Securities Archive » May, 2017

Securities - May, 2017

500 articles

• 'Candy Crush' Maker Gets OK For $18.5M Securities Deal
• Madoff Testimony Undermines Trustee's Narrative, Court Told
• Exxon Investors Want Risks From Climate Policies Disclosed
• Judge OKs $8M Fees In $32M Altisource Stock-Drop Deal
• Feds Bust Another Ticket Resale Ponzi, Say CEO Took $70M
• Orbital Says No Intent To Mislead On Army Deal Stock Drop
• Robins Kaplan Atty Gets Supreme Court Apology For Mix-Up
• Texas Panel Sides With Paxton In Bid For New Judge
• Judge Keeps Most Of Daimler Investors' Defeat Device Suit
• Chicago Trader Gets 1 Year For Stealing Company's Software
• SEC Will Continue Whistleblower Program, Ex-Chair Says
• Kobre & Kim Adds Ex-Assistant US Atty To SF Office
• Traders Don't Deserve $27M Defamation Award, Allstate Says
• New York City Cuts Off Relationship With Wells Fargo
• CFTC Hits Unregistered Forex Trader With Suit
• TransPerfect Custodian Seeks Opposition Group Discovery
• 3M Not Covered For Ponzi Losses, 8th Circ. Affirms
• CFTC Scores Default Win Over Metals Investment Scheme
• Fresh Market Investors Seek Class Cert. In Apollo Deal Suit
• EpiPen Maker Says Securities Fraud Allegations Don't Add Up
• Alleged CMS Inside Traders Accuse Feds Of Judge-Shopping
• Genworth Investor Calls Rival's Conflict Claims 'Baseless'
• The Sale Of A Solvent Company Over Stockholder Objections
• The Return Of Attorney-Conducted Voir Dire
• Brokerage Rep Takes Plea In Pension Fund Bribery Scheme
• DaVita Investors Sue Execs Over Alleged Insurance Scheme
• Wendy's Asks For Toss Of Shareholder Suit On Farm Wages
• Wells Fargo Turns Tables On BlackRock, Others In MBS Suit
• Fraudster Adviser Looks To Cut Years After 2nd Circ. Remand
• Chancery Cuts SWS Merger Price In Blow To Investors
• M&T Bank, Hudson City Want Suit Over $3.7B Deal Tossed
• Fed Fines Deutsche Bank $41M For Money Laundering Fails
• SEC Veteran, Ex-Senior Counsel Join Kirkland In DC
• Nomura Traders Mount Last-Minute Push For Fraud Acquittal
• Bankrupt Calif. 'Hedge Fund' Loses CFTC Suit By Default
• Ex-Rentrak Investors To Get $19M In ComScore Settlement
• Texas AG Paxton, Prosecutors Spar Over Bid For New Judge
• Litigation Doesn't Void Arbitration Pact, Singapore Judge Says
• Schorsch, Others Seek Toss Of RCS Breach Suit In Chancery
• SEC Settles With Adviser Accused Of Cherry-Picking Trades
• Gray Matters: Identities Are Us
• HP Polish Unit To Shed Deferred Bribery Charges
• Hedge Fund Fights FINRA Bid To Ditch Bogus Payout Suit
• UN Bribery Trial Delayed Amid Gov't Secrecy Concerns
• Corinthian Colleges To Pay $2.25M To End Investor Suit
• Justices Won't Hear Tilton's Suit Over SEC In-House Courts
• Intra-Cellular Hid Drug Issues Before FDA Probe, Suit Says
• Assessing CHOICE Act's PE Fund Deregistration Provision
• The Emerging Popularity Of Interval Funds
• The Firms That Lost The Most Ground In 2016
• The Firms That Grew Fastest Without Merging
• Turning 50, Greenberg Traurig Tops The Law360 400
• Law360 Reveals 400 Largest US Firms
• The Law360 400
• Biggest US Firms Opt For Modest Growth In Sluggish Market
• Plane Speaking Judge Rips Aircraft Firm's Cash Stockpile
• Feds Say Billy Walters' Retrial Bid Is Doomed
• 4th Circ. Won't Rethink RJ Reynolds Win In $50M ERISA Suit
• Luxury Jeweler Investors Ink $1.1M Deal In Accounting Row
• Fla. Firm Seeks To Claw Back Proceeds Of Alleged $64M Fraud
• Investors Denied $4.5B Bump-Up In PetSmart Appraisal Suit
• Interest Rate Swap Trader Says Exchange OK On Its Own
• Glass-Steagall Revival Could Have Profound Impact
• Certify Underlying Royalty Question, Okla. Gas Co. Says
• Chinese Investor Says She Lost $1.5M On EB-5 Visa Scam
• Racetrack Exec Fights SEC Reconsideration Bid In Fraud Suit
• 2nd Circ. Eyes Trader's Recordings In $83M Lehman Pay Spat
• Atty And Her Dad Used $50M EB-5 Scam To Buy Homes: Gov't.
