Securities Archive » June, 2017

Securities - June, 2017

500 articles

• SEC Wins Contempt Bid Against Investment Co. Over Records
• Puerto Rico Utility Headed For Bankruptcy After Panel Vote
• Investment Adviser, Co-CEO Settle SEC Claims Over PE Funds
• Investor Says He Lost $4.8M As Shkreli Fund Failed
• Fla. Tech Execs Accused Of Obstructing SEC Probe Into Sale
• SEC Gets Biz-Friendly With Confidential IPOs For All
• SEC Investor Advocate Says It Needs Breather On Rules
• Husband In Couple's $70M Ponzi Scheme Gets 15 Years
• Feds Say Brit Raised $37M For Fake Bitcoin, Office Cos.
• CFTC Inks $5.2M Settlements Over Eurodollar 'Wash Trades'
• Supreme Court Asked To Take On State Securities Law Limits
• Brocade, Ruckus Shake Shareholder Suit Over $1.2B Deal
• Chancery Hits China Integrated Investors With Sanctions
• CDM Smith Gives Up $4M In India Profits To Avoid FCPA Case
• Industry Groups Target 'Trends' Disclosure Duty At High Court
• Feds Seek To Keep Poverty, Climate Out Of UN Bribery Trial
• Banks Ask High Court To Review 2nd Circ. In $140M FDIC Row
• DOL Asks For More Info On Fiduciary Rule
• What We're Watching In Ill.: Midyear Roundup
• SEC Asks 9th Circ. To Uphold Ex-NFLer's Negligence Verdict
• Immigration Atty, Firm Ordered To Pay $2.7M For EB-5 Fraud
• American Realty Ex-CFO Guilty Of Securities Fraud
• 3 Key Areas Legal Operations Teams Should Focus On
• Kokesh And The Future Of SEC Receivers Abroad
• Clearing Up Broker-Dealer Classification Questions In NY
• What The Experts Said About High Court Rulings This Term
• UN Bribery Suspect Just Rich Do-Gooder, Attys Tell Jury
• Investor Seeks Class Cert. In RMBS Suit Against Wells Fargo
• National Events Bankruptcy To Be Split Into Dueling Queries
• High Court Faces Tricky Knot On State Securities Suits
• Sigillito Ponzi Victims Say 8th Circ. Let His Bank Off Easy
• GoodCents Investors Blast Appeal Bid In Appraisal Case
• REIT Ex-CFO 'Jacked Up' Key Metric, Feds Say In Summation
• Shkreli Investor Says She Felt 'Betrayed' By Bait And Switch
• 8th Circ. Vacates Firm's Disgorgement Under Kokesh Ruling
• SEC Sues IT Co. Quadrant 4 System Over $4.1M Fraud Scheme
• Aveo Investors Want Class Cert. In Kidney Cancer Drug Spat
• Embraer Blasts Investor Suit Over Alleged Bribery Scheme
• Investors Drop Challenge To $2.4B Kate Spade, Coach Deal
• Winstead Boosts Texas Offices With 5 New Attys
• Stress Test Results Could Goose Push For Rules Rollback
• Optima Steel Ch. 11 Plan Leaves All Creditors Unimpaired
• Equinix Monopolizing High-Speed Trading Access, Suit Says
• Chancery Won't Throw Out Suit Over $3B Spectra Energy Deal
• CFTC Inks 1st Nonprosecution Deals With 3 Citi Cooperators
• Madoff Trustee Atty Blasts Discovery Concealment Accusation
• Florida Judge Awards SEC Additional $4.7M In Fraud Case
• Jay Kallas, Former Counsel At Allstate, Joins Mayer Brown
• Oklahoma High Court Expands State Capital Gains Deduction
• No Collusion In GM Investors' $300M Deal, 6th Circ. Told
• US Law Firms Face Discovery Of Foreign Clients' Records
• PetSmart Is A Significant Loss For Appraisal Arbitrageurs
• FCA To Wait For ESMA On High-Risk Product Retail Sale Rules
• The Future Of Law And The Demise Of The Midsize Firm
• Shkreli Atty Dubs Him 'Genius,' Denies Fraud As Trial Begins
• Search For UN Bribery Trial Jurors Stretches Into 4th Day
• SEC Sues 'Boiler Room' Exec Over $6.6M Fraud
• SEC Whistleblower Program Is Business As Usual, Chief Says
• PureChoice Founder Gets 22 Years For $25M Investment Scam
• Puerto Rico Oversight Board Must Rethink Plan In Bond Row
• Puerto Rico Board Rejects Utility Debt Restructuring Deal
• SEC, Oak Ex-Exec Both Seek Quick Win In Fraud Case
• Judge Grants Deutsche's Nix Bid In Russian Trade Row
• Judge Trims Securities Row Over VW Emissions Cheat
• House Spending Bill Takes Aim At The CFPB, Volcker Rule
• A Significant Victory For Securities Class Action Defendants
