Securities Archive » May, 2015

Securities - May, 2015

469 articles

• Iowa Investors Sue US Over Fannie, Freddie 'Profit Sweep'
• Meet The Key Players In The Dewey Fraud Trial
• Plaintiff In Facebook IPO MDL Counsel Row Died In Nov.
• Swedish Antitrust Watchdog Claims Nasdaq Blocked Rival
• The Dewey Trial Report: Week One
• SG Urges High Court To Nix RJ Reynolds ERISA Appeal
• Ex-S&P Exec Keeps Fighting Against SEC In-House Case
• Labaton On 'Quest For Ignorance' In Millennial IPO Suit
• 4 In-House Preferences For Better Outside Counsel
• Lawsky's Aggressive Tactics Provided Model For Regulators
• Lockheed Wins Modification Of 1976 Bribery Pact With SEC
• NY Appeals Court Dismisses CDO Suit Against Credit Suisse
• Law Profs, Yale Back Investors In Libor Antitrust Appeal
• Rakoff's Roots Run Deep In Insider Trading Law
• Texas Justices Open Door To Close-Held Corp. Derivative Suits
• Why Bylaw Solutions To Meritless Merger Suits Are Problematic
• Bio-Rad's Ex-GC Sues Over Firing Amid Bribery Investigation
• SEC Accuses 2 Canadians In $17M 'Pump-And-Dump' Scheme
• K&L Gates Rebuts Oil Co. Investors' Malpractice Claims
• 2nd Circuit Affirms Mentally Ill Forex Fraudster's Sentence
• Dewey Trial Emails Show Desperate Effort To Stay Afloat
• Ex-Wells Fargo Analyst Settles Insider Trading Case
• Allergan Shakes Shareholders' Off-Label Botox Case
• Chancery Court Tosses Investors' Suit Against Molycorp
• Bracewell Nabs Ex-Paul Hastings Wall Street Pro In NY
• Former SEC Official Joins Jones Day As Partner In Dallas
• Cooperating Madoff Accountant, Aide Each Avoid Prison
• SEC Chair Taps Goldman Sachs Atty As Chief Of Staff
• SEC, Feds Charge Compliance Chief With Fleecing Investors
• Las Vegas Sands Slams TRC's $119M Mini-Tender Bid
• 2nd Circ. Scraps GM IPO Class Action, Finding 'Puffery'
• Credit Unions' RMBS Suits Against UBS, Credit Suisse Revived
• Dimon's 'Huge Bets' Remark Out Of JPM 'London Whale' Suit
• What Distressed Cos. Can Take Away From Quadrant V. Vertin
• JPMorgan To Pay $500M In Landmark MBS Class Settlement
• Asset Manager Regulation — The SEC's Road Ahead
• Tools To Fight Securities Suits In Cross-Border M&A
• FINRA Strips Broker Bonus Disclosure From Recruitment Plan
• Winsome Receiver Rightly Sued Atty Under UFTA: 10th Circ.
• Tech Investors Fight 'Crap Cleaner' Evidence Wipe Sanctions
• 'Fake Income' Email Shows No Fraud, Dewey CFO Contends
• Shareholders Fight Dismissal In Genworth Delayed IPO Suit
• Investors' $8M Five Mile Merger Settlement Gets Go-Ahead
• Martoma Plays Newman Card Again In Quest For New Trial
• Ex-Diebold Officers Settle SEC's Accounting Fraud Allegations
• As Dewey Trial Gets Going, Liquidation Winds Down
• SEC Says $180M Penalty For Ponzi Feeder More Than Fair
• Ex-Madoff Trader Who Aided US Probe Avoids Prison
• Fitbit's IPO Is An Exercise In Disclosing Data Risks
• NJ High Court Spells Out Defamation Damages Standard
• Ex-CEO Tells 7th Circ. She Is Fighting SEC Court's Existence
• BDO To Pay $40M To Put Stanford Ponzi Suit In Rearview
• 5 Things GCs Need To Know About Whistleblowers
• Law Professors Back MetLife SIFI Designation
• FINRA Chief Says New Fiduciary Rule May Hurt IRA Offerings
