must Arbitrate
• Convicted Insider Trader Gets More Jail Time For Unpaid Fine
• SEC Settles With Final Symbol Exec Over Fraud
• Debunking The Myth: Why Activism Is Tough In Canada
• How The Defense Can Win Verdicts And Influence Juries
• 3 Top Considerations After Omnicare
• Dead Greenberg Traurig Atty Blamed In $73M CFTC Suit
• Dewey Jury Selection Starts As Prosecutors Drop Names
• 9th Circ. Limits Sway Of US Courts in Canadian Biz Law
• Feds Slam Convicted Ex-UCB Exec's Bid For Release
• Facebook Urges 2nd Circ. Not To Revive IPO Investor Suits
• Highland Claims Ex-Sales Director Stole Client Data
• How BigLaw's Top Dogs Are Leaving Rivals In The Dust
• WilmerHale Gets Veteran SDNY Money Laundering Unit Head
• Impax Board Slams Investor Suit Over Compliance Gaffes
• Barrack Rodos $1.5M Nonlawyer Consultant Claims Dismissed
• FinCEN Miami Order Sends Banks Scrambling To Comply
• Citigroup Ordered To Give Banamex Files To Pension Fund
• $9M Hedge Fund Embezzler Sentenced To 4 Years
• CFTC Staffer Escapes Punishment For Banned Forex Trading
• The Law Firms That Lost The Most Ground In 2014
• Ex-Cushing Trader Gets 30 Months For Securities Fraud
• Greenberg Traurig Snags Ex-DLA Piper Litigation Partner
• Class Plaintiff Blasts Zynga's Bid To Toss IPO Suit
• Foundry Insider Gets 78 Months, Vows 'Newman' Appeal
• Ropes & Gray Picks Up 2 Mutual Fund Pros From K&L Gates
• Mixed Messages On Internal FCPA Probes Exasperate Attys
• FINRA Targets Sales To Military Personnel With New Rules
• Denbury, Encore Investors Get Tentative OK For $2.75M Deal
• Madoff Trustee Nets $11.1M In Clawback Deal With Families
• Investor Says $500M Del Taco Buyout Is Raw Deal
• El Paso's Lessons On Related-Party Transactions
• China To Crack Down On Insider Trading, Stock Manipulation
• Why Section 11 Class Actions Are Proliferating In Calif.
• NY Southern District Becomes Antitrust Hotspot
• Dendreon Knocks Shareholders' Push For Equity Committee
• SEC Alleges Farm Loan Scam, Freezes Investment Co's Assets
• Barclays 'Dark Pool' Suit Survives Dismissal Bid
• ResCap Slams Cadence Bank's Attempt To Exit Mortgage Suit
• Nasdaq Rebuts Market Power Claims In SEC Data Pricing Row
• Morgan Stanley Wanted A Dark Pool 'Feast,' Suit Says
• 4 Hurdles The Gov't Faces In Monumental 'Flash Crash' Case
• Dewey Brass To Mine Jury Pool For A Sympathetic Ear
• HUD Aims To Delay Foreclosures In Mortgage Sales
• Blankenship Judge's Law Clerk Quarantined From Suit
• Houston Am., SEC Settle Over Colombia Oil Project 'Fiction'
• German Watchdog Winding Down Deutsche Bank Libor Probe
• Chancery Limits Preferred Stock Mandatory Redemption
• Feds Slam Ex-BankAtlantic CEO's New Trial Bid
• A Harbinger Of SLUSA's Broad Reach
• 5 Issues Financial Services Industry Employers Must Face
• JPMorgan Investor's Bid Axed For 'London Whale,' RMBS Docs
• SEC Told Nasdaq, NYSE Prices Hit Returns In Market Data Row
• Insurer, Law Firm Resolve Coverage Row Over Securities Suits
• 7 Sauciest Lines From Deutsche Bank's Libor Traders
• Credit Suisse Beats Lender's Fraud Suit Over $1.5B CDO
• Big Awards Pushing Compliance Pros To Be Whistleblowers
• Alleged 'Flash Crash' Trader Told UK Watchdog To Ban HFT
• 3 Takeaways From Deutsche Bank's $2.5B Libor Deal
• SEC Revamping Hack Disclosure Rules, Official Says
• Sheppard Mullin Hires Ex-Greenberg Traurig M&A, Health Pro
• Vitacost Drops Beef With Ex-Counsel Over Botched IPO Docs
• Investor Class Slams Lumber Liquidators Over Toxic Floors
• McLaughlin & Stern Beats $2.1M Malpractice Suit In Ponzi Row
• Insider Trader Revamps Plea After Newman, Avoids Jail
• O'Melveny Snags Financial Services Pro From Arnold & Porter
• Spanish Court Refuses To Extradite 'London Whale' Supervisor
• Nasdaq Puts Up $31M To Settle Facebook Investor IPO Row
• NYC Investment Impresario With Shady Past Cops To Fraud
• Jailed Fund Chief Says Newman Reduces Case To Technicality
• Enforcement Extensions Aren't Reviewable, SEC Tells DC Circ.
