Securities Archive » October, 2015

Securities - October, 2015

480 articles

• Wachtell Says CVR Undercut Own Bid To Save Malpractice Suit
• Ex-Goldman Coder Looks To Send Fee Suit Back To Delaware
• Bridgepoint To Pay $15.5M To Resolve Shareholder Suit
• Ex-BNY Manager Accused Of Insider Trading Seeks Probation
• EMC Shareholder Says $67B Dell Deal Shortchanges Investors
• Perrigo, Mylan Denied Competing Requests In $27B Bid Fight
• BofA Agrees To Pay $335M To End Mortgage-Tracking Claims
• Crowdfunding May Struggle Under New SEC Rules
• SEC 'Victim' Mark Cuban Can Join ALJ Fight, 11th Circ. Says
• JPMorgan Fights To Keep $8.6B Lehman Suit In Federal Court
• Argentina, Cleary Say Hedge Funds Want Privileged Docs
• SIFMA Backs Nomura, RBS On $806M Appeal At 2nd Circ.
• Fed's Plan To End Too Big To Fail Needs Vigilance To Work
• Chancery Reversal Frees Merrill Lynch From Zale Merger Suit
• EB-5 Trade Group Wants Voice In SEC's $136M Fraud Case
• GNC Faces Shareholder Class Action After Ore. AG Suit
• Madoff Trustee Blasts Former Customers' Bid To Intervene
• Newman Makes Bharara's October A Month To Forget
• Stanford Loses Appeal Of Conviction In 5th Circ.
• Good Tech Sues Challengers Of $425M BlackBerry Deal
• FINRA Says Top Job Will Turn Over Next Year
• Fed Would Require Long-Term Debt In Bank Bail-In Proposal
• Aussie Regulator Adjusts Rules For New Derivative Market
• Split SEC Finalizes Crowdfunding Rules
• TerraForm Global Faces Another Suit Over $675M IPO
• Forbes Sues Controlling Investor Group Over Nonpayment
• Mass. Adviser Admits Hawking Sham Facebook, Twitter Stock
• Competing Proposals In Proxy Statements Are Here To Stay
• Dodd-Frank 2.0 — The Clinton Plan For Financial Regulation
• Adams & Reese, Others Settle Stanford Ponzi Scheme Suits
• Traders Can't Revive Libor Manipulation Claims In MDL
• Microsoft, Investors Reach Deal In Row Over $732M EU Fine
• New Del. Law Can't Invalidate Genelux Stock, Court Says
• TerraForm Global Hit With Shareholder Suit Over $675M IPO
• Courts Fall Down On Class-Action Fee Policing, Study Says
• Ex-Immigration Atty Must Pay $8M In SEC Investor Fraud Suit
• Deutsche Bank Reportedly Nearing $200M Sanctions Deal
• From The Book Of Jargon: Creeping Tender
• New OECD Principles Aim To Boost Asia's Capital Markets
• Feds End Bristol-Myers FCPA Probe After $14M SEC Fine
• Willkie Farr Ducks Malpractice Suit Over FINRA Probe
• AmEx Dodges Shareholder Suit Over DOJ Antitrust Probe
• Wealth Management For Attorneys
• China Vows To Facilitate Foreign Investment In 5-Year Plan
• SEC Turns Its Attention To Commodity Prices
• LifeLock Sets Aside $116M For False Ad Deal With FTC, Class
• 5 Law Firms That Inspire Fear With Their Marketing Mojo
• SEC Boots Brokers Who Tipped Traders To Client Orders
• Allied Shareholders' Merger Settlement Torn Up By Judge
• 5 Keys For Attys Navigating The New Crowdfunding Rules
• Del. Senate OKs Wilson Sonsini Partner As Chancery Judge
• Medical Device Co. Must Reinstate Chairman, Court Says
• Ex-Marriott Workers Tell 4th Circ. Their ERISA Suit Is Ripe
• Violin Memory's Attacks Can't Stop Cert., IPO Investors Say
• Investors Want $600M Empire State Building Suit Revived
• Barclays Investors Say 'Dark Pool' Probe Docs Off Limits
• Facebook Brass Can't Escape Director Pay Suit
• Leadership Void Threatens To Weaken NY Financial Watchdog
• Robbins Geller To Lead Whole Foods Investor Suit
• Legacy Capital Wants $213M Madoff Clawback Suit Gutted
• Canadian Market Watchdog Proposes Whistleblower Bounties
• 'Ashamed' Ex-Skadden Atty Pleads Guilty To Ponzi Scheme
• Lessons From SEC's Latest Private Fund Fee Disclosure Action
• Ex-Rabobank Boss Grilled On Messages Seeking Libor Fixes
• SEC To Keep Close Watch For JOBS Act Problems, Chair Says
• Goldman Sachs Reaches $50M Settlement Over NY Fed Leak
• 2nd Circ. Doubts SAC Trader's Conviction In Newman's Wake
• CICC To Probe HK Workers' Client Account Trades Amid IPO
• Spoliation Standards Under The New Rule 37(e)
• Key Post-Zale Practice Points For Banks And Boards
• CORRECTED: Zynga Investors Get Prelim OK For $23M Insider-Trade Deal
• Mass., Mont. Tell DC Circ. To Nix SEC Capital-Raising Rules
• SEC May Hear Jeers As Final Crowdfunding Rules Debut
• House OKs Bill To Delay Contentious DOL Fiduciary Standard
• Pimco Founder Can't Slip Suit Over Son's Shuttered Co.