• SIFMA Asks Del. Justices To Nix $76M RBC Liability Over Deal
• Duke Execs Hid Role In Coal Ash Spill, Shareholder Says
• Kraft Investor Suits Over $45B Heinz Merger Get Consolidated
• Obama Aide Says Inaction On Fiduciary Rule Not An Option
• EXCLUSIVE: Sens. Probing CFTC Charges To IG Budget
• Traders Fumble 3rd Stab At CME High-Frequency Trading Suit
• SEC Focus On Administrative Proceedings: Midyear Checkup
• DOL 'Best Interest' Exemption Not The Best Way To Get Sued
• Credit Suisse Accused Of Breaking Tolling Deal In Loan Suit
• KKR Gets Nod For $39M Deal Ending Primedia Sale Row
• E&Y, American National Reach Deal Over Lehman Losses
• Ernst & Young Sat On Wal-Mart Bribery Claims, Group Claims
• Dewey Trial Begins With Davis Blaming Fall On Atty Greed
• CFTC Chief Bashes Europe's Move Toward Benchmark Regs
• 9th Circ. Denies En Banc Rehearing For Amgen ERISA Suit
• EU Watchdog Blueprints When To Dismantle Banks
• 2nd Circ. Asks How Expert Report Could Derail Pfizer Action
• Atty Gets 18 Months For Stock Manipulation Scheme
• Law360's Live Coverage Of The Dewey Trial
• Wachtell Blasts CVR's 'Illogical' Bid To Save Malpractice Suit
• 1 Small Provision For Barclays, 1 Big Step For Compliance
• SEC Gets Injunction Against Oil Co. Exec In Fraud Case
• Apple Gets Shareholder Suit Over Poaching Deals Halted
• Mass., Montana Sue SEC To Block New Capital-Raising Rules
• Labaton Survey Finds Wall Street Still Unethical And Shady
• Sterne Agee Settles With FINRA Over Laptop Privacy Breach
• Will Wall Street Embrace Overstock's Digital Securities?
• Supreme Court Won't Hear Investor Suit Over Nvidia Chips
• Time Running Out For Banks To Get Ready For Volcker
• Dewey Prosecutors Describe 'Massive Fraud' In Trial Opening
• ICP Reps Sue Barclays To Recoup $36.5M For Investors
• UK Regulator Fines Ex-Execs Of Life Settlement Firm $122M
• Deutsche Bank, SEC Reach $55M Crisis-Era Derivative Deal
• Rise Of The Small Firm Class Action Business Model
• Digging Through The New Federal Rules Of Civil Procedure
• 5 Insights From CBRE General Counsel Laurence Midler
• Dewey Trial Promises High-Stakes Slog For Both Sides
• Ex-NBA Vet, Film Cos. Strike Back In $45M EB-5 Suit
• Writ Voiding 'Squawk Box' Guilty Plea Forced Feds' Hand
• 2nd Circ. Affirms Fraud Convictions Of McGinn Smith Execs.
• SEC Subpoenaed For Docs On Ex-Judge's Intimidation Claims
• Texas Man Cops To $12M Fake Oil Interests Scam
• Nordstrom Family Wants Plane Ride Suit Grounded
• Ex-VC Exec Flees Amid Insider Trading, Fraud Charges
• Big Banks Never Stopped Rigging Forex Market, Suit Says
• Madoff Trustee Defends $900M Suit Against 1st Feeder Fund
• Del. Chancery Judge Tosses 'London Whale' Derivative Suit
• What Was Wrong With BHP Billiton's Compliance Program
• DC Circuit Affirms SEC's 2nd Win Over Illicit Stock Sales
• SEC's Stein Blasts Waiver Grants To Felon Banks
• Fairway Says IPO Class Action Fails Under Omnicare
• Father, Son Who Worked At Madoff Firm Deserve Leniency: US
• Dewey Debacle Hurt Wallets But Didn't Kill Careers
• SEC Flexes Bigger FCPA Muscles In $25M BHP Billiton Case
• PwC Escapes MF Global Investors' Suit In 2nd Circ.
