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Securities - February, 2016
500 articles
- Romania Can't Get ICSID To Annul $250M Award
- Global Regulators Turn Wary Eye On Fintech
- SEC Can't Sink Jury Demand In $136M EB-5 Fraud Case
- Appaloosa Seeks Fast Trial Over Pact Tied To $2B Solar Deal
- Atty Pal Of Ex-Orioles Star Gets Trading Charges Dropped
- Investment Firm Says Arent Fox Gave Bad Insurance Advice
- Avon Pays $6.25M To End Pension Mismanagement Suit
- Urban Outfitters Shareholders Win Class Cert.
- Sumner Redstone Can't Escape Competency Suit
- Chinacast Drops Litigation Against Banks Over $35M Theft
- Delaware Court Tosses Zynga Stock Offering Suit
- Valeant Pharmaceuticals Faces New Investigation By SEC
- Ex-Fannie Mae CEO Denied Exit From SEC Subprime Loan Suit
- Barclays Must Face Trimmed Energy Price-Fixing Suit
- Investor Says SAT Prep Owner Knew Projections Were Off
- FINRA Plan Would Force Bond Dealers To Show Price Markups
- SEC Wins IBM Insider Trading Trial In Post-Newman Coup
- Supreme Court Denies Investment Firm's Lehman Appeal
- Sidley Nabs 2 Baker Botts Transaction Pros In Dallas
- US-Listed Chinese Cos. Not Wavering In Push To Head Home
- Ex-Nomura Workers Can't Escape RMBS Suit, Feds Argue
- 2nd Circ. Asked To Infer That Deloitte Aided Chinacast Fraud
- HealthFusion Investors Claim 'Surprise' Deal Cost Them $16M
- High Court Rejects Harman's Appeal In Securities Suit
- Takeaways From The 2016 BlackRock Letter To CEOs
- Jury Begins Mulling SEC Insider Trading Case Over IBM Deal
- Trial Pros: Morvillo Abramowitz's Elkan Abramowitz
- FINRA Is Concerned About Firm Culture: What Does It Mean?
- Reviving Time-Barred Financial Litigation In State Courts
- Argentina Reaches $4.6B Deal To End 'Epic' Debt Battle
- The Incredible, Shrinking Dewey & LeBoeuf Fraud Case
- 11th Circ. Struggles With Challenges To SEC In-House Court
- Chancery OKs $10M GFI Settlement But Slashes Atty Fees
- Dow Deal Shows Post-Scalia Court Spooks Class Defendants
- Nu Skin Pays $47M To End Investor Row Over China Ops
- Caesars Gets $7B Note Guarantee Suits Paused
- Caterpillar Hit With Derivative Suit Over $2.4B Tax Evasion
- Madoff Trustee Says Atty Violated Order Over Bank Subpoenas
- Brokers Cashed In On IBM 'Lottery Ticket,' SEC Tells Jury
- Duped Investor Seeks To Beef Up $45M Nixon Peabody Suit
- Democratic Lawmakers Float Wall Street Whistleblower Bill
- Greenberg Fights Class Cert. In Suit Over $7B Ponzi Scheme
- 4 Bracewell Attys Follow Giuliani To Greenberg Traurig
- Halliburton Pays $305K Over Cuba Sanctions Violation
- Chinese Regulators Deny Rumors Of Listing Rule Change
- Ex-SEC Officials Say Barclays Class Cert. Defies Halliburton
- Travelers, Broker Want Out Of Paraco's Fraud Suit
- US Bank Has Mixed Day In RMBS Trust Cases
- Ex-Seyfarth Partner Says Porn Co.'s Tax Suit Is Too Late
- 2nd Circ. Affirms $83M SEC Win Against Amerindo Fraudsters
- Delaware Forum Selection Bylaws After Trulia
- FXCM Pushes Court To Toss 'Revisionist' Investor Suit
- 5th Circ. Won't Revive GDF Power-Supply Manipulation Suit
- Shkreli Says He Won't Intimidate Witnesses In SEC Case
- MusclePharm Says Insurer Ignored Policy In Coverage Denial
- RBS Says Litigation Costs Led To Nearly $3B Loss
- Vivendi Pays $775M To End Suit Over USA Networks Deal
- Investigative Authority Of NY Atty General Has Its Limits
- Dewey Execs Escape Larceny Charges Ahead Of 2nd Trial
- Chancery Orders Compliance In LLC Books, Records Ruling
