Securities Archive » June, 2016

Securities - June, 2016

500 articles

• Compliance Pros Still Face Risk In NY Money Laundering Rule
• Del. Court Tosses $1.2B Philips-Volcano Merger Suit
• Ex-AXA Broker Tells Jury Underling Sent Unapproved Emails
• Ex-Nutmeg Group Owner Seeks To Bar Testimony In SEC Trial
• Vt. Regulators, Firm Reach $6M Settlement In Ski Resort Row
• China Invites Foreign PE Funds To Boost Its Capital Markets
• SEC Loses Fraud Case Against TMST Mortgage Execs
• Chancery Fast-Tracks Koch Case That Could Spur Oxbow Sale
• SeaWorld Wants Amended Investor Class Action Beached
• 1st-Ever Convicted 'Spoofer' Asks For Probation
• AOL Dropped From $238M Millennial Merger Class Challenge
• Attys Want Out Of SEC Fraud Suit Against 'Stalker' CEO
• UK Political Upheaval Could Delay Brexit Talks Until 2017
• Chamber Urges Justices To Weigh In On Calif. Securities Suits
• FCA Rules Out Market Abuse 'Reasonableness' Defense
• Judge Sinks Late Bid For $100M Egypt Bond Debt Trial Delay
• Picard Begins $190M Distribution To Madoff Investors
• The Latest Trend In Non-GAAP Reporting
• NY Should Unify Standards For Atty Fees Against State Agency
• Apex Fund Case Is A Warning For Fund Administrators
• Petrobras Asks 2nd Circ. For Stay In Investor Row
• Affymetrix Investor Settles Suit Over $1.3B Thermo Fisher Sale
• EB-5 Investors Could Fill The Restaurant Funding Void
• EU Adopts New Rules On Securities Consumer Information
• 11th Circ. Affirms MBS Fraud Verdict Against Lender Exec
• NY Bars Use Of Malpractice Settlement In CMBS Row: Dexia
• JPMorgan Beats Claims It Tarnished Silver Futures Market
• Ambac Sued Over $2.5B Puerto Rico Bonds, Other Investments
• Dell, T. Rowe Price Settle Ineligible Appraisal Shares Spat
• Mining Developer Indicted For $3.3M Investment Fraud Scheme
• Lawyer Shouting Match Erupts At Ex-AXA Broker's $20M Trial
• Pomerantz, Client, Fee Request Booted From 'Botched' Case
• SEC Rebuffs Challenge To Nasdaq, NYSE Market Data Pricing
• CFTC Raps Chicago Futures Exchange For Staff Exodus
• When To Cut An Underperforming Partner Loose
• SEC's Int'l Corporate Finance Head Leaving After 22 Years
• Fla. Judge Stays $71M Suit In Jay Peak Row
• Takeaways From Delaware's Energy Transfer Ruling
• Lehman Brothers Trustee Doles Out $667M To Creditors
• CFTC Urged To Focus On Risk With Automated Trading Rules
• SEC's LA Enforcement Boss To Lead Asset Management Unit
• Santander Flunks Fed Stress Test For Third Time
• SEC Can Restart Tilton Case Unless High Court Says No
• SEC Says Family Tip Meant Gains From Apple's Tech Co. Buy
• Ex-WG Trading Exec, Islanders Owner Gets Sentence Halved
• Wyly Says SEC Seeks 'Leg Up' On His $250M In Annuities
• Bill To Beef Up CFTC Floated By Democratic Lawmakers
• How To Manage Your Law School Debt After Graduation
• Krispy Kreme Investors Want $1.35B Buyout Paused
• Deutsche Bank Pays Record $6M FINRA Fine Over Trade Data
• Tips For Drafting Best-Interest Contracts Under DOL Rule
• UK Concerns Grow As France Grabs For Clearing Functions
• GE Capital Wins Removal From SIFI List
• ETE Terminates $38B Williams Deal After Delaware Ruling
• Ex-CBOE Director Sued By Feds In $7M Investor-Fraud Row
• In-House SEC Suit Against Equity Trust Co. Gets Quashed
• IRS Says Tax Court Erred In Invalidating Cost-Sharing Rule