• Another Lesson For Private Funds On Expense Allocation
• HSBC Unit Wins New Trial In $2.5B Securities Fraud Suit
• BNY Mellon To Pay $180M To Settle Forex Class Action
• Cayman Law Will Apply To Suit Over Offshore Refco Funds
• Dismissal Of NY Suit Over Funds On Champerty Grounds OK'd
• 2nd Circ. Pushed To Revive Libor Antitrust Claims
• Ex-Mutual Benefits Atty Can't Get Retrial For Juror Mix-Up
• As The Dewey Trial Looms, A Young Lawyer Awaits His Fate
• 6th Circ. Upholds $120M Judgment Against Mich. Oil Fraudster
• FERC Gets Green Light To Maintain Anti-Manipulation Push
• SEC Sues Firm, Execs That Sued To Block In-House Case
• Cohen Milstein To Rep Airline IPO Class Action
• SAC Tipster Dropped From Investor Class Action
• 'Flash Crash' Case Shows CFTC's Tech Limits: Commissioner
• Fed. Agency Docs Sought To Track Down Ex-Stanford Workers
• Activision Gets Green Light For $275M Shareholder Settlement
• Senate Panel Passes Bank Reg Relief Bill On Party-Line Vote
• SEC Proceedings Pass High Court Muster, 7th Circ. Told
• Fed To Allow Some Muni Bonds In Banks' Liquidity Levels
• A Route To Directors' Early Exit From Merger Litigation
• Life Partners Ch. 11 Trustee Alleges 'Wide-Ranging' Fraud
• 11th Circ. Affirms Bribery Sentence For Ex-Ala. Governor
• Del. High Court Reinforces Director Liability Shield
• Unpaid $5M SEC Fine May Land Ex-Fund Manager Back In Jail
• What's Missing From The SEC's Forum Selection Guidance
• Zale Board Says Suit Over $690M Signet Merger Falls Short
• 5 Most Galling Lines From Barclays Forex Chats
• 10th Circ. Won't Rehear Delta Petroleum Shareholder Row
• DOJ Shows Teeth With $5.6B Forex Pact, But Not Sharp Ones
• Retrial Rejected For High-Tech Exec. Convicted In $31M Scam
• Spanish Broadcasting Investors' Share Repurchase Suit Pared
• Barclays Can't Escape FERC Market Manipulation Suit
• $5.6B Forex Fines Aren't The End Of Rate-Rigging Fallout
• SEC's Muni Bond Group Gets New Director
• SEC Suspends Atty Who Forged Over 100 Opinion Letters
• Lawsky To Step Down As New York's Top Financial Regulator
• A Primer On The War Between American Apparel And Charney
• The Firms That Steered The $5.6B Forex Settlements
• SEC Accused Of Race, Sex Bias Over Denied Bonus
• Ex-Faruqi Lawyer's Sex Harassment Battle Heads To 2nd Circ.
• Ex-Madoff Worker Avoids Prison After Cooperating
• Judge Thwarts Ex-Massey CEO's Vegas Week
• DOL Fiduciary Rules Will Negatively Affect Private Funds
• GM Asks 2nd Circ. To Junk IPO Class Action
• Accused Trader Calls SEC In-House Courts Unconstitutional
• Accused 'Flash Crash' Trader Spoofed In Bizarre Filing: Atty
• Moore Capital Can't Limit Exposure In $20M Lehman Swap Suit
• SEC Eyeing Tougher Disclosure Requirements For Funds
• Yahoo Says Alibaba Spinoff Still On Despite IRS Comments
• DOJ Is Trying To Show Benefits Of Corporate Cooperation
• Citi To Pay $394M In Antitrust Deal With Forex Investors
• 5 Banks To Pay $5.6B, Plead Guilty Over Forex Probes
• BHP Billiton To Pay SEC $25M For FCPA Violations
• FINRA's Plan For Algorithmic Developers Gets Mixed Reviews
• Cablevision Brass Say Del. Ruling Aids Shareholder Suit Exit
• Deutsche Bank, Others End Some Claims In $5.9B MBS Suit
• 2015 Law360 Minority Report
• The 50 Best Firms For Minority Partners
• Diversity Gap A Growing Threat To BigLaw Bottom Lines
• The 100 Best Law Firms For Minority Attorneys
• Ex-JPMorgan Exec Wins Round In 'London Whale' Fight
• Macquarie Capital Gets 60-Day Reg D Waiver After $15M Fine
• NY Judge OK's $4M Deal To Fuel Culligan Investor Suit
