Securities Archive » April, 2017

Securities - April, 2017

500 articles

• In Congress: Stopgap Funding, Jay Clayton, North Korea
• Home Depot Settles Investor Suit Over Data Breach
• Delfasco Can't Buy Bankrupt Conco Until 2019, 6th Circ. Says
• Seller In Stock Row Slams $20M Award In Federal Court
• US Investors In Chinese Online Lender Fight To Preserve Suit
• Brazilian Fund Intermediary Wants $3.6M Award Confirmed
• Retrophin Waived Privilege Over Atty Docs, Shkreli Says
• SEC Seeks $363K Secretly Owned By Jailed Fund Manager
• Flawed Analyses Undermine Gold Price-Fixing Suit, Banks Say
• 4th Circ. OKs RJ Reynolds' Win In $50M ERISA Suit
• FINRA Charges Broker Over Misleading Offering Docs
• Banking Giants Hit With Indirect Investors' Forex Rig Suit
• Paragon Offshore Pitches Another Ch. 11 Disclosure In Del.
• Idaho Man To Pay Feds $8M For EB-5 Investment Fraud
• Some Expert Testimony Allowed In SEC Funds Transfers Suit
• Delivery Agent Unsecured Creditors Seek To Probe Top Execs
• SEC Says Jail Could Still Prompt Kapur To Cough Up $2.2M
• Friedman Kaplan Adds Ex-Prosecutor To White Collar Group
• Ex-CFO 'Has No Remorse' For $300M Ponzi Scheme, Feds Say
• Dewey Execs' Fraud Prompted By 7-Figure Pay, State Says
• SAC Trader Says 1st Circ. Upheld Newman After Salman
• SEC Charges Army Contractor Execs For Accounting Failures
• Arconic Denies Manipulating Election, Stands By Disclosure
• Galena Biopharma Investor Claims Stock Votes Miscounted
• 2nd Circ. May Clarify 5th Amendment Issue In Libor Case
• Tech Co. Dodges Stock Drop Case, But Investors Get 2nd Try
• Dems Blast House GOP Dodd-Frank Rollback Efforts
• Hertz Beats Shareholder Class Action Again
• The Mediator's Proposal As A Tool For Litigants
• Unocal Uncertainty, Other Takeaways From Paramount Gold
• Nomura Trader Seeks Split From Conspirators In RMBS Case
• Basho Suit Stays On Course Despite Defense Counsel Chaos
• Fannie Investors Can't Revive Suit Against Deloitte
• Feds Deny Responsibility For Platinum Partners Jury Leak
• Dewey Defense Says Execs Were Trying To Save Failing Firm
• Giuliani, Mukasey Not On Legal Team, Turkey Banker Says
• ITG Can't Duck Fraud Suit Over 'Project Omega' Trading
• Investors Want Venture Funds Kept Out Of Theranos Suit
• Broker Settles SEC Charges Over Short-Selling Violations
• NY Law Sinks RICO Claims In Appeal In Hedge Fund Suit
• SEC Denied Quick Win Against F-Squared's Ex-CEO
• Singapore Rate-Rigging Suit Sent Back To Drawing Board
• NuVasive Denied Stay Of Investor Suit Over Kickback Scheme
• Ocwen Hit With Another Investor Suit After CFPB Action
• Dems Knock Piwowar Over Conflict Minerals Move
• Imprisoned Real Estate Schemer Agrees To SEC Industry Bar
• 7th Circ. Backs 6-Year Sentence For Stock Fraudster
• Surge Of Blank Check Cos. To Oil Patch Won't Last
• 100 Days Of FCPA Under Trump: 10 Takeaways
• Expectations After The Trump Administration's First 100 Days
• JPMorgan Accused Of 'Eye-Popping' Mutual Fund Fees
• Investors Fight SEC Receiver Bid To Beat Case Without Trial
• Investors Say Ambac Can't Shed Puerto Rican Bonds Suit
• High Court Asked To Review Dodd-Frank Whistleblower Rule
• South Korea Fines Novartis $48M Over Bribes To Doctors
• KiOR Investors Seek OK For $4.5M Stock-Drop Deal
• SEC Says Ex-General Cable Execs Must Face Fraud Claims
• Investors Challenge $630M Harland Clarke, RetailMeNot Deal
• Stock Drop Not Caused By Misrepresentations, Fitbit Says
• FINRA's Foray Into Insider Trading
• BlackRock Tries To Nix Class Action Over Traded-Fund Risks
• TransPerfect Co-Founder Seeks Sanctions For Rival's Mother
• Dodd-Frank Rewrite Makes Minor Tweaks To Capital-Raising
• 2nd Circ. Affirms Call To Toss Ship Investor's Derivative Suit
• NY Judge Pauses SEC's 'Hamilton' Ponzi Case
• 2nd Circ. Axes First Bank's 2nd Shot At $62M Lehman Claim
• Good Tech Investors Seek Class Cert. In $425M Merger Fight
• Feds, Ex-MLB Star Clash Over Insider Trading Jury Instructions
• Shkreli Lobs Password-Cracking Allegation At Retrophin
• Ex-RMBS Trader Jesse Litvak Again Sentenced To 2 Years
• Broker Used Clients' Savings On Volatile Trades, SEC Says
• The Challenges For CEA Price Manipulation Plaintiffs
• Thinking Fast And Slow About Class Action Reform
• Billionaire Can't Dodge Indictment In UN Bribery Case
• JPMorgan Sheds Claims It Aided Madoff At 2nd Circ.