• DOL Says Fiduciary Lost $5.9M For Ohio Transport Workers
• SEC To Push Companies For Info About Boards' Diversity
• Barnes Atty's Sanction Move Baseless, Nutmeg Investors Say
• How To Become The Firm Every GC Wants To Hire
• 3 Charged In $12M Film Investment Scheme
• Labaton To Lead Network Co. Investor Suit For Pension Fund
• The 24 Firms GCs Love The Most
• New York REIT Investors Ready Proxy Fight To Halt JBG Deal
• SEC Floats Business Continuity Plan Rule For Advisers
• Broker's $20M Contract Beef With AXA Goes Before NY Jury
• Thompson Coburn Snags Atty From Landmark Spoofing Case
• Fla. Businessman Gets 51 Months For 7 Years Of Tax Evasion
• Celator Investor Looks To Block $1.5B Jazz Pharma Deal
• British Lawyers Urge UK To Ensure They Can Still Work In EU
• Chicago Trader Says CFTC Still Can't Prove Spoofing
• FINRA Says Adviser Lost $8M On Doomsday ETF Trades
• SEC Seeks To Expand Eligibility For Reduced Reporting Rules
• Jury Reaches Undisclosed Verdict On 3 In Barclays Libor Case
• Judge Signs Off On $1B Deal To End Vioxx Marketing Row
• Broker Admits Role In Fake $200M Market Cap Scheme
• 2nd Circ. Lets Tilton, Duka Unite Bids To Redo SEC Appeal
• Digging Deep Into The Last Decade's Securities Class Actions
• Dodd-Frank Reform, Not Repeal
• The Firms That Won Big At the Supreme Court
• The Top Supreme Court Dissents Of The Term
• The Supreme Court Term By The Numbers
• The Funniest Moments Of The Supreme Court's Term
• SEC Unveils Long-Awaited Extraction Payment Rule Revision
• A Divided Court Finds New Ways To Be Unanimous
• High Court Pass Not The End Of Usury Law Question
• RJR Nabisco Ruling Allows Libor Rigging Claims, Judges Told
• DreamWorks Investor Sues Katzenberg In $3.8B Comcast Row
• 8 Wasn't Enough For Lawyers Seeking High Court Clarity
• Jay Peak Owner Wants SEC's $350M EB-5 Suit Dismissed
• Size Matters, SEC Tells Fuel-Storage Firm In Fraud Suit
• Viacom Board Is Frozen Until Del. Rules On Redstone Moves
• Williams Appeals ETE Merger Escape After Investors OK Deal
• Madden High Court Denial — Much Ado About Not Much
• UK Constitution Could Hold The Key To Reversing Brexit
• Simpson Thacher Guides People's In $402M Suffolk Deal
• The Cloud And Ethical Considerations For Lawyers
• FINRA Overstepped Authority, Scottsdale Tells 4th Circ.
• China Regulatory Body Inks Pact With Russian Central Bank
• Sanofi Investors Lose Bid To Revive Kickback Allegations
• Nordic Crowdfunder Says Brexit Won't Halt Expansion
• Kraft Can't Duck Wheat Futures Manipulation Suit
• Brexit Fallout Hits EU Financial Regulation Drive
• DC Circ. Lets SEC Mull New Evidence In Timbervest Case
• A Few Important Decisions From The 'Inferior' Courts
• A Lower Bar For SOX Whistleblower Claims Emerges
• Supreme Court Rejects Cert. In Key Securitization Case
• Influential Women In Securities Law: Elizabeth Cabraser
• KaloBios, Shkreli Deal Gets Final OK In Bankruptcy Court
• VW Investors Lose Bid To Lift Evidence Pause In MDL
• Ex-Stockbroker Gets Decade In Prison For Fake CD Scheme
• Fla. Asset Firm Calls SEC Claims On $30M Fraud Time-Barred
• Stoel Rives Says Tri-Med Ponzi Row Must Stay Federal
• Investment Funds Sue Caesars Over 'Malicious' NY Suit
• Hedge Fund Looks To Reboot Costco Suit Over Ponzi Scheme
• Petrobras' Bid To Delay Shareholder Suit Denied
• Tilton Ditches Skadden For Gibson Dunn Amid SEC Challenge