- Ex-Capital One Analyst Must Pay $13M In Insider Trading Suit
- UBS To Pay $33M In Credit Union RMBS Deal
- SunEdison Beats Bid To Block Deal Tied To $2B Merger
- Commodity Panel's Industry-Friendly Report Draws Fire
- Ex-ConvergEx Unit CEO Can't Exit SEC's Hidden Fee Suit
- Texas Bank Blasts Feds' Defense Of CFPB
- Law360 Securities Editorial Advisory Board
- AnchorBank Lied To SEC On $461M Sale, Investor Claims
- NY Jury Hits Fla. Atty With Money Laundering Guilty Verdict
- FINRA Arbitration Beset With Unpaid Awards, Report Says
- NJ Man Cops To $148M Medical Debt Scheme
- Convicted Fraudster Gets 40 Years Over $3M Ky. Oil Scam
- Morgan Stanley Ties Marred $1.3B Affymetrix Deal, Suit Says
- Canada Securities Regulators Revamp Hostile Takeover Rules
- SEC, 'Binary Options' Brokerage Reach $11.1M Settlement
- EU's First Crowdfunded Security Set To Hit Belgian Market
- Proskauer's Bid To Beat Ponzi Suit 'Misplaced,' 5th Circ. Told
- High-Risk Cos. Seek Reg A+ Deals But Liquidity Is A Concern
- Lockheed Ruling Has No Bearing On Forex Case, Judge Told
- MSRB Highlights Compliance Risks For Muni Broker-Dealers
- BHP Billiton Lied About Dam Safety Before Breach, Suit Says
- Trial Pros: Susman Godfrey's Bill Carmody
- Broker Says IBM Deal Was No Lock In SEC Stock Tip Trial
- Seward & Kissel Nabs Ex-SEC Regulator From Locke Lord
- Del. High Court Won't Revive JPMorgan Investor's $2B Suit
- 5 Legal Writing Cliches Sure To Come Back And Bite You
- Trust Indenture Act: What Is All The Fuss About?
- 5 Tips For Founding A Successful Law Firm
- From The Book Of Jargon: Bed Bug Letter
- Del. High Court Is Told Suit Fees Ruling Could Backfire
- SFX Wants To Extend Ch. 11 Litigation Shield To CEO
- Ex-Stiefel Exec Tells 11th Circ. Jury Instructions Fell Short
- DC Circ. Says No To Halting Clearinghouse Capital Plan
- Del. Justices Query Change In Bid To Revive JPMorgan Suit
- SEC Lifts Industry Ban On Freed Insider Trading Tippee
- Wells Fargo Facing DOJ Mortgage Probe After $1.2B Deal
- CFTC Sues Fla. Resident, Co. For $3M Investment Fraud
- Bernstein Litowitz Can't Keep Ex-Atty's Suit Under Seal
- PE Investor Wants Emails Out Of Insider Trading Case
- SEC Says Wyly Creditors' Attys Shouldn't Get Requested Fees
- Capital Markets Watchdog To Open Asian Hub In Malaysia
- Bracewell Adds Experienced Tax Partner To New York Office
- NY Disbars Texas Atty Convicted In $137M Fraud Scheme
- Only 1 Firm Should Lead Party City IPO Suit, Judge Says
- Harmonizing Financial Regulations Across Borders
- Judge Mulls Perjury Referral In IBM Insider Trading Trial
- SEC, DOL Sparred Over Proposed Fiduciary Rule, Report Says
- Dodd-Frank Impact Divides Analysts Before House Panel
- SEC Gets $147M In Disgorgement In Real Estate Fraud Case
- BakerHostetler Nabs Bracewell's Seattle Litigation Head
- HK Securities Watchdog To Expand Short Position Reporting
- Judge Nixes Northstar Claims Over Schwab Bond Fund
- SEC Says Ex-KeyBanc Finance Chief Kept Bad Books
- McKenna Long Wants Akin Gump To Hand Over All USAE Docs
- Disbarred Atty Gets 5 Years For $5M Investment Fraud
- Dewey Star Witness Reaches Partial Deal With SEC
- Big Investors Pressure Exxon To Detail Climate Policy Risk
- UBS, 5 Other Banks Ink $100M Muni Derivatives Deal
- Ex-MedCap CEO Must Pay Up To $16M For $1.8B Scheme
- Argentina Nears $5B Settlement In Default Saga
- Changing Winds: Securities Fraud In NY's First Department
- 5 Law Office Design Tips Before Moving To Latin America
- PEMGroup Accountant Beats $51M Ponzi Suit At 9th Circ.
