Securities Archive » July, 2017

Securities - July, 2017

500 articles

• Feds Rip Ex-Exec's Bid To Trim Charges In $30M Hack Scheme
• SEC Mocks Chinese Investor's Insider Trading Non-Defense
• FINRA Panel Lets Fidelity Off Hook In Client Account Row
• Former SunEdison Exec Wants Millions From Ch. 11 Process
• Puerto Rico Gov't Blasts Request For Committee Shakeup
• Serial Scammer Gets Over 9 Years For Fla. Investment Fraud
• Revolving-Door Roundup: Jones Day, Manatt, K&L Gates
• SEC Won't Stay Tilton Case While Justices Weigh ALJ Review
• SEC Still Weighing Controversial Confidential ETFs
• SEC Fines Brokerage Firm, Restricts Penny Stock Deposits
• Calistoga Tells Del. Justices Gilead Owes $50M Drug Bonus
• Goldman Sachs Brass Push Back On Excessive Pay Claims
• ETE Units Dispute Sees More Claims Slated For Del. Trial
• SEC Says Brokers Made $1.7M Lying To Federal Employees
• Yahoo Looks For Quick Win In Data Breach Securities Suits
• UBS On Its Own For Debt Bonds Defense, Insurers Say
• T. Rowe, Funds Fight Valeant's Bid To Kill Stock Drop Suits
• Texas Judge Greenlights $100M Halliburton Class Settlement
• Rising Star: Cohen Milstein's S. Douglas Bunch
• 15 Years Of SOX: The WorldCom And Enron Securities Cases
• Board-Suspicious Biotech Investors Sue For Records
• Investors Sue Abuse-Deterrent Opioid Co. After FDA Setback
• Investors Want Ex-BP Exec's Statement Kept In Oil Spill MDL
• HSBC, ICAP Cut From Interest Rate Swaps Antitrust Suits
• Investment Fund Wants Review Of Doc Order In HSBC Fight
• Why The CFTC's New Use Of NPAs Is Significant
• Appraisal Practice Tips 1 Year After Prepayment Amendment
• Cybersecurity Risks In The Courtroom
• SIFMA Backs Banks' Cert Bid In FDIC's $140M Mortgage Suit
• Investors Can't Join SEC's $89M EB-5 Scam Suit, Atty Argues
• Shareholders Urge Strong Safe Harbor In FTI Consulting Case
• Chancery Allows Oxbow Atty To Testify In Trial Over Sale
• Spirit Aero Investor's Short-Swing Profit Suit Beats Dismissal
• Banks Say New Precedent Dooms Swiss Franc Libor Suit
• Pa. Man Gets 2.5 Years In Prison For $14M Ponzi Assist
• Morgan Stanley, Banks Ink Deals Worth $111M In Forex Suit
• Dow CEO Perks Suit Tests Delaware's Investor Access Limit
• Florida Attorney Gets 4 Years For Money Laundering
• Shkreli Called A 'Con Man' As Fraud Case Heads To Jury
• Bids For More Puerto Rico Creditor Committees Under Fire
• Freeborn & Peters Adds Ex-Hinshaw Antitrust, Securities Pro
• MSRB Says Underwriters Need Independent Attys
• Del. Chancery Rejects Genworth Investors' Discovery Bid
• Late Word Of Family Tie Irks Judge In GFI Sale Price Action
• Uzbekistan Says Ex-Prez's Daughter Convicted 2 Years Ago
• K&L Gates Beefs Up White Collar, Hiring SEC Senior Counsel
• Rising Star: Skadden's Robert Fumerton
• FINRA Fines Deutsche, Others $4.8M For Supervision Failures
• Investor Sues For Records On $5.1B West Corp. Merger
• Trump Admin. To End Obama's Retirement Accounts Program
• Surprise Debt Rule Tweak Threatens EU Securitization Reform
• Citadel Energy Founder Must Pay $2.8M In SEC's Fraud Suit
• Revisiting Preclusion Principles In Derivative Actions
• Seeding Period Extensions After New Volcker Guidance
• Be Careful What You Share With Your Local Regulator
• Gray Matters: Clients Are Not Really 'Emotional'
• Cadwalader, Simpson, Cleary, Willkie Aided Top CMBS Loans
• Colgate Retirees Get Class Cert. In Denied Benefits Row
• Feds Call Shkreli A Liar As Defense Denies Any Fraud
• Del. Vice Chancellor Presses Innoviva On Proxy Deal Drop