• Accused Rabobank Fraudster Denies Rigging Libor
• Young Conaway Pushes To Nix 'Scandalous' Treasure Suit
• Pro Bono: The New Associate's Compass To Success
• UK Consultant Dismissed From Aluminium Price-Fixing MDL
• Chancery Won't Halt Suit Over $1B IBM Merge Healthcare Buy
• SEC Investigating IBM's Accounting Practices
• How 9th Circ. Tackled The Adverse-Interest Exception
• 5 Firms Pay $18M To FINRA For Overcharging Funds
• Shanghai Exchange Floats More Investor Protections
• Feds Tell 2nd Circ. Foundry Insider Not Saved By Newman
• SEC Drops Inquiry Into Alibaba Counterfeit Claims
• Herbert Smith Nabs Ex-King & Spalding Capital Markets Pro
• Sunken Ships, Misstatements And The Crime-Fraud Exception
• Landmark Spoofing Trial Gets Underway In Chicago
• 9th Circ. Dismisses HP Shareholder's Foreign-Bribery Suit
• Trader Says SEC Can't Flip Insider Trading In-House Loss
• 6 New Developments In Valeant's Specialty Pharmacy Saga
• DOJ Subpoenas Valeant Over Bausch & Lomb Payments
• Mass. Says Fidelity Allowed Unregistered Advisers To Trade
• TICC Must Delay Vote On Benefit Street Deal, Judge Rules
• 5th Circ. Won't Revisit BP Investors' Class Cert. Denial
• Credit Suisse, Deutsche Bank Decry Forex Settlements
• SEC Blasts Fla. Firm Manager's Appeal Of Lifetime Ban
• Texas High Court Won't Revisit Valerus Win Over Equity Stake
• Adviser Who 'Verified' Ponzi Investments Gets 30 Months
• SEC Wins Receiver Appointment In $136M EB-5 Fraud Case
• SEC-3rd Circ. Split On Proxy Proposals Could Sow Confusion
• SEC Fines Rating Agency $5.8M Over Slack RMBS Reviews
• Dechert Lands Former Baker Botts White Collar Chair In DC
• Goldman To Face $50M Fine Over NY Fed Leak
• Olshan Nabs Commercial Litigation Atty From Morgan Lewis
• Proskauer Settles J&J Heir's Suit Claiming Faulty Tax Advice
• Nomura, RBS Say They Had No Chance In $806M FHFA Suit
• Bishop Rosen Can't Punt Stockbroker's Suit To Arbitration
• MF Global Investors Ask High Court To Review PwC Defense
• OHL Mexico Faces Corruption Probe Over Toll Roads
• Exelis Investors End Suit Over $4.75B Sale To Harris
• F-Squared Wants Ex-CEO's Severance Pact Nixed
• UK Bans Ex-Hedge Fund Titan From Finance Industry
• Refresh Or Rebuild? Website Strategies For Big Law
• Ex-Rabobank Traders Lose Midtrial Bid To Toss Libor Case
• SEC Picks Up The Pace On Financial Reporting Fraud Efforts
• Barton Snags 2 Commercial Litigation Partners From Mishcon
• Bharara Wins A PR Victory After Bruising Newman Loss
• FINRA Seeks SEC Go-Ahead On Final Crowdfunding Rules
• EX-CFR Director Makes $13.2M Deal In Insider Trading Suit
• 9th Circ. Revives Suit Over ChinaCast CEO's $120M Fraud
• Fired Bio-Rad GC Hangs On To Most Whistleblower Claims
• Lawmakers Say Other Agencies May Be Treading On SEC Turf
• Former AGs Want Ex-Ala. Gov.'s Bribery Sentence Tossed
• Fed Nears Rollout Of Key Bank Bail-In Proposal
• Barclays Says Investors Won't Detail 'Dark Pool' Probe