• Ex-Pharma CEO Says SEC Call For Banishment Too Harsh
• Financial Regulators On Watch As Brexit Fallout Builds
• Black Homeowners Want Morgan Stanley Class Action Revived
• SEC, CFTC Monitoring Markets Amid Brexit Turbulence
• Attys React To UK's Historic Decision To Leave EU
• ETE Cleared To Ditch $38B Williams Deal In Win For Latham
• Biogen Escapes Investor Suit Over Growth Forecasts
• Morgan Stanley Fined $200K For Allowing Ponzi Check Kiting
• SEC Says Breitling Energy CEO Directed $80M Fraud
• Post-Brexit Uncertainty May Yield Mixed Bag For UK Courts
• Proskauer Says Investor Group Can't Sue Over Stanford Scam
• UK Finance Watchdog Alert For Post-Brexit Rule Changes
• Brexit Threatens To Burst London's Fintech Bubble
• 8 Critical Lessons From Morgan Stanley Cybersecurity Case
• Calif. Court Protects Against Post-Litigation Discovery
• 6 Areas Of UK Law Most Affected By Brexit
• Billionaire Tells 2nd Circ. Goldman Must Face CTFC Claim
• A Proxy Season For The Record Books
• How Lawyers Can Harness The Power Of Social Media
• Brexit Vote Casts UK Into Regulatory Wilderness
• How Britain Could Challenge The Brexit Results
• The EU Regulations To Watch Post-Brexit
• UK Votes To Leave EU In Historic Decision
• SEC's Thinking Still A Mystery After Merrill Lynch Megadeal
• Dodd, Frank, Bernanke, Volcker Blast MetLife Oversight Ruling
• Williams Says ETE Stand Weaponizes Merger Closing Terms
• Argentina Reaches $95M Settlement With Greylock Capital
• Stock Promoter Gets Prison For Pump-And-Dump Scheme
• SEC Judge Pauses Gray Financial Case For 11th Circ. Mandate
• SEC Defends Receivership Bid In $136M EB-5 Fraud Suit
• State Street Nears Settlement Of Forex Troubles
• Clerical Error Spurs $24M Deal To End Caris Merger Suit
• 1st Circ. Won't Rehear Golfing Atty's Insider Trading Case
• Shareholders Challenge $207M C-III, Resource America Tie-Up
• Triaxx Must Sell $542M In Defaulted RMBS, NY Judge Rules
• China's Qunar Cayman Islands Receives Buyout Offer
• GOP Fails To Override Veto Of Plan To Block Fiduciary Rule
• Fed Says Stress Tests Show Banks' Improved Capital Levels
• Barnes & Thornburg Adds Securities Litigation Pro In Dallas
• $1.6B HSBC Investor Settlement Clears First Hurdle
• Facebook IPO Investors' Counsel Asks For Retail Buyer Info
• RBC Unit Knowingly Aided $400M Ponzi Scheme, Suit Claims
• Libor Jury Told To Go For Majority After Quick Impasse
• Ex-Reed Smith Atty Rebuts DQ Attempt In Copyright Case
• HSBC, Citi's $58M In Yen Libor Deals Get Preliminary OK
• Fintech Innovation Needs Congressional Support
• Conflict Minerals Regulation In EU — What We Know So Far
• From The Partner's Desk: Tips For Recent Law Grads
• Merrill Lynch Pays $415M For Misusing Customer Cash
• $511M RMBS Suit Against Morgan Stanley Largely Survives
• Banks Face Stress Over Fed's Risk Management Review
• SEC Says It Won't Pursue Funds Over Auditor Conflicts
• Financial Firms Fined $238K In Mass. Over Fake Proxy Votes
• Fed's No. 2 Defends Efforts To End Too Big To Fail
• Broker Must Face SEC's Claims Of $15M Farm Loan Scam
• Inside Trading Suspect's Death Ruled A Suicide
• Citibank Aims To Deep Six $2.3B RMBS Class Action
• ITG Urges Judge To Toss Investors' Dark Pool Suit
• North Carolina Senate OKs Intrastate Crowdfunding Bill
• Alibaba Wins Dismissal Of Pre-IPO Disclosure Suits
