Securities Archive » January, 2016

Securities - January, 2016

446 articles

• Barclays, Credit Suisse Pay $154M To End Dark Pool Probes
• CORRECTED: Quinn, Pearson Seek $254M In Fees In Banks' CDS Suit Deal
• Shkreli Defeat Points To Complicity Of Kaye Scholer Atty
• Ex-Marriott Employees' ERISA Suit Too Late, 4th Circ. Says
• Sen. Warren Calls Feds 'Shockingly Weak' On Corporate Crime
• Rabobank Slams Class Claims Over Libor Trades
• KaloBios Trustee Protests Hiring Of Morris Nichols
• Japanese Bank Disputes Involvement In Mt. Gox Bitcoin Fraud
• Golfer Guilty Of Using Country Club Insider Trading Tip
• Bancorp Says Investors Lack Proof In $112M Loan Loss Suit
• SFX, CEO To Pay $11M To End $100M Co-Founder Dispute
• Crowdfunding Moves Ahead As Portal Registration Kicks Off
• Insurer Fights Jury Trial Bid In Row Over $2M Ponzi Plot
• DOL's Proposed Fiduciary Rules Head To White House
• HK Exchange Tells Issuers More Financial Disclosure Needed
• A Devastating Blow To Disclosure Settlements
• Top SEC Disclosure Triggers For E&P Co. Annual Reports
• Merrill Pays $20M To Settle Overstock's Short-Selling Suit
• Del. Justices Won't Revive Suit Over DuPont-Monsanto IP Row
• HSBC Off Hook In Madoff Asset Freeze Fight, NY Court Says
• Wi-Fi Co. Sued Over $7M In Allegedly Fraudulent Leases
• Insurance, Stock Fraud Ringleader Sentenced To 15 Years
• CFTC Pushes Back Against Metal Dealers' Sanctions Bid
• Mass. Drugmaker Sued After Antibiotic Fails, Shares Tank
• Yahoo Should Be Investment Co., Oust Mayer: Shareholders
• NYSE Says Chaotic Trading Day Shows Need For Rule Tweaks
• Spectrum, Investors Get Preliminary OK Of $7M Settlement
• JPMorgan Dodges $50M Suit Over MBF Investment Advice
• Tesco Wants Investor Suits Joined In New York
• Shareholder Activism In Asia Signals Changing Attitudes
• SEC Makes Public Offerings Efficient For Small Issuers
• Some Clarity On Madoff Recovery Calculations
• Cicero On Legal Advocacy
• Keurig Investors Sue To Halt $13.9B Buyout
• Investors Push For $5M Settlement With Chinese Mobile Co.
• No Sanctions For Attys In Twice-Dismissed Vegas Sands Suit
• Del. High Court Refuses To Revive London Whale Suit
• UK High Court Clears Serious Fraud Office's Privilege Practice
• US, Germany Agree To Share Data On Commodity Trades
• A Look At The 2016 Proxy Season's Hot Topics
• London Jury Acquits 6th Trader Of Libor Rigging
• Libor Scandal Acquittals End Prosecutors' Winning Streak
• Shkreli Emails To Kaye Scholer Atty Not Privileged: Judge
• UK Watchdog To Charge Ahead On Libor Despite Acquittals
• SEC Won't Lift Atty's Suspension Over Pump & Dump Scheme
• Del. Justices Urged To Revive DuPont Investor's Suit
• Study Says UK Trader Didn't Cause Flash Crash Of 2010
• 2nd Circ. Says Ernst & Young's SinoTech IPO Audit Isn't Fraud
• 2nd Circ. Skeptical Of Tremor IPO Investors' Bid To Alter Suit
• Del. Justices Mull Derivative Blocks In London Whale Appeal
• KaloBios Says Proposed Bonuses Won't Go To Shkreli
