Securities Archive » March, 2017

Securities - March, 2017

500 articles

• T. Rowe Must Face Suit Over $388M In Mutual Fund Fees
• Gov't, Trader Spar Over Alleged Giuliani, Mukasey Conflicts
• 3 Ways To Prepare For The EB-5 Regional Center Audits
• Class Coercion Claims In Saba Merger Move Ahead In Del.
• Judge Gives Preliminary OK To $100M Halliburton Settlement
• SunEdison Worried $231M Claim Could Disrupt Yieldco Deal
• Del. Justices Refuse Bid To Reargue $3B C&J Deal Dispute
• Braskem Must Face Investor Corruption Suits, NY Judge Rules
• Credit Suisse, Deutsche, Merill Can't Duck $100M Enron Case
• Nomura Trader Says 'Litvak' Should Be Taboo At Trial
• Bonanza Creek Defends Ch. 11 Plan Ahead Of Confirmation
• Ex-JPMorgan Analyst Can't Duck Deadlock Charges, Feds Say
• Dewey Staffer Says CFO Knew Of Fraud With Chairman's Pay
• Del. Bill Floated To Block TransPerfect-Type Court Snarls
• A Law Firm's Guide To Social Media
• IOSCO Enhances Int'l Cooperation Standards For Enforcement
• CEO Severance Suit Survives Freeport's Dismissal Try
• Attys Seek 9th Circ. Ax Of Sanctions, Fee Orders
• SEC Upholds Penalties Against 'Financial Myth Busting' Host
• Winston & Strawn Malpractice Suit Transferred To Florida
• Flotek Dodges Stock-Drop Suit Over Flawed Marketing App
• Revolving-Door Roundup: Skadden, Linklaters
• Defining 'Securities Claims' In D&O Policies
• RMBS Suits Against Wells Fargo Move Forward
• Senate Dems Have Questions In Wake Of US Atty Firings
• Gov't Charts Dean Foods Trades By Walters And Mickelson
• Giuliani Won't Touch Turkish Trader Sanctions Case, Atty Says
• Dewey Staffer Says She Feared For Job, Lied To Auditors
• Online Casanova Agrees To Pay $1.8M SEC Penalty
• NYC Man Pinched In $2.4M Forex Fraud Pleads Guilty
• Aviation Service Co. Owner Gets 18 Months In Bribery Case
• Judge Dumps Sempra Investor Suit Over Aliso Canyon Leak
• M&T Bank, Hudson City Beat Shareholder Suit Over $3.7B Deal
• Interdealer Broker To Pay SEC $2.5M Over Hidden Markups
• German Bank Unit's $40M MBS Claim Loses On All Fronts
• Judge Picks Receiver For Cos. Linked To $7.4M Chilean Fraud
• Alleged EB-5 Fraudster Asks To Swap Attys In $350M SEC Suit
• 7th Circ. Refuses To Block Order For 'Ariel' Name Change
• CFTC Appoints NY Fed. Prosecutor As Enforcement Chief
• UBS Units Urge 5th Circ. To Nix Suit Over Enron Knowledge
• Ex-Citibank Traders Hit With CFTC Fines Over Spoof Orders
• SEC Pauses 'Big Short' Adviser's Fine For Appeal
• PCAOB Sanctions Ex-Deloitte Brazil Execs Over Cover-Up
• 9th Circ. Says Convicted Fraudster Can't Get New Trial
• Device Maker Wins Toss Of Investors' Illegal Kickback Claims
• ZeekRewards Ponzi Promoter Settles With SEC For $79K
• Food Maker's Bogus Numbers Caused Stock Drop, Suit Says
• Pastor Duped Retirees Into Investing, SEC Claims
• Yahoo's Warning To GCs: Your Job Description Just Expanded
• Ruby Tuesday Settles Investor Class Action For $5M
• Senate Votes To Ax DOL Municipal Retirement Savings Rule
• Texas AG's Securities Fraud Trial Delayed, Will Be Moved
• Dean Foods Chair 'Impeached' In Walters Trial, Say Feds
• Ill. Court Sides With Gov't In EB-5 Residency Status Row
• SunEdison Creditors Blast $2.5B Yieldco Share Sale Plan
• CFTC Seeks $8M Against Pastor Who Defrauded Churchgoers
• Traders' Platinum And Palladium Antitrust Suit Trimmed
• 5 Ways IPO Prospects Can Boost Cybersecurity Readiness
• Bonanza Creek Noteholders Push For Ch. 11 Rights Offering
• DOL Fights Request To Halt Fiduciary Rule At 5th Circ.