• Attys Seek $5M In Junk Bond Meltdown Settlement
• SEC, Investment Adviser Settle On $1.7M Disgorgement
• Investors To Appeal Dismissal Of Fannie, Freddie Suit
• BNC Bancorp Investor Sues Over $1.9B Pinnacle Merger Docs
• Keeping Up With The SEC's Enforcement Priorities
• Revisiting Affiliated Ute
• Qualcomm Socked With Investor Suit After Shares Dip 35%
• 'Hedge Fund' Founder Pleads Guilty To Fraud Charges
• LendingClub Stock Drop Suit Moves Forward Mostly Intact
• 7th Circ. Backs CFTC Dismissal Of $3.6M Trading Loss Suit
• Broker Agrees To Deal Over Alleged REIT Violations
• Revisiting Affiliated Ute: A Rare Presumption In 11th Circ.
• Billionaire Developer Peppers Judge Ahead Of UN Bribe Trial
• Subprime Auto Loan Co. Execs Cop To $11M Fraud
• Helicopter Service Co.'s $3.9M Deal Denied Preliminary OK
• DOJ To Send Fraud Prosecutor To UK Financial Watchdog
• My Milkshake Is Better Than Yours: Part 2
• 4 Investors Settle SEC's Coffee Co. Pump-And-Dump Claims
• 9th Circ. Says Old Suits Make Investor Class Claims Timely
• SEC Says Unregistered Adviser Bilked $2.1M From Investors
• The IRS Brings Partial Clarity To North-South Scenarios
• Extending Omnicare Beyond The Section 11 Case
• Top Pence Aide Wants Bank Creditors To Play Regulatory Role
• Global Regulators Set FX Market Conduct Code After Scandals
• Feds Drop Charges In $30M Pump-And-Dump Row, Cite Ruling
• 8th Circ. Lets St. Louis Bank Out Of Sigillito Ponzi Claims
• Theranos Dodges Investors' 'Boundless' Docs Bid, For Now
• Judge Won't Wade Into Mich. Biopharma Co.'s Proxy Fight
• Sito Investor Says Voted-Out Board Is Squatting
• Scripts Unit Awarded $4.6M Refund Withheld By Co. Suing It
• Wells Fargo Fails To Escape Penalty In $1.25B Tax 'Sham'
• Atty Hits Back At Muzzling Motion In Chiquita MDL
• Nuverra Creditors Nix Ch. 11 Plan, Cite Priority Fouls
• Ponzi Schemer Who Faked Jamaican Biz Loans Gets 6 Years
• Ropes & Gray Draws Veteran Securities Atty From Fried Frank
• Fried Frank Grows NY Office With Finance, Litigation Hires
• Delivery Agent Execs Say Stearns Weaver Can't Rep Investor
• My Milkshake Is Better Than Yours: Part 1
• The Risk Of Liability After A Preferred Stock Redemption
• Chipotle Shareholder Suits Over Food Safety Consolidated
• Dad-Son Duo Hit With Securities Suit Over $20M Turf Scheme
• Wastewater Co. CEO Fires Back, Claims Shareholder Sabotage
• DC Circuit Focuses On SEC's Powers Over ALJs
• Feds Tell High Court To Rule On State Securities Suits
• 5 Charged With Securities Fraud In CMS Reimbursement Leak
• Cardiac Tech Investors Hit NEA Funds With Del. Class Suit
• SEC Charges CPAs Over Oil Royalty Profit-Hiding Scheme
• Goldman Says 2 Ex-VPs Started Rival Firm, Poached Clients
• Exxon Auditor Must Share Climate Docs: NY Appellate Court
• Winstead Adds Transactional Partner In Dallas
• Revisiting Affiliated Ute: And Its Limits In The 5th Circ.
• FHFA Should Free Captive Insurer Capital
• Enforcement Takeaways From Trump's DOJ Budget
• Class Makes Emergency Bid To Muzzle Atty In Chiquita MDL
• Class Concedes Possible End To Redstone Challenge In Del.