• PE Fund Wants $15M For Management Fraud Scheme
• Noted Houston Atty Maloney Launches New Trial Firm
• Del. Appraisal Legislation Is A Step In Right Direction
• SEC Advisory Committee Wants Better, Not Less, Disclosure
• SEC Challenger Tells DC Circ. Old Rulings Still Relevant
• Baxter Wins Chancery OK On New Board Terms, Voting Rules
• Holland & Knight Says It's Not To Blame For Client's Fraud
• White House Says Budget Bill Would 'Shortchange' SEC
• Seadrill Didn't Lie About Russian Sanctions, Judge Says
• Violin Memory Investors Seek Approval Of $7.5M IPO Deal
• What's At Stake In Marblegate
• 'Taking My Talents To South Beach': Law Firm Version
• Chartis Unit Gets A Win In Coverage Suit Over Ponzi Loss
• Barclays Latest To Escape Mortgage-Backed Securities Suit
• Latham's Good Faith Pivotal In Williams-ETE Merger Trial
• Jury Hears Wiretaps Of Fla. Atty In Bogus Securities Sting
• US Regulators Flag Fintech Risks In Annual Review
• 7 Financial Firms Team Up For Post-Trade Blockchain System
• Analogic Pays Feds $15M To End Russian Bribery Claims
• Ex-Charter CEO Settles SEC Suit Over $37M Bond Sale
• Dickinson Wright Enters Hot South Florida Market
• Ponzi Schemer Faces 19 Years As 10th Circ. Upholds Verdict
• Ameriprise Fined For Short-Term Trades Of Closed-End Funds
• 2nd Circ. Denies Harvey Newkirk's Motion For Bail
• SEC Says Challenge To In-House Court Relies On Old Rulings
• SEC Accuses Adviser Of $33M Fraud On MLB, NFL Players
• VW Investors See Red, Want Green Over Emissions Fraud
• Winklevoss Twins Open UK Bitcoin Exchange
• FDIC Approves Interim Rule Adjusting Civil Money Penalties
• FINRA Fines Oppenheimer $275K Over Short-Interest Reports
• GNC Investors Double Down In Illegal Supplements Suit
• Goldman Sachs Needn't Hand Over Docs In Price-Fixing MDL
• HK And Korea Exchanges Seek Cross-Listing Opportunities
• Yellen Says Fed Ready To Act If Living Wills Aren't Fixed
• More Challenges For Class Plaintiffs After Campbell-Ewald
• Visium Fund Manager Found Dead In Apparent Suicide
• Highlights From SEC Plan To Overhaul Mining Disclosures
• Dell Appraisal Fallout Impossible In Nevada
• Edison Execs May Slip ERISA Class Action Over $3.3B Deal
• SEC Uses IEX Approval To Begin Rethinking Market Regs
• ETE's CEO Feared 'Implosion' With $38B Williams Merger
• Ex-Pfizer Worker Strikes Insider Trading Deal With SEC
• Firms Must Plant Roots In These Cities To Compete Globally
• 4 Firms Lead The Pack In Global Expansion
• Law360 Reveals The Global 20 Firms Of 2016
• 10th Circ. Backs Toss Of Zagg Derivative Suit Under Nev. Law
• Former S&P Exec Slams SEC's Bid To Restart Fraud Case
• Shareholders Lose Suit Over Glaucoma Drug Trial
• Ex-Fund CEO Gets 9 Years For Fraud, Obstruction Of SEC
• SEC Says Miami Can't Escape $38M Bond Rating Fraud Suit
• Labor Dept. Asks To Merge Cases Protesting Fiduciary Rule
• SEC Cuts 'Cherry-Picking' Penalty, Denies Protest On Judge
• Ex-Volkswagen CEO Faces Market Manipulation Probe
• Proskauer Says Stanford Investor Attys Can't Redo Suit
• Ex-TJ Maxx VP Settles SEC Claims He Traded On Inside Info
• Banks In Libor MDL Scolded For Tardy Discovery
• HK Exchange Proposes Stock Option Position Limits Overhaul
• Is Your Board Prepared For An Activist Challenge?
• SEC Denial Of Aspiring Dark Pool Upheld By 8th Circ.