• The 10 Funniest Moments Of The Supreme Court Term
• The Most Talkative Justice Of The High Court Term
• The Cases That Got The Justices Talking
• All Banks Pass Fed's Stress Tests, But Cap One Gets Do-Over
• SEC Hits Penn West With Accounting Fraud Charges
• HSBC Says Housing Crash Claims Too Varied For Class Action
• Sorrento Investor Suit Survives Dismissal Bid
• Investors Say CEO Can't Ditch Suit Over $1.4B Genesys Deal
• SunEdison Gets OK For $32M Unsecured Creditors Settlement
• 2 FINRA Rules Ripe For Review And Clarification
• 2 Men Seek Acquittal In Nomura RMBS Fraud Case
• How Discovery Has Changed Under New Federal Rules
• The Stakes In High Court's Dodd-Frank Whistleblower Case
• Innovating For Wise Juries: Pre-Voir Dire Questions
• REIT Ex-CFO 'Harmonized' Key Metric In Filings, Jury Hears
• Employers May Regret Forcing Dodd-Frank Whistleblower Test
• SunEd Blasts Whistleblower Execs In Push For $32M Deal OK
• Shkreli Attorney Claims Bad Press Tainting Jury Pool
• GoPro Investors' Drone Recall Suit Gains Altitude
• Chilean Co. Receiver Fights Bankruptcy In $7.4M Fraud
• Birth Control Patch Co. Shareholder Ends Stock-Drop Suit
• Puerto Rico Oversight Board Sued For Utility Deal Delay
• Gorsuch And Thomas Becoming Fast Friends At High Court
• DOJ Says Challenge To Trump's 2-For-1 Order Is Premature
• Weibo Misled On China Censorship Policies, Investor Says
• Tax Cuts In Senate Health Bill Unlikely To Spur Growth
• Soupman, Investors Reach Deal On Temporary Injunction
• Dykema Cox Smith Adds 3 Attys To Its Dallas Office
• Aerospace Co. Should Face Investor Suit, Judge Says
• Kortright Misrepresentation Claim Stands Against Investcorp
• 5 High Court Concurrences That Read Like Dissents
• La. Man Settles SEC's Claims He Helped Fudge Financials
• VW Aims To Trim Securities Row Over Emissions Cheat
• The Sharpest Dissents From This Supreme Court Term
• Texas Court Says Securities Fraud Finding Dealt Too Soon
• MF Global Insurer Posts $15M To Continue Arbitration Bid
• High Court Turns Away Bear Stearns Investor After CalPERS
• Supreme Court Declines To Hear Class Action Tolling Case
• Le-Nature's Ex-CEO Says He Was Coerced Into Guilty Plea
• Platinum Defendants Claim SEC Is Strong-Arming Receiver
• Republican AGs Back Exxon In Climate Probe Fight
• SEC, CFTC Chiefs Say Budget Proposals Reflect Tech Needs
• Clayton Williams Investor Wants Tally After $2.7B Deal
• Bondholders Push 8th Circ. To Rethink Deal With Law Firm
• Martin Shkreli Goes On Trial — What To Expect
• TreeHouse Foods Investors Fight To Keep Suit Over $2.7B Buy
• No Taxable 'Control' In IRA Asset Transfer, 7th Circ. Says
• SEC Accuses 3 Of Illicit Ariad Trades
• Wyly Estate, SEC Spar Over Whether Kokesh Ends Claims
• Supreme Court Denies Cert In Transocean Investor Suit
• Standards Bodies Consult On Last Piece For Swaps Reporting
• Fed Fines BNY Mellon $3M For Improper Capital Calculations
• Monitorships In DOJ Deals Reached New Height, Study Finds
• EU Finalizes Plans To Counter Effects Of Flash Crashes
• Rules Of The Road For Accessing Capital In Europe
• FINRA Continues To Step Up Focus On Senior Investors
• An Interview With Floyd Abrams
• Supreme Court To Review State Jurisdiction In Securities Suits
• REIT Ex-CFO Tells Jury 'Absolutely' No Intent To Defraud
• IAC Drops Stock-Shuffling Plans, Negating Class Action
• Southern China Livestock Receiver Appeals Release Ruling
• BancorpSouth Investors Win Class Cert. In AML Probe Suit
• Puerto Rico Defends Methods To Resolve Bond Conflict
• Certainty For Defendants Will Burden Institutional Investors
• FelCor Hit With Investor Suit Over Merger With RLJ Lodging
• Harsh Words For Shkreli From Jurors As Selection Begins
• Paul Hastings To Pay $46.5M In Deal To End ExamWorks Suit
• Madoff Trustee Inks $23M Deal With Fraudster's Sons' Estates
• NJ Judge OKs $4M Deal Ending Investor Suit Over Travel Co.