• Hedge Fund Operator Inks $46M Deal In Madoff Clawback Suit
• SEC Regulation Of Cybersecurity And Tech Risk Converges
• Argentina Violated Agreement On $234M In Bonds
• Broker Settles With SEC Over Alleged Simpson Thacher Tips
• 5 Ways GCs Can Spot A Lazy Lawyer
• Top Viacom Execs Accused Of Misleading Investors
• A Lesson In Properly Identifying And Reporting Exec Perks
• Valeant Hit With Investor Suit Over Pharmacy Ties
• Watch For More CFTC Regulation Of Virtual Currencies
• Ex-Rabobank Traders Plan To Testify In Libor-Rigging Case
• China Levies $315M In Fines In Market Manipulation Crackdown
• SEC Raises Bar For Blocking Investors' Dueling Proposals
• Bill Aims To Cut In-House Proceedings For SEC Violations
• SEC Asks 2nd Circ. To Unfreeze S&P Exec's In-House Case
• UK Watchdog Knocks Good Times-Bad Times Regulation
• FDIC Sets Dodd-Frank Swap Margins Rule For Banks
• EU Sues 6 Member States Over Lack Of Failed-Bank Laws
• NJ Wins $14M Judgment Against Ponzi Schemers
• Perrigo Aims To Thwart 'Terrible' Mylan Deal With $2B Buyback
• Ponzi Schemer Gets Lighter Sentence After 9th Circ. Win
• Ace Told To Cover NASDAQ's Facebook IPO Defense Costs
• Barclays To Pay $384M, HSBC $285M In Forex Case
• SEC Watchdog Finds Flaws In Fund Distribution Process
• Cadwalader Escapes Bank's Malpractice Suit At NY High Court
• Bharara Drops Steinberg Insider Trading Case After Newman
• SEC Enforcement Surged To Record High In Fiscal Year 2015
• IRS Tackles Concerns Over Hedge Fund Tax Strategy
• Why More Businesses Are Considering The B Corp. Model
• 4 Things Arrogant Lawyers Say That Can Cost Them Business
• Volcker Rule Continues To Challenge The CLO Market
• Etsy Investor Suit Over IPO Fraud Sent Back To State Court
• SEC's Insider Trading Suit Against Newman Draws To Close
• Halliburton Says Investors Have Enough Asbestos Atty Docs
• Morgan Stanley, UBS Fight Revival Of $665M MBS Suits
• Texas AG Recusing Self From Duties Related To Charges
• EMC Shareholder Says Dell's $67B Takeover Price Too Low
• Fresh Faces At SEC Won't Mask Political Strife
• Loose Lips Over Ferrari's IPO Not Enough To Derail Deal
• Athilon Beats Quadrant Claims Over Note Repurchase
• Cytec Hit With Shareholder Suit Over $5.5B Planned Sale
• Ropes & Gray Adds 2 Fried Frank Securities Pros In NY
• CFTC's Massad Says Automated Trading Rules Coming Soon
• Oil And Gas Ponzi Schemers Owe $35M To SEC, Judge Says
• SEC Says Mining Developer Filched Investor's Cash
• Chancery Says $6.9B Deal Price Was Fair In BMC Appraisal
• BP Targets Two Deepwater MDL Fraud Suits For Dismissal
• Axis Needn't Cover Martin Midstream Parent, 5th Circ. Says
• Puerto Rico Ends Talks With Bondholder Group
• 2nd Circ. Backs Insurer In $15M Nomura Coverage Battle
• Caesars Accused Of Trying To Avoid $51M Interest Payment
• Judge Upholds Magistrate Recusal In Conspiracy Suit
• Judge Got US-UK Tax Treaty Wrong, Lehman Tells 2nd Circ.