• IRS And SEC Have Contrary Views On Disgorgement
• Influential Women In Securities: Michele Johnson
• ETE Says Williams Failed To Disclose Merger Vote Pressures
• IEX Wins Nod For Stock Exchange With 'Speed Bump'
• Foundry Exec Asks High Court To Reverse Post-Newman Loss
• Kobre & Kim Adds Ex-Federal Prosecutor To London Team
• Investors Seek Nod For $35M HSBC Deal In Yen Libor Suit
• SEC Wins $1M From Cooperator Who Stopped Cooperating
• Katten Muchin Adds Securities Partner From Skadden
• Hong Kong Exchange To Overhaul IPO Listing Process
• Stanford Says High Court Asset Freeze Ruling Merits Retrial
• Ponzi Schemer Rips Judge's Move To Keep 4 Severed Counts
• Greenspoon's Cost Bid In $1.8M Stiefel ERISA Suit Too High
• SEC Bans Texas Atty After $1.7M Securities Fraud Judgment
• DOJ Ends Civil Probe Of Countrywide Co-Founder Mozilo
• Market Bigs Weigh In On $20M CFTC Futures Manipulation Suit
• 2nd Circ. Dubious Of Millennium's Breach Claim In Bank Row
• SEC Nixes CBOE's $1M High-Frequency Clearing Firm Fine
• U-Haul Asks 9th Circ. To Rehear $9M Legal Fee Coverage Suit
• 11th Circ. Backs SEC In Challenge To In-House Judges
• Court OKs Attys' Fees Bid In $802M Credit Suisse RMBS Suit
• Comparing Appraisal Rights In Light Of Dell: US Vs. Canada
• China Securities Watchdog Tightens Backdoor Listing Rules
• Tilton Says SEC Can't Reopen In-House Suit Before Mandate
• Exploring Intermediary Liability In Crowdfunding
• Scaled-Down Crowdfunding Bill Disappoints, Attys Say
• Williams, ETE Battle Over Briefs As Del. Merger Trial Looms
• Ex-Goldman Sachs Banker Barred From Securities Industry
• Battle Over Viacom's Board Erupts In Del. Chancery Court
• SEC Proposes Updates To Mining Disclosure Rules
• SEC Asks 2nd Circ. If It Can Restart Duka Case
• HSBC Inks $1.6B Deal To End 14-Year Investor Class Row
• AmTrust Director Can't Escape Suit Over Dropped Acquisition
• 2nd Circ. Has Little Patience For Ex-DHB GC's Latest Appeal
• SEC Accuses Ex-SAP America Exec Of Insider Trading
• New Chan Zuckerberg Charity Makes First Lead Investment
• Shareholders Lose Class Status Again In Statoil Fight
• SEC Bans Medical-Debt Portfolio Scammer
• Energy Exec Pleads Guilty To Venezuela Corruption Scheme
• Cantor Fitzgerald Exec Named In Virtual Currency Ponzi Suit
• Texas Atty Accused In Ponzi Scheme Loses Dismissal Bid
• Greenberg Says Atty Immunity Must Halt Stanford Ponzi Suit
• Texas AG Wants Appeals Court To Rethink Securities Case
• Chip-Card Maker's $172M IPO Misleading, Class Action Says
• SEC Requires Input On SIPC Broker-Dealer Fee Changes
• SEC, Fund Administrator Settle Client Fraud Inaction Claims
• UK Watchdog Charges Five With £2.75M Investment Scam
• Ex-Chiquita Exec Wants Out Of Colombia Paramilitary Suit
• Lloyds Bank Wins Right To Redeem £3.3B Notes Early
• 2nd Circ. Urged To Revive Icahn 'Short-Swing' Trading Suit
• Ex-Paul Weiss Atty Confirmed As Head NY Finance Regulator
• Expanded Access — A Regulatory Balancing Act For Drug Cos.
• 2nd Circ. FIRREA Decision Sharply Rebukes Gov't Overreach
• Legal Hurdle Cleared For Reg A+ Deals But Market Uncertain
• Covisint's $8M Investor Deal Notice Deficient, Judge Rules
• Madoff Investors Get $247M In Latest Approved Distribution
• US Bank Seeks To Revive RMBS Suits Against Credit Suisse
• Libor Investors Denied 12 Years Of Bank Data
• Exxon Sues Mass. AG Over 'Abusive' Climate Probe
• Brokers Must Face $97M Oil Securities Claims, Judge Told
• Louis Berger Sues Former Exec Over $17.1M FCPA Penalty
• KaloBios Plan Confirmed In Tumultuous Ch. 11 Case
• Petrobras Challenge To Investor Class Cert. Goes Forward
• Ex-MedCap Prez Gets 10 Years For $50M Investor Fraud
• Ex-BankAtlantic CEO Tells 11th Circ. He Didn't Lie On Loans
• House Finance Leaders Agree On Fix To Crowdfunding Rules
• UBS Can't Use Old Arbitral Evidence In Court, Lakahs Say
• Developer Slams Receivership Bid In $136M EB-5 Fraud Suit
• Dodd-Frank Isn't Holding Back Banks, FDIC Chair Says
• SEC Nails $18M Settlement In Alleged Bond Scam
• CBL Confirms Report Of SEC Investigation Into Loan Info
• 2nd Circ. To Hear Barclays' Challenge To Dark Pool Class
• MSCI Again Rejects China Shares For Emerging Market Index