- Banks Say New 2nd Circ. Ruling Shows Lack Of Jurisdiction
- 'London Whale' Trader Opens Up About JPMorgan Debacle
- Shareholders Win Cert. In Suit Over Tibetan Pharma Co.'s IPO
- Yahoo Appeals Chancery Order To Give Up Docs On COO Hire
- SEC Strikes Final Deal In Suit Over Football Field Laser Co.
- Chancery Keeps Fraud Claims In $200M Trucking Sale Row
- Law360's FINRA Arbitration Survival Guide
- OCC's Capital Plan Poses Imminent Harm, DC Circ. Told
- CFTC Algo Code Review Plan Raises Due Process Concerns
- Stock Tipper Asks 3rd Circ. To Nix SEC Pact After Newman
- Ex-Credit Union Exec. Sentenced To 12 Years For Wire Fraud
- Chesapeake Asks 2nd Circ. To Nix $380M Bond Buyback Order
- Convicted Ex-Madoff Aides Want Longer 2nd Circ. Hearing
- Covisint Shareholders Get Class Cert. In Suit Over IPO
- Nasdaq Taps 'Cognitive Computing' Co. For Trade Monitoring
- 2nd Circ. Affirms Toss Of Commerzbank Morgan Stanley Suit
- Hyperdynamics Loses Round In African Drilling Dispute
- Genelux Founder Asks Del. Justices For Attys' Fees Award
- Valeant Plans To Restate Results In Wake Of Pharmacy Crisis
- Halcon Says $550M Recap Showed Good Business Judgment
- Groupon Settles Derivative Suit Over 2011 IPO
- Genworth Slams Investors' Class Cert. Bid In IPO Suit
- Steep Fall In Litigation Helps Bank Profits Rise, FDIC Says
- Chinese Goodyear Workers Charged With Kickback Scheme
- MGM Fights For Approval Of $75M CityCenter Settlement
- 2nd Circ. Asks If SEC Can Keep Contempt Order In Its Pocket
- Ex-SEC Accountant Settles KPMG Conflict Of Interest Row
- Citi Must Face Korean Co.'s $73M Fraud Case, 2nd Circ. Says
- Texas AG Tells Appeals Court Securities Charges Can't Stand
- Conflicting Views On Shareholder Rights In Chapter 11
- PTC Case Offers Lessons On FCPA Self-Disclosure
- Chancery Won't Bless Early Appeal In Pawn Broker Case
- 2nd Circ. Tosses DHB Investor's Appeal Of $14M Attys' Fees
- SEC Urges DC Circ. To Uphold Clearing Corp.'s Capital Plan
- Execs, Web Promoter Charged With $600M Currency Scheme
- 3M Not Covered For Ponzi Losses, Insurers Tell 8th Circ.
- Ala. Law Firm Dropped From Ex-NFLer's $1M Fraud Suit
- Boeing Facing Suit Over Possible SEC Investigation
- SEC Speaks '16: Enforcement Agenda Goes Beyond Disclosure
- Hughes Hubbard Taps SEC Veterans From Locke Lord
- Law360's FINRA Arbitration Cheat Sheet
- Judge Says Argentina Can Drop Injunctions To Pay Debt
- Ex-Cay Clubs CEO Gets 40 Years For $300M Ponzi Scheme
- Debevoise Snags Ex-SEC Asset Management Unit Co-Head
- SEC Investor Advocate Rips Exchanges' 'Race To The Bottom'
- Litigating M&A Lawsuits In New York Courts
- GoPro Lied About Camera Sales, Drones, Investor Suit Says
- Ex-Dewey Exec Slams DA For 'Gratuitous' Press Statement
- Chinese Solar Co. To Pay Investors $5M To End Enviro Beef
- Rabobank Can't Duck Libor Class Allegations, Judge Told
- Tossed Yen Libor Claims Can't Be Reasserted, Judge Says
- Whole Foods Calls Claims Of Overcharging Scheme Baseless
- Medicines Co. To Pay $4.25M To Settle Stock Drop Suit
- IRS Foreign Asset Regs Eliminate Principal Purpose Test
- SEC Probing HSBC Over Asia Hiring Practices, Bank Says
- Ex-Dress Barn Employee Settles SEC Insider Trading Claims
- How Principles-Based Accounting Standards Impact Litigation
- Dacheng Parts With Chinese Pharma Client In $6M Suit
- AgFeed Exec In $249M Scandal Faces Ch. 11 Fraud Claims