• SEC Says Fla. Lottery Business Was $4.8M Stock Sale Fraud
• Ex-Bankrate Exec Facing Conspiracy, Fraud Charges
• Ex-Nomura Traders Want Tardy Evidence Nixed From Trial
• Clean Coal Biz, Ex-CFO Settle SEC Probe
• Ruling Will Come Soon On Paxton Trial Delay, Venue Change
• Swaps Buyers Fight To Keep Claims Broad In ISDAfix Suit
• OrderUp Delivered A Win In Securities Fraud Suit
• Sam Wyly Allowed To Pull Appeal Of $300M SEC Fraud Case
• Dems Say Piwowar Overstepping Authority At SEC
• GenVec Shareholders Sue Over Intrexon Merger
• Trinity Investor Sues Board Over Guardrail FCA Judgment
• Rosen Law Firm Evades Sanctions For Quick Cellceutix Suit
• Dodd-Frank Lets SEC Sue Over Int'l Schemes, Judge Says
• Duke Energy Investors Take Coal Ash Suit To Del. High Court
• Santander Settles Probe Of 'Predatory' Car Loans For $26M
• Boulder Brands Ducks Investor Suit On Product Shift, Demand
• Advocate For An Agency: Ex-FERC GC Cynthia Marlette
• Chinese Lender Says It Didn't Gloss Over Regulation Risks
• English High Court And Narrowing Scope Of Legal Privilege
• Balancing Activist Concessions With Shareholder Sentiment
• Plaintiffs Bar Perspective: Jonathan Gardner
• EU Shoots Down £24B LSE-Deutsche Börse Merger
• Signet Investors Say Brass Downplayed Sex Bias Arbitration
• Ex-Broker Tells Walters Jury Of Large, Risky Trades
• SEC Takes 2nd Shot At BankAtlantic CEO In Disclosure Suit
• Dewey Cooperator Says He Never Told CFO Of Fraud
• Clovis Investor Sues In Chancery Over Cancer Drug Trials
• Paxton Prosecutors Say AG Ally's Suits Reason To Move Trial
• Giuliani, Mukasey Add Firepower To Iran Sanction Defense
• Universal Health Boosted Stock Via Mismanagement: Suit
• MSRB Ad Rule Proposals Take Heat From Some Muni Advisers
• Regency Seeks 2nd Toss Of $11.2B Merger Challenge
• Foreign Shipping Co. Can't Escape US Tax On $3.6M
• SEC Denies 2nd Bitcoin ETF Application
• Deutsche Bank Unit Gets $150M Libor-Rigging Deal Approved
• NJ Trader Cops To Defrauding Investors With 'Tied Up' Funds
• Stock Promoter Can't Sue To Stop SEC Action, Judge Says
• RBS Objects To Direct Appeal In Madoff Clawback Fight
• Zohar Fund Seeks Del. Sanctions Over Tilton Proxy Claims
• Ex-Katten Atty Says Indictment In Shkreli Case Is 'Careless'
• McGuireWoods Adds Ex-Bank Of America, SEC Pro
• 9th Circ. Tosses Steve Wynn's FCPA Defamation Suit
• Minn. Cheesemaker Pays CFTC Fine Over Milk Futures
• 5th Circ. Upholds $3.4M Tax Bill After Subsidiary Sale
• Judge Lops $6M From Ex-Carrillo Huettel Partners' SEC Tab
• Ex-General Cable Execs Want SEC's Fraud Claims Nixed
• Investors Jumping The Gun With Judgment Bid, VW Says
• Senate Democrats Want Answers On Bharara's Firing
• Tri-Med Investors Seek Class Cert. For Law Firm Claims
• Attys Shed Claims In SEC Fraud Suit Against 'Stalker' CEO
• Aerospace Co. Sued Over Disclosures Ahead Of $190M Deal
• SEC Scrutiny Of Non-GAAP Disclosures Likely To Continue
• Silence May Not Be Golden For Cos. After High Court Review
• Attys Bungled Briefs In Fannie, Freddie Suit, DC Circ. Told
• SEC Beats Disabled Worker's Non-Accommodation Claims
• FINRA, Exchanges Say Lek Securities Fostered Fraud Account
• Zynga Stock Sale Suit Nets $10M Chancery Class Settlement
• Eletrobras Investors' Bribery Suit Survives Dismissal Bid
• Total Unit Escapes Traders' Market Manipulation Suit
• Dewey Finance Head OK'd Phony Accounting, Controller Says
• Paragon Offshore Shareholders Denied Committee In Ch. 11
• Pimco Strikes Deal With Gross In $200M 'Family' Ouster Row
• Salix To Pay $210M To Settle Stock Inflation Class Action
• 10th Circ. Urged To Stick With Ruling On SEC Judges
• Are Your In-House Lawyers Happy?