• Regulators Focused On Bad Actor Brokers
• Guidelines, Shmidelines: Rakoff Gives Forex Fraudster 1.5 Yrs
• CFTC Nominees Talk Position Limits, Swaps Regs In Hearing
• Microcap Execs Get 9, 15 Years For $23M Scheme
• U Of Puerto Rico Plan Trustee Wants Clarity On Asset Transfer
• Texas AG's Securities Fraud Trial Gets December Start Date
• 2nd Circ. Denies Ex-Lehman Trader's Bid For $85M Bonus
• West Marine Investors Say Retailer Misled On $338M Sale
• 2nd Circ. Saves FXCM 'Flash Crash' Case Over New Evidence
• BioScrip Investors' Attys Win $2.7M In Fees From $11M Deal
• SEC Gives Noncompliant Whistleblower A $1.7M Award
• Chicago 'Mini-Madoff' Gets Nearly 6 Years In $1.7M Fraud
• Cabela's Investors Drop Claims Over $5B Bass Pro Deal
• Forestar Shareholder Drops Suit After $568M D.R. Horton Bid
• Tyson Foods Sheds Chicken Price-Fix Investor Suits
• Issuers On Notice After SEC 'Coin Offering' Report
• IBM Cleared Of Foreign Bribery After Multi-Country Probe
• E-Currency Exchange Fined $110M, Charged With Laundering
• GoPro Can't Escape Investors' Drone Recall Suit
• Gambler Billy Walters Gets 5 Years For Insider Trading
• Prosecutors, NJ Hedge Fund Owner Clash Over Dismissal Bid
• Pair Slapped With Sanctions In Golfer Endorsement Dispute
• SEC Sues Vegas Men Over Fake Bank Instrument Scheme
• Biz Groups Say Piwowar's Letter Backs Nixing Fiduciary Rule
• Gaps In Client Asset Protection Still Exist, IOSCO Finds
• Ex-Class Attys Must Produce Docs In $333M BofA Settlement
• CFTC LedgerX Approval Is A Big Step For Bitcoin
• Halliburton To Pay $29.2M Over Angolan FCPA Violations
• Petrobras Renounces 2nd Circ. 'Preference' For Class Cert.
• Avoiding The Rotten Compromise In Mass Litigation
• Having A Chief Privacy Officer Reassures Your Firm's Clients
• Record Number Of Securities Class Actions Filed In 2017
• FINRA Promotes Acting Enforcement Chief In Reorganization
• Ticket Co. 'Insider' Ripped For Payout Bid Amid Ponzi Claims
• SEC Settles Claims Of Compliance Fails At Adviser's 2 Firms
• Fed Rules Chief Nominee Says Dodd-Frank Tweaks Needed
• SEC Program Raises Ethics Issues For Atty Whistleblowers
• Hedge Fund Sues In Del. For ComScore Inc. Annual Meeting
• Investors Rip Judge's Lead Plaintiff Pick In Ocwen Suit
• Analyst Gets 45 Months For Insider Trading On ADT Buy
• Global Cartel Fines Down In 2017, Report Says
• SEC Says Citadel Energy Founder Ran $15M Investor Scheme
• Trump Bank Noms To Face Grilling Over Dodd-Frank Rollback
• CFTC Fines Trader $635K After Smaller Run-Ins With CME
• How The PSLRA Reshaped The Rush To The Courthouse
• Calif. Man Settles SEC Suit Over Bogus App Investments
• DOJ Closes Probe Into FCPA Concerns At Gold Mining Co.
• Shkreli Loses Bid To Nix Charges After Resting Case
• Aetna Faces Investor Suit Over ACA Marketplace Withdrawal
• CEO Accuses Prosecutor Of Using Fraud To Get Guilty Plea
• Gov't Contractor Investors Cry Foul Over $283M HIG Buyout
• Cancer-Drug Maker Loses 2nd Bid To Duck Stock-Drop Suit
• Linklaters Atty Denies Link To Husband's Alleged Fraud
• Texas Co. Settles SEC Suit Over Oil And Gas Offering Fraud
• Burdensome Regs Keeping Cos. Private, SEC Chair Says
• Innovating For Wise Juries: Discussions Before Deliberations
• Jay Clayton's Enforcement Philosophy
• Combating Securities Fraud Allegations With 10b5-1 Plans
• Plaintiffs Bar Perspective: Kluger Kaplan's Bruce Katzen
• SunEdison Gets Nod For Ch. 11 Plan Confirmation
• Altor Bioscience Investors Fail To Halt $290M NantCell Merger
• SEC Chief Pans Fiduciary Rule In Letter To Labor Dept.