• House Dems Seek To Slow GOP Dodd-Frank Repeal
• FINRA, DTC Want Suit Over Bankruptcy Distribution Killed
• Rent-A-Center Moves To Nix Shareholder Poison Pill Suit
• SEC Won't Rethink 'Financial Myth Buster's' Industry Ban
• UBS Can't Dodge Ex-Mortgage Analyst's Whistleblower Suit
• BlackRock Pays $1.5M Over Russian ETF Violations
• Packaging Co. Settles Investor Suit Over $2.3B WestRock Deal
• The 9-Year Winning Streak Of Virginia 'Rocket Docket'
• DA Failed To Pin Fraud On Dewey's DiCarmine, Jury Hears
• Citibank Defends Trade Valuations To Open $2B Lehman Suit
• Calif. Broker Gets 6 Months In Pump-And-Dump Scheme
• Southern Co. Investors Seek Board Shift Amid Project Woes
• Ex-Merrill Lynch Adviser Cops To Stealing $1M From Clients
• CFTC Says Trade Advisers Can Use 3rd-Party Recordkeepers
• House GOP's Dodd-Frank Overhaul Could Muzzle Regulators
• Expedia Tech Guy Who Traded On Hacked Emails Sentenced
• Swaps Buyers Say Morgan Stanley Slow-Walking ISDAfix Docs
• SEC Hands Nearly $4M Award To Whistleblower
• Ex-Hunton Atty Seeks Retrial After Insider Trading Conviction
• Stock Is Taxable Despite Transactions, Tax Court Says
• Biotech Investors Seek Ruling On Jefferies Arbitration Fight
• Ex-Pa. Judicial Ethics Panelist Gets 6½ Years In $3M Fraud
• Texas AG Paxton Asks Harris County Directly For New Judge
• SEC Says Del. Man Ran $1.7M Mortgage Investment Scheme
• Ex-Cay Clubs CFO Seeks Leniency In $300M Ponzi Sentence
• SEC Wants Default Judgment Over $4.8M Stock Sale Fraud
• Air Methods Investors Seek Appraisial After $2.5B Deal
• Wells Fargo Board Re-Elected Despite Shareholder Anger
• Feds Must Name Co-Conspirators In Nomura RMBS Case
• S&P Global, Wells Fargo Sued Over Life Settlements
• FTC Slams Atty's Bid To End Foreclosure Scam Injunction
• What Act 170 Means For Shareholder Litigation In Pa.
• Examining FINRA Plan To Liberalize Advertising Rules
• Let's Talk About Half-Hearted Innovation
• Congress Tells SEC To Rein Itself In With CHOICE Act 2.0
• Portfolio Manager Cops To Fraud In $1.9M Trading Scheme
• Nomura Risk Management VP Charged With Insider Trading
• MetLife Wants SIFI Appeal Paused Amid Trump Order
• NY High Court Takes Up Goldman Code Theft Case
• Judge Seeks Info On Giuliani, Mukasey In Sanctions Case
• Sessions Says DOJ Won't Forsake White Collar Enforcement
• Master Rejects UBS Bid To Ax Some US Bank Loan Claims
• Wells Fargo Ditches Restrictions Over 'Living Will' Issues
• Dewey Execs Pin Hopes On Undermining State's Case
• 2nd Circ. Remands Convicted Fraudster's 20-Year Sentence
• A Closer Look At Financial CHOICE Act 2.0
• Will Corporate Monitor Reports Become Public?