• Wal-Mart Fights Sanctions Bid In Mexican Bribes Docs Rift
• Southern Co. Investors Sue For Records On $7B Coal Plant
• Chicago Adviser's Assets Frozen In SEC Senior Fraud Case
• Mead Johnson Sued Over $17B Reckitt Benckiser Deal
• Chesapeake Can't Evade $439M Bond Bill, High Court Told
• Racetrack Exec Calls SEC's $8M Judgment Request Excessive
• Ex-Compliance Chief Cops To SEC's Brokerage Fraud Claims
• Tempur Sealy Hid Issues With Mattress Retailer, Investors Say
• Atty Says FBI Leaker Possibly Tainted Platinum Partners Case
• Ace Asks 2nd Circ. To Preserve Win Over Facebook IPO Deal
• 3 Things To Watch For As Congress Takes Up EB-5 Renewal
• High Court To Weigh Disclosure Duty In Leidos Investor Suit
• The Bumpy Road To Protection For Internal Whistleblowers
• Clayton SEC Is Well-Positioned To Scrap CAT
• Sidley, Deloitte Likely Still On Hook For $350M Ponzi Row
• Sanctions Warning Shadows Oxbow, Investor Doc Fights
• Big Banks Dodge Currency Buyers' Forex-Rigging Suit
• AK Steel, Managers Turn To 2 BigLaw Firms For Refinancing
• IRS, US Trustee Object To Fees In Wyly Bankruptcy
• Dewey Staffer Says She Didn't Think She Committed Crimes
• SunEdison Lenders Fight To Ax Fraudulent Transfer Suit
• Fla. Man Pays Nearly $3M Over Blank Check Co. Scheme
• 2nd Circ. Referees Fund Founder's Suit Against Prosecutors
• Bankrupt Studio Gets Nod For $4M Deal With Ex-Execs
• Vegas Man Can't Shake $1.5B Ponzi Scheme Charges
• Paragon Investors Rip Del. Ch. 11 Disclosure, Projections
• HK Investor Agrees To Freeze In DreamWorks Trading Case
• Tesla Investors Sue Elon Musk Over SolarCity Merger
• Fraud Claims Must Be Pulled After Smears In Pharma Co. Row
• Shareholders Hit PayPal Directors With Suit Over Venmo
• Piwowar Applauds Market Study, Plans Exchange Fees Pilot
• Broker Gets 90 Days In $131M ForceField Stock Pump Case
• SEC Wins Injunction In Calif. EB-5 Fraud Scheme Suit
• Fed, FDIC Seek Improvements In Northern Trust's Living Will
• A Straightforward Insider Trading Statute Is Overdue
• Google, NASA, Planes And A Stronger Legal Team
• USCIS Must Rethink Axing S. Dakota EB-5 Regional Center
• 5 Takeaways From Clayton's SEC Confirmation Hearing
• Chancery Says Release From Co. In Receivership Binding
• Split Del. High Court Upholds ETE's Williams Merger Exit
• Colo. Judge Says Oracle Workers' ERISA Suit Must Proceed
• Wal-Mart Bribe Plaintiff Sees Hope In Another's Evidence
• Ex-InterMune Exec Lied During SEC Trial, Judge Says
• Pillsbury Hires Ex-Greenberg Traurig Litigator In Calif.