- Imprisoned Cable Exec Out Early After Grim Diagnosis
- Mondelez Says SEC May Sue Over Indian Cadbury Operation
- Feds Fear Shkreli Will Intimidate Witnesses In SEC Fraud Row
- Florida CEO Gets 8 Years For $10M Investment Fraud
- Former Del. Vice Chancellor Parsons Rejoins Morris Nichols
- Florida Trader Cops To $1.2M Insider Trading Haul
- OPINION: Big Law's Perverse Incentive System
- Convicted NY Adviser Must Return $8M In Scammed Funds
- SEC Wants Trading Records, Not To Expose 'Secret Sauce'
- Cay Clubs Ex-CEO Asks Judge For Lenient Sentence
- Cybersecurity Failures Can Spark Enforcement, SEC Says
- NYSE Drops Proposal To Flag Anomalous ETF Trades
- SEC's Stein Calls For ETF Regulation 'Roadmap'
- Robbins Geller, Others Want $57M In Goldman RMBS Saga
- SEC Notches Partial Victory Against Defunct Nutmeg Group
- SEC Considering Rules For Online Investor Disclosures
- FINRA Finds UBS Liable For $1.5M In Puerto Rican Bond Case
- CFTC Sues Canadian Over Illicit $2M Commodity Pool
- RJ Reynolds Beats $50M ERISA Suit Over Stock Sell-Off
- Disclosure Isn't Only Weapon In SEC Arsenal, Chief Says
- Morgan Stanley Denies $20M Whistleblower Retaliation Claim
- Stricken Yen Libor Complaint Can't Be Refiled, HSBC Says
- Gaming Whiz Calls Shkreli An E-Sports Deadbeat In NY Suit
- Ind. Man Sentenced To 72 Months In $145M Biofuels Tax Scam
- FINRA Bars Chicago Broker For Alleged Stock Manipulation
- Galleon Informant Not Saved By Newman, Feds Say
- How The SEC Should Tackle Boardroom Diversity
- Resolved FCPA Enforcement Actions Drop To 10-Year Low
- VimpelCom To Pay $795M For Uzbek Bribery Allegations
- Broker Gets 6 Months For SEC Fraud Probe Obstruction
- SEC Takes Shot At Kaye Scholer Atty In Shkreli Civil Case
- LA Businessman Wins Almost $40M In Defamation Suit
- Shareholders Contest $2B Astoria-NYCB Merger In Chancery
- New FINRA Sweep Probes Broker-Dealer Compliance Culture
- Kraft Points Finger At CFTC In Wheat Manipulation Case
- Aurelius, NML Fight To Preserve Injunctions On Argentina
- BTU Investors Settle Merger Challenge In Del. Chancery
- Weil Snags Ex-K&L Gates Atty For Commercial Litigation Team
- Wall St. Players Sue SEC To Stop Clearinghouse Capital Plan
- Stressed-Out Cravath Atty Divulged IBM Deal, Jury Hears
- SEC Chastises In-House Challenger For Overlong Brief
- SEC Probe Finds In-House Court Not Biased
- Algorithmic Trading Regulation With An Enforcement Edge
- Barclays Pays $50M To Settle NY Forex Rigging Claims
- Overseas Securities Litigation Is Coming Of Age
- 11th Circ. Won't Revive Paulson Feeder Fund Investor's Suit
- SEC Hits More Traders With Newswire Hacking Allegations
- AIG Unit Policy Must Pay Prejudgment Interest, 9th Circ. Told
- Atty Violated Securities Laws In Fracking Venture, Judge Says
- ADT Wants Lookalike $450M Stock Buyback Suit Tossed
- Ex-Rabobankers Denied Acquittal, New Trial In Libor Scam
- Madoff Trustee Shuts Down $11B Investor Suit For Now
- Shkreli's Ex-Co. OK To Pay $198K In Bonuses, Judge Says
- Ex-Deutsche Bank Analyst In Big Trouble Over Big Lots Rating
- Caesars Granted More Time To Propose Ch. 11 Plan
- 7th Circ. Won't Rekindle Steak 'N Shake Suit Over CEO Deals
- Investor Green Cards Imperiled In EB-5 Fraud Case, Court Told
- Cubic Energy's Ch. 11 Debt-For-Equity Swap Confirmed
- Argentina To Pay $1B To End Debt Fight With EM, Montreux
- Jones Day Nabs Ex-Shearman Atty For Financial Team in SF