• 'Digital Assets' May Need To Be Registered, SEC Warns
• 8th Circ. Backs Dismissal Of 3-D Printer Co. Investor Suit
• Clearwire Ruling Shines Light On Appraisal Arbitrage Risks
• 'Mini-Madoff' Says 3-Year Sentence Would Be More Like It
• Shkreli Slams Katten Atty In Emails, As Trial Wraps Up
• Del. Chancellor Calls For New Derivative Case Dismissal Rule
• IPayment CEO Suit Settlement OK'd With Bigger Cash Payout
• Genetics Prof Settles SEC's Intel Insider Trading Case
• SEC Says Stock Promoter Should Face 'Fake News' Suit
• Government Tipster Gets $2.5M SEC Whistleblower Award
• Investment Firm Loses Bid To Stay Ex-Employee's Suit
• Pump-And-Dump Orchestrator Ordered To Pay $9.2M To SEC
• NY Appeals Court Revives Ex-Client Suit Against Willkie Farr
• Ex-Adviser Cops To Trading Scheme With Ex-Hunton Atty
• Libor Trader Waives Conflict To Keep Paul Hastings Team
• Banks Say Top Court Ruling Cuts Against SIBOR-Rigging Suit
• Iron Workers To Spearhead Anadarko Securities Fraud Class
• DOJ To Increase International Coordination In FCPA Fines
• $5B Parexel Take-Private Deal Incites Investors
• HSBC Wins Unredacted Docs In MBS Dispute
• Edelson Escapes Mizuho Bank Sanctions Bid In Mt. Gox Suit
• Clearing Firm Pays FINRA Fine Over Supervisory Failures
• 2nd Circ. Libor Ruling Won't Slow Cross-Border Enforcement
• Pay-To-Play Rules Are Here To Stay
• 5 Questions Firms Should Ask When Evaluating Litigation AFA
• For Law Firm Offices, Business Savvy Is The New Cool
• Barclays Forex Rigging Settlement Nets $8.75M In Atty Fees
• LedgerX First To Get CFTC Approval For BitCoin Trading
• SEC Wins Bid To Shield Notes From Atty Gone Fraudster
• 8th Circ. Says ICA Won't Allow Retirement Plan's Fee Suit
• Carfax Owner's Controllers Kept In 'Blowout' Merger Suit
• Equus Investor Fights Bid To Toss Equity Perk Suit
• AIG Unit Urges 9th Circ. To Rethink $8.6M Coverage Ruling
• SEC Says Broker-Dealer Can't Ditch Suit Over 'Layering'
• Wells Fargo Fights Investor's Class Cert. Bid In RMBS Suit
• Fresh Charges Eyed For Alleged NY Fed Scammers
• 'Bad Actors' Can't Escape EB-5 Investors' $50M Hotel Suit
• TerraForm Brass Reach $20M Settlement Of Solar Deal Suit
• Puerto Rico Bondholders Seek Seat On Creditor Committee
• $97.5M JC Penney Investor Settlement Gets Initial OK
• Shkreli Says He Won't Take Stand At Securities Fraud Trial
• JPMorgan Sues Former Employees For Poaching Customers
• Petrobras Seeks To Expand 2nd Circ. Win In Investor Suit
• Ex-Barclays Trader Banned From Banking For Unsafe Actions
• 8th Circ. Won't Reconsider Sigillito Ponzi Victims' Case
• SEC Orders Exchanges To Rethink Audit Trail Fees
• Judge Won't Block Shareholder Vote Over DigitalGlobe Merger
• Fed Eases Volcker's Treatment Of 'Seed' Investments
• Hong Kong Judge Shuts Down Appeal Over $7M Award
• Judge Gives Shareholders Nod In $2.9M Lihua Deal
• Feds Seek 8-Year Fraud Sentence For Gambler Billy Walters
• Ex-Simpson Thacher Clerk Fights SEC's $2M Penalty Bid
• Endologix Seeks Sanctions For Investor's Witness Statements
• ARI Investors Sue Over Info Missing From $140M Sale
• New IPO Policy Signals Pragmatic Regulatory Approach
• How To Avoid Portfolio Co. Valuation Risks
• The Best Documents In Your Case May Be From 3rd Parties
• Planning A Legal Career With A Future Relocation In Mind
• Plaintiffs Bar Perspective: Labaton Sucharow's Mike Stocker
• The Best Law Firms For Female Partners
• The Best Law Firms For Female Attorneys
• How 4 Firms Are Moving The Needle On Gender Diversity
• 4 Female Perspectives On BigLaw Leadership
• Could An NFL Diversity Rule Be A BigLaw Game-Changer?