• Trial In Biomedical Stock Scheme Delayed
• Dewey Finance Staffer Says She Cooked The Books
• Clayton Hit With Shareholder Suit Over $2.7B Noble Merger
• Former CFTC General Counsel Joins Skadden In DC
• Uber's Bid To Arbitrate Bogus Stock Promise Row Stalls
• Investors Hit Meat Processing Co. Over Bribery Concealment
• LendingClub Investors Can Proceed With Trimmed Stock Suit
• Del. Justices Uphold Chancery Toss Of $3B C&J Merger Suit
• Bernstein Litowitz Gets Lead Counsel In Del. InSys Suit
• Ex-UBS Exec Says FINRA Testimony Got Him Fired
• SEC Nets Insider Trading Settlement Over Merck Deal
• Judge Wary Of More Leeway To Sue Implant Sciences Lenders
• SEC Sues ZeekRewards Promoter Over Role In Ponzi Scheme
• Shareholder Seeks General Cable's Files On $82M Settlement
• FINRA, DTC Accused Of Sending $8M To Wrong Investors
• Nelson Mullins Adds Corporate Attorney In Atlanta
• IRS Calls $50M In Tax Assessments On Estate 'Protective'
• 2nd Circ. Looks Ready To Close Book On Newkirk And Maxim
• Chinese Co. Can't Force Arbitration In Failed IPO Fight
• 3 Face Wire Fraud Charges In $30M Stock Scheme
• NuVasive Investors Win Cert. In Kickback Class Action
• Madden Creates More Uncertainty For Marketplace Lenders
• 10 Tips For Better Legal Negotiations
• MF Global, PwC Settle $2B Malpractice Claim
• USCIS Rolls Out EB-5 Regional Center Audit Program
• Exxon Ordered To Turn Over Execs' Climate Change Docs
• Martha Stewart Suit May Yield New Case Law, Judge Says
• Dole, Execs Reach $74M Deal In Federal Shareholder Row
• $3B TelexFree Ponzi Scheme President Sentenced To 6 Years
• Consolidated Comm's Merger Vote Must Wait On More Info
• Walters Jury Hears 'Bat Phone' For Prostitutes, Not Trades
• VW, Ex-Exec Seek To Scrap Investor Claims In Emissions MDL
• Judge Nixes Gov't's 'Rough Justice' In 1MDB Forfeiture Case
• Nimble Storage Skimped On $1B HPE Merger Info, Suit Says
• Ex-MLBer Says Notes Show 'Sloppy' Insider Trading Probe
• Bipartisan Bill Would Make PCAOB Proceedings Public
• Tutor Looks To Keep $100M ARS Suit Alive
• SEC Shrinks Settlement Cycle For Securities Trades To 2 Days
• Ex-Pot Dispenser Exec Pays SEC $12M Over Fraudulent Sales
• Bank Deregulation Faces Long Odds, Hensarling Says
• Fund Sues For Biotech Royalty Biz Books To Aid Proxy Fight
• Zohar Funds Say Tilton 'Pillaged' Them, Can't Escape Suit
• Don't Stall CEO-Worker Pay Ratio Rule, Investors Tell SEC
• VimpelCom Investors Say Foreign Bribery Suit Has Mettle
• SEC Says Couple Blew Chance To Settle EB-5 Fraud Suit
• Biz Groups Urge 5th Circ. To Pause DOL Fiduciary Rule
• Financial Firm Slams Broker's Challenge To $20M Award
• Arrowhead Investors Ask 9th Circ. To Restore Drug Trial Suit
• Gray Matters: Decision Error
• Fair To Whom? Examining Delaware's Fair Summary Standard
• Royal Park Loses Cert. Bid In $3.1B Deutsche Bank RMBS Suit
• Don't Halt CEO Pay Ratio Disclosure Rule, Dem Sens. Tell SEC
• TransPerfect Co-CEO Says Forced Sale Is Unconstitutional
• Ernst & Young Must Face Marrone Bio Investor Claims: Judge
• Ex-Dean Foods Chair Lists Years Of Insider Tips To Gambler
• Ex-Dewey Atty Tells Jury Of $6.9M Fee Error On Firm's Books
• Commerzbank's $1B BNY Mellon RMBS Case Clears Hurdle
• Daimler Must Face Emissions Fraud Suit In US, Investors Say
• Northrop Settles ERISA Suit Over $10.5M In Fees Mid-Trial
• Investors Say Chemical Co. Didn't Disclose $2.8M Sale Delay
• Consolidated Comm Omitted Info On $1.5B Merger, Court Told
• Atty Can't Keep $5M From Alleged Ponzi Client, 9th Circ. Says
• MLP Agreement Lessons From Delaware High Court
• Scottsdale Urges Supreme Court To Revive FINRA Challenge
• Hong Kong Regulator To Ease Derivative Position Limits
• Canada Regulators Launch Climate Change Disclosure Review