- Wilson Elser Adds Atkinson Andelson Corporate Pro In LA
- SEC Floats Rule With FDIC On Failing Broker-Dealers
- Ex-Wells Fargo Trader Fights SEC's Insider Trading Finding
- $27M Goldman CDO Deal Gets Judge's Initial Sign-Off
- Genworth Says Witness Recantations Ruin Investors' IPO Suit
- Lehman Tells 2nd Circ. Treaty Entitles It To Tax Credits
- Bankia Commits $2B To Repay Retail Investors For IPO Bust
- Broker Describes IBM Tipping Chain In SEC Insider Case
- IRS Locks In Rules On Broker Reporting Obligations
- Stockholder Discovery Rights: Nevada Vs. Delaware
- K&L Gates Adds Ex-BakerHostetler M&A Pro In Houston
- Curbing Whistleblower Risks Amid Increasing SEC Efforts
- In Cybersecurity, No Harm Does Not Necessarily Mean No Foul
- Williams & Connolly Takes Chance On Dewey's Zach Warren
- Argentina Reaches Settlement In Bondholder Class Action
- Scalia Held Firm Against Expanding Securities Law
- SEC Agrees To Stay Ex-Nomura Workers' Civil Suit
- Investors Ask To Block Deal Related To $2B SunEdison Merger
- Justice Scalia's Business Law Legacy
- Battling Revenue Doom And Gloom With Litigation Finance
- Ex-Cravath Atty Playing SEC, IBM Insider-Trading Jury Told
- Spanish Investors Ask Swedish High Court To Hear Yukos Row
- NY Broker Gets 5 Years For $5M Ponzi Scheme
- Shkreli's Ex-Drug Co. Hasn't Justified Bonuses, Judge Says
- Andrews Kurth Atty Named US Magistrate Judge In Houston
- Sheppard Mullin Adds Ex-Reed Smith Finance Pro In SF
- Stanford Receiver To Pay Out $50M To Ponzi Victims
- Investors Say Skullcandy Exec Bagged $4M Via Rosy Outlook
- Penn West Petroleum Inks $38M Deal In Shareholder Suit
- Russia Says Ex-Yukos Investors Are Muddying Arbitration Row
- ESMA Opens Consultation To Clean Up Benchmarks Regulaton
- Aerojet Rocketdyne Hit With Securities Class Action
- Trader Says Novel Spoofing Conviction Should Be Overturned
- Dewey's Warren Gets Deferred Prosecution On Eve Of Trial
- RevolutionWear Blasts Jeter's Atty Fee Bid In Underwear Row
- Orrick Adds 7 More Partners To New Houston Office
- CORRECTED: Tech Co. To Pay $28M In Chinese FCPA Case
- A Positive Outlook For Investors Stuck In 'Food Court'
- How Morrison V. Australia Bank Was Applied In Petrobras
- Scalia's Rapid-Fire Questioning Transformed Oral Arguments
- Justice Scalia Leaves His Mark In Biting, Clever Dissents
- Death Of Scalia Leaves High Court Docket In Limbo
- Scalia Leaves Mighty Legacy At High Court
- GOP Attys Would Likely Back Srinivasan To Replace Scalia
- Scalia's Originalism Shifted The Constitutional Debate
- Scalia Took On Gun Control, Class Actions In Top Opinions
- Supreme Court Justice Antonin Scalia Dies At 79
- Signature Bank Wants Out Of Chinacast Suit Over $35M Theft
- CoreLogic, Morgan Stanley End Trade Secrets Release Feud
- SEC Judge Fight Belongs In Federal Courts, 4th Circ. Hears
- SEC Settles Case, Drops Penalty Against British Hedge Fund
- Navient Hid Compliance Failures From Investors, Suit Says
- DC Court Revives Carlyle's Coverage Bid For Investor Suits
- CFTC Claims It Has New Proof Of Chicago Trader's 'Spoofing'
- Oil Slump Puts Energy Co. Disclosures Under Microscope
- Ex-Carlyle Portfolio Manager Launches $100M Retaliation Suit
- Argentina Targets Injunctions In Debt Settlement Talks
- Groupon Floats $45M Settlement In Shareholder Suit
- FINRA Sends Plan For Algorithmic Developers To SEC
- SEC Says Calif. Auditor Was Soft On Chinese Valve Co.