• Del. High Court Upholds Dismissal Of Books-A-Million Suit
• DC Circ. Says Andorran Bank Investors Can't Sue FinCEN
• Fiduciary Rule's 'Soft Open' Makes Full Repeal Less Likely
• Wal-Mart Pushes Court To Protect Bribe Investigators' Notes
• China Mobile Games Agrees To $1.5M Deal In Investor Suit
• Investors Rip Citi's Bid For Quick Win In RMBS Trustee Suit
• HSBC Fights For Right To Legal Advice Defense In MBS Row
• CFTC Head Seeks Bigger Budget, But Trump Wants It Flat
• Judge Rips 'Draconian' Sentence Bid In ForceField Fraud Case
• Rate-Swap Class Plaintiffs Paint Big-Dollar Damages Picture
• Prosecutors Fight Texas AG's Bid For New Judge
• UBS Contends Client's Puerto Rico Award Is $4.4M, Not $12M
• Ex-BigLaw Atty Accused Of Insider Trading Out On Bail
• Trump Budget Targets Financial Regulators
• SEC Halts Some Admin. Proceedings After 10th Circ. Ruling
• EB-5 Investors Defend Hospital Investment, Win Visas
• SEC Sues To Halt $23M Mortgage Investment Scheme Fraud
• La. Judge Doesn't See Bias In FINRA Panel's Arbitration
• UK Internal Investigations Are Taking An Ungainly Turn
• Feds Urge Justices Not To Review Santander $234M Tax Beef
• Labaton Sucharow Adds 3 To SEC Whistleblower Practice
• Genworth Investors Say Lead Plaintiff Rival Has Conflict
• Zeltiq's Disclosures Mooted Suit, But Not Fees, Investor Says
• Southwestern Energy Settles Arkansas Royalty Row For $30M
• Ex-Eaton Vance Manager Pleads Guilty In $1.9M Fraud
• Revisiting Affiliated Ute: Back In Vogue In The 9th Circ.
• Attorneys, Your Input Is Needed On Deposition Rule
• Fate Of The SEC In-House Court: Careful What You Wish For
• Giuliani, Mukasey Deny Conflict In Iran Sanctions Case
• Shook Hardy Office Head Decamps For Office-Founding Gig
• JP Morgan Tipper's Jury Victory Doesn't Spare Tippee Pals
• CFTC Says Rule Changes Will Improve Whistleblower Program
• No-Admit Settlements Undercut Accountability, Paper Says
• Investors Ask To Keep Deutsche, JPMorgan Deals In NY
• Calif. Atty And Her Father Hit With Suit From EB-5 Investors
• Fraudster Agrees To Ban In $13.6M Pump-And-Dump Case
• RetailMeNot Investors Sue In Del. For $630M Merger Data
• Fed. Prosecutor To Join Cahill's White Collar Team In NY
• $1.4B Virtu Acquisition Undervalues KCG, Shareholders Say
• Arconic Gives Elliott 3 Board Seats To End Proxy Fight
• SEC Says Two Stole $11M From Hedge Fund Investors
• Investors Target NewLink Execs Over Failed Cancer Vaccine
• SEC Slams Retrial Bid In $22M Oil Investment Fraud Case
• Wife Of Fugitive Accused Fraudster Wins Round In SEC Fight
• Hacker Gets Time Served In $30M Press Release Scheme
• Shkreli Wins Grand Jury Subpoenas In Securities Fraud Suit
• 2nd Circ. OKs Nixing Of Fund's $230M Madoff Claim Sale
• Pharma Co. Says Rosen Firm's Conflicted In Stock Drop Case
• Revisiting Affiliated Ute: Impact In The 7th Circ.
• Citi Forfeits $97M For Banamex's Lax AML Oversight
• $100M Defamation Suit Against Bloomberg Tossed
• Texas Driller 'Death Spiral' Suit Against Investor Dismissed
• CBO Says CHOICE Act Would Cut Deficit By $24B
• High Court Asked To Restore ERISA Suit Over Madoff Profits
• The FX Global Code And Its Enforcement: What To Expect
• NJ Drug Co. Dodges Class Action Over FDA Approval Claims
• SEC's Cooperman Deal Gives Defense Bar New Tool
• Barclays, SocGen, Others Again Fail To Dodge Libor Suit
• Stillwater Investors Seek Chancery Appraisal Of $2.2B Deal
• Ex-NY Town Supervisor Found Guilty Of Muni Bond Fraud
• Fla. Financier Will Pay SEC $4.1M To Settle Fraud Claims
• Va. Man Charged With $100M Fitbit Stock Manipulation Fraud
• Del. Plaintiffs Attys Fear Exodus Of Chancery Deal Suits
• Ex-Barclays Forex Trader Gets $1.2M Fine, Industry Ban
• Fiduciary Rule Foe Points To High Court Arbitration Stance
• Investors Drop Suit Over $204M Derma Sciences Merger
• Split On SEC In-House Judges To Be Key In DC Circ. Case
• Intel Investors Seek $2M Attys' Fees In Anti-Poach Suit
• Atty Calls Out SEC Over Lack Of Specifics In EB-5 Fraud Suit
• SEC Still Weighing Plans For 1st New Trading Pit In Decades
• PNC Sues To Overturn Ex-Worker's $1.8M FINRA Award
• 8th Circ. Refuses To Clarify 401(k) Retiree Loss Ruling
• Texas Justices Nix Part Of $23M Shareholder Dilution Row
• Fla. Precious Metals Dealer Pays $1M To Settle CFTC Claims
• Why Insider Benefit Is Irrelevant To Criminal Insider Trading
• Former Law Firm Securities Chief Faces Fraud Indictment
• Revisiting Affiliated Ute: 4 Lines Of Cases In 3rd Circ.