• Leslie Caldwell Outlines 'Hallmarks' Of Effective Compliance
• Regions Agrees To Pay $90M To End Stock Inflation Claims
• FINRA To Ease Filing Rules For Broker-Dealer Marketing
• Robbins Geller $94M Fee In Pfizer Suit Too High, Judge Told
• NCUA Says It's In Position To Sue HSBC For Trust Failures
• Shire Investors Say AbbVie Can't Ax Suit Over Failed Inversion
• Despite Phony Avon Bid, SEC May Resist Edgar Makeover
• Repentant Ex-Madoff Controller Avoids Prison
• S. Africa Probes Citi, JPMorgan For Forex Price-Fixing
• JPMorgan Fights 'London Whale' Investors' Class Cert. Bid
• Rabobank Dodges Criminal Charges In Dutch Court
• Hogan Lovells Nabs Ex-DLA Piper Corporate, Securities Pro
• US Bank, BofA Escape Hundreds Of MBS Trustee Claims
• How Cybercriminals Are Targeting Corporate Transactions
• SEC Chief Of Staff To Leave Agency
• Jackson Lewis Sanctioned For 'Crap Cleaner' Evidence Wipe
• 10 Corporate Culture Lessons From Deutsche Bank
• Hong Kong Bans Individual Investors From Dark Pool Trading
• High Court Ruling Leaves Confusion Over 401(k) Monitoring
• Ex-Regions Exec Pays SEC $100K Over Loan Reporting Claims
• Lawyers Weigh In On High Court ERISA Ruling
• Schwab Pushes For High Court To Revive Its Libor Appeal
• Embattled Petrobras Lays Groundwork For $1B Stock Offering
• SEC Clears Newman, Chiasson To Return To The Industry
• Ex-Terra Telecom Exec. Wants New Trial Over Bribery Scheme
• Subprime Lender Stuck With Class Action Over CFPB Probe
• Reed Smith Nabs 2 Finance Pros To Grow NY And DC Sites
• High Court Won't Hear Alleged Bias In $62M Fraud Award
• Ex-Sanofi Worker Files Class Action Over Stock Drop
• Man Accused Of Smear Campaign To Short Stock Skips Court
• High Court Won't Hear Convicted Fraudsters' Appeal
• Petrobras Hit With Another NYSE Stockholder Suit Over Bribes
• British Regulator To Probe High-Frequency Trading
• House Panel Says DC Circ. Is On Its Side In SEC Fight
• SEC's Trading And Markets Associate Director To Leave Post
• Deutsche Bank Disclaims Hedge Fund's $50M Failure
• High Court Vacates Ruling That ERISA Claims Are Time-Barred
• 'Bad Actor' Waivers Spark Opposing Views Within SEC
• Why El Paso Will Have Very Limited Applicability
• Consider 5 Things Before Choosing An E-Discovery Provider
• Lehman's $2.4M Win Against PMC Stands Up At 9th Circ.
• Winston & Strawn Hit Again With $100M Suit Over Metals Scam
• Commerzbank Settles FCA Suit Over Iranian Gold Trading
• 2nd Circ. Tosses Privacy Suit Over FBI's Galleon Wiretaps
• FHFA Making Progress Toward Single Fannie, Freddie MBS
• 2nd Circ. Told Of Facebook IPO Backers' 'Shocking Conduct'
• 9th Circ. Lets Yahoo Shareholder Suit Over Alibaba Stake Die
• Franklin Resources Seeks Sanctions For $156M Stock Heir Suit
• NML Fights Stay Bid In Search For $1.6B Argentine Assets
• SEC Judge Won't Rule On Constitutionality Of In-House Court
• Shell's Report On FCPA Violation Privileged: Texas High Court
• Important Lessons From Delaware For Structuring Earnouts
• FHFA Awarded $806M After Win At Nomura MBS Trial
• Ponzi Schemer Pleads Guilty Over Spending Spree
• Pepper Hamilton Adds Ex-Norton Rose Fulbright M&A Pro
• 3 Takeaways From DuPont's Proxy Battle Victory Over Trian
• Bernanke Decries Warren, Vitters' Bailout Bill 'Mistake'
• Autonomy CFO Will Get His Say In HP Investors' Suit
• 2nd Circ Restores Guilty Plea In 'Squawk Box' Case
• 2nd Circ. Won't Revive Lululemon Suit Over Translucent Pants
• Freddie Mac's Bond Patent Win Affirmed By Fed. Circ.