• Bancorp Says Earlier Settlement Bars Derivative Claims
• The Supreme Court Term By The Numbers
• The Firms That Won Big At The Supreme Court
• IP Cases Led The Pack In High Court Amicus Briefs
• UN Bribery Trial Begins After Feds Reject 11th-Hour Deal
• 'Soup Nazi' Distributor Says Investor Tried To Disrupt Ch. 11
• Bucking Tradition: NewLaw And The Coming Millennials
• Bankrupt IT Co. Pays Investors $1.3M Over Faulty Reporting
• Justices Won't Hear $234M Santander Foreign Tax Credit Row
• 2nd Circ. To Reduce Fee Award In $655M Madoff Settlement
• Divergence In Materiality Tests Narrower Than It May Seem
• DC Circ. Split Tees Up High Court Review Of SEC Judges
• State AGs Responding To Trump Policies: 3 Areas To Watch
• High Court Won't Eye Ex-CEO's Pump & Dump Conviction
• 2 Diverging Standards On Disclosing Interim Financial Info
• High Court Applies Strict Time Limit To Securities Suits
• Justices To Resolve Split Over Dodd-Frank Whistleblowers
• Gray Matters: We Feel, We Decide
• Investors Sue DeVry, Ex-CEO Over Hefty False Ad Fines
• Snapchat Maker's Arbitration Bid Blasted By Ex-Employee
• Consulting Co. Seeks Attys' Fees After $3.2M Award OK'd
• $10M Settlement Struck In Providence-Matrix Deal Suit
• AbbVie Fights Hedge Funds' Bid To Return To State Court
• Ex-ITG Head Settles SEC's Foreign Shares Supervision Claims
• Feds Seek $180M Restitution From Cay Clubs Ponzi Execs
• Mortgage Lender's Board Hid Possible Fraud, Investor Says
• Wash. State Co. Agrees To CFTC Bar On Commodities Trades
• Judge Denies Implant Sciences Investors A Solicitation Agent
• Ex-BigLaw Atty Taps Proskauer For Post-Verdict Defense
• Fox Rothschild Adds Ex-Greenbaum Rowe Litigation Pro In NJ
• Best Buy Investors Denied 2nd Shot At Class Certification
• Clovis Reaches $142M Deal To Resolve Stock Drop Suit
• Rookie Judge Faces 'Trial By Fire' In Texas AG's Fraud Case
• Labaton Sucharow Picked To Lead Tempur Sealy Investor Suit
• Index Eligibility As Governance Battlefield
• Ex-CEO Of Pokeware Pleads Guilty To $6M Investor Fraud
• The Misconception About SWS Appraisal Decision
• ECB Launches Bid To Regulate Euro Clearing After Brexit
• Feds, Shkreli Trade Claims Of Dubious Witness Tricks
• Inside Trader Must Shell Out $1.6M For Role In Sanofi Fraud
• Investors Call Coworking Startup Bar Works A Ponzi Scheme
• Defunct Scrap Metal Co. Committed No Fraud, Court Affirms
• REIT Ex-CFO's Bonus Could Hit 8 Times Salary, Feds Say
• Puda Coal Investor Wants Receiver After $228M Judgment
• Another Sempra Gas Leak Investor Suit Is Tossed, For Now
• 2nd Circ. Urged To Put Big Banks Back In ERISA Forex Suit
• Deutsche Defends Loan Sample In $306M Mortgage Trust Suit
• AstraZeneca Affiliate Hit With $275M Merger Payment Suit
• JPMorgan Says Fee Complaint Compares The Uncomparable
• Synutra Investors Demand Appraisal Of $125M Go-Private Deal