• Black Elk Trustee Gets $29M In Platinum Partners Claims
• Atty Who Skirted Scam Injunction 'Disingenuous,' Judge Says
• Russia Meddling Claims Block 'Donorgate' From UN Bribe Trial
• SunEdison Says It's Poised To Solicit Votes On Ch. 11 Plan
• Turkey-Owned Bank Foots Legal Bill For Zarrab Co-Defendant
• $395,000 Atty Fee Upheld In Paylocity Fee-Shift Battle
• Cooperman, Omega Pen $4.9M Insider Trading Deal With SEC
• Consultant, Buyer Accused Of Cutting Crucial Info From Proxy
• Defunct Escrow Co. Inks Settlement In Japanese Ponzi Suit
• Trump Rolls Back DOL Rule For State Retirement Plans
• JCI Investors Fight To Protect Tax Suit Over $16.6B Inversion
• How Client Feedback Programs Benefit Law Firms And Clients
• Bermuda Insurer Fights MF Global's $1.8M Attys' Fee Bid
• CFTC Swaps Capital Proposal Needs Work, Groups Say
• SEC OKs New Continuing Ed. Rules For Muni Advisers
• Wendy's Shareholders Aim To Consolidate Data Breach Suits
• Buddha-Bar Investor Says It Was Harassed Over Franchise
• 'Big Short' Adviser Case Paused While DC Circ. Weighs ALJs
• SEC Denies FINRA Order Freeze For Appealing Brokerage
• Ohio Chem Co. Sued By SEC Over $12M In Bogus Debt
• Revisiting Affiliated Ute: Will It Supersize Leidos?
• The Stakes Are High In FTI Consulting V. Merit Management
• Sessions Memo Could Create Friction In Plea Negotiations
• SEC Chair Faces Uphill Climb In Reviving IPO Market
• Trustee Can't Get Funds From IRS, Gov't Tells 9th Circ.
• FINRA Boss Notes Sharp Drop In Market Manipulation Signs
• Fla. Man Gets 15 Years For Frauds That Took In $30M
• Texas Panel Wrestles With Paxton Prosecutor Pay Challenge
• SEC Rethinking Approval Of Leveraged ETFs
• Shkreli Loses Bid To Suppress Docs In Securities Fraud Case
• Ex-US Atty Committed Misconduct With Office Romance: DOJ
• Class Seeks Supplement OK In FXCM Chancery Breach Suit
• Player In $3B TelexFree Scam Settles With SEC For $1.8M
• FINRA Fines Merrill Lynch Over Customer Trade Prices
• 'Hamilton' Ponzi Fraud Defendant Gets November Trial Date
• Fiat Chrysler Says Fudged Sales Figure Claims Fall Short
• SEC Warns Firms To Beef Up Security After Cyberattacks
• Future CFTC Chair Announces New Tech Initiative
• Revisiting Affiliated Ute: High Court Needs A Reboot
• Recalcitrant Hedge Fund Boss's Passport Released By Court
• Bipartisan Bill Again Calls For Transparency In Settlements
• German Prosecutors Probe VW Execs In Emissions Scandal
• Oil Driller Sucking Fund Into 'Death Spiral,' Judge Told
• Senate Bill Would Ease Stress Testing For Small Banks
• Jive Software's $462M Sale Undervalues It, Investors Say
• Snap Hit With Investor Suit Claiming Misleading Metrics
• Bernstein Litowitz Bumps Motley Rice In Wells Fargo Case
• UK Investment Managers Should Not Fear Brexit
• SEC Pursuing MBS Traders Despite Prosecutors' Early Flop
• Lloyd's $65M Stanford Scam Deal OK'd; Attys Get $14M
• SunEdison Creditors Committee In Position To Vote For Plan
• Texas State Sen. Indicted For Fracking Sand Fraud, Kickbacks
• Texas Appellate Panel Stays Paxton Fraud Proceedings
• Mobileye Trader's Cash Deals Draw Judge's Scrutiny
• Malaysian Family Wants Some US Gov't Seizure Bids Tossed
• Ex Le-Nature's CEO Can't Escape Plea Deal, 3rd Circ. Says
• Ex-InterMune Director Barred From Boards For Insider Trading
• Insurer Must Prove All Elements Of RMBS Fraud, Court Says
• Ex-Snap Employee Says User Metrics Concerns Led To Firing
• Trader Convicted In Galleon Probe Meets Skeptical 2nd Circ.