• 10 Tips For Creating Winning Trial Visuals
• 5th Circ. Backs Dismissal Of ATP Investor Suit
• Thompson Hine Snags 2 Insurance Specialists
• Ex-Hungarian Telecom Execs Settle SEC's Bribery Claims
• Ex-Disney Workers' ERISA Suit Over Valeant Shares Gets Boot
• Tilton's ALJ Fight 'Misses The Mark,' SEC Tells High Court
• 5th Circ. Largely Sides With SEC In Life Partners Appeal
• High Court Won't Hear Microcap Dealer's FINRA Challenge
• British Taxpayers Recoup $26B Spent On Lloyds Bailout
• 'Hamilton' Ponzi Case Target Fights Requirement To File Reply
• High Court Won't Review Chesapeake's $438M Bond Bill
• Duane Morris Lands Corporate Partner From Pepper Hamilton
• NuVasive Investors Slam Bid To Pause Kickback Class Action
• Counsel To Counsel: Insights From Law Firm GCs
• Franklin Stock Heir's Suit Over $100M In Lost Shares Nixed
• Top Securities Plaintiffs' Firms Brought In $7.23B In 2016
• Feds Face Long Odds For Giuliani DQ In Gold Trader's Case
• First Phase Of Lynn Tilton Chancery Trial Wraps
• More Details Out In Del. Bid To Stop Theranos Share Swap
• $50M Howard Hughes CEO Share Warrant Sparks Lawsuit
• Korean Co. Loses Bid For Arbitration In Resort Sale Dispute
• Dewey Prosecution Rests In Retrial, Defense Plans Unclear
• Grassley Probes FBI's EB-5 Fraud Allegations
• Lifelock Investors Take FTC Compliance Suit To 9th Circ.
• Jones Day Adds Ex-Bracewell Capital Markets Atty In Houston
• HK Investor Wants Out Of DreamWorks Insider Trading Case
• Baker McKenzie Leads Cruise Port Operator In $250M LSE IPO
• Man Who Ran Precious Metals Ponzi Scheme Must Pay $17M
• Ocwen Investors Sue Over 54% Stock Dive After CFPB Case
• TransPerfect Shareholder Seeks Meeting To Expand Board
• Cosi Fights Over $2M In Shareholder Claims In Ch. 11
• CFTC's 'Hail Mary' Contempt Bid Warrants Sanction, CEO Says
• Couple Must Repay $27M In EB-5 Cancer Center Fraud Scam
• Securities Broker GTS Agrees To Injunction In $13M Suit
• Ex-CEO To Pay $1.3M Over E-Commerce Investment Scheme
• SEC Enforcement Actions Data Show Priorities Shift
• Trump Orders Review Of 2 Key Dodd-Frank Powers
• Trading Co. Wins Transfer Of $20M Arbitration Row To Calif.
• In Support Of Delaware's Merger Litigation Jurisprudence
• Gray Matters: The Attorney-Client Team
• Harvey Keitel Loses 2nd Shot At $1.5M ETrade Ad-Deal Suit
• Dewey Execs Rip Absent Chair, Demand MIA Witness Charge
• Redstones Again Seek Chancery Toss Of Viacom Class Suit
• ForceField CEO Cooperating In $131M Securities Fraud Trail
• Lynn Tilton Takes Stand At Chancery Zohar Trial
• SEC Issues Fewer IPO Comments As Process Streamlines
• Investors Rip Wells Fargo Doc Request In $1.2B MBS Suit
• In EB-5 Rule Feedback, Higher Investments Spark Outcry
• Deutsche To Pay Fed $157M For Forex, Volcker Violations
• Renewable Energy Co. Misled Over 2016 Revenues, Suit Says
• Bankruptcy Judge Turns Down SunEdison Discovery Bid
• Justices Skeptical Of SEC Disgorgement Without Time Limits
• Investment Adviser Gets Probation For Obstructing SEC
• Texas Businessman Cuts Deal With SEC Over Oil Well Funds
• Baker Donelson Adds Energy Litigator To Houston Office
• SEC Says 'Hamilton' Ponzi Schemer's Stay Bid Overreaches
• Giuliani Working On Deal With Turkey In Gold Trader's Case
• Nimble's SEC Update Moots Suit, But Not Fees, Investor Says
• Hain Celestial Investors Launch $1.4B Stock-Drop Suit
• SEC Says Cos. Can't Escape EB-5 Fraud Scheme Suit
• Chicago Trader Admits To Conning Investors Out Of $1.6M
• Counsel To Counsel: Mama Said There'll Be Days Like This
• Litigation Finance, Big Data And The Limits Of AI