• BigLaw Bias Suits New Wild Card In Fight For Gender Equity
• Women See Another Year Of Slow Gains At Law Firms
• JPMorgan, Deutsche To Settle Libor Rigging Claims For $148M
• Gambling Co. Blasts 7th Circ.'s Ch. 11 Safe Harbor Ruling
• Feds' Shkreli Case Nears End, Amid Testy Exchanges
• SEC Cuts Dodd-Frank Mandates From Rule-Making Agenda
• Green Mountain Investors Win Cert. In Stock Drop Suit
• Puerto Rico Pension Law Spurs Bondholder Suit Against US
• CFTC Seeks Default Win Against No-Shows Over $13M Fraud
• Feds Look To Drop 'London Whale' Traders' Fraud Charges
• Investors Sue Tempur Sealy Over Mattress Firm Merger
• Attys For VW 3.0L Vehicle Owners Score $125M In Fees
• 2nd Circ. Backs Trader's $1.1M Unpaid-Wage Win, Adds Fees
• Chancery Appraisal Cuts Sprint-Clearwire Deal Price In Half
• Regulators Delay Volcker Enforcement For Foreign Funds
• Texas Judge Questions Arbitration For 'Indirect Customers'
• Investment Adviser Again Gets 20 Years In 2nd Circ. Remand
• Biz Groups Continue 5th Circ. Attack On DOL Fiduciary Rule
• SEC Fights To Keep Alive Suit Over $17M Stock Scheme
• Investment Adviser Takes SEC Admin Judge Case To Justices
• The Elephant In The Room: Advancing Women To Partnership
• How Midsize Law Firms Can Minimize Cybersecurity Threats
• Gov't Wants 'Serious' Prison Time For 26-Year-Old Fraudster
• Ex-ArthroCare CEO Can't Escape Wire Fraud Charges
• Investors Say SeaWorld Can't Mark Every Doc Confidential
• Chinese Students Ask To Join $89M EB-5 Scam Suit
• Lessons From The CoinDash Hack
• CORRECTED: Ocwen Reaches $56M Deal In Investors' Suit
• UK Litigation Roundup: Here's What You Missed In London
• Objectors Force Delay Of SunEdison Ch. 11 Plan Confirmation
• Shkreli, Gov't Embroiled In Investor Evidence Fight
• Libor Trader Ruling Creates Cross-Border Hurdle For DOJ
• DeValerio Of Berman DeValerio Starts New Firm
• Judge Kills Securities Suit Over Kohl's Accounting Errors
• NJ Couple To Pay $2.1M Settlement Over Illegal Securities
• Ga. Trader And His 3 Firms Settle Fraud Claims With CFTC
• Gold Mining Co. Seeks Move Of $3.7M Fee Row With Jefferies
• Entitled Insider Trader Deserves Up To 8 Years, Feds Say
• Kirkland & Ellis Lands Another Former SEC Official
• Charges Expanded For 6 In Chimera Stock Inflation Scheme
• Doc Charged With Trading Ariad Stock On Wife's Inside Info
• Citigroup Says Litigation Demand Failure Dooms Case
• Jones Day Adds Ex-Shearman Capital Markets Pro In Calif.
• Feds Warn Of 'Increasingly Unhinged' Insider Trading Suspect
• SEC Says Asset Manager Overvalued Renewable Energy Co.
• SEC Fines Seattle Firm Over Conflicts Of Interest
• Health Data Co. Owner Gets 10 Years For Investor, Tax Frauds
• UK Sets Out New Framework For Insurance-Tied Securities
• Clayton Speech Signals New Tone At The Top
• Financial Sector Tweaks Made To EU Whistleblower Measures
• 2nd Circ. Libor Ruling Helps Subjects In Int'l Investigations
• Shareholder Proposal Trends In 2017 Proxy Season: Part 2
• SEC Reduces Disgorgement Ask For $4M Pyramid Schemer
• Chancery Tosses Suit Over Swift Founder's Borrowing
• Trump Banking Noms To Get Senate Hearing Next Week
• Arconic Didn't Disclose Panel Sales Risks In IPO Docs: Suit
• VW Bondholders Can Press On In Emissions Scandal MDL
• Madoff Trustee Gets 2nd Crack At 2nd Circ. RBS Case Appeal
• Shkreli Trial On Hiatus Over Gov't Evidence Gambit
• NY Atty Charged Over Pump-And-Dump Scheme
• Fla. Court Misconstrued FINRA Code, Trusts Tell 11th Circ.