- Dewey Exec Rails Against DA In Bid To Dodge 2nd Trial
- Insurer Continues Push For Bench Trial In Ponzi Scheme Row
- Chicago Firms Hit With Malpractice Suits Over Business Row
- Trust Seeks $20M Tax Refund Related To Madoff Losses
- Deutsche Bank Aims To Calm Market With $5.4B Debt Buyback
- Additional Thoughts On Class Plaintiff 'Pick-Offs'
- Shkreli, Kaye Scholer Atty Say SEC Case Can't Wait
- BioScrip To Pay Shareholders $11M In Exjade Fallout
- Defining 'Securities Claims' In D&O Policies
- Amended Rule 26's Proportionality Standard: The First 60 Days
- Merck Investors Win Prelim OK Of $1B Vioxx Marketing Deal
- Ex-Rabobank Traders Can't Evade Libor-Rigging Convictions
- El Paso Shareholders Oppose $142M Bond Cost Shift Proposal
- Del. High Court Won't Revive GM Investors' Ignition Suit
- CEO Only Winner In $416M African Oil Deal, Investors Say
- Hedge Fund Asks For OK On $27.5M Goldman CDO Deal
- SEC Sues Calif. Atty For $6M 'Prime Bank' Investment Scheme
- Pryor Cashman Gets Malpractice Claim Nixed From $37M Suit
- Blount's $855M Buyout Would Cheat Investors, Suit Says
- Yates Memo Fails To Trigger Charges In Morgan Stanley Deal
- SEC To Confront Post-Newman World In IBM Stock Tip Trial
- Fifth Street Unopposed In Bid To Move IPO Suit To NY
- Chancellor OKs Third Change In $4.2B Tibco Sale Lawsuit
- SunEdison Barred From Asset Transfers In $150M Arbitration
- Yellen Catches Heat For Fed's Handling Of Living Wills
- Oil & Gas Co. Wants To Suspend Contract Suit, Arbitrate
- Madoff Trustee Fights Proposed $64B Investor Suit
- Investors Urge Denial Of Barnes & Thornburg Atty Defenses
- A Step Toward Greater Transparency In Housing Finance
- Morgan Stanley To Pay $3.2B To Settle US Mortgage Claims
- Dole Food Gets Nod For $148M Merger Suit Settlement
- Exec Settles Dodd-Frank Whistleblower Suit Before Trial
- SEC Looks To Reverse Exec Fraud Trial Loss At 9th Circ.
- Fla. Judge Denies Recusal Bid By Convicted Ponzi Schemer
- Barred Broker Can't Sue FINRA For Opening Investigation
- Long Slog To EU-CFTC Clearing Deal May Color Future Talks
- Ex-Whirlpool Analyst Settles SEC Insider Trading Case
- NY Court Asked To Revive $289M RMBS Suit Against Nomura
- Bankrupt KaloBios Faces Fire For Employee Bonus Plan
- NJ Shareholder Suit Over Nymox's Prostate Drug Trials Tossed
- CFTC Chair Faces Budget Scrutiny After Accounting Errors
- Puerto Rico Bondholder Group Floats Debt Restructure Plan
- Fla. Couple Must Pay $3M Over Precious Metals Scheme
- Co-Founder Claims Textile Co. Execs Unraveling Business
- Phosphate Co. Loses Bid To Nix $40M Award In Stock Row
- Texas Justices Told Investor Has Standing In DLA Piper Row
- Del. Justices Urged To Revive GM Shareholders' Ignition Suit
- SEC Approves New Cross-Border Swaps Reporting Rules
- McGuireWoods Nabs Andrews Kurth Trial Pro In Houston
- Pierce Atwood Snags Ex-McDermott Securities Duo
- 8th Circ. Revives Investors' Suit Against Ex-Dolan Execs
- Barnes & Thornburg Atty Not Owed More Info, Investors Say
- Cravath Takes Lead On Argentina Debt Default Defense
- SEC Names New Associate Directors For Enforcement In LA
- Carrington Coleman Adds Ex-Fortune 500 Co. GC In Dallas
- BofA Should Face Class Claims In Libor MDL, Borrower Says
- Judge Says FSOC Wasn't Neutral In MetLife SIFI Labeling
- Oil And Gas Co. Must Arbitrate Contract Claims, Court Told
- Halliburton Urges 5th Circ. To Undo Investors' Cert.
- Ace Says Exclusion Applies In Facebook IPO Coverage Row
- How Does Skadden Stay No. 1?
- A Deep Dive Into SEC's Latest Mining Disclosure Proposal
- CFTC, Europe Hatch Accord On Clearing Rules
- SEC, CFTC To Beef Up Enforcement Staffs Under Obama Plan
- Chancery Denies Partial Deal In Providence Shareholder Suit
- Hedge Funds Win $22M Judgment Against Deutsche Bank
- Dechert Snags Ex-Federal Prosecutor For Litigation Team
- Madoff Feeder Renews Bid To Intervene In $55M PwC Deal
- SEC Enforcement Says In-House Judge Got Newman Wrong
- Hyperdynamics Unit Says Partner Is Hindering Contract Row
- UK Fines Ex-JPMorgan Banker $1.15M Over 'London Whale'
- Del. Claims Over Audio Co. Stock Must Go To NY, Judge Says
- Beazley Says Ace Owes For Nasdaq's Facebook Settlement
- SEC Judges Unconstitutional, Mark Cuban Tells DC Circ.