• Broker Must Cough Up Commissions On Ponzi Sales
• Interest Group Seeks To Revive Risk Retention Rule Dispute
• Fed's New Regulatory Chief Wants To Streamline Rules
• High Speed Trader Virtu Expands Reach With $1.4B KCG Buy
• Directors Used 'Fake News' To Rig Board Election, Suit Says
• SEC Suits Over Cyber Reporting Could Be On Horizon
• High Court Hat Trick: Jenner Atty Appears 3 Times In A Month
• Textualism Takes Center Stage In CalPERS V. ANZ Securities
• Galleon Founder Took Millions Amid Firm Turmoil, Suit Says
• CFTC Sues Bankrupt Calif. 'Hedge Fund' That Took $1.7M
• Bunge Agrees To Turn Over Trading Info In Kraft Wheat Row
• FirstBank Takes 2nd Shot In 2nd Circ. In $62M Lehman Claim
• Chancery Denies New Stay Bid As Tilton Trial Kicks Off
• SunEdison Yieldco Deal Allocation Spat Heads To Mediation
• Indirect Share Purchasers Cleared To Sue Theranos
• Commerzbank Says BNY Mellon Rightly Can't Nix RMBS Row
• Hypori Attacks Investor's Chancery Court Records Demand
• Celadon Overstated JV Share, Hid SEC Probe, Suit Says
• BioScrip Investors Lose Suit After Targeting Different Board
• Mexico Antitrust Watchdog Opens Probe Over Gov't Bonds
• GOP Rep. Reveals Updated Version Of Dodd-Frank Rewrite
• Ex-CEO Of IPayment Settles Chancery Dispute With Board
• Ex-Navistar CEO Says Answer To SEC Suit Was Sufficient
• 7th Circ. Skeptical Of 'Little Madoff' Try For Resentencing
• SEC Says NY Adviser Inflated Assets To Attract Clients
• Harman Int'l Settles Stock Drop Saga For $28.3M
• Shkreli, Ex-Katten Atty Get Fraud Trials Severed
• Ex-NFLer Settles $1M Fraud Suit In NJ Against Ala. Atty
• Committee Urges SEC To Stimulate Declining US IPO Market
• Ex-Chimera Exec Pleads Guilty In Stock Inflation Scheme
• Insurers Hit American Realty With Stock-Drop Suit
• Plaintiffs Bar Perspective: Robbins Geller's Tor Gronborg
• Big Stakes In High Court's Securities Fraud Omissions Case
• Counsel To Counsel: A Law Firm GC's Data Protection Duties
• SAC Capital Blasts Elan Investor's Award Bid In $135M Deal
• Insurers Dealt Loss In $140M Bear Stearns Settlement Fight
• Justices Mull Definition Of SEC's Disgorgement
• Trial Begins In Hedge Fund's Drawn-Out $300M Barclays Fight
• SEC In-House Court Challenger Beats Insider Trading Case
• Lloyds Can't Reverse Coverage Of Arbitration, 10th Circ. Says
• Marijuana Co. Reports Were Smoke And Mirrors, Judge Says
• Del. Chancery Rejects Bid To Halt Lynn Tilton-Zohar Trial
• Ex-Madoff Investor Loses Bank Records Appeal
• 2nd Circ. Pushed To Revive Claims JPMorgan Aided Madoff
• MF Global, Insurers Nudged To Mediate Contract Dispute
• Litvak Can't Get Conviction Thrown Out, Will Be Sentenced
• Criminal Forfeitures Not Tax-Deductible, US Tells Justices
• Exar Shareholders Fight Chipmaker MaxLinear's $662M Offer
• Barrack Rodos Defends Move To Ax Illegal Fee-Sharing Deal
• 14 States Ask DC Court To Uphold Trump's 2-For-1 Order
• 3 Areas Where International Arbitration Could Be Used More
• Citigroup, JPMorgan Win Bid To Trim Euribor Antitrust Claims
• Chamber Backs Fiduciary Rule Delay But NY AG Doesn't
• Health Care CEO Fights New Trial Bid In Merger Dispute
• Ex-MLB Player Says Limit Insider Trading Trial Instruction
• Trader Brings ALJ Challenge To 2nd Circ. In Likely First
• NY Settles With Ala. Firm For $40M In Biggest Tax Recovery
• SEC Provides Offshore Feeder Relief, But Challenges Remain
• Genworth Investors Vie To Lead Fight Over $2.7B Merger
• Qualcomm Says It Made Efforts To Comply With FCPA
• NuVasive Seeks Stay In Investor Suit Amid Class Cert. Appeal
• Chilean Co. Receiver Fights Forced Bankruptcy In $7.4M Fraud