• Greenberg Traurig Nabs Winston & Strawn Securities Partner
• Rakoff Limits Cross-Examination In Libor Fraud Trial
• Slimmer $98B Petrobras Investor Dispute Forges Ahead
• Ex-Skadden Atty To Plead Guilty To Ponzi Scheme
• JPMorgan 'London Whale' Traders To Be Deposed Overseas
• Another Home Run For FINRA In 2015
• Cybersecurity Will Begin Affecting Credit Ratings
• 4 Reasons To Use Electronic Deposition Exhibits
• Seyfarth Nabs Prosecutor To Co-Head White Collar Group
• Goldman Investors Urge 2nd Circ. To Deny Abacus Appeal
• Dewey Mistrial Gives Young Lawyer A Slight Edge
• 7th Circ. Won't Revive DeVry Shareholder Derivative Suit
• Rabobank Traders Attack Gov't Witness In Libor Fraud Trial
• The Best Of The Dewey Live Blog
• Where The Massive Dewey Prosecution Went Wrong
• NY Atty Disbarred For Role In Bilking Investor Out Of $5M
• Chancery Leaves Goldman On The Hook In $4B Tibco Deal Suit
• Locke Lord, Winston Escape Sanctions In Mortgage Row
• CFTC Sues Man Again Over Sham Trading Tool
• Commodity Pool Ponzi Schemer Must Cough Up $64M
• Dewey Execs Still Serve As Cautionary Tale
• Obama Taps Law Pro And Ex-Senate Aide To Join SEC
• Pa. Atty Must Face $5M Malpractice Suit In NJ
• NYSE, Others Say SEC's Market Committee Needs Diversity
• Baker Botts Grabs Ex-Federal Prosecutor From Covington
• FINRA Fines 12 Firms $6.7M For Failing To Apply Discounts
• SEC Chair Calls For Treasury Market Rule Gaps To Be Filled
• Madoff Trustee Seeks To Hand Out $1.5B In Newest Payout
• Airline Says Revenue Deferral Not Grounds For IPO Suit
• Husch Blackwell Pushes Again To End $625M RICO Suit
• Coding Errors Increasingly Lead To Regulatory Sanctions
• The Dewey Criminal Trial From Start To End
• The Top 10 Moments Of The Dewey Criminal Trial
• Down But Not Out, Dewey Prosecutor Expected To Retry Case
• VIDEO: Dewey Defense Attys React To Mistrial
• CFTC Hits Chicago Trader With Spoofing Suit
• MF Global Execs Ask For E&O Coverage Extension
• Cohen Milstein Snags Ex-DOJ Official For Consumer Practice
• CEO, Ex-Skadden Atty Settles SEC's Insider Sales Claims
• SIFMA Throws Support Behind Senate Cybersecurity Bill
• How The Dewey Trial Became A BigLaw Obsession
• SEC Private Fund Study May Slow Regulatory Creep
• TCW Loses Bid To Gut Hedge Funds' $128M MBS Suit
• How The Dewey Execs Slipped The DA's Grasp
• Hedge Funds Blast Argentina, Cleary Over Stalled Discovery
• Most Dewey Jurors Wanted To Acquit Davis, DiCarmine
• Former Swisher Hygiene Execs Indicted For Securities Fraud
• High Court Again Tosses Ex-McKesson Chairman's Appeal
• Puda Coal Underwriters Pay $8.6M To Settle Investor Claims
• Ex-UBS Execs Take Bid-Rigging Convictions To High Court
• Ex-Regions Exec Agrees To Industry Ban Over Loan Reporting
• UBS Firms To Pay $17.5M Over Investment Strategy Switch
• Rabobank Accepted Libor Fraud, Guilty Ex-Trader Testifies
• Investment Adviser Charged With Bilking Clients Out Of $2M
• SEC Sues Fund Manager For Diverting $2.8M To Failing Fund
• Fund Manager Can't Dodge SEC Asset Freeze In Hacking Case
• Investors Slam Young Conaway's Bid To Toss Treasure Row
• Canadian Oil Sands Urges Investors To Reject $3B Suncor Bid
• Investors To Appeal Dismissal Of Quiznos Restructuring Suit
• Barclays, Wachovia Exit Credit Union MBS Row For $378M
• Dewey Criminal Trial Ends In Jury Deadlock
• Auditor Looks To Sink Funds' $75M Malpractice Suit
• New PCAOB Admissions Policy Alters The Settlement Equation
• Perrigo, Mylan Want Retractions In $27B Hostile Bid Fight
• Nordstrom Dodges Bid To Revive Investor Suit Over Plane Use
• OPINION: The Bitter Pill Of Competition Within Large Law
• Last OppenheimerFunds Junk Bond Class Wins Cert.