• Brit Charged In $37M Bitcoin, Office Co. Scam Skips Court
• SEC Settles Insider Trading Claims From Apple's $355M Deal
• MF Global Insurer Loses Appeal Bid Over Bermuda Suit
• SEC Sues 2 Men Over $3.8M 'Matched Trading' Scheme
• Fintech Co. Wins Court-Ordered Access To Swap Servicer
• Trump To Nominate Hester Peirce As SEC Commissioner
• Shareholder Proposal Trends In 2017 Proxy Season: Part 1
• Panera Shareholders Drop Remaining Merger Suits
• Equity And Incentive Compensation Plans For Startups
• 2nd Circ. Nixes Libor Convictions Over Forced Testimony
• Innovating For Wise Juries: Matching Experts
• SEC Seeks To Lift Stay On Suit Against Ex-Dewey CFO
• Ticket Reseller In Ponzi Case Can Sell Remaining Inventory
• Shkreli Vowed To Make Trader's Kids Homeless, Jury Hears
• OptimisCorp Appeals Chancery's $2M Fee Award To Ex-CFO
• Viacom Says Redstone's Pay Was Appropriate Despite Illness
• Dole Shareholders Garner $18.5M In Fees In Securities Case
• Advisers Hope Rigorous SEC Exam Program Will Relax Soon
• Ex-BP Exec Seeks Redo On Investor Claims In Oil Spill MDL
• Bondholders Seek Receiver For Puerto Rico Electric Co.
• Investor Rips Atty Fee Requests In $100M Halliburton Deal
• Third Man Cops To $6.4M Diamond Investment Fraud
• Teva Employees Say Co. Hid DOJ Antitrust, Bribery Probe
• CFTC Claims $16M 'Binary Options' Trading Scam In Suit
• Goldman Sachs Pays FINRA $2.5M Over Options Reporting
• SEC Blasts Trader's Challenge To Its Cooperation Program
• Senate Agriculture Lawyer Picked For Dems' Spot On CFTC
• Investors Blast Polaris' Bid To Nix Suit Over Recalls
• ESMA Chides UK Watchdog Over Financial Data Scrutiny
• Capital Bank Investor Sues Over $2.2B First Horizon Deal
• Nasdaq Fights Bid To Move Unsettled Facebook IPO Cases
• Pa. Consultant Gets 5 Years In $3.5M Foreign Bribery Scheme
• Royal Park Blasts HSBC's Discovery Bid In RMBS Case
• House Republicans Lay Out Tax Reform, Spending Plans
• NY Bankruptcy Judge Strikes MF Global Insurer's $15M Bond
• Key Factors In Selling Wind Farm Tax Equity Investments
• The Rise Of Midsize Firms
• SEC's Emerging Enforcement Priorities In The Bond Markets
• FCA Chief Warns EU Brexit Strategy Could Undermine City
• 5 Questions To Ask Yourself Before Submitting Litigation AFA
• Shkreli Investor Irked By Loss, But Then Cashed In Big
• DC Circ. Gives Investors 2nd Chance At Fannie Claims
• 9th Circ. Urged To Revive Las Vegas Sands Shareholder Suit
• $1B Paragon Ch. 11 Gets Last-Minute Delay In Rig Handoffs
• Gilead Backs Chancery In Appeal Of $50M Merger Bonus Suit
• Chancery-Ordered TransPerfect Mediation Hits Impasse
• Ex-TelexFree Director Settles In SEC Suit Over Alleged Scam
• 11th Circ. Says Fed. Workers Can't Sue Over Ponzi Scheme
• BNP Paribas To Pay $246M More For Bad Forex Compliance
• Activist Investor Trian Readies P&G Proxy Fight
• Lenders Say Lehman Mortgage Row Not For Bankruptcy Court
• 5th Circ. Tosses 'Lame' Objection To Crestwood Merger Deal
• SEC Says NYSE Can't Let Market Makers Trade Pre-Close
• Vocke Law Group Adds 2 Attorneys To Stamford Office
• Calif. Panel Affirms Dismissal Of Twitter Stock Row
• Trader Eyed For Libor Fraud Set To Keep Paul Hastings Team
• UK Forex Traders Plead Not Guilty To US Rigging Charges
• Banks Say Bond-Rig Claims Are Too Narrow, Vague To Survive
• ALJ Appointments Issue Now Primed For High Court Review
• How Mobile Apps Can Benefit Your Practice
• Ex-Congressman Defrauded IGate Investors, Says Judge
• Defendants May Come To Regret This High Court 'Victory'
• The Future Of Litigation Finance Is Analytics
• Law360 Names Top Attorneys Under 40
• Auditors Face Suit But Not Interest In $2B Bank Failure Row