• Visium Fund Manager, Others Arrested On Fraud Charges
• CME Gets Green Light To Offer Clearing Operations In EU
• Yurko Rightly Booted From Bryan Case, Mass. Court Says
• SunEdison Retirees Say Bankruptcy Shouldn't Halt ERISA Suit
• Ex-Navistar CEO Denies SEC Claims He Hid Engine Problems
• SEC Won't Intervene Amid Ponzi Schemer's Ban Hearing
• Ballard Spahr Nabs Ex-Loeb & Loeb Securities Practice Head
• For M&A Attys, A Warning On Inadvertent Disclosure
• A Look At Shareholder Remedies In Japan
• ETE Wants 'Disturbing' Details Out On $38B Williams Merger
• ISN Investors Say Firm's Value Is 8 Times Deal Price
• China Touts Market, Competition Reform To Boost Economy
• Ex-Oppenheimer Exec Hid His Tax Liens, FINRA Says
• Fortress Says Suit Over $1B Mortgage Co. Deal Falls Short
• Brokers Say SEC Lacked Evidence In IBM Insider Trading Case
• Lack Of Oversight Dogs DOJ Prosecution Deals, Report Says
• Ex-Concert Promoter Cops To $207M Mail Fraud Scheme
• Lululemon Investors' Del. Suit Falls With NY Dismissal
• Insurer Off Hook For Suit Against Financial Firm
• SEC Sues Akebia Manager For Insider Trading On Drug Report
• SEC Urges 2nd Circ. To Back Ruling On Atty's Ponzi Scheme
• Cowen Wants Firm DQ'd In Oil Trade Publisher Copyright Fight
• Winged Foot Lands In Rough Over Stock Price Offer
• Goldman Sachs Tells 2nd Circ. To Drop Billionaire's Appeal
• Jailed Stock Scheme Atty Seeks Indictment Dismissal
• Alleged Corporate Coup Victims Seek Del. Court Reversal
• SEC To Let Cos. Embed Machine-Readable Data In Reports
• Brexit Fears Weighing Down UK M&A, Study Finds
• Jay Peak Owner Slams EB-5 Investor Suit As Unfixable
• HK Judge Keeps Injunction In Play Amid Fund's Arbitration
• Top SEC Judge Not Sold On Settlement Trend
• Goldman Withholding Docs In Aluminum MDL, Buyers Say
• Why Post-Dell Appraisal Fears Are Unfounded
• CFTC Clarifies Data Reporting Rules For Cleared Swaps
• Gambling Addiction Blamed For Banker's Alleged $95M Fraud
• Activist Says Vote Shows REIT's 'Disregard' For Investors
• Hertz Says Shareholders Can't Prove Execs Hid Info
• Spoofing Rules Clear Enough To Charge Trader, Says CFTC
• Senate Dems Blast SEC Chair Over Political Spending Rules
• Yahoo Fires Back At Securities Suit Over Alibaba Investment
• Benesch Growth Continues With Addition Of 6 New Attorneys
• Carmike Investors Can't Halt Vote On $1B AMC Buyout
• 6 Factors Every Law Firm's Gender Diversity Initiative Needs
• SEC Opens New Frontier For Online Private Financing
• States' Challenge To Reg A+ Rules Rejected By DC Circ.
• Ex-Zuckerman Corporate Litigator Heads To Jones Day
• 2nd Circ. Lets SEC Proceed With Case Against Ex-S&P Exec
• Ex-Delta VP, Wife Hit With $3.1M Fine Over Improper Trading
• BNY Mellon Finalizes SEC Portion Of $714M Forex Deal
• Krispy Kreme Faces Investor Suit Over $1.35B Buyout Deal
• 2nd Circ. Questions House Resistance To SEC Subpoena
• Hedge Fund Founder Dodges Prison For $60M Fund Collapse
• Caesars Pleads For More Time In $11B Creditor Dispute
• Ripple Affiliate Gets BitLicense From NYDFS
• Keurig Slams 'End-Around' Suit Over $14B Deal
• SEC Fines, Bans Mutual Fund Managers Over Derivatives Bet
• Hong Kong Exchange Launches High-Risk Leveraged ETFs
• EB-5 Center Manager Fined $1M For Paying Immigration Attys
• SEC Accepts $1.9M From Traders Over Options Scheme
• SEC Can Tell Jurors TMST Execs' Income In $428M Trial
• Chesapeake Says Judge's Error Absolves It Of $439M Payment
• Yukos Investors Blast Russian Bid To Ax $50B Arbitral Row
• Ex-JPMorgan Adviser Ordered To Pay $27M In Restitution
• China Securities Regulators Vow Strict Market Supervision
• SEC Says Wells Fargo's Motions To Dismiss Are 'Hyperbolic'
• Reviving ABS Market Needs Lighter Touch, EU Says
• Jones Day Opens In Minn., Adds 3 Barnes & Thornburg Attys
• Former Schroders Trader Gets 2 Years For Insider Trading
• Medivation Slams Sanofi's $9.3B Hostile Takeover Play
• Bats Europe Launches New UK-Focused Index Service
• Sidley, Deloitte Look To Duck $350M Ponzi Scheme Suit
• Enforcement Risks For Hedgers
• FINRA Picks Cleary Partner, Ex-SEC Director As New CEO
• Will Your Employees Go To You Or The Gov't?