• Delivery Agent Creditors' Discovery Bid Must Wait, Judge Says
• Ex-Faruqi Partner Urges 2nd Circ. To Revive Commission Suit
• Developer Seeks McDonnell Instructions At UN Bribery Trial
• CHOICE Act's Potential Outsized Influence On The SEC
• SEC, VC Firm Say Ex-Partner Using 'Docket As Soapbox'
• Valeant, Pershing Square Balk At Draft Class Action Notices
• SEC Seeks Judgment Against Simpson Thacher Tipster
• Investors Shoot Down GoPro Dismissal Bid In Drone Suit
• Enviros, Union Want Trump's 2-For-1 Regs Order Sunk
• MetLife Says Investors' Proposed Class Rep Isn't Fit To Lead
• SEC's Renewed Focus On Non-GAAP Measures: 1 Year Later
• Cos. Can't Escape EB-5 Fraud Scheme Suit, Judge Rules
• Metals Dealers CEO Loses Bid To Have CFTC Sanctioned
• Solving The Legal Industry's Data Protection Breakdown
• Potential EB-5 Changes Ahead
• HP, Plaintiffs Spar In 9th Circ. Over $11B Autonomy Purchase
• Williams Shareholder Suit Tossed For Lack Of Board Demand
• SEC Taps Willkie Farr, Sullivan & Cromwell Attys For Top Jobs
• Virtus Gets Mixed Cert. Rulings In 2 Securities Suits
• TransPerfect Lobbyists Want Access To Custodian Expenses
• Charges Against BigLaw Atty Show Vetting Difficulties
• Jenner & Block Taps Ex-Assistant US Attorney For LA Office
• Ex-Katten Atty Looks To Gut Indictment In Shkreli Case
• Former Calif. Federal Prosecutor Rejoins O'Melveny
• 3 Firms Get $27M Payday In Elan Investors' SAC Capital Suit
• US Bank Slammed Over Bid To Cut RMBS Plaintiff From Case
• SEC Wins Freeze Against Fraudster Over Alleged Client Fibs
• Giuliani, Mukasey Conflict Affidavits Lacking, Judge Says
• SEC Settles Fraud Claims Over Alaskan Mining Co.'s Offering
• SFO Seeks Docs From SocGen-LIA Dispute Amid US Probe
• SEC Charges Ex-Nomura Head Traders Over MBS Lies
• Private Prison Co. Seeks Early Release From Investor Suit
• Swiss Duo Says Investors' $65M Fraud Suit Lacks Fla. Ties
• 5 Things To Know About Justice Gorsuch's First 30 Days
• 1st Circ. Upholds Biogen's Win In Drug Sales Forecast Suit
• Ex-Exec Blames 25-Year Ponzi Sentence On Bad Lawyers
• UHS Execs Over-Admitted Patients For Profit, Investor Says
• DC Circ. Pauses MetLife SIFI Appeal As Critics Cry Foul
• Del. Gov. Picks Public Defender For Supreme Court Seat
• AdvancePierre Investor Sues To Block $4.2B Tyson Deal
• The Concerns Surrounding Snap's No-Vote Shares
• Chancery Tries To Rein In Corwin Defense In Massey Ruling
• Acting Comptroller's Comments Could Preview Volcker Easing
• Silver Wheaton Investors Win Class Cert. In Securities Row
• SunEdison Attacked For Insufficient Ch. 11 Plan Details
• Judge Won't Revive Maxpoint Pre-IPO Disclosures Suit
• Trump Admin Chaos Shows How To Handle Corporate Crises
• Feds Say No Surprises For HSBC Trader Who Deceived Client
• Mexican Homebuilder Hit With Securities Fraud Class Action
• MF Global Wary Of Insurer's Nixed Jurisdiction Challenge
• 5 Mistakes That End Law Firms
• Former Va. Hedge Funder Cops To $9M Ponzi Scheme
• The Dewey Saga: From Collapse To Verdict
• Anonymous Investor Letter Irks Platinum Partners Judge
• Veteran Commercial Litigator Joins Bryan Cave's NY Office
• Stop Bashing EB-5
• Fitbit Investors Garner Class Cert. In Stock Drop Suit
• Ex-MLB Player DeCinces Convicted In Insider Trading Case
• JPM Says Ex-Adviser Took Client Info, $4.8M In Accounts
• Wine Investment Fund Calls Claims Of Coercion Time-Barred
• Shkreli Probe Not Finished, Prosecutor Tells NY Trial Judge
• LifeLock Investor Suit Stays Dismissed For Lack Of Deception
• Harman's $28.3M Deal Gets Initial OK In Stock Drop Suit
• Cameroon Signs Global Treaty On Arbitration Transparency
• Duo Hit With SEC Fraud Suit Involving Eco-Tour Penny Stock
• Just How Preferred Is Your Preferred?