• Investors Hit Oxbow CEO's Hunt For Different Deal
• Retrophin CEO Was Told Of Shady Shkreli Deals, Jury Hears
• Seward & Kissel Says Due Diligence Was Client's Job
• Split SEC Dismisses Case Against Ex-Wells Fargo Trader
• Investor Drops Suit Against Panera Bread Over $7.5B Merger
• Co.'s 'Rogue' Atty Claims Can't Revive Gordon & Rees Suit
• Jones Day Adds Ex-NY Prosecutor To Securities Team
• CFTC's Deal With Forex Trader Results In Discovery Stay
• 2nd Circ. Says Booz Retirees May Have Securities Fraud Suit
• Attys Seek $9M From L3 Investor Settlement
• Ex-KIT Digital CEO Wants Docs From Jones Day In Fraud Suit
• Investors Sue Arconic Over Stock Drop Tied To Grenfell Fire
• Democratic Lawmakers Urge Mnuchin To Push IRA Alternative
• Abraham Fruchter Picked To Lead Fla. Ocwen Investor Suit
• Investment Analyst Fights 'Harsh' Insider Trading Sentence
• My Strangest Day In Court: The Life Partners Bankruptcy
• Cobalt Wants Redo Of Class Cert. In Investors' Bribe Case
• Petrobras Does Little To Clarify Class Ascertainability
• Whole Foods Investor Sues To Block Amazon Merger
• Judge Greenlights Some BP Investor Holder Claims In MDL
• Ex-Lehman Workers Denied $300M In Deferred Pay Claims
• Koch Denies Obstruction In Oxbow Battle Over Forced Sale
• Trade Groups Kept Out Of Lehman's $1B Bank Clawback Fight
• 'Little Red Hen' Shareholders Awarded $3M, But No New Trial
• Chancery Nixes $2.2B Apollo-Diamond Resorts Deal Suit
• Duke CEO Ouster Settlement OK'd, But Fee Issues Punted
• 6th Circ. Says State GOPs Lack Standing In MSRB Rule Row
• Draft Bill To Repeal Fiduciary Rule Attracts Industry Support
• Shkreli Like The Pied Piper, Retrophin CEO Tells Jury
• Texas Sen. Taps New Attys For Securities Fraud Defense
• Investor Says AMRI's Go-Private Deal Docs Short On Details
• NY Court Has Jurisdiction For Rate-Rigging Suit, Funds Say
• 2nd Circ. Petrobras Ruling No Help To MBS Class, Banks Say
• Tidewater Wins OK For Ch. 11 Plan To Rework $2B In Debt
• Wells Fargo Gets Quick Win In Suit Over CDO Asset Auction
• 6 More Banks Face Possible Class Actions Over 'Last Look'
• Yellen Says Business Model Could Be Used To Set SIFI Status
• Jay Peak Owner Fights To Keep Defenses In EB-5 Fraud Suit
• When Del. Courts May Reject Corwin Cleansing: Some Clarity
• Where AI Meets Cybersecurity And The Legal Profession
• ESMA Weighs Tougher MiFID Robo-Advice Client Protections
• New Audit Report Standard Requires New Risk Considerations
• Looking At The EU Market Abuse Regulation 1 Year Later
• Why 'Class Action Attorney Fees' Are Such Dirty Words
• Shkreli 'Absolutely Stunned' Chairman With Lie
• Creditor Bid To Split National Events Case Draws Skepticism
• FINRA Fines State Street, Acorns $2M Over Record Keeping
• SEC Chairman Questions Disclosure Rules, Compliance Costs
• Koch Cites Egregious Betrayals In Chancery Oxbow Battle
• MF Global Says Insurer's $15M Bond Post Remains Defective
• More Cos. Authorizing No-Vote Shares Despite Resistance
• Justice Breyer On Changing His Mind And Sparring With Scalia
• Feds Crack Down On $147M Boiler Room Scheme
• Ex-Lehman Workers Grilled Over $300M Deferred Pay Claims
• FBR Investor Agrees To Drop Suit Over $160M B. Riley Merger
• No New Insider Trading Trial For Gambler Billy Waters
• Dallas Man Cops To Diamond Investment Fraud Scheme
• Kasowitz's Securities Work Not Presidential Caliber, Suit Says
• Husband Of Linklaters Associate Busted For Insider Trading
• Wendy's Dodges Shareholder Suit Over Farm Wages
• Sidley Austin Adds M&A Pro In Silicon Valley
• Investors Bancorp Slams Director Pay Row At Del. High Court
• $51M Deal Ends Long-Running Oppenheimer Junk Bond MDL
• The SEC's New Enforcement Tool?