• 2nd Circ. Won't Revive Pension Fund's 'London Whale' Claims
• SEC Gets $25M Ruling In Unregistered Securities Case
• SEC Investor Advocate Argues Against NYSE Rule Change
• Taxation With Representation: Weil, Simpson, Kirkland
• CFTC Enforcement Chief Bemoans Lack Of In-House Judges
• Dewey Jury Eyes $150M Bond Offering, But No End In Sight
• Judge Not Buying Funds' Case For Keeping Facebook Shares
• JPMorgan Settles Out Of MassMutual's $2B RMBS Row
• SEC Concedes Defeat In Newman Insider Trading Civil Suit
• Texas AG Wins Release Of Grand Jury Records
• 3 Proxy Advisers Urge TICC Holders To Veto Co.'s Proposal
• SEC Head Says 'Cracks' Found In Funds' Fiduciary Duty
• Tech Co. Beats Microsoft Derivative Suit Over Restructuring
• UK Regulator Bars Ex-UBS Trader For Fraud In $2.3B Loss
• PCAOB Says Audit Firms' Risk Assessment Not Up To Snuff
• Deutsche Bank Investors Try MBS Suit Again Under Omnicare
• A Brief History Of SEC Enforcement Actions Against Directors
• Cracking Down On PE Fee And Expense Allocation Practices
• SEC Accuses Hedge Fund Exec Of Defrauding Investors
• Bankruptcy Judge Nixes Fund's Buy Of $230M Madoff Claim
• EB-5 Investors Recover Funds In $136M Green Card Fraud Suit
• Yodlee Investors Challenge $660M Merger With Envestnet
• 2nd Circ. To Wait For High Court In Dodd-Frank Battle
• Motley Rice To Lead ITG Investor Suit Over $20M Fine
• SEC Enforcement Chief Says 'Broken Windows' Is Working
• Rajaratnam's Brother Sues For $13.5M In Unpaid Commissions
• UK Pulls Back On Pace-Setting Financial Reform Measures
• $1.2B Quicken Loans Suit Timely, Deutsche Tells 2nd Circ.
• SEC Commish Urges Review Of Trading Rules After ETF Flop
• FINRA Looks To Protect Vulnerable Investors With New Rules
• Dewey Judge Resists Call To Declare Mistrial
• Fisker Execs Lose Second Bid To Escape Investors' Suit
• Gov. Wants Trader's Jury Instructions Tossed In Spoofing Case
• Metadata 101 For Lawyers: A 2-Minute Primer
• Libor-Rigging Occurred Daily, Guilty Rabobank Trader Testifies
• IRS Gives Nod To $8.5B Countrywide MBS Settlement
• Asset Management Industry Regulation Remains In Flux
• E&Y's Negligence Led To $128M Madoff Loss, Jury Told
• Fifth Street Inflated Assets For IPO, Shareholder Suit Says
• PMC-Sierra Investor Challenges $2B Skyworks Deal
• MF Global Investors Get Class Cert. In Collapse Case
• Good Board Members Shouldn't Fear The SEC, Commish Says
• Small-Biz Group Rallies Behind SEC's Regulation A+
• Lehman Seeks Billions In Allegedly Lost Swap Payments
• Newman, Chiasson Say High Court Pass Should End SEC Suit
• 7th Circ. Won't Rehear Case It Lost Track Of For 5 Years
• SEC Warns 11th Circ. Against Making Split On In-House Court
• Dewey Jury Silent As Marathon Deliberations Stretch On
• JP Morgan, 5 Others To Pay $2.5M For Stock Sale Violations
• NY Court Revives Claims Against Nomura Over Bad Mortgages
• Tyco To Appeal $127M Judgment In Shareholder Suit
• Recent Reflections Of Heightened Class Ascertainability
• Violin Memory Slams Class Cert. Bid In Suit Over $146M IPO
• Rabobank Traders Seek Separation From Guilty Colleagues
• Madoff Trustee Goes To Trial In $1.1M Clawback Suit
• 4 Ways Companies Can Brace For An Activist Campaign
• Employer Takeaways From SEC V. Huang