• Calif. US Atty Tapped To Co-Head DOJ's White Collar Group
• Judge Backpedals On SEC Disgorgement In $153M Fraud Row
• Delaware's Bold Plan To Become The World's Arbitration Hub
• Newman Doesn't Doom Insider Trading Suit, SEC Says
• Proxy Advisers Split On MGM's Fight With Activist Investor
• Ex-UBS Execs Ask 2nd Circ. To Blunt Potent Fraud Law
• Goldman Can't Appeal Standing In Aluminum Price-Fixing MDL
• JPMorgan Hints At Guilty Plea In Forex Deal With DOJ
• A Close Look At The New Pay-Versus-Performance Rule
• Del. High Court Opens Exit Door For Directors In Buyout Suits
• Class Actions Are Biggest Worry For US GCs
• MLPs Provide Stream Of IPOs Amid Rocky Energy Market
• Nelson Mullins Adds 3 Baker Donelson REIT Pros In Atlanta
• Boies Schiller Continues SDNY Raid, Nabs Madoff Prosecutor
• US Denies Canada's Claim That Volcker Rule Violates NAFTA
• US Fire Tries To Duck $10M Madoff Coverage In Appeal
• Lehman Says In Swap Suit It Was Cheated Out Of $150M
• GCs Rightly Fear The Regulators
• Fed Gov. Joins Call To Exempt Small Banks From Volcker Rule
• Class Action Alleging Spirit Misled Investors Won't Fly
• Citigroup Beats Back Retiree Stock-Drop Class Action
• Nationwide To Pay $8M To Settle SEC Order-Delay Claims
• Ex-Stockbroker Fumes At 'Boiler Room' Label In 2nd Circ.
• Deals Rumor Mill: Avon, Advent, Standard Chartered
• CFTC Needs Sharper Enforcement Teeth, Massad Tells Sens.
• Etsy Hid Counterfeiting Problems From Investors, Suit Says
• Ex-JPMorgan Banker, Father Charged With Insider Trading
• Philly Lender Charged In $10M Mortgage Ponzi Scheme
• How 'Proxy Puts' Are Triggering D&O Litigation
• Court-Appointed Experts — A Powerful But Rarely Used Tool
• Chancery Axes DuPont Investor Claims Over Monsanto IP Row
• Merck Nabs Partial Win In Vioxx Securities Fraud Row
• Ex-SEC Head Urges Agency To Check Use Of In-House Court
• Investment Adviser Settles Case Over Facebook IPO Fraud
• White House Rips Dodd-Frank Overhaul Proposal
• SEC Enforcement Chief Extols Virtues Of Cooperation
• SEC Official Sounds New Alarm Over Private Equity Practices
• Raj Dodges Suit Claiming He Fired Aide For Raising Concerns
• Kleinberg Kaplan Lures K&L Gates Hedge Fund Partner
• SEC Must Force Cos. To Report Campaign Cash, Suit Says
• Bankruptcy Judge Greenlights SIGA Insider Trading Probe
• Litvak Counsel Warns 2nd Circ. Of Unbounded Prosecutions
• 'Golfing Buddy' Lawyer Cops Plea After Newman Motion Nixed
• SEC, DOJ Officials Warn Against Costly FCPA Missteps
• SEC Asks Court To Enforce Subpoena In Ponzi Scheme Probe
• VC Fund Exec Accused Of Insider Trading Hit With New Claims
• Investment Co.'s Ex-GC Must Face SEC's Pension Theft Suit
• Accused 'Flash Crash' Trader Picks Kobre & Kim For Defense
• SEC Market Structure Panel Weighs Key Trading Rule's Future
• Sens. Vitter, Warren Team Up Against Future Bank Bailouts
• Dupont Wins High-Profile Proxy Fight With Activist Investor
• GOP Lawmakers Discuss What Dodd-Frank Got Wrong