• 2nd Circ. Partially Revives Madoff Feeder Fund Class Action
• RBC Pays $1.4M To Settle FINRA Supervisory Failure Claims
• Trading Inside Information With 'Friends' Post-Newman
• Deutsche Bank Pays $2.5B In US, UK Libor Deal
• BofA Tells 2nd Circ. To Kick Judge Rakoff's $1.27B Fine
• 10th Circ. Won't Reconsider $555M Barclays RMBS Suit Revival
• Barclays Wins Bid For $1.3M More In Lehman Asset Fight
• AIG Bailout Dispute Judge 'Perplexed' Over Loan Terms
• Barnes & Thornburg Malpractice Defense Ripped In $50M Suit
• Prudential Settles $2B RMBS Row With BofA, Merrill
• SIFMA Tears Into Nasdaq Pricing In Market Data Row
• Fish Nabs Cybersecurity Ace Who Served As DHS' Counsel
• 'Life of Pi' Effects Studio Exec Wants D&O Coverage Access
• Houston Defense Attys Tapped For Probe Of Texas AG
• SEC Fines Goldman-Tied Real Estate Firm For Missed Filings
• Winston & Strawn Slips $100M Suit Over Investment Scam
• Precious Metals Dealers Must Face CFTC's $2.6M Fraud Suit
• Former Nuclear Power Co. Exec Pleads Guilty To Stock Fraud
• Tesla Stock Options Breach Suit Revived By Calif. Court
• GrowLife Shareholder Settlement Offers Reforms, Little Cash
• GCs Name Most Elite Law Firms
• Argentina Ordered To Divulge Details Of $1.4B Bond Sale
• Another Guilty Plea In $35M Biofuels Tax Fraud Scheme
• Yelp Escapes Investor Class Action Over Bad Reviews
• SEC Sends Warning To Compliance Chiefs With BlackRock Fine
• Cleary Reps Brookfield In $1.7B Deal For Associated Estates
• CFTC Will Allow Swap Trade Fixes In Regulatory Overhaul
• Deutsche Bank Sets Aside $1.6B For Legal Settlements
• UBS Tells 2nd Circ. Fund Participant Can't Bring ERISA Suit
• SEC Grants $1.5M Whistleblower Award To Compliance Officer
• 2nd Circ. Revives $25M CDO Suit Against Citi
• Execs Not Immune To Failed Co. Fraud Claims: UK High Court
• Enzo Investor Wants Co.'s Books In Wake Of Medicare Fraud
• Spring Begins With 3 Important Class Action Decisions
• UK FCA Fines Merrill Lynch $20M For Incorrect Trade Reports
• NY Financial Compliance Landscape May Get Treacherous
• Nasdaq Defends Pricing Of Market Data In Duel With SIFMA
• Claims Against Bank Are FDIC's Bailiwick, 10th Circ. Rules
• Covisint Shareholders Say Omnicare Boosts Their Lawsuit
• AIG Brass Seek To Stop AG's Fraud Suit As Trial Looms
• Bio-Rad Investor Demands Books In Wake Of $55M FCPA Deal
• AsiaInfo Board Shakes Investor Suit Over Exec Stock Options
• Auto Parts Co. Can't Appeal Morrison Ruling, Court Hears
• CenturyLink Dividend-Cut Litigation Sinks On Scienter
• Rakoff Takes Hard Line On Libor-Rigging Trial Date
• SEC Wins Freeze On Phony Hedge Fund Manager's Assets
• 11th Circ. To Hear Fight Over Shareholder, Pension Payments
• RBS Must Fork Over Loan Info In NCUA MBS Suit
• Lawsky Says Electronic Trading Key To Coming Forex Deals
• Helicopter Co. CHC Hit With Shareholder Suit Over $310M IPO
• Ex-JPMorgan Traders Want Testimony Of 'London Whale' Iksil
• Ex-SEC Chair, Investors Urge Political Spending Disclosures