• Shaping FINRA's Desk Commentary Safe Harbor
• Chancery Hears Dismissal Bid In MeadWestvaco Merger Suit
• Judge Has More Questions On Giuliani, Mukasey Conflicts
• Former Ad CEO To Pay $5.5M In Disclosure Deal With SEC
• BNY Gets RMBS Claims Against JPMorgan Partially Revived
• Equity Crowdfunding Struggles To Gain Steam At 1-Year Mark
• Investors' Challenge To $400M Cyan Merger Thrown Out
• Investor Says Deutsche Can't Chase $300M Debt In NY
• Merkin, Madoff Trustee Fire Back Over Trial Testimony
• Greenberg's AIG Loss Strengthens Gov't's Crisis Powers
• NY Banking Regulator Sees Leeway To Ban Bad Actors
• Wal-Mart CEO Can Be Deposed In Mexico Bribery Case
• Cloud Co. Hid Impact Of Lost Vodafone Contract, Suit Says
• Florida Judge Consolidates 4 More Suits In Chiquita MDL
• BigLaw Partner Traded On Secret Foley & Lardner Client Docs, Feds Say
• JPMorgan Investor Blasts SEC $75M Distribution Plan
• AG Paxton Attys Again Seek New Judge In Securities Trial
• Securities Firm Owner Admits Role In $1.4M Global Theft
• Fitbit Can't Run Away Before Discovery Over, Investors Say
• DLA Piper Gains Ex-Fox Rothschild Corporate Partner In LA
• Banks Say South Africa Can't Reach Them In Forex Rig Case
• Clovis Shareholder Sues Over Directors' Lofty Pay
• In Wake Of Kushner Comments, Grassley Furthers EB-5 Push
• Cobalt Suing Insurers Over Angola Drilling Fallout
• Baker Hughes Hit With Investor Suit Over Proposed GE Merger
• What To Watch For From The New SEC Chairman
• 4 Ex-Ropes & Gray Attys Join Gibson Dunn In Hong Kong
• Ex-Autonomy CFO Can't Yet Get HP's Morgan Lewis Report
• Trustees Press Ponzi-Scheme Insurance Case At 11th Circ.
• Dewey Appeal To Take Broad Look At Tangled Prosecution
• Judge Won't Wade Into Arconic Proxy Fight With Hedge Fund
• Quinn Emanuel Must Tweak Suit Seeking Fees From Billionaire
• Lynn Tilton Delaware Chancery Trial Comes To A Close
• SEC Keeps Up Aggressive Wrap Fee Enforcement, For Now
• CFTC Seeks $390K Fine, Lifetime Ban For Menacing Trader
• Investors Seek Final OK Of $4M Deal With Travel Co., Auditor
• Barclays To Pay SEC $97M For Investment Client Overcharges
• Voices Of Desperate SunEdison Shareholders Flood Docket
• Investor Says Ky. Bank Is Preventing Director Nominations
• Dealmakers Expect More 'Unicorns' To Tap IPO Market
• Energy Co. CEO Pleads Guilty To Pump-And-Dump Scheme
• Investors Drop Suit Over $1.4B REIT Sale
• Investors Ask 2nd Circ. To Renew Alibaba IPO Class Action
• RealBiz Part-Owner Monaker Says It Was Shortchanged
• Pharma Co. Dodges Shareholder Suit Over Failed Antibiotic
• Texas Driller Says Shabby Investor Deals Risk Its Ruin
• Vedder Price Hires Ex-K&L Gates SEC White Collar Pro
• No Interest On Award For Brokerage Trades, Says Delhi Court
• McKool Smith Adds 2 Financial Litigation Principals In NY
• SEC Aims To 'Slam The Courthouse Door,' Tilton Tells Justices
• IRS To Issue Private Rulings Again On Certain Distributions
• Over-The-Counter Investors Seek Cert. In Libor-Rigging MDL
• Big Banks' $165M Deal Gets Initial OK In NovaStar MBS Suit
• NY Judge Won't Combine Loan Suits Against REIT
• Goldman Sachs Investor Says Firm Pays Directors Too Much
• Defending Against SOX Whistleblower Retaliation Claims
• Plaintiffs Bar Perspective: Bernstein Litowitz's Hannah Ross