• Counsel To Counsel: Evaluating Positional Conflicts
• Chancery Allows Ex-Cypress CEO To Access Books, Records
• Judge Delays Cert. In Silver Co. Investors' Tax Fraud Suit
• Employees Win Cert. In JPMorgan ERISA Management Suit
• Ex-JPMorgan Analyst Cleared Of Deadlocked Tips Counts
• Justices Weigh Definition Of 'Action' In Securities Cases
• ODN Stock Redemptions Suit Survives Largely Intact
• Cay Clubs Ex-CFO Slams Sentencing Suggestions
• SECfile.com Doesn't Infringe SEC's Trademark, Securex Says
• Chau, SEC Spar On Penalties While DC Circ. Weighs ALJs
• Jay Peak Receiver Eyes Changes To EB-5's Fraud Provisions
• SEC Disgorgement Could Face Tough Crowd At High Court
• Windstream Investor Class Takes Hold In REIT Damages Case
• Former Senior Fed. Prosecutor Joins Levine Lee In NY
• Assistant Trader, CFTC Reach Settlement Over False Reports
• Investors In Energy Co. Seek Approval Of $1.5M Settlement
• The 1st Case To Decline Corwin 'Cleansing'
• Counsel To Counsel: 5 Challenges For A Law Firm GC
• WellCare Execs To Pay $26M Over Medicaid Fraud
• Evaluating FCPA Pilot Program
• MF Global Seeks $1.8M In Fees For Insurers' Bermuda Action
• Feds Say Litvak's Brag Of 'Victory' Shows 2 Years Not Enough
• Texas AG Paxton Can't Swap Judges In Securities Fraud Trial
• Atty Pays FTC $1.9M To End Foreclosure Scam Suit
• China Regulator Presses Exchanges To Maintain Market Order
• Drug Co. Investors Seek OK For Early $3.8M Settlement
• Judge Imposes $2.6B FCPA Fine On Odebrecht
• Railroad Shipper Fights Feds On Pausing SEC Suit
• Biotech Investors Fortify Jefferies Arbitration Battle
• Gorsuch Could Take Strict View Of Securities Law Time Limit
• Stock Heir Sues For Reissuance Of 2.5M Lost Shares
• 3rd Circ. Backs 12-Year Sentence In Oil Investment Scheme
• Philly Atty, Ex-Broker, AML Pro, CEO Charged With $2M Fraud
• Wal-Mart Fights Investor Bid For Privileged Corruption Docs
• Groups Push Senate On Broad Financial Regulatory Changes
• HK Watchdog Fines Investment Firm For AML Breaches
• Lion Biotech Investors Sue Co. In Wake Of SEC Crackdown
• Greenberg Nabs Former BofA Merrill Lynch Director
• Adviser Urges 10th Circ. To Allow Fight Over SEC Courts
• SEC Seeks Quick Win In Suit Against F-Squared CEO
• Evaluating FCPA Pilot Program: Lessons And Expectations
• GoPro Says Investors' Drone Recall Suit Relies On Hindsight
• Cigna's Regulatory Talk Was More Than Puffery, Investors Say
• Hedge Fund Adviser Ordered To Pay $27M For Ponzi Scheme
• SEC Sniffs Out $1M Of Shady General Communication Trades
• The Complexities Of Winding Down A Hedge Fund
• Lawyers In Flow: Get Out Of Your Head And Into Your Case
• Racetrack Exec's Fraud Judgment Falls Short Of SEC's Target
• DOJ Hits Another Fintech Engineer With Code Theft Charges
• Chancery Grants Law Prof Fees In Dropped PMFG Deal Case
• Trump Signs Repeal Of DOL Municipal Retirement Plan Rules
• Raymond James To Pay Investors $150M Over Jay Peak Fraud
• SunEdison, Yieldcos Blasted For Discovery Bid In Ch. 11
• Feds Say Real Estate Co.'s $9M Fraud Took In Police Fund
• Gospel Star's Atty Didn't Force Plea Deal, Judge Rules
• Chancery Tosses Challenge To Paramount Gold-Coeur Deal
• Ex-Nomura MBS Traders Split On Bringing Up Internal Review
• Former EDNY Securities Fraud Chief Joins Debevoise
• Royal Park's $3.7B RMBS Cases Tossed Over Standing Flub
• Ex-Atty Gets 3 Years For Posing As Securities Pro
• Firm Settles FINRA Claims Over Improper Transfer Controls
• Judge Adopts Fresh Findings Against Kapur In Contempt Saga
• Judge To Reconsider Whether Wells Fargo Waived Preclusion
• Utah Court Bites Bullet With Dodd-Frank Jurisdiction Ruling