• DOJ's Coded Attack On Counsel
• Influential Women In Securities Law: Christine Azar
• Ex-FINRA Governor Takes Case Against SEC To High Court
• Williams, ETE Talks Narrow Ahead of Trial On $38B Merger
• Industry Warns CFTC Against Broad Algorithmic Trading Rules
• SEC Won't Rethink Investor's Lifelong Ban, Fine
• Judge Blasts Brokerage Execs' 'Bacchanalian' Europe Trip
• CFTC Floats Position-Limit Changes for Derivatives Policy
• Total Says Traders' Market Manipulation Suit Lacks Merit
• SEC Takes Off The Gloves Against Digital Casanova's Scheme
• Investor Sues Immunomedics Over Cancer Drug Misstatements
• SEC Wants Ex-NFLer's Super Bowl Ring For $200K Penalty
• Ex-CEO Admits Hiding Antique Vase Sale Proceeds From SEC
• 7 Attys From Closing NYC Firm Join Michelman & Robinson
• EU Adopts Derivatives Rules For Non-Eurozone Currencies
• Caesars' Parent Stalling Suits Over $7B Notes, Creditors Say
• 2nd Circ. Hints Top NY Court Not Done With Loan-Bundle Law
• Fed, FDIC Give Small Foreign Banks Living Will Leeway
• House Dems Praise Calif. AG's Exxon Climate Change Probe
• Obama Nominates Baker Botts Partner To SIPC Board
• Securities: The Next Hot Topic In Environmental Law
• Don't Judge Barclays Traders By Libor Submitter, Atty Says
• EU Delays Swaps Collateral Rules Start Date To 2017
• Glancy Prongay Lands Co-Lead Spot on Match Investors Suit
• Andorra's Inaction Led To Bank Failure, $411M Suit Says
• Greenberg Traurig Lands 2 New Hires From Cravath, Simpson
• Lessons From SEC Sanctions Against Blackstreet
• Barclays Investors Granted Class Cert. In Offering Suit
• Penthouse Redirecting Of Web Traffic Flouts Contract, Co. Says
• In-House Teams Are Voting With Their Feet — And Then Some
• Morgan Stanley Fine Backs Up SEC's Tough Cybersecurity Talk
• Lehman Creditors To Pick Up $2.8B Payout Next Week
• Defendants In Yen-Libor Argue Gelboim Case Doesn't Apply
• BofA, Credit Suisse Settle With Funds Over $1B Refco Scam
• CFTC Rule Would Require Clearing More Interest Rate Swaps
• Texas AG Denies Misleading Investors In SEC Fraud Suit
• Top NY Court Won't Expand Attorney-Client Privilege
• Israeli Suspects In Giant JPMorgan Hack Deny Charges In NY
• Moody's, S&P Tank Ill. Bond Rating After Year With No Budget
• Cher's Trust Calls Investment Co.'s Promises 'Hogwash'
• Blank Rome's Pittsburgh Corp. Team Snags Reed Smith Atty
• OTC Wants New Offering Rules Extended To More Companies
• SEC Can't Use Evidence Against TMST Execs In $428M Trial
• FIFA Prosecutor Rejoins Kramer Levin In NY
• Libor Investors Lose Bid For Final Judgment On Foreign Banks
• Vodafone New Zealand Unit, Sky Network Ink $2.4B Merger
• $794M Morgan Hotels-SBEEG Merger Hit With Class Challenge
• EU Resumes Upgrade On Regulating Financial Conglomerates
• SEC Hands Whistleblower $17M For Juicy Tip
• EB-5 Reform: What To Expect After SEC Jay Peak Enforcement
• Inside The New Forex Market Code Of Conduct
• SEC, DOJ Not Fooling Many With Easy FCPA Deals
• Kirkland Atty Testifies As Caesars Calls For Litigation Hold
• Urban Outfitters Reaches $8.5M Class Deal With Investors
• Banks In Yen Libor Row Dragging Feet On Docs, Judge Told
• Settlement Reached In $111M Taylor Bean Coverage Dispute
• Former Ethics Judge Cops To $3M Fraud
• SEC Settles Texas Energy Investment Fraud Suit For $620K