• Investors May Find Lots To Like In Mexico's FIBRA E
• Cantor Fitzgerald Beats Shareholder's Appeal Over BGC Deals
• Nomura Presses 2nd Circ. For RMBS Coverage From Federal
• Credit Suisse Unit Can't Escape $1B MBS Suit
• SEC Scores Partial Win, Smaller Fines Against E-Smart Execs
• Activist Says Shutterfly 'Inaction' Could Ignite Proxy Battle
• Dewey Jury Nears Breaking Point As Mistrial Looms
• High Court Denies Hollister Ex-Beneficiaries' ERISA Appeal
• Newman's Domino Effect: 12 Cases On Edge After Cert. Denial
• SEC Fine Could Lead To Limits On Structured Note Offerings
• Good Tech Investors Seek To Block $425M BlackBerry Deal
• Ex-Bank Leumi Brass To Pay $1M After Tax Evasion Probe
• Squire Patton Boggs Snags Former SEC Counsel
• High Court Axes Mass. Bank Tax Ruling In Light Of Wynne
• Food Safety Co. Knew Of Problems Before IPO, Investors Say
• Santander Unit To Pay $6.4M Over Puerto Rico Bond Funds
• NYDFS Says Banks Must Keep Messaging System Data
• Wilson Sonsini Partner Tapped For Del. Chancery Seat
• SEC Wins Freeze Of CEO's Assets In EB-5 Investor Fraud Suit
• UBS Strikes $20M SEC Deal Over Structured Note Disclosures
• Why Item 303 Just Doesn't Matter In Securities Litigation
• Dewey Judge Denies Mistrial Bid As Execs Beat More Charges
• GE Capital Sells $30 Billion Loan Portfolio To Wells Fargo
• Bristol-Myers Settlement: A Strong Warning To Joint Venturers
• 2nd Circ. Won't Reconsider Argentina Central Bank Ruling
• SandRidge Energy Agrees To $38M Deal In Shareholder Suits
• Chancery Blasts Disclosure-Only Deal In HP Merger Suit
• Ex-CEO Challenging SEC Court Asks 7th Circ. For Rehearing
• Inovio Beats Former Pharma Exec's Stock Options Suit
• SEC Offers To Remove Industry Bans After DC Circ. Ruling
• 10 Ways To Become A 360-Degree Lawyer
• Dechert Snags Ex-K&L Gates Partner For DC Office
• Dewey Jury Still Stuck, Asks For Star Cooperator Testimony
• Cheniere Energy Exec Hit With SEC Insider Trading Suit
• M&T, HCB Hid Violations Ahead Of $3.7B Merger, Suit Says
• Millennial Shareholder Can't Shut Down $238M AOL Buy
• Jerry's Enterprises Asks 8th Circ. To Hear Insurance Row
• American Apparel Lender Thinks Ex-CEO Might Disrupt Ch. 11
• CMBS Delinquencies Fall In US Even As Retail Stumbles
• IRS Pushes Start Date For Swap Embedded Loan Rule
• Delaware Affirms The Power Of A Stockholder Majority
• White's Cravath Ties DQ Her From Picking Official, Groups Say
• FINRA Allowed To Share Over-The-Counter Securities Data
• CalSTRS Can't Intervene In Yen Libor-Fixing Class Action
• SEC Takes $1M Bite Out Of Wolverine For Alleged Info Sharing
• Biotech CEO Backpedals On Guilty Plea For Funneling Shares
• Amicus Faces Shareholder Suit Over Rosy NDA Statements
• Verdict Eludes Dewey Jury As Deliberations Continue
• FDIC Says Its Suit Against Banks Over Colonial Was Timely
• Shareholder Sues Adept Tech Over $200M Sale To Omron
• Hitachi Underscores Need For Robust FCPA Due Diligence
• Ex-Deutsche Trader Pleads Guilty To Role In Libor Plot
• Star Lehman Trader's $83M Bonus Claim Mostly Rejected
• Clinton Pledges To Undo Insider Trading Decision
• Pimco Founder Ordered To Deposition In Tiff Over Son's Co.
• NY Trading Firm Pays $1M To End SEC Spoofing Claims
• Yieldco Bubble Set To Pop For Clean Energy Cos.