• RBS Agrees To Pay $5.5B To Settle US Loan Misselling Probe
• Investor Recovery Strategies Following ANZ Securities
• Shareholders Want More Climate Change Risk Disclosure
• Innovating For Wise Juries: Interim Arguments
• Unstructured Data Is Just The Tip Of The Iceberg
• Valeant, Pershing, Investors Battle For Quick Wins In Suit
• Justice Breyer On The Limits Of Presidential Power
• Petrobras Ruling A Mixed Bag For Investors
• Bankrupt Co. Tied To Alleged Ponzi Asks To Sell Event Tickets
• Defense Targets Key Cooperator's Crimes At UN Bribery Trial
• FTC Seeks Quick Wins In Alleged Mortgage Relief Scam Row
• Commodities Suit Oral Settlement Not Enforceable: NJ Court
• UBS, HSBC Pen $28M Settlement In Swaps-Rate Class Action
• Texas Judge Blocks Transfers Of Penny Stock Shares
• Judge Says Futures Fraudster Must Disclose Dodgy Past
• Shkreli Fund In The Red, Jury Told, As He Boasted Of Millions
• Contract Dispute, Personal Feuds Roil In Oxbow Sale Trial
• Judge Says FTC Claims Already Settled In VW Emissions Suit
• National Lampoon Ex-CEO Can't Beat Suit Over $1M Atty Pay
• Chancery Snubs Revoked Stock Argument In Records Dispute
• BioScrip Investors Say Chancery Was Wrong To Toss Suit
• Chipmaker To Shell Out $7.25M To Settle Stock Drop Suit
• Kate Spade Investor Demands Records On $2.4B Coach Deal
• Fallen Financier Gets 3 Years For $23M Commodities Fraud
• Royal Park Says 2nd Circ. Petrobras Ruling Backs Class Cert.
• NY Forex Trader Imprisoned For $1.5M Fraud Sued By CFTC
• Petrobras Strikes Heavy Blow Against Use Of Event Studies
• Morrison's Impact On Commodity Exchange Act Claims
• 5 Questions To Ask Firm Before Accepting A Litigation AFA
• ESMA Sets Reporting Rules For Settlement Internalizers
• Trade Repositories Hit With New EU Derivatives Data Rules
• Koch, Oxbow, Investors Square Off In Trial Over Sale
• Mass. Judge Delays Ex-State Street Exec's Fraud Trial
• UN Bribery Trial Defense Objects To Feds' 'Aggressive' Tack
• Trump Names New Fed Rules Chief As Rollback Moves Ahead
• Lawmakers Ask SEC To Block Chinese Chicago Exchange Buy
• No Injunction For You, Del. Judge Tells Soupman
• Tribune Media Hit With Investor Suit Over $3.9B Merger
• Shkreli's Focus Reminds Investor Of The 'Rain Man'
• SEC Seeks $114M From Offshore Penny Stock Manipulator
• Viacom Class Challenge Dismissal Gets Chancery Nod
• Alleged Ponzi Schemer Barred From Selling US Open Tickets
• CFTC Compliance Proposal For CCOs Draws Praise, Concerns
• Gardere Adds Energy Litigation Partner In Houston
• Texas Politico's Atty DQ'd Over Client Conflict
• Takeaways From 2nd Circ.'s Petrobras Ruling
• CFTC Announces Review Of Swap Reporting Rules
• Ex-Nikko Asset CEO Part Of $50M Suit Against Current Chief
• Investors Sue Eye Drug Co. After Manufacturing Issues
• Platinum Will Get SEC Docs While Criminal Case Advances
• American Airlines, Ex-Affiliate Agree To $22M ERISA Deal
• Saudi Firm Seeks To Appeal $10B Barclays Fraud Suit
• Why You Should Argue Your Appeal
• 6 Ways Teaching A Law School Class Can Benefit Lawyers
• ESMA Seeks Upgrades In Dealing With 3rd Country Regimes
• Preparing For The New Revenue Recognition Standard
• Assessing The EU's Revised Shareholder Rights Directive
• EU Firms Reminded To Record Internal Chats Under MiFID
• Shkreli Called 'Scam Artist' By Ex-Hedge Fund Analyst
• SEC Goes After 2 Texas Firms, 3 Employees Over Note Sales
• Adviser Settles SEC Claims Over $4.5M Parking Garage Sale
• Judge Boots Platinum Receiver Over Escrow 'Red Flag'
• SEC Wants 'Layering' Called Fraud, Defends Asset Freeze
• Sidley, Deloitte, Others Can't Skip $350M Ponzi Scheme Suit
• Judge Rips VW's Offering Memo In Investors' Emissions Suit
• Consultant Guilty In $3.5M Bribery Plot Wants Lesser Sentence
• AIG Unit Owes $5M For Investor Deal, 9th Circ. Affirms
• Investor Says Fla. Homebuilders Scammed Him Out Of $4.5M
• DigitalGlobe Investor Suits Combined Despite Objection
• Judge Needs Time To Ponder Repeat Fraudster's Time
• 2nd Circ. Nixes Rakoff's Certification Of Petrobras Investors
• 6 Shareholder Suits Over Akorn-Fresenius Deal Moved To Ill.