• PTAB Wrongly Axed Securities Patent Claims, Fed. Circ. Told
• SEC Wants $15M Fine For Adviser's Alleged Lies To Investors
• Thompson Hine Adds 2 Business Litigation Vets In NY
• EU Commish Touts Move Toward Financial Services Union
• TerraForm Investor Says It's Legit In Bid To Lead IPO Suit
• Ex-Fannie Mae CEO Calls SEC's Subprime Fraud Suit 'Absurd'
• Kirkland & Ellis Lures Ex-Federal Investment Regulator
• EMC Investors Demand Financials On $67B Dell Deal
• USAE Investors Get Default Win In Board Takeover Suit
• NY Atty Gets 18-Month Suspension Over Conduct In SEC Case
• Jury Acquits 5 Ex-Brokers In London Libor Rigging Trial
• 4 Ways To Improve The Business Intake Process
• Conflict Minerals Compliance: What To Do Now
• The Complications Surrounding Market Manipulation Cases
• Federal Rule Changes Should Not Affect Subpoena Practice
• SEC Eyes Plan To Limit Dark Pool Trading In Tick Size Pilot
• DLA Piper Adds Ex-Greenberg Traurig Litigator
• Investors Say F-Squared Can't Nix $1.5B Claim In Ch. 11
• 7th Circ. Rebuffs Bid To Rehear Securities Firms' Fee Suit
• Supreme Court Again Clarifies Standards For ERISA Claims
• Del. Justices Say Paulson Feeder Fund Investor Can't Sue
• Thai SEC Relaxes Mutual Fund Rules
• SEC Hits Penny Stock Trader For Registration Violations
• Facebook Agrees To Settle Chancery Suit Over Director Pay
• Greenberg Traurig Snags Ex-Morgan Stanley Litigators
• Convicted Biofuel Fraudster Asks 7th Circ. To Hear Case
• Ex-Capital One Analyst Slams SEC Insider Trading Damages
• Robbins Geller Blasts SEC Refusal To Produce Wal-Mart Docs
• SEC Director Signals Continued Focus On Gatekeepers
• New Chair Of Ontario Securities Commission Selected
• Durie Tangri Hires Ex-Caldwell Leslie White Collar Pro
• Banks Need To Protect Themselves In Fintech Deals
• SEC Approves FINRA Crowdfunding Portal Rules
• Feds Say SEC Suit Should Wait For Shkreli's Criminal Case
• IDreamSky IPO Investor Can't Take Suit Back To State Court
• Riding The BDC Consolidation Wave
• JPMorgan Agrees To $995M RMBS Deal With Ambac Mid-Trial
• Conflict Minerals Compliance: The Year That May Be
• Key Takeaways From FINRA's 2016 Priorities Letter
• Securities Class Action Filings Ticked Up In 2015
• Justices' Amgen Order Cements High Bar For ERISA Suits
• Arbitrators Side With Spain In Renewable Energy Case
• SEC Set To Return $21.5M To Level Global Post-Newman
• 5th Circ. Grants Jailed ArthroCare Executives New Trial
• JPMorgan Agrees To Pay $1.42B To End Most Lehman Claims
• Ex-Summit Wealth COO Indicted For $15M Investment Fraud
• Bank Of Internet Board Hit With Derivative Suit
• Las Vegas Sands Says It Told Investors Of Derailed Plans
• Bernstein Liebhard Wants Grant & Einsenhofer Fee Fight Axed
• Why Title III Crowdfunding Remains A Pipe Dream
• Former Polycom CEO Reaches $450K Deal With SEC
• Wall Street Group Says Risk-Retention Suit Is DC Circ.'s
• Tower Semiconductor Hit With Investor Suit After Stock Drop
• Wilson Sonsini Co-Founder's Son Rejoins Firm In Calif.