• Bharara Will Take Post At NYU Law School
• BNY, Morgan Stanley End $81M Suit Over Mall Built On Dump
• FINRA Charges Clearing Firm Over Supervisory Failures
• PCAOB Fines Former PwC Brazil Partner Over Sara Lee Audit
• Levi Korsinsky Seeks Lead Role In Birth Control Investor Suit
• Law Schools And Law Firms: Seeking Common Ground
• SEC Judge Finds Atty Liable In Marijuana-Related Co.'s Fraud
• Hedge Fund Founder Calls SEC's Fraud Claims Deficient
• SEC Fights Atty's Bid to Toss $9.6M EB-5 Investor Suit
• Exec Orders, Personnel To Reform Bank Rules, VP Aide Says
• Sen. Brown Shoots Down Full-Scale Dodd-Frank Rewrite
• D&O Insurance And The Conduct Exclusion
• PwC Calls Jury Primer 'Finger On The Scale' In $2B Suit
• Wash. Adviser Who Hid Ponzi From SEC Cops 80-Month Plea
• Viacom Investors Reject Del. Redstone Damage Suit Attacks
• Dewey Execs Say State's Secrecy Warrants Dismissal
• Amtrust Hit With Investor Suit Over Financial Restatements
• Pa. Justices Urged To Revive Non-Atty's $1.5M Fee Claim
• Partisan Sparks Fly At Gorsuch Hearing's First Day
• Ariel Investments Competitor Wants Stay On Name Change
• Omega Advisors Founder Can't Ditch Insider Trading Claims
• High Court Won't Review Would-Be Whistleblower's Petition
• Urban Execs Sold Stock At Inflated Price, Investor Says
• Feds Indict Fugitive CEO, CFO For $426M Securities Scheme
• Feds Fight RE Investor's Bid For New Insider Trading Trial
• Broker Defends Ownership Of Junk Wells Fargo Mortgages
• Ballard Spahr Snags SEC Trial Counsel For White Collar Group
• Flower Co. FTD Misled Investors About $430M Deal, Suit Says
• Fiat Investors Seek Class Cert. In Emissions Cheating Suit
• Biz Groups Can't Block DOL Fiduciary Rule, Judge Says
• Clovis Oncology Stock-Drop Claims Still Fall Short, Court Told
• Ultratech Shareholders Sue To Block $815M Veeco Merger
• Why We Need The Fairness In Class Action Litigation Act
• The Corwin 'Cleansing' Continues
• Killing Class Actions Means Everybody Loses
• FINRA Tackles Senior Financial Exploitation
• Not From Around Here? Trying A Case As An Out-Of-Towner
• Ex-Sullivan Attys Ask SEC Nominee To Rebuke Travel Ban
• Pain Drug Co. Insys Faces Stock-Drop Suit After Audit News
• Investment Cos. Beat Shareholder Suit Over RE Securities
• Dewey's DiCarmine Not In On Accounting Fraud, Jury Hears
• Del. Justices Asked To Review AIB Bulgarian Bank Dispute
• 1 El Pollo Loco Insider Trading Claim Advances In Del.
• Bharara Said To Have Been Eyeing Stock Trades By HHS' Price
• DOL Gets Flood Of Letters On Fiduciary Rule Delay
• Brazil Industrial Giant Sued For Notes' Post-Scandal Nosedive
• Recent Merger Ruling Is Good For Massachusetts Directors
• Reed Smith Adds Hanson Bridgett Partner To SF Office
• Senior Regional Trial Attorney Leaves SEC
• Chamber Says Texas Judge Should Still Block Fiduciary Rule
• Stock Promoter To Pay $597K In Pump-And-Dump Suit
• Class Counsel Gets $167M In Fees In VW Emissions MDL
• Galena Lied About Illegal Fentanyl Marketing, Investor Says
• Chicago Trader Bilked Clients Out Of $1.5M, Gov't Says
• Tesla Nets $1.2B In Combined Debt, Stock To Fund Model 3
• SIFMA Applauds CFTC Changes To Record Keeping Rules
• Feds Seek 10 Years For CEO In $3B Ponzi, Rip 'Moral Failure'
• Avoiding Pitfalls Of Corp. Social Responsibility Statements
• SEC's Case Against Ex-BankAtlantic CEO Cleared For Trial
• TransPerfect Co-CEO's Mother Proposes To Break Deadlock
• Trump's Proposed DOJ Budget Could Cut Civil Rights Funding
• Dewey Defense Takes Aim At Cooperator's Plea Change
• The Firms That Handle The Most Securities Litigation
• Judge Says Jury In $2B PwC Malpractice Row 'Confused'
• Northrop Exec Pressed On $10.5M Expenses In ERISA Trial
• Caterpillar Hires Ex-US AG To Advise On Federal Probe