• SEC Says Atty Stole Part Of $89M EB-5 Investments
• Clayton Laments IPO Decline At SEC Meeting
• SEC Says NY REIT's Charter Change Stiffed Shareholders
• Insurer Ordered To Pay MF Global Almost $1M In Attys' Fees
• NJ Man Gets Nearly 4 Years For $1.5M Ponzi Scheme
• Tidewater Balks At Shareholder Bid To Delay Ch. 11 Consent
• Big Banks Can Survive Major Recession, Fed Says
• Finance Giants Tell Regulators To Back Off Blockchain
• Giancarlo Says Easing CFTC Rules Won't Harm Dodd-Frank
• Ex-Fugitive In Haiti Teleco FCPA Case To Plead Guilty
• Puerto Rico Court Shouldn't Hear Tax Row, Stakeholders Say
• Acting Comptroller Blasts CFPB At Senate Hearing
• Wells Fargo Makes $3.25M Settlement Over Options Reporting
• Justice Kennedy's Moderating Influence On The High Court
• Clarifying Anti-Retaliation Protections Under Dodd-Frank
• A Resurgence Of Synthetic Securitizations
• How Kokesh Will Impact The FTC And Other Agencies
• Bard Investors Sue To Stop $24B Becton Dickinson Merger
• Regulators Outline Ways To Ease Back Bank Rules
• Judge OKs Ponzi Scheme Receiver's $4M Deal With Bank
• Blogger Cops To Role Conning Culprits In RE Bribe Scheme
• Justice Sotomayor On The Power Of Dissent
• Azeri Bank's Restructuring Under Fire In Ch. 15 Hearing
• Whistleblowers, MDL Plaintiffs Object To $32M SunEd Deal
• Feds Can Shield Classified Info In UN Bribery Case
• Genworth Agrees To $20M Settlement In Suit Over Unit's IPO
• Ticket Execs Could Escape SEC's $33M Athlete Fraud Suit
• Fresh Market Investors Get Class Cert. In Del. Suit
• High Court Urged To Deny 2nd Circ.'s 'Trends' Disclosure Duty
• Junior Staffer OK'd REIT's Challenged Filing, Jury Hears
• Ex-Swisher Execs Convicted Of Securities Fraud Conspiracy
• Altor Bioscience Suit Claims Insiders Lowballed Merger
• Liberty Media Beats Insider Suit Over $400M Live Nation Buy
• NJ Biz Owner Charged In $1M 'Pump-And-Dump' Scheme
• Arbitration Over $27M Tin Futures Trading Loss Rebooted
• Feds Seek To Oust Texas Politico's Atty Over Client Conflict
• Fed Change Should Make Tests Less Stressful For Most Banks
• Inotek Investor Wants Look At Drug Test Statement Records
• Cattle Futures Traders To Pay CFTC $5.5M For Flouting Limits
• The Future Of The 1933 Act
• Tax Deductibility And Statutory Damages — A Waiting Trap
• 2nd Circ. Says 1st Circ.'s Materiality Test Is Unsound
• SEC Wants Briefs On CBOE Reviews Of Disciplinary Actions
• 4 Firms Fight For Lead Counsel In Ocwen Investor Suit
• China Shares Finally Added To Key Emerging Markets Index
• Innovating For Wise Juries: Juror-Posed Questions
• Marblegate Picks New Fight With EDMC After 2nd Circ. Loss
• Adviser Gets 2 Years In $1.3M 'Cherry-Picking' Scheme
• Plaintiffs Bar Perspective: Grant & Eisenhofer's Michael Barry
• Besieged By Scandals, Uber Boss Kalanick Steps Down
• Ex-Faruqi Atty Seeks to 'Rewrite' Fee Deal, Firm Tells 2nd Circ.