• FTC Probing Turing For Antitrust Violations, Shkreli Says
• Canadian Regulators Harmonize Derivatives Reporting Rules
• Investor Says HeartWare Lied About FDA Compliance
• Conflict Minerals Compliance: The Year That Was
• 2nd Circ. Judge Calls Banker's Ban A 'Fierce Penalty'
• Best Practices For Private Fund Fee, Expense Allocations
• High Court Sends Amgen ERISA Suit Back To 9th Circ. Again
• Viacom's Redstone Can Be Examined By Doctor, Judge Rules
• Lions Gate Beats Stock Suit Over SEC's Icahn Probe
• Canadian Challenges SEC In-House Judges At High Court
• Adviser Can't Halt SEC In-House Trial Pending Appeal
• Sandisk, Execs Beat Derivative Suit Over Stock Tumble
• Baxter Gets OK On $42.5M Deal In Securities Fraud Suit
• Chancery Rejects Class Deal Over $2.5B Trulia-Zillow Merger
• Chancery Wants Stricter Test For $700M Sauer-Danfoss Deal
• Mich. Man Hit With 17 Years For $20M Ponzi Scheme
• Emerging-Market Officials Vow Resilience Amid Global Tumult
• Trader In CFTC Sham Trading Tool Suit Agrees To Injunction
• Norton Rose Nabs Ex-Transocean VP To Head Up Compliance
• Attys Awarded $8.5M In Oil Futures Manipulation Settlement
• Class Cert. Sought Against Schwab Over Risky Investments
• CFTC Big Budget Dreams Look Dim After Accounting Debacle
• SEC Extends Comment Period On Mining Disclosure Rule
• Feds Slam Whitman's Bail Bid Amid Newman Appeal
• 11 Big Banks To Pay Va. $63M Over Alleged RMBS Fraud
• Ex-Sentinel Heads Settle SEC's Investor Fraud Action
• Crowdfunding's Global Growth Poses Challenges: SEC Official
• 3 Traits Of Best-In-Class General Counsel
• Cos. Want PE Row Over $565M Judgment Tossed
• Pharma Co.'s Arbitration Bid Denied In $6M Contract Row
• UK Pharma Firm Concealed Poor Controls, Suit Claims
• Ex-Banker Gets Home Detention After Spending Bail Money
• JPMorgan 'London Whale' ERISA Fight Heading To 2nd Circ.
• Yelp Investors To Take Bad Review Suit Dismissal To 9th Circ.
• 11th Circ. Rejects Ex-Terra VP's New Bribery Trial Bid
• How SEC Judges Calculate Civil Money Penalties
• Romania's Bonds Off-Limits For Paying $250M Arb. Win
• Acadia Shareholder's Suit Ends In $15.75M Deal
• Shkreli, Lawmakers Spar Over Drug Price Testimony
• Wyly Tax Fraud Trial Likely To Warrant Opinion, Judge Says
• SEC Looks To Block Text To Ex-Cravath Atty From Trial
• Lessons From A Successful Proxy Contest Defense
• The SEC And Private Funds: New Year, Same Focus
• Cuomo's DFS Nominee Likely To Keep Tough Edge
• Norton Rose Nabs Corporate Finance Partner From Bracewell
• Ex-NBA Star Gets Prison For $2M Ponzi Scheme
• Thai Regulator Drafts Investor Protections, New Fund Rules
• 'Old School' Tools May Hinder Attorney Collaboration
• Investor Says Cnova Overstated Sales, Hid Inventory Losses
• Goldman Denies Error In $4.2B Tibco Sale Was Duty Breach
• Judge Orders Arrest Of Fla. Jeweler In $12M Investor Row
• 10th Circ. Sends Lengthy Ponzi Scheme Case Back To Court
• Feds Dispute Discovery Beef Of Former ConvergEx Unit CEO
• Judge Pans Industry's Bid To Weigh In On Lehman Swap Suit
• Stem Cell Co. Hit With Class Action Over Board Rules
• DOJ Fights Convicted Ex-Taylor Bean Head's Judge DQ Bid
• SEC Chair Calls For Corp. Bond, Municipal Securities Reforms
• Juice Execs Not Covered For Stock Scam Suit, Insurer Says
• Calif. AG Opens Probe Of Exxon Climate Change Knowledge
• SEC Says Verdict Against Ex-BankAtlantic CEO Should Stand
• Texas Judge In AG Fraud Case Faces Conduct Complaint
• Dallas Broker Gets 3 Years For Securities Fraud Scheme
• Canada Floats New OTC Derivatives Trading Rules
• Trader Charged In $8M Ponzi Scheme Wants Trial
• Baxalta Investor Seeks To Halt $32B Shire Deal
• Ernst & Young Defends SinoTech Audit In 2nd Circ.