• Etsy Gets Toss Of IPO Securities Fraud Claims
• $855M Blount Merger Choice Proper, Del. High Court Told
• American Realty Investors Say Class Cert. Is Easy Call
• Louisville Bedding Investors Get Class Status In Del. Suit
• Avid's Bylaw Change Violates Delaware Law, Investor Says
• Investors Say VW's Admissions Of Guilt Are Proof Of Intent
• SDNY Judges Handle 1 In 4 Securities Cases, Data Show
• Lehman, Home Loan Bank Gear Up For $150M Swap Suit Trial
• Investor Sues Over Loan Supposedly Made To NFL Player
• Eaton Investors Fight To Keep $3B Suit Over Spinoff
• Myomo Seeks To Be 1st Reg A+ Co. To List On NYSE Venue
• Trump Spares Treasury Financial Crimes Units From Cuts
• Medtronic Investor Wants Full 8th Circ. To Rethink Case
• Female Lawyers Are Still Struggling To Land Lead MDL Roles
• SEC Enforcer Sees No Problem With Staff Subpoena Power
• Businessman Gets Nearly 20 Years For $14M Ponzi Scheme
• Making Sense Of Potential DOL Fiduciary Rule Challenges
• Plaintiffs Face Uphill Battle In Excessive-Fee Litigation
• For Caterpillar, Federal Raid May Mean More Than Tax Trouble
• Allergan Investors Win Cert. In Valeant Insider Trading Row
• 2nd Xencor Class Deal Seeks $2.4M To End Recap Fight
• Paxton Prosecutors, Defense Trade Barbs Over Trial Delay
• Ex-Oppenheimer Adviser Gets 6 Months For Insider Trading
• EB-5 Fraudster Bilked Foreign Investors Of $14.5M, SEC Says
• Goldman Tells 2nd Circ. Ethics Assurances Were Just Puffery
• Verizon Clinches $48M Coverage For Spinoff Fraud Suit
• Puma Biotech Investors Seek Class Cert. In Stock-Drop Case
• Equipment Lender Moves For Win In Fraudulent Lease Suit
• PwC Fails To Kill MF Global's 'New Theory' In $2B Trial
• Madoff Trustee Wants Transfer Clawback Fight In 2nd Circ.
• China, Hong Kong Plan To Link Bond Markets
• FINRA Appoints Ex-SEC Deputy Chief As Senior Adviser
• Investors Sue MoneyGram Over $880M Alibaba Unit Merger
• Gilead Beats $50M Drug Bonus Call In Del. Chancery Ruling
• CFTC Chair Nominee Urges Scaling Back 'Flawed' Regs
• Guard For Heinz Exec Stole Info On $28B Deal, SEC Says
• SEC Says Adviser Misled NFL Players On Unregistered Stocks
• Chinese Automaker Sued By Investors Over Reporting Mishap
• Ex-Hunton Patent Atty Convicted Of Insider Trading
• Ex-Stanford Workers Blast 5th Circ. Arbitration 'Error'
• Biotech Co. Sued Over Stock Drop After Bad Clinical News
• Wells, Deutsche Bank, RBS To Pay $165M In NovaStar Deal
• My Strangest Day In Court: Hitting A Curveball
• Considerations For Exhibit Hyperlinks In SEC Filings
• Plaintiffs Bar Perspective: Hausfeld's Timothy Kearns
• Trump Taps Sullivan, Proskauer, Greenberg Attys For Posts
• Early Candidates For Manhattan's Next Top Cop
• Shareholder Accuses TD Bank Of False SEC Filings
• Jefferies Seeks End To FINRA Arbitration Over Biotech Stock
• Salesman With Ties To $28M Scheme Gets Sentence Cut
• Fla. Firm Seeks Media Co. Records In Del. Stock Dispute
• Constellis Employees Win $30M In ERISA Suit
• New Plan To Split Banks Could Gain Traction Under Trump
• Chicago Firm, Attys Still On The Hook In Malpractice Suit
• Patriot National Sued Over Rejected $475M Takeover
• Stifel Nicolaus Pays SEC Fine For Wrap Fee Program Failures
• Class Lawyers Seek $395K Fee In Paylocity Fee-Shift Suit
• Wells Fargo Yielded Verdict's Preclusion Of Fiduciary Claims
• B&W's Renewable Struggles Tanked Stock, Investors Say
• Tile Importer Says Stock-Drop Settlement Is Covered
• SIFMA Backs DOL's Fiduciary Rule Delay
• FINRA Tosses Insider Trading Charges Against Trader
• MassMutual To Pay $37.5M To End Policyholder Dividends Suit
• Olshan Frome Lands Ellenoff Grossman Securities Partner
• MaxPoint Fights Reconsideration Bid In IPO Disclosures Suit
• Wynn's FCPA Defamation Suit Faces Skeptical 9th Circ.