• Broker Who Copped Plea In $131M Stock Scam Gets 1.5 Years
• SEC Sues Over $2.4M Calif. Oil-Drilling Ponzi Scheme
• Gerdau Reaches $15M Deal To End Investors' Bribery Claims
• Care Capital Hit With Shareholder Suit Over $7.4B Merger
• AARP, Worker Group Defend Fiduciary Rule At 5th Circ.
• Xactly Investors Say More Info Needed On $564M Vista Buy
• Plane Tickets, Voicemails Worry Feds In Insider Trading Case
• 8th Circ. Won't Revisit 3M's Ponzi Coverage Loss
• MF Global Insurer Fights Default Bid Over $15M Bond Payment
• OCC Says Fintech, Lending Standards Pose Risks To Banks
• Vacated Citigroup Award Can't Be Enforced, NY Court Says
• Feds Blast Ex-Stanford Exec's Bid To Ditch 20-Year Sentence
• Dodd-Frank Claims Tossed In Suit Against Grant Thornton
• Spiral Dynamics And The Vanishing Jury Trial
• SEC Poised To Turn Cybersecurity Focus Into Enforcement
• Inside PCAOB's New Standard For Audit Reports
• IOSCO Weighs Liquidity Risks From Asset Management Sector
• 2nd Circ. Won't Rehear Madoff-Trustee Calculation Row
• Equity Group's Bid For New Tidewater Ch. 11 Delay Nixed
• Bankrupt Co. Seeks Alleged Ponzi Schemer's US Open Tickets
• Wells Fargo Shareholders Defend Derivative Suit Claims
• Lehman Judge Signs Off On MBS Claims Estimation Deal
• Billionaire's Bribes Boosted My Pay, UN Diplomat Tells Jury
• Ex-Analyst Tells Of 'Depressed' Shkreli After Fund Implosion
• F-Squared Trustee Sues Ex-CEO Over 3rd-Party Algorithm
• Emails Remain Missing In Case Against NJ Hedge Fund Owner
• GoodCents Interlocutory Appeal Denied In Appraisal Case
• Fla. Atty Convicted Of Money Laundering Seeks Leniency
• GC Pick Shows Fed's Limited Desire For Dodd-Frank Changes
• 9th Circ. Tosses $946M Restitution Order For Ex-UCB Exec
• High Court Takes Up Forum Shopping In Securities Cases
• NYSE Refiles Proposal To Enable Listing Without An IPO
• Precision Biologics Investor Sues For Custodian, Recovery
• Thrivent Seeks Win After DOL Abandons Class Action Rule
• Revolving-Door Roundup: Latham, Quinn Emanuel, Ropes
• Ex-NBA Player's Adviser Barred From Top Roles In SEC Case
• Ex-IT Execs Face Investor Suit Over $4M Fraud Charges
• Real Estate Cases To Watch In The 2nd Half Of 2017
• Former State Street Exec Asks For Delay In Fraud Trial
• Feds Release Overviews Of Big Banks' 'Living Wills'
• Fed Rules Chief Says Now Is Housing Finance Reform Time
• Robbins Geller, Johnson & Weaver To Helm Cempra Suit
• Oh, The Indemnity! New Claims May Follow RMBS Settlements
• ESMA Proposes Simplified Investor Prospectus Regulations
• 2 New Cautionary Tales About Protecting Privilege
• ESMA Clarifies Market Abuse Rule On Disclosure Duties
• Trial Over Edison ERISA Suit Revived By High Court Begins
• Cypress, Ex-CEO Reach Deal Over Contested Director Election
• American Realty Facing Investor Suit Over 2014 Swaps
• Justice Stevens On Gorsuch And Sticking With The Cubs
• 11th Circ. Keeps Bank's Insurers Off Hook For $50M Judgment
• Fla. Court Orders Arbitration In Ernst & Young Fraud Suit