• Attys Eyed In 'Stalker' CEO Fraud Case Lose Bid To Push On
• 9th Circ. Affirms Toss Of Suit Over Peregrine Drug Claims
• SEC Makes Ethiopian Utility Repay $6.5M In Illicit Bonds
• Wyly Judge Won't Wait For 2nd Circ.'s Word In $299M Appeal
• GOP Reps. Slam Obama Veto Of Anti-Fiduciary Rule Resolution
• Singapore Regulators Ease Rules To Jump-Start Crowdfunding
• Del. High Court Rejects Bid For Legal-Fee Priority
• Russian Billionaires Say $55B Oil Deal Suit Is Too Late
• Biz Groups Intensify Push For TTIP Financial Services Rules
• Banks Leery Of Int'l Costs For GOP Dodd-Frank Replacement
• Real Estate Investors Allege Scheme Cost Them $156M
• Golfing Atty Asks 1st Circ. For 2nd Swing At Insider Case
• Oppenheimer To Pay $2.9M For Risky ETF Sales, FINRA Says
• Biotech Co. Dodges Shareholder Suit Over 'Hyped' Drugs
• Investment Adviser Pocketed $3M In Hidden Fees, SEC Says
• China Lists $457M Sovereign Yuan Bond On LSE
• SEC Adopts More Rules For Security-Based Swap Transactions
• 7 Tips For Writing An Effective Amicus Brief
• CFTC's Massad Visits China For Derivatives Reform
• SEC Fines Morgan Stanley $1M For Data Security Failures
• The 25 Law Firms GCs Recommend To Their Friends
• EU Backs Overhaul Of Securities Prospectus Rules
• Disgorgement Ruling Might Sway SEC Tactics
• China To Open Up For $38B In Securities Investments From US
• JPMorgan Has To Face MBIA's Claims Over $168M Failed MBS
• SEC Misses The Mark On Non-GAAP Guidance
• How The DOL's Fiduciary Rule Will Impact Litigation
• Insurer Wins Bid To Cancel Policy On Ex-Ponzi Execs
• $38B Williams-ETE Merger Fight Heading Toward Trial
• GOP's Dodd-Frank Repeal Bill Offers SEC Juicy Bone
• CFTC Wants Trader Banned Over Money Pass Scheme
• GOP's Swing At Dodd-Frank Could Give Banks Edge In Court
• Cohen Milstein, Pension Fund To Lead Sports Co. Stock Suit
• Northstar Suit Over Schwab Fund Hits 9th Circ. For Round 3
• Ex-Deutsche Bank Trader Can Litigate During Criminal Case
• Covington Snags Southern NY's Top Public Corruption Atty
• Social Media Co. Floats Counsel DQ Bid In Securities Row
• Global Watchdog Issues Warning On Non-GAAP Measures
• KaloBios Ties Up Loose Ends For Ch. 11 Plan Confirmation
• SEC Cybersecurity Still Needs Work, IG Says
• SEC Crackdowns Spark Increased Chinese EB-5 Due Diligence
• Pension Fund Rips Tribune Over $864M Gannett Bidding Brawl
• Akamai, Nortek Avoid FCPA Charges With SEC Agreement
• IRS Says Fines Paid to FINRA Aren't Tax-Deductible
• Appraisal Risk Back In The Spotlight After Dell
• EU Report Pushes For Small-Biz Securitization Access
• US Bank Lays Out Liability Case Against UBS After $2B Trial
• Tri-Med Investors Want Stoel Rives Ponzi Suit In State Court
• Barclays Libor Riggers Get No Special Honesty Test, Jury Told
• Australian Bank Accused Of Manipulating Benchmark Rate
• SEC Says 2nd Circ. Ruling Ends 'Big Short' Adviser Appeal
• Tullett Prebon's ICAP Deal Faces UK Antitrust Probe
• SEC Challengers Tell 11th Circ. That Tilton Dissent Was Right
• House GOP Dodd-Frank Fix Focuses On Higher Bank Capital
• Between A Bang And A Whimper: High Court On Class Actions
• UK Lawmaker Seeks More Transparency From Bank Regulators
• Practical Tips For Satisfying FINRA's 'Culture' Concerns
• U-Haul Not Insured For Derivative Action, 9th Circ. Says