• Gerova CEO Has Dementia, Seeks Mercy; Feds Want 14 Years
• Wells Fargo Says Broker May Not Own Securities In Suit
• Ex-Barclays Boss Tells Jury He Had 'No Idea' About Libor Rig
• Valeant Libido Drug Sales Claims Cut In Half
• Shareholder Wants Freeze On Allergan's CoolSculpting Deal
• SEC Says Lack Of False Statements Doesn't Negate Fraud
• VW Bondholders Say Emissions Suit Has Legs
• PNC Liable For Couple's $70M Ponzi Scheme, 6th Circ. Hears
• Shareholder Can't Sue Texas Ticket Exec In Ill., Judge Says
• SEC Urges 10th Circ. To Reconsider ALJ Decision
• Too Late For PwC To Object To 'New' Theory, MF Global Says
• Facing Judgment For The Securities Law Violation Of Another
• 9th Circ. Widens Split Over Dodd-Frank Whistleblowers
• Beware Intended Consequences Of Class Action Reform, Too
• How The Most Profitable Law Firms Structure Their C-Suites
• Texas AG Paxton Slams Bid To Pause Securities Trial
• Will SDNY's Independent Streak Falter Without Bharara?
• Ex-Hunton Atty's Tip Not Enough To Trade On, Jury Told
• PwC Wants New Theory Out Of $2B Malpractice Battle
• Nursing Home Bond Buyers Say Bank Didn't Oversee $250M
• Indicted State Street Execs Point To Bank's Forex Woes
• Accountant Gets 5 Years For $1.5M Ponzi Scheme
• Dewey Witness Says CFO Was In On Accounting Fraud
• Banks Ask 2nd Circ. To Keep ERISA Forex-Rigging Suit Dead
• 2nd Circ. Says Carrington Breached Recession-Era Contract
• Starr Must Cover Costs Of Govt. Probes, Reinsurer Says
• CVB's $6.2M Deal Ending Investor Class Action Gets OK'd
• Bond Insurers Chide JPMorgan At Kickoff Of RMBS Trial
• Wal-Mart Investors Seek Sanctions In Mexico Bribe Case
• Wendy's Execs Want Customer Data Breach Suit Tossed
• Class Attorneys Propose $5.9M Fee In $27M Duke Suit Deal
• Investors Hit Western Union Again Over Fraud Compliance
• PE-Backed Issuers Prime Secondary Deals Totaling $208M
• LRR Energy Can't Dodge Suit Over $539M Sale To Vanguard
• Koch's Oxbow Ordered To Supply Some Records In Sale Fight
• Northrop Execs' DQ Bid In ERISA Case Called 'Hail Mary'
• Legal Tech Download: Dentons' RegTech, LawGeex Funders
• Iowa Rep. Introduces Bill To End EB-5 Visa Program
• Ex-Jefferies Trader Can't Ditch Sole Guilty Count, Feds Say
• Schwab Says Securities Routing Suit Lacks Fraud, Injury
• L3 $34.5M Investor Suit Settlement Gets Preliminary OK
• Biz Groups Seek Emergency Stay On DOL Fiduciary Rule
• Investors Say Starbucks Must Face Suit Over EU Taxes
• The PSLRA: A View From The Plaintiffs Bar
• Evaluating SEC Plan For New Municipal Issuer Disclosures
• Settlement Strategy: What Does The Client Really Want?
• Trump's Prosecutor Purge Stokes DOJ Strife
• How Preet Bharara Made A Name For Himself
• Bharara Fired After Refusing To Resign
• Big Banks Dodge Investors' Rate-Rigging Claims
• Star Dewey Cooperator Tells Of 'Master Plan' To Con Banks
• Dems See Links Between Trump, Deutsche Bank Russia Probe
• Corzine Takes A Few Hits In $2B PwC Malpractice Scrap
• SEC Denies Winklevoss Twins' Bitcoin ETF Application
• Madoff Investors Urge 2nd Circ. To Rework $655M Settlement
• Judge Nixes UN Bribery Suspect's Bid To Block Key Evidence
• House Dems Urge Fed To Move Forward With Bank Rules
• SEC Judge Won't Stay Tilton Case For Iffy High Court Battle
• AbbVie Must Face Investors' Suit Over Failed $55B Merger
• Sessions Asks Obama's 46 Remaining US Attys To Resign
• JPMorgan, Others See 6 Months Of Rate-Rigging Claims Cut
• Costa Rica Wins Shareholder Dispute Over Fixed Gas Prices
• Banned Adviser Urges DC Circ. To Upend Past Ruling On ALJs
• Jury Sides With Health Care CEO In Merger Spat
• Ex-Vanguard Atty Says Dodd-Frank Ruling Backs Revival Bid
• MF Global-PwC Fight Could Set Troublesome Precedent
• SEC Urges 2nd Circ. To Affirm $1M Insider Trading Fine
• SEC Enforcement By The Numbers, And The End Of An Era