• SeaWorld Blasts Investor Discovery Bid In 'Blackfish' Row
• Nimble Storage Investor Demands Records Of $1B HP Deal
• CalPERS Slams 'Rhetoric' In Class Timing Row At High Court
• 'Hamilton' Ponzi Scheme Claims Fail, Firm's President Says
• Timber Co. Will Pay $73M To End Stock-Drop Suit
• Investors Want Vote On $1.4B REIT Sale Blocked
• Evaluating FCPA Pilot Program: The Data, The Trends
• 3rd Round Of Counsel Conflict Queries Looms In Zarrab Case
• FINRA Opens Door To Reforms Of Capital-Raising Rules
• Lehman Bankruptcy Estate, Home Loan Bank Settle For $70M
• Atty Of Jailed, Stonewalling Hedge Funder Asks To Withdraw
• UBS Must Face Trial On Whether Holding Co. Was Customer
• Adviser Bashes SEC's 'Tortured' Disgorgement Arguments
• Farmers Co-Op Loses Bid To Ax $1.7M MF Global Trades Suit
• Twitter, Investors Hit Pause On Suit Over User Metrics
• Insurers Look To Skirt $300M Bear Stearns Settlement Tab
• Raytheon Faces Retaliation Suit Over NOAA Subcontract
• Morgan Stanley Pays Mass. $1M Over Sales Contest Claims
• 3rd Circ. Revives Ex-Vanguard Atty's Dodd-Frank Claim
• SEC Says Attys' Takeover Of Co. Was Pump-And-Dump Ploy
• Lynn Tilton Seeks To Halt Zohar Funds Trial For Del. Appeal
• Teamsters Lean On Peru To Make Good On Land Bonds
• Investors File Suit To Block $127.7M Pa. Bank Merger
• Material-Event Disclosures Under New SEC Proposal
• ETE Says Del. High Court Had 'Minor' Effect On Counterclaim
• 2nd Circ. Affirms $542M Triaxx CDO Default Sale
• Evaluating FCPA Pilot Program: A Look At SEC Involvement
• Insurer Sues US Bank For Not Suing Other RMBS Cos.
• 2nd Circ. Says Restitution Credit Amounts To Final Order
• $7.2M Deal Made In TCP Investor Suit Over False Product Info
• Thompson & Knight Adds Securities Regulatory Pro In Texas
• DOJ Taking $24M Haircut On Odebrecht's $2.6B FCPA Fine
• Air Methods Investors Look To Stall $2.5B Sale Deadline
• Austin Atty Pleads Guilty To $30M Oil, Gas Securities Fraud
• Tokai Shareholders File Suit To Stop Otic Pharma Deal
• GigPeak Investor Kills Suit Over $250M Semiconductor Merger
• AkzoNobel Slams Elliott's Bid To Ax Exec Amid PPG's Pursuit
• A Law Firm Ranking Model By 'Fake News & Distorted Reports'
• Dewey Team Mulls Retrial Strategy Amid DA's New Approach
• Picower-Related Madoff Testimony Confidential, Judge Rules
• US Treasury Secretary Wants Out Of Relativity Ponzi Suit
• SEC Signals No Patience For Fake News On Stocks
• Health Care REIT Hid Medicare Fraud Suits, Investor Says
• Duke Energy Brass Tells Del. High Court No Bad Faith In Suit
• TD Ameritrade Investors Attack Details Of $4B Scottrade Deal
• Texas AG Paxton's Securities Fraud Trial Moved To Houston
• DLA Piper Adds Ex-PCAOB Offical In DC Office
• Williams Says Del. Justices' Ruling Nixes ETE's $1.5B Claim
• Ex-Jay Peak Attys Still Can't Intervene In $350M EB-5 Suit
• 3rd Circ. Affirms Ex-Capital One Analyst's Insider Verdict
• 10th Circ. Refuses To Adopt Strict Arbitration Waiver Rule
• Credit Suisse Again Ducks Suit Over $1B Lost To Bunk RMBS
• Atty In $28M Ponzi Case Accused Of Destroying Evidence
• Exec At Bogus NJ Hedge Fund Takes 3 Years, $4.3M Fine
• Lehman, Home Loan Bank Wrangle Over Docs Midtrial
• Mass. Man Admits To Ripping Off Investors
• Ex-Jefferies Trader Litvak Hopes To Avoid Prison For Fraud
• Jason Galanis Scoffs At $37M Gerova Fraud Restitution
• Astoria Financial Investors Challenge $2.2B Sale To Sterling
• Liberty Tells 10th Circ. MusclePharm's $3M Claim Not Covered
• Tippee Says JPMorgan Tipper's Jury Victory Spares Him Too
• Evaluating FCPA Pilot Program: A Shift In Company Thinking?