• Cuomo Taps Paul Weiss' Vullo To Lead NY Finance Regulator
• $4.5B JPMorgan Deal Marred By Trustee Conflict, Court Hears
• SEC Fines Ocwen $2M Over Misstated Results, Controls
• Del. Justices Ax Suit Over Failed AbbVie-Shire Merger
• Shkreli Called Before Congress To Talk Drug Price Hike
• Justices Give Class Actions A Tenuous 'Pick-Off' Defense
• 'Key Architect' Of Mutual Fund Rules To Depart SEC
• Trader Takes Plea Deal In Press Release Hacking Case
• Calif. Appeals Court Revives Investors' Claims Against CBRE
• Lawyers Weigh In On High Court's Class Action Ruling
• Schiff Hardin Adds Former IRS Litigator In San Francisco
• Neuberger Raises Almost $1.5B For Global PE Fund
• NJ Man Gets 30 Years, $14M Fine In Scarfo-Led Scheme
• 11th Circ. Affirms SEC Win Over Atty In Penny Stock Fraud
• Dubai Commercial Courts Offer Dispute Resolution To Traders
• Ex-Rothstein Atty's High Court Bid To Nix Conviction Denied
• Fed's Bail-In Plan May Hurt Big Banks, FDIC Official Says
• 6 Types Of Legal 'Mumbo-Jumbo' Attorneys Must Avoid
• Ex-Skadden Atty Hit With SEC Suit Over Unpaid Fine
• Rubicon Investors Strike $2.5M Deal To End Stock Suit
• Investors Spar Over Lead Role In Clean Energy Co. IPO Suit
• Williams Cos. Investor Sues Over $33B Energy Transfer Deal
• Kraft, Mondelez To Appeal In CFTC Wheat Market Suit
• Texas High Court Takes Up $1.7M DLA Piper Negligence Row
• Freddie Mac Ends $1.3B Taylor Bean Suit Against Deloitte
• Reinforcing Absolute Shareholder Right To Remove Directors
• Justices Rule Settlement Offer Can't Moot Consumer Lawsuits
• Ex-JPMorgan Banker Can't Play Newman Card In Trading Suit
• Wells Fargo, Deutsche Escape Host Of MBS Claims
• Justices Look Past Newman To Address Insider Trading Split
• NY Court Won't Revive Madoff Investor Suit Against KPMG
• Justices Won't Eye Ruling To Keep Ch. 15-Linked Suit Federal
• CBS, Viacom Brass Hit With Suit Over Exec's Health
• Fund Manager Pays $6.4M To Settle SEC High Fee Claims
• Lawyers React To High Court's Decision To Hear Trading Case
• Capital Rules To Get Little Scrutiny In Treasury Bond Inquiry
• Greenberg Traurig Malpractice Suit Tossed By Calif. Court
• What To Expect From High Court's New Insider Trading Case
• Dewey's Zachary Warren Headed For A March Trial
• Shareholders Needn't Start Arbitration To Win Stay: Court
• Cnova Lied In Lead-Up To $188M IPO, Shareholders Say
• Chinese Regulators Authorize First IPOs After New Rules
• High Court Denies Fund's Challenge To SEC Accounting Order
• Insurers Try To Sink Suit Over Nasdaq's Facebook IPO Deal
• Mexican Airline Hits Back At IPO Suit Over $4M Deferral
• $4.3B Merger Would Short Heartland Investors, NJ Suit Says
• Feds Fight To Keep Ex-Rabobank Traders' Libor Convictions
• Feds Say Newman Doesn't Void SAC Tipper's Plea
• 5 Insights From Sharp Electronics Deputy GC Deborah Tyler
• Indicted Pharma Exec Shkreli Dumps Arnold & Porter
• Judge Signs Off On $150M 'London Whale' Settlement
• High Court Takes On Insider Trading Benefits Case
• Should Audit Committees Voluntarily Step Up Their Game?