• Imperial Holdings Brass Face Class Action Over Bylaw
• Miami Electronics Exporters See Anti-Laundering Crackdown
• CFTC, Feds Accuse UK HFT Trader Of Role In Flash Crash
• 7th Circ. Asked To Reverse $25M CFTC 'Asset Grab'
• Feds Say Foundry Tipster Deserves More Than 5 Years
• Lawsky Says BitLicense Could Change To Ease Compliance
• SEC Won't DQ BlackRock As 'Bad Actor' After $12M Settlement
• Major Changes Coming To Sentencing Guidelines For Fraud
• A Look At The 1st Criminal 'Spoofing' Prosecution: Part 2
• JPMorgan Chase Targets Ex-Dewey Partner For Loan Fraud
• Lighting Co. Hit With Securities Suit As Chairman Arrested
• Stanford Investors Suing Proskauer, Chadbourne Seek Cert.
• Chancery Hits El Paso Unit With $171M Judgment In Deal Row
• Meager 4% Of Wall Street Attys Are Female Partners
• Radius And Former CEO Will Pay $2.7M For Securities Fraud
• Ex-Biofuel Exec Will Plead Guilty To $100M Tax Credit Fraud
• Barclays' Attempt To Quash HFT Suit Blasted By Brokerage
• SEC Won't Let Hedge Fund Jettison Shareholder Proposal
• The Rising Stars Of Securities
• Gupta Accuses Bharara Of About-Face On Newman's Impact
• SEC's Texas Regional Director To Step Down
• Labaton Slams CVS Cert Challenge Over Political Donations
• SEC Seeks $180M From Rothstein Feeder Fund Owner
• Faruqi Accuser Pockets Fraction Of $1.4M Fee Request
• Activist Investor Blasts MGM Tactics In Spinoff Proxy Fight
• Ga. High Court Sides With XL In 'Consent-To-Settle' Fight
• Apple Execs Deny Knowledge Of Jobs' Anti-Poaching Deals
• Withers Bergman Snags 5 Partners From Kelley Drye
• Admin Judge Says SEC Trading Case Still Hinges On Benefit
• Lumber Liquidators Probes Spark Investor Suit
• SEC Fines BlackRock $12M Over Failure To Disclose Conflicts
• Hedge Fund Lawyers Unsure How To Comply With Newman
• Ernst & Young Seeks Exit From Suit Over OSG's Tax Errors
• Celestica To Pay $30M To Settle Securities Class Action
• 2015 Begins With A Drop In FCPA Enforcement Activity
• Volcker Calls For Radical Financial Regulatory Overhaul
• China Securities Reg Says New Rules Not A Market Crackdown
• A Look At The 1st Criminal 'Spoofing' Prosecution: Part 1
• Justices Refuse Gupta's Appeal Of Insider Trading Conviction
• The 100 Best Law Firms For Female Attorneys
• Law Firm Biases Continue To Thwart Women
• The Best Law Firms For Female Partners
• The Glass Ceiling Report
• Rakoff Pushes Separate Criminal, Civil Insider Trading Laws
• Chancery Fast-Tracks Suit Over $63M BioScrip Stock Deal
• PwC Paying $65M To End Suit Over MF Global Collapse
• FHFA Leaves Guarantee Fees For Fannie, Freddie Untouched
• Investor Asks High Court To Revive Chesapeake Fraud Claims
• 11th Circ. Won't Rehear Stock Certificate Loss Case
• Banks Lose Ground In Revolving Door Race
• 3 Takeaways For Activists From 3rd Circ. Wal-Mart Ruling
• Faruqi, Robbins Asked To Lead Suit Over $4.8B Exelis Buy
• US Defends Insider Trading Forfeiture Order In 2nd Circ.