• Uptick In Coordinated US-Brazil Anti-Corruption Enforcement
• In The Associate Lateral Market, All Law Firms Are Not Equal
• DOJ To Continue FCPA Pilot Program While Reviewing Results
• Corzine Stands By Bond Bet Prior To MF Global's Collapse
• Ex-MLB Player Gamed $1.3M From CEO Pal's Tips, Jury Hears
• Paxton Prosecutors Want To Postpone Trial Till They're Paid
• Coin.mx Tech Guru, Pastor Had 'Corrupt Intent,' Feds Say
• 10th Circ. OKs Deal Blocking Investor Suits Over $24M Fraud
• State's Top Dewey Witness Takes Stand, Cops to Crimes
• Ex-Hunton Lawyer In Tears As Judge Refuses To Nix Charges
• Bonanza Creek Equity Holders Tear Into Ch. 11 Plan
• Immunomedics Transaction Halted By VenBio Challenge
• Shareholder Sues Semiconductor Firm Over $250M Merger
• Banks' Hopes For Quick Reg Relief Fade Amid Policy Battles
• Ex-Rabobank Trader Gets Time Served Over Libor Rigging
• FINRA Proposes Opening Exams To Public
• Some Shareholder Claims Against Health Care Co. Nixed
• Schorsch, Others Sued Over $1.4B RCS Capital Ch. 11
• Reflections From A Mock Trial
• Voya Pays $3M SEC Fine Over Conflicted Revenue Agreement
• Atty Convicted In NFLer's Stock Scheme Wins Coverage
• Assessing The Prospect Of A Bitcoin ETF As Deadline Looms
• Del. Court Tosses Bid To Rework TransPerfect Sale Order
• 8th Circ. Says Court Mistook Its 401(k) Damages Suggestion
• SEC Should Bar No-Vote Share Structures, Committee Told
• JC Penney Investor Class Certified Despite Retailer's Protests
• Judge Tosses Long-Fought BP Employee ERISA Suit
• Chadbourne Says Stanford Receiver Deal Nixes Investor Suit
• Ex-Broker Tells Of Cover-Up Over Ex-Hunton Atty's Inside Tip
• Piwowar's Push For Accredited Investor Revamp Stirs Debate
• 4 Things To Know About Trump's Pick For Solicitor General
• MF Global Expert Relied On Old Rule In $2B PwC Fight
• Chipotle Foodborne Illness Shareholder Suit Gets Tossed
• EB-5 Receiver's $3M Building Plans OK'd In SEC Row
• SEC Nominee Clayton's Ethics Filings Show Possible Conflicts
• Pharma Co. Hit With Investor Suit Over Freeze Of Drug Study
• Wyly Children Seek To Shield Trust From $1B IRS Claim
• Platinum Partners Exec Hit With Injunction In $1B Fraud Suit
• Jackson Walker Adds IP, Securities Pros In 2 Texas Offices
• Investors Fight Deutsche Bank Toss Bid in Russian Trade Row
• 9th Circ. Says Dodd-Frank Protects Non-SEC Whistleblowers
• NantHealth Sued After News Report Leads To Stock Drop
• 'Big Short' Adviser Brings ALJ Challenge To DC Circ.
• UN Bribery Suspect Blasts Feds Over Discovery Timeline
• Eliminating The Accredited Investor Concept Is Problematic
• Assessing Likelihood Of Survival For SEC Pay Ratio Rule
• MetLife Faces $6.2M In Atty Fees Over Ponzi Scheme Ruling
• Ybrant Defeats Creditor's Bid To Ax Ch. 11 Case
• Bharara Snags 1st Muni Bond Securities Fraud Conviction
• Ex-BigLaw Atty's Pfizer Tip Shared Among Friends, Jury Told
• Dewey Star Cooperator Set To Take Stand At Fraud Retrial
• Hypori Investor Demands Access To Books And Records
• 2nd Circ. Tolling Ruling Strains Courts, CalPERS Tells Justices
• MF Global Tells Jury $2B PwC Botch Killed The Company
• Ranbaxy Ex-Owners Must Hand Over Asset Info In Award Row
• SEC Partly Settles With Texan In Fake Investment Pitch Case
• Williams Seeks Chancery Tax Doc Order In ETE Merger Fight
• Investors Say AOL Undervalued By $1.6B In Verizon Buyout
• Rail Carrier Coerced Into 'Exorbitant' Rental Deal, Suit Says
• CFTC Tells 11th Circ. That Metals Traders Duped Investors
• Shkreli, Ex-Katten Atty Should Not Split Trial, Feds Say
• Tilton, Patriarch Partners Seek To End Zohar Funds' Suit
• Chancery Tosses Challenge To $13B TransCanada Merger Deal
• Madoff Investors' $65B Suit Against Picower Tossed In NY
• Continuum Energy Member Says Co-Founder Stole Tech