• Third Avenue Fund Faces $500M Investor Suit After Freeze
• SEC Mulls Schwab Unit's Naked Short-Sale Sanction Appeal
• SEC's BigLaw Atty Suit Reflects Focus On Gatekeepers
• New Del. Rule Not For OKing Future Actions, Judge Says
• NML Takes $3.5B Argentina Debt Battle To High Court
• KaloBios Creditors Ease Demands After Shkreli Pulls Back
• Dewey Execs Renew Bids To Ax Case Ahead Of 2nd Trial
• Chadbourne, Proskauer Say Stanford Investors Can't Save Suit
• 9th Circ. Upholds Financial Adviser's $46M Fraud Conviction
• DuPont Beats Bid To Revive Suit Over $1B Monsanto IP Verdict
• SEC Gives $700K Award To External Whistleblower
• Venezuelan Ex-Banker Gets Time Served In FCPA Case
• Ex-Universal Express CEO Appeals Pump & Dump Conviction
• GE Capital Says Living Will Shows It Won't Pose A Threat
• E-Smart, Execs Owe $23M In SEC's 'Epic Doorstop Of A Case'
• $12M SEC Penalty Demonstrates Focus On Pay-To-Play
• SEC Adapts To Newman In PF Chang's Insider Trading Suit
• Seyfarth Gets Porn Co.'s Suit Over Tax Scheme Moved To Ill.
• Genworth Says Uninformed Investors Can't Rep Class
• Alleged JPMorgan Tipper Spent Bail Money, Feds Say
• 6th Circ. Won't Rehear GM Workers' ERISA Suit Against Bank
• Dewey Trial Star Witness In Settlement Talks With SEC
• Merck Pays $830M To End Investor Suit Over Vioxx Marketing
• Report Card: The Private Securities Litigation Reform Act
• Global Bank Regulators Up Capital Hold Requirements
• Chancery Won't Merge 'Unusual' Suit Into $38B Deal Claims
• 6 Bankers Accused Of Rate-Fixing Face London Trial In '17
• Venezuelan Oilman Sent To Texas To Face Corruption Charges
• K&L Gates Pushes Court To Toss Claims Of Abetting Breach
• Newman Doesn't Spell Doom For Tipping Cases
• Citibank, AIB End Row Over Rogue Trader's $691M Loss
• In Tax Trial, IRS Says Wyly Fudged Returns To Duck Audit
• Law Firm In Massey Deal Is Bankrupt, Facing Client Suits
• Ex-Capital One Worker May Still Beat Insider Trading Verdict
• Stanford Receiver Says Greenberg, Hunton Stalling Suit
• Liberty Fights $3M Coverage For MusclePharm SEC Probe
• GoPro Hit With Securities Suit After Revenue Issues
• Texas Appeals Court Axes Jury Verdict On Shareholder Duty
• Zinc Buyers Want Aluminum Antitrust Data To Revive Suit
• Goldman Sachs To Shell Out $5B To End MBS Probes
• Goldman Fined $15M Over Short Selling Procedures
• SEC Approves Rules To Speed Up Capital Formation
• Citibank Sues Ex-Dewey Chair Davis Over Unpaid Loan
• SEC Slams 11 Superior Bank Execs Over Loan Fraud Scheme
• 5th Circ. Rejects Suit Over Semiconductor Co.'s Labor Woes
• Pharma Execs Banned From Leading Drug Cos. In Insider Case
• SEC Fines State Street, Sues BigLaw Atty Over Pay-To-Play
• Lehman 401(k) Plan Held 'Disastrous' Stock, 2nd Circ. Told
• Emulex Escapes Shareholder Claims Over $606M Avago Buy
• A New Way Of Thinking About Financial Services Regulation
• Significant 2015 Decisions Affecting Private M&A: Part 3
• Ex-Foundry Exec Loses Newman Appeal At 2nd Circ.