- Senior CFTC Trial Attorney In Corzine Case Joining Latham
- Visa Trouble Could Delay $100M Egypt Bond Trial, Judge Told
- Ex-Fox Rothschild Atty Felled By Firm Policy Violations
- Investors Rip Genworth's 'Recantation' Claims In IPO Suit
- $6.5B Argentina Deal Attacked By Class Action Counsel
- SEC's Data Audit Trail Could Go Live In '17: Official
- Inside EU's Proposal For New Prospectus Regulation
- Romania Says It Has Honored $200M Award In Investor Row
- CFTC Lets Korea Exchange Members Solicit In US
- OPINION: The Road To Partnership Must Keep Evolving
- Monsanto To Pay $80M SEC Penalty Over Roundup Accounting
- US Slams Bid To Recuse Judge In $300M Ponzi Scheme Fight
- FordHarrison Gains Baker Donelson Employment Litigator
- MusclePharm Says Liberty Unquestionably Owes For SEC Probe
- 9th Circ. Muddies Loss Causation
- Kaye Scholer Atty Taps Gupta Prosecutor In Shkreli Case
- Insurer Needn't Front Impac Defense In MBS Suits, 9th Circ.
- Chancery Nixes Injunction in Feud Over Akrimax Drug Rights
- Supreme Court Urged To Review AIG Equity Unit Class Action
- Obama Wants SEC, CFTC Funding Doubled By 2021
- 2 Men Convicted Over $65M UK Ponzi Scheme
- MetLife, Regulators Square Off Over SIFI Designation
- Lehman Gets Nod On $1.4B JPMorgan Settlement
- Pension Fund Seeks Sanctions On Symbol Over Lost Emails
- Fraudster, Co. Docked $11M For Forex Ponzi Scheme
- Small-Biz Group Wants To Speak Up For Reg A+ In DC Circ.
- Investors Say New Info Boosts Forex Case Against Banks
- Dechert Nabs Antitrust Litigator From Buchanan Ingersoll
- SEC Drops Insider Trading Case Against Chinese CEO
- Cliffs To Pay $84M To End Investor Suits Over Troubled Mine
- Data Storage Co. Hid Weak Sales, Shareholders Say
- Cooley Snags Ex-Latham Securities Head In Silicon Valley
- NYC Comptroller Says Proxy Access Keeps Boards Honest
- UK's Barclays Libor Trial Reportedly Paused Amid New Info
- Former Stanford Exec Urges SEC To Overturn Fraud Ruling
- SEC Accuses 3 Of Insider Trading Over EBay Acquisition
- Deutsche Ruling Bolsters US Bank Suit, RMBS Investors Say
- 2nd Circ. Won't Revive Tremor IPO Investors' Suit
- Broad And Cassel Adds Ex-Waller Health Law Pro In Fla.
- Broker Duped Tribe In Investment Scheme, FINRA Says
- Securities Law Considerations In Marketplace Lending
- Challenging An Arbitrator Ab Initio: A Primer
- Justices Asked To Mull Jurisdiction Of SEC Admin Challenges
- SEC Wins $1M Judgment Against Phony Hedge Fund Manager
- Joseph Slights Of Morris James Tapped For Del. Chancery
- When A Corporate Logjam Ends Badly
- GCs Name Favorite Securities, Capital Markets Attys
- GCs Name Best Of The Best Attorneys
- 8 Firms Boast The Most Client-Savvy Attorneys
- Harman Tax VP Arrested, Sued By SEC Over Insider Trading
- Default Issued Against Law Firm In Immigrant Investor Suit
- SEC's Stanford Case A Chance To Clarify Compliance Duties
- CFTC Charges Fake Commodities Adviser With Fraud
- Trustee Of $8.5B Countrywide Settlement Asks Judge's Help
- Wilmington Trust Risks $1B Liability If It Loses Fraud Case
- Hong Kong To Allow Leveraged, Inverse ETFs On Its Exchange
- Yukos Shareholders Say Recent Rulings Don't Affect DC Suit
- Korean Co. Units Say Resort Sale Suit Calls For Arbitration
- Wall St. Group Urges DC Circ. To Toss Risk-Retention Rule
- Cigna Hid Compliance Failures From Investors, Suit Says
- Argentina Floats $6.5B Deal To End Epic Default Battle
- Canada Court Rejects Broker's Bid For Extradition Counsel
- Ex-Fox Rothschild Atty Convicted Of Insider Trading
- NJ High Court Won't Hear Bishop Rosen's Arbitration Row
- CFTC Commish Says Cybersecurity Risks Disrupting Markets
- SEC's Texas Office Eyes Investor Info As Energy Prices Drop
- Chinese Investor Group To Buy Chicago Stock Exchange
- EU Tells 2nd Circ. $200M Award Is Based On 'Illegal' Treaty
- Lehman Sues Lenders Over Faulty Mortgage Sales
- EU Commish Urges Fewer Bank Regulations, More Stability
- CFTC Leader Pushes For More Powerful Enforcement Tools
- 'Uptiering' As A Strategy To Restructure Oil Cos.