• FINRA Fines Morgan Stanley $2M Over Short-Sale Violations
• Ex-Madoff Controller Seeks To Avoid Prison Time
• Capital Markets Group Says Fines Topped $7.8B In Q1
• UK Finds Italian Pension Fund Due $62M Over Lehman Losses
• Chinese Co. Ordered To Halt Trading For Probe Into Rebrand
• SEC Tackles Extraterritoriality In Cross-Border Swap Rules
• Republican SEC Commissioner Set To Resign
• Fla. Judge Nixes Bond For Convicted Stock Scheme Atty
• FINRA Ramps Up Sanction Guidelines For Fraud
• Del. Senate Greenlights Ban On Fee-Shifting
• DOJ Official Cites BNP As Example Of How Not To Cooperate
• Nomura Judge Emerges As Wall Street's Worst Nightmare
• Adams & Reese, Others To Pay $5M In Stanford Fraud Suit
• 8th Circ. Largely Affirms Convictions in $193M Ponzi Appeal
• Shelby's Bank Reg Relief Bill Faces Long Odds
• Associated Investor Sues To Block 'Flawed' $2.5B Sale
• Merrill Lynch Can't Nix $21M Lehman Rate Swap Suit
• ITT Hid Student Loan Defaults From Investors, SEC Says
• Schulte Roth Lands Former SEC Senior Counsel
• Key Considerations For Investing In Marijuana Companies
• Securities Industry Divided On SEC's Trade-Through Rule
• Wall St. Again Jabs CFTC Over Cross-Border Swaps Guidance
• FDIC Chair Says Regulators Ready For A Global Bank Failure
• CFTC Blasts Metal Co.'s Bid To Pin $73M Fraud On Atty
• ItBit's NY Virtual Currency License Could Provide Road Map
• CFTC Eyes New Trading Rules After 'Flash Crash' Bust
• Lenders Claw Back Some Of Their Rights In Minnesota
• BP $750M Dividend Suit Belongs In England, 5th Circ. Says
• M&A, Securities Pro Rejoins Baker & McKenzie As Partner
• Dell Wants To Probe T. Rowe Price's Vote In $25B Buyout
• Rothstein Fund Trustee Asks For OK Of $4.5M Insurer Deal
• Hedge Fund Sets Major Precedent With Tempur Sealy Victory
• SEC Sees In-House Court As Chance To Craft The Law
• SEC Commissioner Urges Action On Maker-Taker Disclosure
• Tilton Scraps With SEC Over Commission Judge's Authority
• Delayed IPO Suit Has Too Many Defects, Genworth Says
• Icahn-Led CVR Says Wachtell Can't Ax Fed. Malpractice Suit
• Judge Nixes Madoff Investor Suit, Deposition Bid
• Goldman Ordered By FINRA To Pay $100M To Aussie Bank
• Ex-Greenberg Traurig Securities Pro Jumps To Kaye Scholer
• SEC Sues Dallas Radio Hosts Over Securities Sales
• E-Biofuels Enters Plea Agreement For $145M Tax Scam
• House GOP Subpoenas Treasury, Justice, NY Fed
• Madoff Ex-CFO Dies Before Sentencing
• Rothstein Feeder Fund Manager Says $180M Penalty Too Big
• Wal-Mex Investors Say Bribery Cover-Up Claims Should Stand
• Toshiba Self-Exam Raises More Questions Than Answers
• King & Spalding Nabs Ex-Fried Frank Int'l Disputes Pro
• Nomura Found Liable Following FHFA Mortgage Bond Trial
• 7 Key Moments To Preserve Objections At Jury Trials
• Shareholders Secure Huge Victory In Battle With Tempur Sealy
• Citi Says DOJ Won't Bring Case Over Libor Rigging
• Should You Waive Privilege In Government Investigations?