• Surgical Co. Investors Nab $7M Settlement In Stock-Drop Suit
• FINRA Panel's $20M Award Over Soured Trade Approved
• 7th Circ. Affirms Conviction For NBA Investment Adviser
• National Events Restructuring Put On Hold Again
• Feds' Witness Branded As Liar In American Realty Fraud Trial
• NRG Says Stock Recapitalization Deal Meets MFW Standard
• Tilton Loses Zohar Doc Fight In Del. High Court Appeal
• Biz Groups Say Bankruptcy Law Stops Lehman Swap Claim
• Shearman & Sterling Partner Joins SEC Finance Unit
• CFTC Dem Calling It Quits Over 'Intolerable' Gridlock
• NJ Justices Won't Discipline Atty Based On SEC Suspension
• Booz Allen Faces Stock-Drop Suit After Revealing DOJ Probe
• Salix Class Attys Seek $44.6M In Fees For $210M Settlement
• Puerto Rico Blasted For Trying To Expand Bankruptcy Shield
• Bank Seeks To End Challenge To Clean Record Board Rule
• DOJ Declines FCPA Charges As Gas Co. Agrees To Pay $11.2M
• Unitholder Sues Ethanol Holding Co. Over LLC Changes
• Wells Fargo Says Account Scandal Not Securities Fraud
• Musk Didn't Drive Challenged SolarCity Merger, Tesla Says
• Taiwanese Man Owes SEC $7.3M In Insider Trading Case
• Bankrupt Energy Co. Settles Preferred-Share Suit For $2.9M
• Del. Justices OK Toss Of BNY Mellon Forex Scheme Suit
• Patheon Shareholders Sue To Stop $7.2B Thermo Fisher Deal
• Fed Releases JPMorgan From Muni-Bond Enforcement Action
• Helicopter Co. Investors Try Again To Get $3.9M Deal's OK
• Big Changes For Small-Equity Investment Accounting
• REIT Head Urged Fraud Of Key Earnings Metric, Jury Hears
• Justice Sotomayor On Working A Room And The Post-Scalia Void
• Don't Believe The Tweet — Shkreli Low On Cash, Atty Says
• Oxbow Investors Say Email Proves Koch Cashout Ban Bogus
• Calistoga Tells Del. Justices It Earned $50M Drug Bonus
• Chinese P2P Lender Yirendai Beats Investor Suit, For Now
• Ex-ArthroCare CEO Invokes Honeycutt In Fraud Dismissal Bid
• Puerto Rico Creditors Rip Board's Plan To Solve Bond Conflict
• Valeant Tries To Zap Claims In 4 Securities Fraud Suits
• SEC Goes After Remains Of Bankrupt Wind Turbine Co.
• Lender Blasted For Effort To Lift Ticket Reseller's Ch. 11 Stay
• Atty Linked To $1.2B Rothstein Scheme Can't Vacate Sentence
• Trump's FDIC Pick May Not Test Agency's Unwinding Power
• Robbins Geller To Lead Proposed Amtrust Stock-Drop Class
• High Court Sends Milberg Malpractice Suit Back To 9th Circ.
• GoPro Shareholders Wave White Flag In Stock Drop Suit
• Stagnant Telecom Getting Milked By Board, Investor Says
• Feds Say Convicted Energy Co. Founder Can't Duck Sentence
• CFTC Watchdog Blasts Agency's Swaps Margin Analysis
• Ybrant's Ch. 11 Plan May Short $37M Lien, Creditor Says
• Footnote In Kokesh Signals Bigger Changes On The Horizon
• High Court Won't Review Insider Trader Atty's Suspension
• Reynolds Investors Want More Info On $49B Takeover Offer
• Forestar Shareholders Challenge $605M Starwood Deal
• ESMA Sets Trading Obligation Tests For OTC Derivatives
• IOSCO Focuses On Regulatory Approach To Broker Incentives
• High Court Won't Hear ERISA Suit Over Bernie Madoff Profits
• Resh Exposes Defendants To Serial Class Cert. Relitigation
• FCA Sounds Final Warning On MiFID II Waiver Deadline
• Plaintiffs Bar Perspective: Hall Lamb's Adam Hall
• AIG Unit Doesn't Owe $5M For Investor Deal, 9th Circ. Told
• Ex-Exec Wants More Info On Charges In $30M Hack Scheme
• Judge Won't Ax Exxon Subpoena In Shareholder Climate Suit
• Companies Step Up Disclosures Of Trump-Related Risks
• 4-Year-Old Madoff Victim Fund To Begin Payments This Year
• Fed. Watchdog Wants Puerto Rico To ID Key Services
• 9th Circ. Won't Rethink New Falsity Standard Ruling
• Ex-Fed. Prosecutor Joins Nixon Peabody's Boston Office
• Consolidated Audit Trail Fee Plan Unfair, SEC Told
• Amedisys Pays $44M To End Investors' Medicare Fraud Suit
• Teva's Russian Subsidiary Pleads Guilty To FCPA Charge
• Treasury Proposes Expanding Dodd-Frank Body's Power
• Qualcomm Stockholder China Bribery Suit Dismissed In Del.