- Consider Your Options As NY Proxy Access Efforts Continue
- CFTC Broke Accounting Law With Office Leases: Watchdog
- LAN Airlines CEO Settles SEC's Union-Bribery Charges
- 2nd Circ. To Hear Gupta Appeal Of Insider Trading Conviction
- Credit Suisse Looks To Deep Six $1B RMBS Suit Post-ACE
- Ex-Fox Rothschild Atty Knew Of Pre-Merger Trading, Jury Told
- Liberty Says MusclePharm's $3M Indemnity Suit Won't Fly
- KaloBios Can Keep Control Of Bankruptcy
- Qualcomm Brass Hid Weak Sales, FCPA Troubles, Suit Says
- Moody's Dodges Whistleblower Suit Over Crisis-Era Ratings
- Judge Takes 2nd Look At $174M 'Short And Distort' Damages
- Ashford Accused Of Blocking Board Ouster With Illegal Fee
- UBS Blasts Shifting Arguments In $100M Egypt Bond Case
- Trader In Forex Fraud Agrees To Penalties, Permanent Ban
- SEC Names New Co-Chair Of Renewed Small Biz Committee
- Arbitration Bid In Ladenburg Fraud Suit Struck Down, Not Out
- Lehman Defends $83M Swap Suit Against Barclays
- Wall Street Lobby Presses SEC To Ax New Exchange Fees
- Miami Firm Pays $1M For Anti-Money Laundering Violations
- Keyuan Must Face Investor Suit Over Related-Party Deals
- Sen. Brown Hits Fed On Lack Of Commodities Rule For Banks
- Millennium Bank Fraudster Says Bad Atty Work Moots Plea
- House Passes Bill To Curb DOJ's 'Operation Choke Point'
- Tesco Denied Bid to Join Investor Suits In New York
- UK Brings New Rules To High-Speed Traders
- Reps. Attack Drug Price Hikes As Silent Shkreli Tweets Insults
- 2nd Circ. Highlights Importance Of NY Borrowing Statute
- Redstone Done As CBS Chairman Amidst Competency Battle
- 7th Circ. Won't Alter Lampoon Ponzi Schemer's 50-Year Term
- Sale Of Fla. Mansion Gets Go-Ahead In Rothstein Liquidation
- Manhattan DA Rips Dewey Execs' Bids To Dodge 2nd Trial
- House Committee To Vote On E-Privacy Reform In March
- Judge Denies Exec's Motion For New Trial On $300M Scheme
- 2nd Circ. Says Kazakh Fund Can't Ax Fraud Claims Under FSIA
- Royal Park's $3.1B Deutsche Bank RMBS Suit Mostly Survives
- Bill Would Cut Small Biz Some Slack On Worker Stock
- Lender Fleeced Investors In $8.6M Fund, SEC Says
- $300M Principal Management Fee Suit Gets The Heave-Ho
- Ex-Fox Rothschild Atty Overheard Merger Chat, Jury Hears
- SEC Picks New Deputy Director For National Exam Program
- White House Threatens To Veto Bill To End DOJ 'Choke Point'
- CFTC Looks To Squash Kraft's Appeal In Wheat Futures Case
- Trio of Banks Double Down On Bid To Exit Forex Row
- Madoff Feeder Trustee Can't Touch Proposed $55M PwC Deal
- Golfer Tees Up Newman Insider Trading Claim In 1st Circ.
- Baker Botts Nabs White Collar Expert From Kaye Scholer
- PwC Owes Hedge Fund Founder $6M In Valuation Row
- Shkreli, Retrophin Strike $3M Deal To End Investor Suit
- Europe Activism Boom Calls For Gentler Tack From Investors
- Brooke's US Trustee Says Estate Trustee Doesn't Deserve Boot
- OMB Slams House Capital Markets Bill
- Brafman Makes Pharma Bad Boy Shkreli Take Vow of Silence