• SEC's Freddie Mac Letdown Underscores Discovery Risks
• McDermott Can't Get Antioch Malpractice Suit Going Again
• Fraudster Tells High Court His Privacy Rights Were Trampled
• Canadian High Court Squashes HIV Drug Securities Suit
• CFTC Accuses Canadian Atty, Tech Co. Of Trading Scheme
• 7 Cos. Rake In $1.3B In Week's Flood Of IPO Activity
• Multimedia Games Shareholders Settle Suit Over $1.2B Buyout
• Former Tullett Prebon Broker Denies Libor Rigging In London
• High-Frequency Trader Must Face 'Spoofing' Charges
• Lockheed Seeks To Undo Part Of 1976 Bribery Pact With SEC
• Volcker Underwriting: It's Simple, No Need To Overanalyze
• Contractor Employee Confidentiality Policies In The Spotlight
• Virginia's 'Rocket Docket' Continues To Roar
• Wine.com Gets Chancery Validation Of Stock Issues
• SEC Seeks $1M From Ponzi Scheme Feeder Fund Manager
• Wells Fargo Found In Breach Of 2010 Mortgage Deal Terms
• Yelp Says User Complaints Don't Prove Reviews Were Rigged
• Ex-Diplomat Can't Ditch Order To Return Stanford Ponzi Funds
• Boston Investment Adviser Hit With $48M Arbitration Award
• Judge Largely Finds For Money Manager In SEC Fraud Case
• How To Dodge The Dangers Of Unregistered Securities
• High-Frequency Trader Virtu Financial Raises $314M In IPO
• Lynn Tilton Presses Bid To Freeze SEC In-House Case
• Katten's Bad Advice Led To Ponzi Losses, 7th Circ. Hears
• Alstom's UK Unit Hit With New Corruption Charges
• AIG Brass Can't Dodge NY's Relentless Fraud Suit
• NY Courts Can Decide Brazil Investment Battle, Ruling Says
• Feds Say Newman Can't Help Jailed Hedge Funder Whitman
• Ex-Fund Manager To Redo Insider Trading Plea After Newman
• Ex-JPMorgan Adviser Charged With $20M Client Theft
• Former Fed Chair Bernanke Joins Citadel As Senior Adviser
• Rising Star: The CFTC's Rob Schwartz
• Appraisal Rights Waivers After Halpin V. Riverstone
• Why Marketplace Lenders Should Consider Securitization
• BofA Reaches Settlement In Forex Class Action
• Millennium Will Pay SEC $76M To Settle Ponzi Scheme Suit
• MF Global Trustee's $480M General Creditor Payout OK'd
• NJ Biofuels Co. Owner Pleads Guilty To $55M Fraud Scheme
• Warren Blasts SEC, DOJ Over 'Slap On The Wrist' Enforcement
• DOL Missed Chance To Make Statement In BNP Case
• Atty In NFLer's Stock Scheme Loses Insurance Defense Row
• Simple Fraud Is Still Fraud, Ruby Tuesday Investors Say
• Robbins Geller Seeks Lead In InvenSense Shareholder Suit
• BNP Paribas Sentenced Following $9B Settlement
• Watchdogs Push Congress To Act On Investor Disclosures
• SEC Chair Feels Heat In Congress Over Email Subpoena Power
• Prosecutors Still Weighing Newman High Court Appeal
• RBS Didn't Mislead Investors About RMBS Exposure: 2nd Circ.