• Metals Dealers Want CFTC Sanctioned For 'Misleading' Court
• AXA Client Tells NJ Court He Was Unaware Of Investor Fees
• Del. Justices Rip 11th Circ. Query In Paulson Suit
• Mutual Fund Lobby Slams Parts Of SEC's Liquidity Risk Rules
• Forex Trader Can't Beat UK Watchdog In ID Leak Case
• Investors Fight Banks' Bid To Exit Forex Antitrust Battle
• Calif. Developer Cops To Endangered Species Violations
• TripAdvisor Pushes Chancery To Toss Director Pay Claims
• Del. Justices Grill AbbVie Investors In Shire Docs Fight
• Securities Group Of The Year: Williams & Connolly
• Cybersecurity Compliance A Top SEC Priority In 2016
• SEC Wins $156M Judgment In Crown Forex Trading Scheme
• Ex-Dress Barn Exec. Settles SEC Insider Trading Case
• UK Regulators Propose Tougher Banker Bonus Rules
• Husch Blackwell Beats RICO Claims In $625M Suit
• Ex-Capital One Analyst Found Liable For Insider Trading
• Kraft Says Private Wheat Futures Suits Fail Despite CFTC Win
• Significant 2015 Decisions Affecting Private M&A: Part 2
• 5 New Year's Resolutions For The SEC
• BigLaw 2016: A Look Ahead
• KaloBios Judge Freezes $5.4M Over Investor Lawsuit
• Ponzi Scheme Suspect Gets Prison For Lying During SEC Case
• Golf Channel, Ponzi Scheme Receiver Clash On Payments
• Investment Adviser Can't Nix SEC's In-House Suit
• 2nd Circ. Won't Rehear Highland's Challenge To IRS Summons
• Hyperdynamics Unit Says Partners Bailed After FCPA Probe
• Exec Guilty In $300M Ponzi Scheme Seeks New Trial
• Capital One Data Use Isn't Insider Trading, Pa. Jury Told
• Deutsche Bank Says Trusts' RMBS Suits Are Too Late
• JPMorgan Escapes Silver Futures Manipulation Suits
• Morgan Stanley Again Beats Dexia's $626M MBS Suit
• MetLife Plans To Split Retail Biz With Possible IPO
• SEC's Asset Management Enforcement Co-Head Leaving
• Securities Group Of The Year: Sullivan & Cromwell
• India Regulator Curbs Mutual Funds' Debt Investments
• $5B GE Capital Reorganization Cost Investors, Suit Says
• Securities Firms Blast Exchanges' 7th Circ. Win In Fee Row
• CFTC's Bowen Predicts Position Limits Rule This Year
• Quinn Emanuel Nabs Trial Partner From Kirkland & Ellis
• Nasdaq Suspends KaloBios After Shkreli Arrest
• Convicted Ex-Rabobank Traders Call Libor Entries Accurate
• Ex-Miller Energy Exec Reaches Deal To Resolve SEC Suit
• CFTC Wins $490M Judgment In BC Capital Fraud Suit
• Imprisoned Banker Who Faked Own Death Settles With SEC
• Blackstone Let SunEdison Slash $2.2B Vivint Buy, Suit Says
• FHFA Dials Back Standards In Final FHLBank Membership Rule
• Recent SEC Actions Foreshadow Challenges For Fund Boards
• Significant 2015 Decisions Affecting Private M&A: Part 1
• SEC Increasingly Targeting Public Cos. In-House, Report Says
• Canada Finance Chief Backs Plan For Securities Regulator
• Securities Group Of The Year: Robbins Geller
• Why Nonprofits Need FCPA Compliance Plans
• ETF Exams May Pave Way For SEC Enforcement Actions
• Ernst & Young, Starr Reach Deal In Lehman Fraud Row
• Investor Class Action Claims Fitbit Lied About Faulty Tech
• Supreme Court Rejects Bank Of America Mortgage Risk Suit
• Yen Libor Suit Can't Re-Add Tossed Parties, Claims: Judge
• Cert. Denial Ends RMBS Claims Against Trustee BNY Mellon
• Capital One Insider Trading Trial Kicks Off In Pa.