• Centene Sues Shareholder For Bucking Del. Forum Selection
• Physical Therapy Co. CEO, GC Hit With Derivative Suit
• BNP Paribas Fined $2.4M Over Flawed Options Reporting
• Ex-TD Bank VP Pleads Guilty Over $1.2B Rothstein Scheme
• 'Bond King' Bill Gross Sues Pimco Over His Ouster
• Calculating Damages In Securities Contract Breach Cases
• Bharara Says He Wasn't Surprised By Newman Cert. Denial
• Con-way Investor Seeks To Halt XPO's $3B Acquisition
• Developer Can't Unfreeze Bank Accounts In $136M EB-5 Row
• Lumber Liquidators To Pay $13.2M In DOJ Settlement
• 11th Circ. Won't Lift Order Blocking SEC In-House Suit
• Dewey Prosecution May Be Tripped Up By Charge-Heavy Trial
• Facebook Says Many Investors Knew Of Problems Before IPO
• Dewey Execs Face A Tougher Path To Victory With The SEC
• Stanford Receiver Scores $50M Win Against Ex-Treasurer
• Dewey Defense Places Trust In Jury With Extra Deliberations
• 8th Circ. Leaves Intact NJ Fraud Claims Against Broker
• Underwriters Duck Out Of Mexican Airline IPO Class Action
• Ex-Hedge Fund Manager Settles SEC Insider Trading Suit
• Ex-UCB Exec Can't Deny He Caused $950M Loss, Feds Say
• A123 Investor Wants 3rd Crack At Suit Over Fisker Demise
• Tesco Hit With Securities Suit Over $500M Overstatement
• Blackstone To Pay $39M To End SEC Fee Disclosure Case
• Ex-Massey Energy CEO Loses Bid To Transfer Criminal Case
• Clear Contractual Terms Beat Equitable Principles — Again
• Former SEC Director Rejoins WilmerHale In NY
• News Corp. Hacking Suit Lacks NY Connection, Judge Says
• Arnold & Porter Nabs Former SEC Market Abuse Chief
• FINRA Bans Firm, CEO Over Cancer Drug Kickback Scheme
• Fox Rothschild Adds Pharma Compliance Pro To NJ Office
• Dewey Execs Beat Some Charges, Jury Stuck On Others
• Newman Denial Clears Way For IBM Insider Trading Trial
• Anderson Kill Fights Ex-Client's $30M Employee Insurance Suit
• Ex-JPMorgan Execs Near Deal With SEC In Pay-To-Play Suit
• 15 Lines That Capture The Newman Case, From Start To End
• Critics Fear TPP Sets Stage For Weakened Financial Regs
• SEC Enforcement Appeals Insider Trading In-House Loss
• 'London Whale' Claims Rightly Bypassed Board, NY Court Told
• Freeport Ducks Shareholder Suit Over $35M CEO Stock Award
• House Votes To Ease Securities, Bank Reporting Rules
• Top Mary Jo White Adviser Named SEC Deputy Chief Of Staff
• UBS Hit With Fraud Suit Over $500M Chinese Investment
• Hungarian Telecom Ex-Brass Seek Toss Of SEC's Bribe Suit
• Dewey Jury Says It's Deadlocked On Most Charges
• UK Banks And Insurers Face New Whistleblower Rules
• High-Speed Trader Wants Evidence Barred In Spoofing Case
• SEC Hits Former OCZ CEO With Accounting Fraud Suit
• Petrobras Insists $98B Kickbacks Suit Lacks Jurisdiction
• Husch Blackwell On Hook In Client's Fraud, Investors Say
• US Fire Freed From $10M Madoff Coverage On Appeal
• SEC Accuses Fla. 'Investment Adviser' Of Fraud
• Williams Cos. Hit With Putative Class Action Over $38B Sale
• Restocking The Buyer's Private M&A Toolkit Post-Cigna
• 5 Things Clients Never Tell Their Lawyers
• High Court Won't Hear $24M Laundering Forfeiture Appeal
• Lynn Tilton, Patriarch Partners Sued Over Investor Losses
• CORRECTED: SEC Fines Ocwen-Linked Loan Servicer $1.5M
• CFTC Lands $3.8M Win In Commodity Pool Fraud Suit
• Feds To Rethink Insider Trading Strategy After Newman Snub
• SEC Points To Menendez Decision In House Subpoena Fight
• Lawyers Weigh In On Supreme Court's Newman Rejection
• Investors Say Dell Worth Twice $25B Buyout In Appraisal Row
• High Court Won't Revive Stanford Victims' Claims Against SEC
• Hong Kong Scraps Plan To Change Shareholder Voting Rights
• Schwab's Libor Claims Get No Supreme Court Traction
• BNY Mellon Can't Dodge RMBS Suit Over Loan Docs
• High Court Knocks Down Madoff Victims' Appeal
• Del. High Court Affirms Chancery Nixing $2.6B KKR Deal Suit
• NY Grants License To Winklevoss-Backed Bitcoin Firm
• Life Time Fitness Wants Suit Over $2.8B PE Buyout Tossed
• Justices Snub Chesapeake Investor's Appeal In Fraud Suit
• Del. High Court Reverses Sanchez Demand-Futility Dismissal
• Seyfarth Says Porn Supplier's Malpractice Suit Belongs In Ill.