• Investors Seek To Combine FXCM Suits Over Market Maker
• Investors Allege CEO Broke 'Virtually Every' Securities Law
• Scrap The Conflict Minerals Report? Not So Fast
• Financial Adviser Fee Disclosures After Vento V. Curry
• Feds Still Mum On Platinum Partners Leaks, Exec's Atty Says
• KBR To Shell Out $10.5M In Deal With Investors Over Losses
• Kraft Demands Food Co.'s Trading Info In Wheat Futures Row
• Defunct Recycling Co. Hits La. Firm With Malpractice Suit
• ProfitPoint Controller Says Liquidation Was Above Board
• Occam Merger Class Counsel Blasts Rep's Historic Fee Bid
• FINRA's Judges To Review Other Penalties, Harm To Elderly
• 'American Chopper' Star Sued In Del. Over Scrapped Show
• Citi Moves To Shut Down Remaining RMBS Trustee Claims
• Claims Of Madoff Cotenants Correctly Denied, Judge Rules
• JPMorgan Strikes $5.7M Deal In Financial Adviser OT Suit
• Madoff Trustee Looks To Narrow Testimony At Merkin Trial
• Oil And Gas Promoter Gets 6 Years For Securities Fraud
• BHP Billiton Rejects Activist Elliott's Pressure To Restructure
• Brokers Seek Early Showdown With SEC On 'Layering'
• Judge Prods Euribor Class Action Parties On Discovery
• MF Global Insurers Say Coverage Fight Belongs In Bermuda
• SEC Cracks Down On Bogus News Articles Promoting Stocks
• SEC's ALJ Stance 'Blinks Reality,' Adviser Tells DC Circ.
• China Securities Watchdog Vows To Fight Fraud, Stinginess
• Evaluating FCPA Pilot Program: Declinations On The Rise
• Inside Trader Says SEC Wants Too-Harsh $2.2M Judgment
• Ex-GC Of Defunct Trading Co. Fights Malpractice Claims
• Approved Claims Rates In Securities Class Actions
• Ex-Jay Peak Attys Try Again To Intervene In $350M EB-5 Case
• SEC Says It Won't Police Conflict Minerals Rule
• Judge Casts Doubt On Barclays Defense In $31B RMBS Suit
• BofA Lost $11M In Dewey's Last Days, Jury Hears At Retrial
• Theranos Investors Can't Delay Class Action-Ending Deal
• Trader Pushes To Confirm $20M Award On 'Worthless' Stock
• Justices Asked To Rule Whether IRS Must Explain Tax Claims
• Shkreli, Ex-Katten Atty Warn Of Joint Trial Disarray
• Seventy Seven Energy Investor Says Merger Details Lacking
• Court Orders $1.7M Disgorgement For Binary Options Scheme
• Jenner & Block Nabs Ex-DOJ Criminal Deputy In DC
• Chesapeake Tells Justices It's Not Liable For $439M Bond Bill
• Shearman & Sterling Welcomes Back Ex-SEC Chief Of Staff
• 6th Circ. Sides With Cliffs Natural Resources In ERISA Fight
• Investors Sue Over $4.5M Lost In 'Hamilton' Tix Ponzi Scheme
• 8th Circ.'s 401(k) Ruling Creates 'Legal Haze,' ABB Says
• NY Fed President Outlines Potential Regulatory Tweaks
• Billionaire's Ex-Helper Cops To Tax Count In UN Bribe Case
• Judge Says Investors Must Wait For VW Judgment Bid
• Fund Slams Wal-Mart Seal Bid, Says It Doesn't Own The Court
• DOJ Wants SEC To Yield To Criminal Fuel Cell Fraud Case
• Bonanza Creek Ch. 11 Confirmed After Equity Holder Deal
• Fed Taps Powell To Take Over Regulations
• FXCM Hid Relationship With Market Maker, Investors Say
• $26M Deal Closes Vivendi's 15-Year-Old Investor Suit
• Turkish Banker Taps Herrick Duo To Handle NY Fraud Defense
• Investors Sue AbbVie Over $1.6B Fee, Say More Loss Looms
• Has The Law Of Manipulation Lost Its Moorings?