• BofA Says Legal Expenses Fell To $370M In Q1
• 2 Routes To Hourly Rates For Lawyers
• Ernst & Young Strikes $10M Deal In NY AG's Lehman Suit
• Deutsche Bank, Others Look To Escape Yen Libor Row
• Regulation A-Plus Faces Critical Test As JOBS Act Turns 3
• Citigroup Seeks To Halt Hospital's $50M ARS Arbitration
• 2nd Circ. Revives FGIC's $900M Claims Against Putnam
• Rising Star: Sullivan & Cromwell's Matthew Schwartz
• Ex-S&P Exec Loses Challenge To SEC In-House Case
• UK FCA Fines BNY Mellon $186M For Violating Custody Rules
• Mandatory Subordination And The Fate Of Equity Claims
• Rising Star: Sidley Austin's Dorothy Spenner
• Chobani CEO's Deal With Ex-Wife In Ownership Spat OK'd
• Pension Fund Asks Court To Join Exporter Shareholder Suits
• Hedge Fund Gets Jury Trial In JPMorgan Revenue Dispute
• 9th Circ. Must Clarify Morrison's Scope, Calif. Judge Told
• SEC Commish Says Agency Needs Data Strategy Office
• 3rd Circ. Ends Wal-Mart Investor's Gun Sale Proposal
• Despite Plea, BNP Approved To Manage Retirement Plans
• 9th Circ. Comes Around On CAFA
• Rothstein Associate Asks 11th Circ. To Nix Her Conviction
• SEC To Crack Down On Retail Sale Of Complex Securities
• Petrobas Securities MDL Plaintiffs Stuck With Discovery Stay
• SEC Settles With Former Freddie Mac Execs
• K&L Gates Says Oil Co. Investors' Bankruptcy Row Lacks Legs
• Shareholders Slam Citi's Motion To Dismiss MBS Suit
• Labor Dept. Seeks To Expand Fiduciary Duties
• CFTC Member Calls For Industry Fees To Fund Agency
• DHB Exec To Appeal 17-Year Sentence, $94M Restitution Order
• Banks Say 10th Circ. Barclays Ruling Can't Help RMBS Suits
• SEC Reaches Settlement With Evercore Insider Trader
• Alibaba Investors Want Suits Over $25B IPO Consolidated
• JPMorgan Hopes To Finish Justice Dept. Forex Deal In Weeks
• The Curse Of Multijurisdiction Litigation
• Ex-Execs Of Co. Sold To J&J Charged With Securities Fraud
• American Apparel Investors Hit Hurdle In CEO Antics Suit
• Questcor Pays $38M To Settle Securities Class Action
• Ex-Mutual Benefits Atty Seeks Retrial Over 'Jury Crasher'
• Greece Escapes Slovakian Bank's Debt Suit In Arbitration
• NY Investment Manager Charged With $7M Investment Fraud
• Stanford Receiver Argues Firms Can't See Class Cert. Data
• UK Tribunal Slashes $4.4M From Deloitte MG Conflicts Penalty
• US Bank Settles $200M Peregrine Theft Suit
• Rising Star: Dechert's Mauricio Espana
• Groupon Says Investors Are Misreading Halliburton In IPO Suit
• Autonomy Ex-CFO Tries To Intervene In HP Shareholder Suit
• Top Dewey Execs Gird For Arduous Jury Selection
• Canada Securities Watchdog To Study Enforcement Mediations
• Ex-Rabobank Trader Denies Libor-Rigging Charges
• NuWave Asks NJ Justices To Revive Nixed Defamation Award
• MGM Blasts Activist Shareholder Over 'Flawed' REIT Plan
• SEC Accuses Energy Co. Of $4.4M Drilling Scheme
• SEC Sues Ga. Man Over $1M Internet Investment Ponzi Scheme
• Judge Coaxes SEC To Toss Final Claim Against E-Smart CEO
• Does Regulation A-Plus Make The Grade?
• How Gelboim V. BofA Affects Pending MDL Matters
• How To Weather Media Inquiries In High-Profile Cases
• Aviva Targets More Dewey Execs Over $35M Note Fraud
• An In-House Cheat Sheet On The SEC Whistleblower Program
• Insurer Off Hook For DBSI Investors' Claims: Calif. Court
• Rising Star: Bernstein Litowitz's Avi Josefson
• Shareholder Fights Apple Execs' Bid To Stay Poaching Suit
• Geron Gets Shareholder Action Over Cancer Drug Trimmed
• GE To Provide Road Map For Firms To Escape SIFI-Dom
• PwC Says Securities Class Actions Followed IPO Boom
• 9th Circ. Tosses Mexican Co. Exec's Suit Over Seized Funds
• PayPal Could Face CFPB Suit Over Lending Service
• SEC Drops Probe Of Bankrupt Pharma Co. Dendreon
• Judge Lights Fire Under $111M Taylor Bean Coverage Tussle
• Taking Legal Analytics To The Next Level
• A Closer Look At Internal Controls Enforcement
• Class Action Over UBS Funds Moved From Puerto Rico To NY
• Convicted Atty In Penny Stock Scam Can't Revisit SEC Ruling
• Auto Parts Co. Can't Rely On 2nd Circ. Ruling In Securities Suit
• Broker-Dealers — New Targets Of Unclaimed Property Audits