• How CHOICE Act May Change SEC Reporting, Governance
• $11M Investment Fraud Nets Ill. Man 9-Year Sentence
• Kushner Uproar Latest Blow To Beleaguered EB-5 Program
• DLA Piper Gets Second Win In $36M Bankruptcy Appeal
• Split Dewey Verdict Shows Difficulty Of Convicting Top Execs
• Lynn Tilton Testimony Wraps In Chancery Trial
• SEC, Chinese Investors' Atty Spar Over EB-5 'Securities'
• Platinum Partners Not Covered For Fraud Claims, Insurers Say
• Fiduciary Rule Flouts First Amendment, 5th Circ. Told
• 6th Circ. Backs JP Morgan Win In Age, Disability Bias Suit
• 'Excess' Atty Fees Chopped In $40M Sears REIT Settlement
• SEC Judge Forgives Fundraising Weed Co.'s Late Filing
• Lawmakers Seek Insider Trading, Manipulation Probe Of Icahn
• 2nd Circ. Looks Split On Martoma Insider-Trading Conviction
• Marijuana Co. Provisionally Settles SEC's Sham Pot Farm Suit
• Glavin Dishes On 'Nightmare' Case For Dewey's DiCarmine
• Fla. Real Estate Exec Gets $303M Judgment For Ponzi Scheme
• SEC's Piwowar Warns 'SAFE' Investments Carry Risks
• Simpson Thacher Deal Maker Picked To Lead SEC Corp. Unit
• Wells Fargo Board May Beat Calif. Investor Suit, For Now
• Korean Law Applies To $73M Citi Fraud Suit, 2nd Circ. Told
• Acting OCC Chief Tells Staff He'll Undertake Rules Review
• Jones Day Snags Ex-US Attorney For New Minneapolis Office
• Ex-SEC Accountant Pleads Guilty Over Hidden Options Trades
• EZCorp Must Face Some Of Investors' Securities Fraud Claims
• Funds Rip VW Bid To Dodge Defeat Device Securities Suits
• Irell Gains Ex-DOJ Prosecutor As Anti-Corruption Head
• Fed. Circ. Allows Stock Fraud Victims To Claim $2M Loss
• HSBC Can't Raise Atty Advice In RMBS Cases, Judge Says
• Feds Hit Back At Shkreli's Password-Cracking Allegations
• Wilson Sonsini Snags Former Del. Supreme Court Justice
• 'Deceitful' Kapur Out Of Jail For Contempt Over Unpaid $30M
• Deutsche Used Shortcuts In $306M Suit, Morgan Stanley Says
• Ex-McKool Smith Hennigan Atty Joins Arent Fox In LA
• Greenberg's Win In AIG Bailout Case Reversed On Appeal
• How To Save The European Securitization Market
• Chancery Should Reconsider Its Decision In Trulia
• Streamlining Salvages Dewey Case On Second Try
• SEC Allowing Bigger Bets With Leveraged ETF Approval
• Weary Dewey Jurors Say Case Against Sanders Far Clearer
• Tilton Accountant Says She Owns Firms In Chancery Fight
• Biotech Investor Wants Details Of Stock Swap Plan
• SEC Sues To Make Pair Turn Over $600K Judgment From 2013
• Plaintiffs Attys In Chicago, Cleveland Team Up For New Firm
• Nomura Traders Slam Ex-Coworker At RMBS Fraud Trial
• Church Facilitated Deacon's $5M Ponzi Scheme, Suit Says
• Engine Maker Facing Derivative Suit Over Nasdaq Delisting
• Platinum Investors Blame Fund Losses On Feds' 'Crusade'
• US Says There Are Grounds To Revive Moody's FCA Suit
• Jury Clears BankAtlantic, CEO Of SEC Disclosure Claims
• Icahn Asks Chancery To Ax Federal-Mogul Takeover Challenge
• Jury Convicts Ex-Dewey CFO, Frees Exec Director
• Banker's FCA Suit 'Parasitic' On $7.2B RMBS Deal, Judge Says
• THQ, Execs Agree To Pay $2.6M To Settle UDraw Suit
• Wells Fargo Asks For Reconsideration In Securities Suit
• Stanford Receiver's $5M Clawback Suit Fails At 5th Circ.