• High Court Stays Out Of CAFA Dismissal Fight
• Hedge Fund Founder Wants Bail Amid Newman Appeal
• Justices Deny Ex-UBS Execs' Bid To Nix Fraud Convictions
• CFPB Says Bank's Constitutional Claim Ignores Precedent
• The Top 10 D&O Stories Of 2015
• Grocer Demands Defense For Shareholder Fight In 8th Circ.
• A Checklist For Proxy Season Planning: Part 2
• Steve Cohen Faces Small Discomforts In Soft SEC Deal
• 7th Circ. Deals Blow To BNY Mellon In $312M Bankruptcy Row
• JPMorgan Sinks Employees' 'London Whale' ERISA Suit
• TransPerfect Co-CEO Strongly Denies Spoiling Evidence
• Dewey Execs Gamble On Retrial In Face Of Felony Convictions
• 8th Circ. Sides With Principal Over Investment Fees
• Chipotle Shareholders Sue Over Outbreaks, Subpoena
• Chinese Regulator Signals Caution On IPO Approvals
• Del. Judge Appoints Lead Counsel In $3.7B M&T Merger Suit
• Investors Say Ailing Fifth Street Lied To Lift 2014 IPO
• Securities Group Of The Year: Paul Weiss
• Puerto Rico Sued By 2 Bond Insurers Over Default
• NJ Biofuel Co. Owner Gets 20 Years For Fraud Scheme
• New Charges Eyed In Press-Release Hack, Insider Trading Plot
• 3rd Circ. To Mull Tolling Standard In Merck Investor Row
• A Checklist For Proxy Season Planning: Part 1
• 6 Steps To Becoming A Superior Supervising Attorney
• SAC's Cohen Settles SEC Admin Claim In Inside Trading Case
• 5 Securities Litigation Issues To Watch In 2016
• Defiant Dewey Execs Refuse Deals, Head For New Trial
• TransPerfect Co-CEO Urges Sanctions Against Biz Partner
• Securities Group Of The Year: Kirkland & Ellis
• Shkreli Barred From Using E-Trade Funds Backing His Bond
• SEC Says Atty In Fracking Fraud Can't Evade $2.5M Penalties
• CFTC Hits Trader With New Fraud Suit Over Software
• SEC Too Cozy With Witness in Ponzi Securities Suit, Co. Says
• Ex-Nuclear Power Co. Exec Gets 2.5 Years For Securities Fraud
• Sanofi Dodges Securities Fraud Class Action In NY
• Funds Tell 2nd Circ. JPMorgan, Others Fueled $1B Refco Scam
• Former FinCEN Chief Counsel Joins Crowell & Moring
• KaloBios Investors Sue Over Shkreli Arrest
• China Suspends Trading 'Circuit Breakers' Amid Sell-Offs
• Baker & McKenzie Adds Int'l M&A Pro From Allen & Overy
• Schwab Routing Order Class Actions Tossed, Allowing Appeal
• Targa's $6.6B Unit Buy Under Scrutiny In Shareholder Suit
• 2nd Circ. Vacates 10-Year Sentence For $959M Fraudster
• Madoff Feeder Suit Ends With $55M PwC Settlement
• Republican Groups Ask SEC To Repeal Pay-To-Play Rule
• 2nd Circ. Affirms Westgate Fraudster's 40-Year Sentence
• Wilmington Trust Indicted For Allegedly Concealing Bad Loans
• SEC Says Virtual Currency Cos. Defaulted In $19M Fraud Row
• Assessing The Proposed 'Capital Acquisition Broker' Rule
• Employee Benefits And Exec Compensation Trends In M&A
• What Coscia Conviction Means For High-Frequency Traders
• 3rd Circ. Told Hangley Represented Nonexistent Co.