• Sauer-Danfoss $10M Settlement Gets Chancery Approval
• JPMorgan Wants Adviser's Suit Axed Over FINRA Arbitration
• Takata Stock Trading Halted Amid Reports Of Bankruptcy
• Shkreli Wants Millions In Bail Back For Bills
• Bonanza Creek Ch. 11 Professionals Awarded $17M In Fees
• Fees Chopped, Releases Cut In $25M Third Ave. Settlement
• Reinsurer Exec Says $50M RICO Suit Must Be Arbitrated
• Bankrupt French Oil Services Co. Gets Interim Payments OK'd
• Accused Fraudster Claims Ex-Employer's Exec Lied In Depo
• Lewis Brisbois Adds Attys From Now-Shut Locke Lord Office
• NJ Hedge Fund Owner To Face All Counts In 1 Trial
• SEC Fines Logistics Co. Execs Over Liquidity Disclosures
• Paralegal In Atty's Pump-And-Dump Scheme Settles With SEC
• SEC Says Maker Of Cannabis-Based Products Puffed Itself Up
• Libor Antitrust Plaintiffs To Appeal Foreign Bank Fight
• British Columbia High Court Nixes Estate's Tax Do-Over Bid
• Ex-InterMune Exec, Friend Must Pay $746K For Insider Trading
• CLO Market Forges Path To Risk-Retention Compliance
• Tips For Complying With ABA's New Encryption Guidance
• American Regulators Playing FinTech Catch-Up
• No Rules On Key REIT Metric, Witness Says In Ex-CFO Trial
• Nixed Enhancements Cut 20 Mos. From Fraudster's Sentence
• Rep Slams Puerto Rico Fiscal Board For Delay On Utility Deal
• $855M Blount Deal OK'd By Del. Justices, With Mild Rebuke
• DOJ Asked To Consider Clawing Back 3rd-Party Donations
• Gov't Goes After Another $540M In Assets In 1MDB Scheme
• CytRx Floats Settlement Of Cross-Country Securities Suits
• Judge Won't Toss Suit Against GE Capital Over $3.6B Scheme
• Adomani Is 2nd Reg A+ Issuer To List On Major Exchange
• Investors Get Class Cert. In Angola Oil Bribe Suit
• Texas Appellate Judge Leaves Bench For Baker Botts
• Broker Denied New Trial In $22M Oil Investment Fraud Case
• Oracle Objects To SunEdison's Service Transfer Plan
• Judge OKs $9.5M Deal To Settle Tile Shop Investor Suit
• SEC Cuts Tilton Disgorgement By $45M After Justices' Ruling
• Bipartisan State Treasurers Urge No Change To Fiduciary Rule
• Creditor, Retiree Committees Appointed In Puerto Rico Case
• 1st Circ. Clarifies Scienter Requirements
• Jury Delivers Single Conviction In Nomura RMBS Fraud Case
• Skullcandy Shareholders Denied Attys' Fees
• FERC At 40: Great Cases Make Bad Law
• Kahn Swick, Finkelstein Chosen To Lead Netflix Investor Suit
• Rosen Firm Ends Bid To Lead NY Pharma Stock-Drop Class
• My Strangest Day In Court: When I Did Nothing And Won
• Del. Justices Press Investors In BNY Mellon Forex Appeal
• Justice Ginsburg On Oral Argument And 'Imperious' Attorneys
• Tilton, Zohar Parties Clash In Del. High Court Over Docs
• Chancery Sends Innoviva Board Fight With Sarissa To Trial
• Ex-ArthroCare CFO Pleads Guilty After First Sentence Nixed
• Trump's Financial Rules Rollback Doesn't Need Congress
• 5 Federal Judges To Mediate Puerto Rico Bankruptcy Fights
• Lender To Bankrupt Ticket Reseller Seeks Lift Of Ch. 11 Stay
• Ex-US Atty's Affair Bred Hostile Environment, Staff Says
• Latham & Watkins Adds 2 Trial Pros From Kirkland & Ellis
• Payment Processors Hit With Investor Suit Over $750M Merger
• SEC Dings Atty Over Pot Growing Co.'s Securities Fraud
• Firms Fight For Lead Role In Lion Biotech Investor Case
• SEC Gears Up For Trial Of Alleged Delta Petroleum Tipster
• New Senior Hit With Shareholder Suit Over $640M Deal
• Judge Spares SEC's Securities Fraud Suit Against Calif. Atty
• Rakoff Rips Guidelines, Gives Ex-Visium Manager 1.5 Years
• The Case For Voluntary SEC Administrative Proceedings
• Feds Can't Use FBI Evidence In PE CEO Fraud Case
• Ex-Exec, SEC Settle Suit Over Pump-And-Dump Reporting
• Investors Say Orbital Knowingly Hid Ammo Contract Losses