• High Court Declines Ex-Stockbroker's FINRA Privacy Appeal
• $4.6B Chipmaker Merger Stiffs Atmel Investors, Suit Says
• Bristol-Myers Squibb Pays $14M Over Alleged China Bribes
• High Court Denies Schwab Appeal In Crisis-Era Class Action
• Lehman Ruling Offers Much-Needed Guidance On 'Loss'
• Supreme Court Rejects Newman Insider Trading Appeal
• SEC Judge Says Ex-Assisted Living CEO Owes $4.2M For Fraud
• Feds Call In Mine Safety Attys As Blankenship Trial Begins
• Barnes & Thornburg Wants Rest Of Malpractice Suit Nixed
• EU Securitization Rules Could Unlock More Investment
• Resource Extraction Rules Coming Next Summer, SEC Says
• Kaplan Fox, Kahn Swick To Lead Eletrobras Investor Suit
• Audit Firm Watchdog Scores First Admission Of Wrongdoing
• Miller Energy Files For Bankruptcy Amid SEC Investigation
• VW To Face German Investor Actions, Litigation Funder Says
• Leave In-House Court Spat To Judiciary, SEC Republicans Say
• Marketplace Lenders Say Risk-Retention Rules Aren't Needed
• CFTC Says Judge Needn't Recuse Over Trader's Fear Claims
• BB&T Appeals $500M Foreign Tax Credit Denial To High Court
• SEC Takes Second Shot At Conflict Minerals Rule In DC Circ.
• Dewey Trial Stretches On With No Sign Of A Verdict
• EB-5 Investors Plead To Intervene In $136M Visa Fraud Case
• Ashurst Nabs Capital Markets Partner For Hong Kong Office
• CFTC Muscles Its Way To New Regulatory Turf
• Velti Investors' Accountant, Underwriter Claims Thrown Out
• Grant Thornton Firms Pay SEC Over Independence Violations
• Disclosure-Only Settlements Face Continued Scrutiny
• Inside National Futures Association Cybersecurity Guidance
• 9th Circ. Shoots Down Davis Fund Excessive Fee Suit
• News Corp. Dodges US Investors' Phone-Hacking Suit Again
• Pryor Cashman Aims To Ax Malpractice Claim From $37M Suit
• DOL Lets Credit Suisse Manage Pensions After Criminal Plea
• Madoff Trustee Can't Claw Back Foreign Transfers, Cos. Say
• Merrill Lynch On Its Own In Suit Over $690M Zale-Signet Deal
• Neo@Ogilvy To Seek High Court Review In Whistleblower Case
• Sports Drink Co. Exec Gets 6 Years For $9M Fraud Scheme
• Dewey Judge Suggests Asking Jurors About A Partial Verdict
• JPMorgan Beats Bulk Of $8.6B Lehman Collapse Suit
• Revolving-Door Roundup: Paul Weiss, Boies, Akin, Willkie
• Bankers Not Liable For Board Actions, Del. Justices Told
• Autonomy Exec Files $150M Counterclaim Against HP
• SEC Halts Alleged $32M Amber Mine Pyramid Scheme
• Big Banks Finalize $1.9B Deal Over CDS Claims
• SEC Gets $7M Judgment In Pharma Pump-And-Dump Scheme
• BofA Gets Suit Over $219M Bond Offering Trimmed
• HK Regulators Mull New Derivative Rules
• Lessons From Avon's FCPA-Related Settlements