• JPMorgan, Others Exit Bank Of Boston's $5.9B MBS Suit
• Canada Reined In Dark Pools Without Market Harm: Regulator
• Blaming BigLaw Accounting A Tough Path For Dewey Execs
• SEC Explains Thinking Behind Bringing Cases In-House
• Dewey Jury Is Complete, All Systems Go For Trial
• Fee-Shifting Bill Once Again Causes Divide In Delaware
• Oil, Gas Investors Sharpening Activist Knives
• Lululemon Investors Rip Early Dismissal Of See-Through Suit
• Banking Committee Stalls Reg Relief Bill After Dem Opposition
• Irate Investors Say NY Securities Boutique Mishandled Funds
• Schwab Hit With Class Action For Routing Orders To UBS
• Lehman Denied $67M In Tax Credits Over UK Deals
• Deutsche Bank Can't Block MassMutual RMBS Experts
• 2nd Circ. Leery Of Writ That Voided 'Squawk Box' Conviction
• House Bill Would Tie Fannie, Freddie CEO Pay To Gov't Levels
• SEC Taps Agency Vet To Head Investment Management Unit
• Texas Supreme Court Says Life Partners Sold Securities
• Regulators Ask For Dismissal Of MetLife's SIFI Challenge
• Business As Usual, Subject To Restrictions
• Weight Of Merger Price, Process In Del. Appraisal Actions
• Wal-Mart Beats Contempt Bid Over Bribery Scandal Docs
• Bernstein Litowitz To Co-Lead Allergan Investor Suit
• Wells Fargo Settles Suit Over Role In $30M Fla. Ponzi Scheme
• SIFMA Exec Seeks To Restore Trust In Equity Markets
• Sens. Warren, Vitter Float Bipartisan Fed Reform Bill
• Texas Court 'Bound' To Grant Valerus Arbitration Hearing
• Chadbourne Again Loses Discovery Bid In Stanford Ponzi Row
• 4 Takeaways From The Current Proxy Season
• SEC Settles With Convicted Fund Manager Balboa
• Moore Capital Settles Dispute Over $12M With Lehman Trustee
• Wall St. Groups Back BofA In 2nd Circ. 'Hustle' Appeal
• SanDisk Hit With Shareholder Action Over Fiscal Reports
• CFTC, EU Chiefs Set Summer Date For Swaps Accord
• Lynch Calls FISA Critical In Wake Of 2nd Circ. Ruling
• What Funds Can Take Away From SEC Cybersecurity Guidance
• SEC Judge Bans Chinese Trader For Life
• E-Trade Gets FINRA Wells Notice Over Order Routing Tactics
• 4th Circ. Won't Delay Sentence Amid Newman Challenge
• IRS Simplifies Embedded Loan Tax Treatment Rule For Swaps
• Top NY Court Reopens Insurer's $120M Goldman Fraud Suit
• NY Grants First Operating License To A Bitcoin Exchange
• Hertz Says Omnicare Can't Save Shareholder Class Action
• Bankruptcy Code With No Repo Safe Harbor — An Evaluation
• Law Firms Could Learn A Lot From The NFL Draft
• Tilton Blasts DOJ's 'Vaguely Orwellian' Stance On SEC Judges
• 9th Circ. Slams Atty For Quiksilver Investor Over Damages Bid
• SEC Greenlights Tick-Size Pilot For Small Stocks
• 8th Circ. Raps Lower Court For Bungling Forfeiture
• Texas Ethanol Co. Fights Investors' $36M Derivative Win
• Ex-MF Global Trader Reports CFTC Deal Over Metal Futures
• Robbins Geller Seeks $94M Fees In $400M Pfizer Class Deal
• Flash Crash At 5: The Good, The Bad & The Ugly
• Del. High Court Asked To Let Directors Out Of Buyout Suits
• Ex-Wilmington Trust Execs Charged Over Loan Misdeeds
• Feds' Ripple Penalty Bolsters Fight Against NY's BitLicense
• Sanders, Sherman Unveil Big Bank Breakup Bill
• PMC Bancorp Fights Lehman's $2M Win At 9th Circ.