• Snap Seeks Arbitration For Ex-Employee's Whistleblower Suit
• CFTC Settles Off-Exchange Deals Dispute For $1.63M
• No New Trial For Fla. Atty Convicted Of Money Laundering
• 3M Asks 8th Circ. To Reconsider Ponzi Loss Coverage
• Regulatory Focus On Bond Valuation Should Not Be Ignored
• British Airways' Pensions Saga Is Flying Under The Radar
• Innovating For Wise Juries: Preliminary Instructions
• Plaintiffs Bar Perspective: McKool Smith's Courtney Tippett
• Puma Energy Wins Emergency Award In Claim Against Benin
• Raytheon Says Alleged Whistleblower's Claims Fall Short
• All-Time Top Securities Settlements Boosted By Record 2016
• REIT Ex-CFO Made Up Numbers To Match Guidance, Feds Say
• Norwegian Investor Beats Deutsche's NY Bid To Collect $369M
• Too Late For Last Alleged Insider Trader To Duck SEC Case
• Investors Want FXCM Back On The Hook In 'Flash Crash' Suit
• MF Global Insurer Must Post $15M To Continue Arbitration Bid
• Former SEC Deputy Chief Of Staff Joins Quinn Emanuel
• Insurer Can't Duck $3M Suit To Recoup Loan Scam Losses
• Ex-MLB Player Fights Insider Trading Verdict
• Shareholder Dismisses Suit Over $190M Aerospace Co. Deal
• Ex-Broker Can't Rehash Claims Against Law Firm: NJ Court
• White House Taps Ex-Derivatives Industry Lobbyist For CFTC
• Ex-State Street Exec. Should Face Fraud Charges, Feds Say
• Bressler Amery Adds Securities Pro In NY Office
• UK Forex Traders To Waive Extradition, Face US Charges
• Quinn Emanuel Invokes Privilege Over Forex Opt-Out Docs
• Due Diligence From The Lateral Partner's Perspective
• Delaware Embraces Blockchain To Battle 'Proxy Plumbing'
• Artery Imaging Device Co. Hit With Suit Over $65M IPO
• UBS Says Fired Adviser Not Whistleblower Under Dodd-Frank
• Bankrupt Gymboree Gets Access To $35M New DIP Money
• New Judge Assigned To Texas AG Securities Fraud Case
• Traders Who Used Schwab Get 3rd Crack At Fraud Suit
• Inadvertent Errors By Fund Advisers May Bring Steep Fines
• Ex-Pot Co. Owner Seeks To Shift SEC Fraud Claims Onto Atty
• Why Proper Disclosure Of Executive Perks Is Important
• Restricting Rights Through Class Action Evisceration
• EU Outlines Plans To Grab UK's Euro Securities Clearing
• Lateral Partner Due Diligence: Where Should A Firm Begin?
• Justice Ginsburg On Diversity And Persuading Her Colleagues
• Feds Go After New Luxe London Properties In 1MDB Scandal
• Deutsche Bank To Pay $170M To Settle Euribor Investor Suit
• Treasury Report Shows Trump's Plan To Roll Back Dodd-Frank
• Horsehead Execs Seek To Toss Securities Suit Over Zinc Plant
• 'Mini-IPO' Could Spur More Listings Through Reg A+ Route
• Ex-Fed. Prosecutor Joins Walden Macht From Kobre & Kim
• DreamWorks Investors Say Katzenberg Suit Should Continue
• CFTC Is Mum On Berkshire Subsidiary's Insurance Product
• Citi To Pay $1M For Lax Trade Controls Behind Price Swings
• Investors Say Feds Wrong On State Securities Suit Petition
• CFTC, Watchdog Disagree Over Futures Association Oversight
• Exar Investors Drop Challenge To $662M MaxLinear Merger
• Fraud Suspect Seeks To Unfreeze $35M To Pay Attys
• SunEdison Cleared To Solicit Votes On Ch. 11 Plan
• 8th Circ. Backs Firm, Underwriter Liability In $8M Bond Deal
• Appeals Court Says Paxton Prosecutor Pay Fight Not Ripe
• Lab Supplier's $6.4B Sale Has Investors In Dark, Suit Says
• High Court Won't Revive Ex-Qwest CEO's Suit Over Forfeiture
• NYSE Rule Change Would Make It Easier To List Without IPO
• Costco Says Hedge Fund's Ponzi Scheme Suit Is Time-Barred
• CU Bank, PacWest Face Investor Suit Over $705M Tie-Up
• Northrop Grumman Settles 401(k) Fee Class Suit For $16.75M
• Takeaways From Delaware's PetSmart Appraisal Decision
• The Shameless Wall Street Double Standard