• Blankenship Mine-Safety Trial Pushed Back 3 Months
• DLA Piper Lures Litigation Pro From Greenberg Traurig In LA
• Libor Investors Fight For Separate Briefs On Appeal
• Convicted Ex-UCB Exec. Seeks Acquittal In $1.1B Fraud Case
• SEC Names New Acting Exams Chief
• Sentencing Guidelines Toughened For Some Fraud Cases
• SEC Sues Fla. Microcap Co. Over $11M Investor Fraud Scheme
• Siga Creditors Seek Probe Of Execs' 'Bad Faith' Conduct
• FINRA Arbitrators Ignored Citigroup Deal, NY Court Says
• SEC Sues Ex-Accounting Exec For Unauthorized Trading
• Execs' $18M Suit Over Morgans Takeover Reinstated
• Nomura Deflects Mortgage Bond Blame As $1B Trial Ends
• Valeant, Pershing End Spat With Allergan Over Takeover Bid
• 11th Circ. Chews Up Big Apple's Janus Claim In SEC Suit
• Wis. Tribe Wants $50M Bond Deal Row Back In Tribal Court
• Fed. Circ. OKs MassMutual's Dividend Tax Deductions
• Bradley Arant Nabs Ex-Citigroup Atty For DC Office
• Software Execs Sentenced Over $1.1B Accounting Scam
• Emulex Shareholders Sue Over $606M Acquisition By Avago
• EU Antitrust Chief Calls For Integrated Capital Markets
• SEC Wins Fraud Claims Against Investment Adviser
• Canada Securities Agencies Loosen Venture Issuer Rules
• Lawsky Wants Better Oversight Of Bank Vendor Cybersecurity
• Apps Are Reshaping Gov't Investigations — And Compliance
• 2 Cases Audit Firm Defendants Can Rely On
• Pa. Justices Won't Revive Gas Lease Middleman Class Action
• Argentina Sues Citi Over Holdout Bondholder Agreement
• FLIR's $9.5M FCPA Settlement Reflects Cooperation With SEC
• Avon Employees' Pension Suits Combined In FCPA Aftermath
• Feds Must Add Details In Sanofi Insider Trading Case: Judge
• Barnes & Thornburg Wants Legal Mal Claims Cut In $50M Row
• Steinberg Asks 2nd Circ. To Keep His Appeal On Ice
• Ex-Massey CEO Can't Trim Charges In Mine Blast Case
• Ex-Wells Fargo Trader Calls Insider Trading Claims 'Crazy'
• SEC Denied Judgment Against Alleged Receiver Of Inside Info
• American Apparel SEC Probe Belongs In Suit: Shareholders
• SEC's Market Structure Guru To Leave Agency
• IMF Wants More Hands-On Regulation Of Asset Managers
• 3rd Circ. Urged To Nix Wal-Mart Investor's Gun Sale Proposal
• Arnold & Porter Adds Ex-Kirkland Partner To Securities Group
• 4 Crowdfunding Tips From The Trenches
• Asia Poised To Be Center Of FCPA Crackdown
• Estate Of Madoff's Late Son Fights $11.9M Tax Bill
• Financing CLO Risk Retention — Options And Concerns
• Chancery OKs 'Unprecedented' Settlement Of Freeport Suit
• SEC Exams Chief Bowden Leaving For Private Sector
• 10th Circ. Revives Delta Petroleum Shareholder Claim
• ChinaCast To Blame In CEO's $120M Fraud, 9th Circ. Told
• Wal-Mart Says It Doesn't Control Wal-Mex In Bribery Case
• Korean Insurer Wants $30M UBS Fraud Suit Back In NY
• Madoff Investors Want Swindler To Sit For Deposition
• Texas Trader Indicted Over Collapsed Commodities Program
• SEC Says Insurance Co. Fraudulently Sold Life Settlements
• Gusrae Kaplan DQ'd From SEC's Sands Brothers Case
• K&L Gates Can't Exit Oil Co. Bankruptcy Suit, Investors Say
• Rakoff Ruling May Help SEC Frame Insider Trading Claims
• 3 Key Questions In Wal-Mart's Shareholder Gun Sales Appeal
• Husch Blackwell Accused Of Duping Pharmacy Investors
• Corporate Firms Take Aim At Delaware's Appraisal Laws
• Shell Subsidiaries Want Oil Price-Rigging Suit Dumped
• 2nd Circ. Nixes Argentina's Contempt Appeal In Bond Row
• Nordstrom Can't Keep Family Plane Ride Claims Sealed
• FDIC Appeals Ruling That $140M RMBS Suit Is Time-Barred
• HVB Can't Ditch GeoCities Founder's Tax-Shelter RICO Suit
• Ex-Wells Fargo Trader Defends Friendship With Alleged Tipper
• Catamaran Sold Out Cheap In $12.8B UnitedHealth Deal: Suit
• News Corp. Handed Win In Poison Pill Suit
• 5 Tricky Questions Posed By SEC Rule On Employee Pacts
• Ex-BankAtlantic CEO Seeks New Fraud Trial Under Omnicare
• Body Armor Co. Sues Jailed Ex-CEO's Brother In Ch. 11 Row
• Judge Iffy On Fining Imprisoned Inside Trader From Ameriprise
• SEC Says Texas Man Sold $11.8M In Fake Oil Securities
• PIABA Trolls The Fiduciary Duty Debate
• Argentina Takes $2.3B Bond Payment Row To 2nd Circ.