• Investor Asks Va. Court To Delay FBR Merger Vote
• Hedge Fund Settlement Shows Broad Reach Of New York FCA
• Morgan Lewis Partner Shortlisted For Bharara Replacement
• Billy Walters Bets Key Witness' 'Perjury' Wins New Trial
• Protecting Privilege, Work-Product During Investigations
• SEC's Suit Against BankAtlantic, CEO Handed To Jurors
• JC Penney To Pay $97.5M To Settle Securities Suit
• 9th Circ. Sets New Falsity Standard, Citing Omnicare
• Fla. Real Estate Exec To Pay IRS $1.5M For Ponzi Scheme
• Wal-Mart Bribe Investigator's Work Not Privileged, Judge Says
• Mass. Brokerage Firm Fined $1M For Lax Oversight
• SEC Looks To Compel Canadian Depos In Jay Peak Suit
• Austin Concert Promoter Gets 10 Years In Fraud Case
• Pharma Tries To Nix Shareholder Suit Over Failed Antibiotic
• Sales Agent Sued Over Alleged 'Man Camp' Securities Fraud
• Law Firm Hack Suspects Ordered To Cough Up $9M To SEC
• Retrophin Slams Shkreli's Move For Katten Muchin Docs
• Claimed Tipster Can't Earn On Tips To Other Agencies: SEC
• Ex-Investment Adviser Cops To Duping Clients Out of $1M
• Bankrupt Energy Co. Reaches Deal In Shareholder Suit
• Dewey Jury Eyes Execs' Actions In $150M Bond Offering
• CFTC Pushes Back At Metals Dealers CEO's Sanctions Bid
• U.S. Steel Faces Shareholders' Suit Over Large Stock Drop
• Court OKs $2.1M Settlement With Former Publishing Exec
• Nomura Trader Loses Last-Minute Bid For Separate Trial
• Judge Allows Suit Against Wells Fargo's Board To Press On
• DC Circ. Told To Embrace 10th Circ. Ruling On SEC Judges
• Ernst & Young, Marrone Bio Investors In Settlement Talks
• Making Disclosures To Auditors Without Waiving Privilege
• Receiver Drops Sanctions Against Atty In $28M Ponzi Case
• Kirkland Partner Likely To Be Tapped For DOJ Criminal Chief
• Chancery Throws Out Claims Over Massey Mining Explosion
• SEC Grills BankAtlantic CEO In Disclosure Trial
• AbbVie Investors Sue In Chancery Over $55B Shire Merger
• UBS Says Stock Co. Misled Court In Push For Arbitration
• FINRA Fines Ex-AIG Units Over Net Capital Accounting
• Cypress Proxy Disclosure Suit Expedited In Chancery Court
• SEC Says Fraud Corp. Can't Hide Behind Owner's Rights
• Small Banks Can't Rely On CHOICE Act For Reg Rollback
• Tri-Med Investors, Law Firm Reach Deal To Settle Suit
• Dewey Retrial Jury Settles In For The Long Haul
• Another Platinum Partners Exec Calls For Jury Leak Probe
• Blacksands CEO Gets Bail After Arrest For Criminal Contempt
• RBS Beats Direct 2nd Circ. Appeal In Madoff Clawback Case
• Theranos Shrugs Shoulders On Adding Funds To Investor Suit
• 2nd Circ. Affirms Dismissal Of Lehman Employee Stock Suit
• Plumber Avoids Prison Over Ex-Banker's Illegal Stock Tips
• Firm, CEO To Pay $4M In Ponzi-Like Life Settlement Scheme
• O'Melveny Partner Tapped To Lead FSOC Staff Amid Review
• Ex-CFO Of Cay Clubs Gets 40 Years For $300M Ponzi Scheme
• Rosen Law Firm Nabs Lead Role In FXCM Investor Suit
• PNC Bank Asks 6th Circ. To Back $70M Ponzi Suit Dismissal
• Home Depot And Its Implications For Breach-Related Suits
• SEC Gets Win Against Pair In $4.4M Gas Well Scheme
• Insurers Say Puerto Rico's Plan Violates Restructuring Law
• Brokerage Will Repay $1.9M Over Mutual Fund Waivers
• SEC Accounting Chief Tells Cos. To Prepare For Rule Changes
• Feds Say 1st Circ. Ruling Doesn't Help SAC Trader's Case
• Anadarko Faces Shareholder Suit After Fatal Gas Explosion
• Investor Hits Margaritaville Developer With $3.4M Suit
• Sunrun Investors Sue After SEC Report Triggers Stock Drop