• SEC Advises Fund Boards After 'Distribution In Guise' Exams
• Credit Suisse Gets OK For $110M Deal In $1.6B MBS Suit
• 3M Asks 8th Circ. To Revive Coverage Bid For Ponzi Losses
• McDermott's China Partner Adds Baker FCPA Expert
• MF Global Responsible For Own Downfall, PwC Says
• Lehman Goes After Standard Pacific For Mortgage Losses
• Bond Trustees Can't Score Win In $7B Caesars Debt Row
• 2nd Circ. Won't Rush House Panel In SEC Subpoena Spat
• Medical Tech CEO Gets Probation In Kickback Scheme
• Ex-Goldman Coder Gets Fee Suit Sent Back To Delaware
• USAE Investors Push For Default Win In Board Takeover Suit
• Wal-Mart Bid To Ditch Investors' Bribery Suit Denied For Now
• SAC's $10M Class Action Settlement Gets Judge's Initial Nod
• Securities Group Of The Year: Gibson Dunn
• Network Co. Looks To Avoid Sanctions In PE Buyout Fight
• Starboard Calls For Management Shakeup At Yahoo
• JPMorgan Oversight Sufficient In Madoff Case, 2nd Circ. Says
• SEC Fines JPMorgan Unit $4M Over Broker Pay Claim
• Predictions For Anti-Corruption Enforcement This Year
• When And What To Self-Report — And How To Benefit From It
• 8 More Types Of SEC Investment Adviser Actions In 2015
• Ex-Investment Firm Exec Slapped With $20M Arbitration Award
• Arrowhead Can't Ditch Investor Suit Over Hep B Drug Trial
• Chancery Dampens Bid To Halt $17B Rite Aid-Walgreens Deal
• FINRA Aims To Teach A Lesson With Spoofing Report Cards
• IRS Could Win Big In Wyly's $2.2B Tax Claim Trial
• Securities Group Of The Year: Cohen Milstein
• Deutsche Denied Hearing Before Full 2nd Circ. In MBS Row
• Molycorp Tells 2nd Circ. To Leave Bankruptcy Stay Untouched
• Semiconductor Equipment Co. Aixtron Faces Investor Suit
• Del. High Court Staying Out Of $100M Twitter Fight For Now
• REIT Sued Over $41M Write-Down On Puerto Rico Hotel Loans
• Korean Co. Tells 2nd Circ. $73M Citi Case Belongs In NY
• Ropes & Gray Grabs Securities Partner From Schulte
• Litigator Steven Edwards Hops From Hogan To Quinn Emanuel
• 8 Types Of SEC Investment Adviser Actions In 2015
• Doctrine Of Ancillary Restraints Can't Save Libor Offenders
• Del. Court Tosses Fight Over PECO Share Value
• Suit To Force SEC Political Spending Disclosure Rule Tossed
• BP Gets Securities Fraud Complaints Nixed In Deepwater MDL
• False Metrics Fueled $206M Chopper Parts Merger, Suit Says
• Endocyte Dodges Class Action Over Cancer Drug Claims
• SEC Launches Insider Trading Case Over Fidelity Deal
• Whitman Can't Leave Halfway House Pending Appeal
• Texas AG To Fight Securities Fraud Charges In Appeals Court
• Ex-SEC Member Gallagher Joins Patomak Consulting Firm
• FINRA Advances Watered-Down Pay-To-Play Rule Proposal
• ERISA Litigation In 2015 And A Forecast For The Year Ahead
• Revolving-Door Roundup: Polsinelli, Cozen, Robins Kaplan
• Securities Group Of The Year: Baker Botts
• Madoff Trustee, Vizcaya Partners Reach $25M Accord
• Facebook Investors Granted Class Cert. In IPO Suit
• KaloBios Can Pay Workers, But Shkreli Barred Money
• Morgan Stanley Must Face Fraud Claim Over $500M CDO
• Rakoff Says Jury Should Decide What 'Remote Tippees' Knew
• Chinese Legislators Endorse Reforms To Speed Up IPOs
• Steak Offer Doesn't Cut It Under Newman, 1st Circ. Told
• The Fed Breathes Life Into Countercyclical Capital Buffer
• Top 10 Topics For Directors In The New Year