• Deutsche Bank Says MassMutual RMBS Suit Comes Too Late
• Hedge Fund Wants To Vacate Default In Hotel Developer Suit
• Spinal Therapy Co. Ducks Investor Class Action
• Goldman Sachs Urges Judge Not To Certify Abacus Class
• Lehman Settles Dispute Over $40M Swap Fund
• SEC Sues Execs Over Wireless Spectrum Investment Scheme
• SEC Alleges $32M Ponzi Scheme Over Pro Athlete Loans
• Citi Says Retirees Missed Deadline For Stock-Drop Action
• Amedisys Asks High Court To Hear Revived Shareholder Suit
• Banks Move To Nix Cases In Libor MDL Over Jurisdiction
• Rakoff Won't Toss Civil IBM Insider Trading Claims
• SEC Loses Disgorgement Bid In $153M Real Estate Fraud Suit
• Banks Say Fed Should Withdraw SIFI Surcharge Proposal
• AbbVie Tries To Get Shire Shareholders' Suit Tossed
• American Apparel Wants SEC Probe Out Of Shareholder Suit
• High-Speed Trading Firm Virtu Plans $314M IPO
• Morrison & Foerster Picks Up Top DOJ Fraud Official
• DOJ's Pursuit Of Admissions — And The Risks Of Settling
• Contribution Caution: Mitigating Risks From Pay-To-Play
• 10th Circ. Won't Review FINRA Fine In Stock Scheme Case
• Jailed Ex-Nixon Peabody Partner's Sentence Stands: 9th Circ.
• EY Says Omnicare May Doom Lehman Fraud Claims
• La. Archdiocese Wants Stay Lifted In Founding Partners Row
• Gentiva Pays $6.5M To Exit Investors' Fraud Action
• Kraft, Mondelez Hit With Class Action After CFTC Suit
• Quiksilver Hit With Securities Action Over Revenue Probe
• Ex-Massey CEO Battles Media On Doc Release In Criminal Suit
• Ex-Galleon Trader Says Atty Deprived Him Of Newman Defense
• Facebook IPO Schemer Files For Chapter 11
• ResCap Judge Won't Toss Mortgage Bond Suit
• Tanker Co. Investors Want Ernst & Young To Face A Jury
• Katz Marshall Calls For End To United's Employee Gag Orders
• 2nd Circ. Sinks Insider Trade Suit Against Lululemon Board
• NM Businessman Ordered To Cough Up $55M In SEC Case
• Allscripts To Pay $10M To End Investor Suit Over Merger Woes
• Commerzbank Prosecution Deferral OK'd After $1.45B Deal
• FedEx Civil Suit Halted Pending Criminal Drug Investigation
• Lucchese Fraudster Wants His Old Lawyer Back
• High Court Sets Stage For Another Section 11 Circ. Split
• 2nd Circ. Refuses To Rehear Bharara's Newman Appeal
• Tough Disclosure Issues In Take-Private Transactions
• Activist Investors Shy Away From Big Bank Fights, For Now
• Feds Say Gupta Misread Newman, Should Remain Jailed