• US Scoffs At Ex-Galleon Trader's Newman Defense
• New Stream Hedge Honchos Get Prison For Fleecing Investors
• Atty In 'London Whale' Case Skewers 'Unprofessional' SEC
• Deloitte Unit To Pay $12M To China MediaExpress Investors
• FINRA Sanctions LPL $11.7M Over Mass Supervisory Failures
• Prosensa Beats IPO Investors' Suit Over Failed Drug
• Student Financial Aid Biz Hit With 2nd Shareholder Suit
• Yellen Says Regulators Prepared For Coming Financial Risks
• Pillsbury Adds Ex-Baker Botts Tech Partner To Austin Office
• CFTC Charges 2 UAE Men With Spoofing Gold, Silver Futures
• Wall St. Watchdog Ignored 'Frightening' Sex Harassment: Suit
• Exide Blasts Investors' Cert. Bid In Row Over Enviro Failures
• MassMutual Case May Pave Way For Earlier Tax Deductions
• The Problem With Compliance Whistleblowers
• Social Media Use In M&A: Trends And Challenges
• Details Of HP's $5B Suit Against Autonomy Execs Emerge
• Treasury Issues First-Ever Virtual Currency Exchange Fine
• BofA Pays Deutsche Bank, BNP $315M To End MBS Suits
• Duke Seeks To Pause Shareholders' Coal Ash Derivative Suit
• 'Man Camp' Developers Ran $62M Ponzi Scheme, SEC Says
• Ponzi Scheme Feeder Fund Manager Balks At $1M Penalty Bid
• SEC Sets Up $40M Fund For Fred Alger Victims
• Feds Tell 2nd Circ. Martoma Not Saved By Newman Ruling
• JPMorgan Says Forex Talks With DOJ In Advanced Stages
• SEC Mulls Guidance On Controversial In-House Court
• Honigman Boosts Mich. Practice With 2 PE, Securities Pros
• CFTC Grants Ford Unit Exemption From Swaps Rules
• JPMorgan Looks To Shed WaMu Bondholders' Suit
• Urban Outfitters Can't Escape Securities Class Action
• Alstom Fights Ex-Exec's Document Request In FCPA Suit
• SAC Manager's Tipper Says Newman Voids Plea, Sentence
• Looking Below The Surface Of Ace V. DB Structured
• Freescale Shareholders Sue To Stop $12B NXP Takeover
• Goldman Says It Could Face Up To $3.8B Private Legal Costs
• The SEC's 'New' View On 13D Disclosure Requirements
• Christie Sends Back Pension Fund Pay-To-Play Bill
• Dewey Jurors Seated Ahead Of Schedule
• Wyly Brothers Continue To Fight $300M SEC Judgment
• Quicken Loans Atty Says DOJ Lending Crusade Went Too Far
• FINRA Chips Land In Industry Purse After CARDS Match
• Athilon Must Prove It Was Solvent To Beat Quadrant Claims
• Will 9th Circ. Adopt 2nd Circ.'s Application Of Morrison?
• Petters Trustee's $7.5M Vicis Clawback Stands Up At 8th Circ.
• Ex-Broker Asks High Court To Decide FINRA Privacy Liability
• Mall Owner Macerich Settles Proxy Fight With Activist Funds
• Saudi Agency Sets Rules For Foreigners In $572B Market
• Lancer Consultant Reports To Jail For Reduced Sentence
• Cooperative Ex-Rothstein Associate Gets Sentence Reduced
• Schiff Hardin Nabs Ex-Locke Lord Atty With Soft-IP Muscle
• JPMorgan Under Fire For FX Dividend Conversions
• Genworth Still Facing Investors' Class Claims Of Deception
• SEC Accounting Decision 'Dead Wrong,' Fund Tells DC Circ.
• SEC Grants Deutsche Bank WKSI Waiver After Guilty Plea
• Justices Won't Hear Lehman Trustee's $4B Fight With Barclays
• Blowing The Whistle On SEC Whistleblower Protection
• Tilton's 'Mundane' In-House SEC Case Must Go On, DOJ Says
• 4 Alibaba Securities Suits Over $25B IPO Merged In NY
• LED Maker Accused Of Selling Stock Based On Stale Info
• CORRECTED: Lululemon Wins Protection Of Execs' Personal Emails
• Ex-FINRA Worker Denied New Trial In Retaliation Case
• Nixon Peabody, Atty Sued Over Role In Alleged Twitter Ponzi
• Hot Topic Will Pay $15M To End Lawsuit Over $600M Sale
• Prudential's Auditor Can't Duck Subpoena In Investor Suit
• FINRA Chief Backs SEC Fiduciary Plans Over Labor Dept.
• Wells Fargo, Deutsche Bank Move To Nix RMBS Trustee Suits
• Hertz Investors Say Their Claims Meet Omnicare Standard
• Banks Want Out Of Gold Futures Manipulation MDL
• Spain Won't Appeal 'London Whale' Extradition Ruling: US
• CFTC Whistleblower Head Forecasts Big Things To Come
• BNP Sentenced To Probation After $9B Sanctions Deal
• Ex-Morgan Stanley Employee No Whistleblower, Firm Says
• Investor Wants Gordon Rees Booted From Securities Suit
• Are Event Studies In Securities Litigation Reliable?