• Defective Process Cripples Class Action Proposal
• Crowdfunding For Legal Cases: 5 Trends Reshaping Justice
• Gov't Fights Over Facts In Ex-MLB Insider Trading Trial
• Jury Convicts Gambler Billy Walters Of Insider Trading
• SEC Wants 'Big Short' Adviser's Appeal Halted For ALJ Ruling
• Bharara Sees Future As Private Do-Gooder, Not Politician
• SEC Says Traders Profited Off $15.3B Intel-Mobileye Deal
• Chancery Tosses Quasi-Appraisal Claims Over JPS Buyout
• Warren, McCain Reintroduce Modern Glass-Steagall Act
• Dewey Judge Reins In State's Financial Expert
• Ex-Dean Food Chair Back-Tracked Trades, Defense Says
• JOBS Act Shows Mixed Progress At 5-Year Mark
• Omega Founder Asks 3rd Circ. To Hear 'Untested' Insider Case
• Jailed Russian Businessman Sues Ex-Partner In Chancery
• Underwriters Tell High Court CalPERS Filed Suit Too Late
• Disgorgement Not Punitive, SEC Tells Supreme Court
• Ex-NBTY Atty Hit For Insider Trading Gets License Back
• Feds Say They've Given Ex-Nomura Traders All They Need
• Auction Co. Seeks Quick Win In Investors' False Profits Suit
• Holland & Knight Adds Corporate, PE Partner In Houston
• Seventy Seven Energy Blasts Bid To Postpone Merger Vote
• Budget Tools Offer Slim Hope To Undoing Dodd-Frank
• Ex-Jay Peak Attys Can't Step Into $350M EB-5 Case
• House Passes Bill Upping Angel Fund Disclosure Exemptions
• Calif. Atty, Her Father Accused Of Exploiting EB-5 Program
• Bridgepoint Investors See Fraud Case Dismissed For Now
• Feds Call Arguments On Fund Founder's Insider Trading Legit
• A Closer Look At Delaware High Court's Enbridge Ruling
• 5th Circ. Won't Halt DOL's Delayed Fiduciary Rule
• Investor Suits Against Teva Combined, Moved To Conn.
• CalPERS Pushes Kinder Morgan To Disclose Climate Risks
• ABA Needs A New Model Legal Ethics Rule
• Key Takeaways From The SEC's Credit Suisse Settlement
• What Does Lateral Partner Success Look Like?
• Ex-Barclays Traders Acquitted In Libor Rigging Retrial
• Corporate Monitors Want Sunshine, Just Not Too Much
• Judge Kills Suit Seeking $213M On 140-Year-Old Guano Notes
• SEC Committee Still Uncertain On Key Trading Rule
• 3rd Circ. Upholds Ex-NBA Player's Ponzi Scheme Sentence
• Fiduciary Duty Delay Pleases Few, Clarifies Little
• Morgan Stanley Rips Notice Claims In $2.5B RMBS Fight
• Ex-MLB Player Seeks Acquittal On Insider Trading Charges
• Chancery Tosses Challenge To Investors Bancorp Director Pay
• Alere Presses Del. Court For Access To Abbott Atty Docs
• Evidence Against Walters Devastating, Feds Say In Closing
• Kramer Levin Aided $10M Stock Transfer Scam, Investors Say
• FBR Investors Sue Over $160M B. Riley Merger
• Red Leaf Hit With Del. Suit Over Deal To End Joint Venture
• Chinese Billionaire Wants To Delay UN Bribery Trial
• Are Lateral Recruitment Opportunities Shaping Your Strategy?
• FINRA Fines Brokerage $2.3M Over Mutual Fund Waivers
• BNY Asks Judge To Rethink German Law In $1B RMBS Case
• 2 Plead Not Guilty In Pharmaceutical Insider Trading Scheme
• SEC Penalizes Auditors Of Fund Hit By CEO's $16M Fraud
• Xtant Shareholder Demands Books And Records
• Hedge Funds Beat AIG, Others In $500M BofA Payout Fight
• The Murky Waters Of Political Contributions Disclosure
• Early Backers Of McAfee's Tech Investing Biz Sue For $47M
• Lumos Hit With Shareholder Action Over $950M Merger
• ExxonMobil Wants ERISA Climate Change Case Tossed
• IPO Boom Offers Opportunities For Small Companies
• Fed's Departing Rules Chief Outlines Dodd-Frank Reform Path
• Summations Loom In Walters Insider Trading Trial
• SunEdison Creditors Dig In Over Yieldco Deal Allocations
• Dewey Cooperator Grilled Over Shifting Statements To DA
• Xencor Recap Settlement's $2.4M Balance Approved In Del.
• Chancery Won't Sanction Tilton In Zohar Funds Dispute
• SEC's FCPA Chief Stepping Down Within The Month
• Chilean Co. Creditors Seek Forced Bankruptcy In $7.4M Fraud
• Richmond Fed Prez Resigns, Ending Leak Investigation
• Paylocity Slams $395K Attys' Fee Bid In Fee-Shifting Suit