• FCA Mulls Powers To Force Banks To Help Set Libor
• EU Regulators Ban Short Selling In Liberbank Shares
• Alleged Ponzi Scheme A 'Melting Ice Cube,' Creditors Told
• Clayton Signals Enforcement Continuity With Director Picks
• SEC Settles With Fraudster Over $6M Startup Stock Scheme
• Former CCO Barred For Life For Circumventing SEC Order
• Atty Beats Muzzling Motion In Chiquita MDL
• UK Litigation Roundup: Here's What You Missed In London
• SEC Disgorgement Limits Should Apply To FERC And CFTC
• Vedder Price Snags Insurance, ETF Pro From Reed Smith
• Mobile Security Firm's $7.5M Shareholder Deal Gets OK
• CFTC Charges Wash. State Co. With $11M Fraud Scheme
• Ohio Atty For Ponzi Couple Gets 14 Months For Fraud
• Dual-Class Stock And Private Ordering: A System That Works
• CFTC Wins Asset Freeze In $13M Churchgoer Ponzi Suit
• Investors Bancorp Shareholders Want Del. Pay Suit Revived
• Inside The CFTC's Enhanced Whistleblower Protections
• ESMA Finalizes Risk Rules For Central Securities Depositories
• TransPerfect Worker Group Says Probe Would Violate Rights
• Royalty Biz Seeks Toss Of Hedge Fund's Bid For Board Seats
• SEC Settles Insider Trading Claims With Ex-Deloitte CPA
• CFTC Chair Unlikely To Get Requested $281.5M Budget
• SEC Names Co-Heads Of Enforcement Division
• Penny Stock Trader Hit With $12M Judgment
• SunEdison Seeks OK For $32M D&O Insurance Deal
• Justices' Financial Disclosures Show More Stock Selloffs
• Moody's Slams Bid To Revive Securities Ratings FCA Suit
• UK Currency Firm Eyes FX Manipulation Suit Against HSBC
• Energy Cos. Dodge Oil Price Manipulation Suits
• Calamos Investor Seeks Stock Appraisal After Parent Buyout
• CMS Insider Trading Case Gets New Judge After Complaints
• SEC Denies Whistleblower Award, Defends Eligibility Cut-Off
• Diamond Resorts Says It Disclosed Enough Apollo Deal Info
• SEC Won't Interpret Berkshire's Workers' Comp Policies
• 'Phantom Pain' Device Maker Misled Investors, Suit Says
• What Kokesh V. SEC Means For Enforcement Actions
• House Passes Bill Overhauling Dodd-Frank
• SEC Nabs $1.56M Win Over 'Point'-Based Pyramid Scheme
• Wells Fargo Can't Apply Verdict To Nonjury ERISA Claims
• Swisher Owes Securities Fraud Defense To Ex-Exec, Suit Says
• Mitigating Appraisal Risk In Private Equity Transactions
• Tilton Asks SEC To Stay Her Case Pending DC Circ. Ruling
• Earthstone Investor Says Bold Merger Was A Raw Deal
• Atty Asks 1st Circ. To Toss Pump-And-Dump Conviction
• Panera Served More Securities Suits Over $7.5B Buyout
• The Fed, SEC Tell DC Circ. To Ditch Risk Retention Appeal
• 9th Circ. Backs SEC Win In Suit Over $800M Ponzi Scheme
• Cabela's Investors Want More Info On $5B Bass Pro Deal
• UK Police Arrest Ex-HSBC Trader Sought In US Fraud Case
• FINRA Panel Bars Rep. In $100M EB-5 Dispute
• 7th Circ. Judge Wary Of Sentinel's 2nd Clawback Attempt
• Texas High Court Won't Hear Bid To Keep Paxton Judge
• Blount Investor Asks Del. Justices To Revive Axed Deal Suit
• $2.4B Lehman RMBS Deal Draws Investor Side-Eye
• GoodCents Jr. Holders Can Share In Merger Spoils: Chancery
• New Justice Settlement Guidelines Could Lower Bank Payouts
• Investor Can't Keep BLIPS Tax Shelter Benefits, 9th Circ. Says
• SEC Muddies Fiduciary Rule Waters With Comment Request
• Robbins Geller To Lead Investor Suit Over Sequenom Deal
• Deutsche, SVB, UBS Get Time For Volcker Rule Compliance
• Green Bonds Likely To Blossom Despite Paris Accord Fallout
• Del. Justices Mull Appraisal Cases With DFC Global Appeal
• JP Morgan, Good Tech Settle 'Fire Sale' Suit For $52M
• Sessions Stops 3rd-Party Donation Settlements
• 3rd Circ. Says Former Le-Nature's Exec Can't Lower Sentence
• Judge Wrongly Hid Winged Foot Land Value, Investors Say