Securities Archive » October, 2017

Securities - October, 2017

484 articles

• Jailed Lawyer Can Plead 5th In SEC Case Against Ex-US Atty
• FDIC Pushes Back On Banks' Cert Bid In $140M MBS Suit
• Investor Tells Of Cash-Out Woes In Trial Of Ex-Katten Atty
• Petrobras Says EIG Funds Can't Skirt Sovereign Immunity
• ITT Execs Say SEC 'Overcharged' Them In Fraud Case
• Airbus Says It Gave Feds Wrong Info About Arms Sales
• Puerto Rico To Revise Fiscal Plan In Wake Of Hurricane Maria
• Accused $95M Broadway Ticket Scammer Cops Plea
• Feds Seek 20 Years For Ex-ArthroCare CEO For $750M Fraud
• CEO Accused Of Tipping Off Ex-MLBer Fights New Charges
• Bank Claims Brokers Fabricated Worth To Produce Joplin Film
• MF Global Can't Undo Arbitration Order In Insurer Fight
• Texas Defense Group Pulls Amicus Brief In Paxton Case
• Team Of Ex-Bracewell Attys Joins Hogan Lovells
• Ex-Tesla Exec's Stock Options Pact Not Breached, Court Says
• Tata's $1B Buyback Ends DoCoMo Shareholder Contract Row
• PE Firm Advent Cashes Out Of TransUnion In $394M Offering
• Del. High Court Upholds Chancery Hike Of ISN Deal Price
• Acquitted Nomura Trader Wants SEC Case Nixed Now
• Judging A Book: McConnell Reviews 'Unequal'
• When D&O Insurers Withhold Settlement Consent
• Eye Drug Co. Can Relocate Shareholder Suits To Mass.
• Former Autonomy Exec Loses Bid To Shake Fraud Charges
• Retrophin Privilege Fray Irks Judge At Ex-Katten Atty's Trial
• 2nd Circ. Sets Out New Test For Domestic Injuries Under RICO
• Chemed To Pay $75M In Largest-Ever Hospice FCA Settlement
• Foreign Banks Can Be Tried In NY In Forex Suit, Judge Hears
• Trivago Hit With Stock Drop Suit Amid British Probe
• Feds Tell Of Lies Upon Lies As KIT Digital Trial Opens
• $100M Egg Co. Merger Crack-Up Prompts Post Holdings Suit
• Del. Court Wants More Talks On $15B Student Loan Trusts
• The Non-Arbitration Alternative To New York ADR
• Judge Says Atty Can Counsel Witness In Union Graft Trial
• Suspect In $20M Hedge Fund Ponzi Scheme Pleads Guilty
• 3 Things To Know About The Coming CEO Pay-Ratio Mandate
• Treasury Stole Fannie Mae, Freddie Mac Stock, 7th Circ. Told
• Credit Suisse, Insurers Settle Over $69M Spent On Dud RMBS
• After-Hours Pump And Dumps Net Illegal Gains Of $700K: SEC
• SEC Seeks $14.7M In Judgments For FCC Licensing Scheme
• Husband Of Ex-Linklaters Associate Cops To Illegal Trades
• Ex-Federal Prosecutor, Dechert Atty Joins Saul Ewing In Philly
• NJ Pastor Gets Five Years For Bitcoin Bribery Scheme
• Onvia Stockholders Want 'Misleading' Deltek Merger Halted
• A Crisis Caused By Housing Policies, Not Lack Of Regulation
• Making Pro Bono Work
• Being There: Preparing Witnesses For Depositions
• Restaurant.com Investors Ask Ill. Court To Boot Failing CEO
• UBS Fined $3.5M Over Charity, Retiree Overcharge Claims
• Whistleblower Protections Here To Stay, Expert Says
• Robbins Geller To Lead Consolidated Envision Investor Suit
• Pension Fund Wins Seat At Performance Sports Ch. 11 Table
• Investment Banker A No-Show In Joplin Biopic Fraud Suit
• Family Diamond Embezzlement Fight Heads To Arbitration
• Union Boss Drinking When Pitched With Bribe, Witness Says
• SEC Says Resort Co. Secretly Run By Admitted Fraudster
• Dentons Grows Capital Markets Group With 2 Hires In DC
• Federal Stay Can't Halt State Court Sale Of TransPerfect
• Investors Sue Women's Retailer After Post-IPO Stock Drop
• SEC Owes $15B After Kokesh Bars Disgorgement, Suit Says
• Del. Chancery Won't Decide Dispute In Good Tech Settlement
• Judge Tosses Suit Over $3.7B M&T, Hudson City Deal
• Del. Justices Say Investor's Suit Belongs In Bulgaria
• Herrick Feinstein Owes For Malpractice, Investor Group Says
• Baker Hughes' Investors Seek Stock Review In $7.4B GE Deal
• Utility Servicer Ducks Federal Claims In Ill. Stock Fraud Suit
• Making Pro Bono Work: The Sidley-Exelon Partnership
• Treasury Says Bank Rules Shouldn't Apply To Asset Managers
• Leveraged Loan Decision Could Have Broad Consequences
• Top Dewey Cooperator Gets No Prison Time For Fraud
• Recipe For Legal Project Management: Look To BBQ Champs
• Zenefits, Co-Founder To Pay SEC $1M Over Misled Investors
• BNP Paribas Says Madoff Trustee's $156M Suit Must Fail
• Health Co. Founders Say Magellan Deal Will Cost Them $10M
• Insurer Can Fight On In $13M Suit Against U. Of Phoenix
• Star Witness In Union Graft Trial Details Bribery Schemes
• Marvell Investors Say Co.'s Own Accountants Found Problems
• SEC Names Driscoll Permanent Director Of Compliance Unit
• SEC Enforcement To Zero In On Retail Investor Harm
• Discovery Halt Sought In Family Diamond Embezzlement Fight
• Measure Banks' Risks By Activity, Not Size, US Report Says
• Atty Must Monitor Chinese Magnate At Consular Visit: Judge
• Iconix Slips Securities Suit Over Accounting Errors
• Investor Sues Dialysis Co. Execs Over Insurance Billing Tactic
• Royal Park Fights Deutsche Bid To Nix Funding Source Suit
• RBS Agrees To Cough Up $44M In No-Prosecution RMBS Deal
• Ex-HSBC Trader Rips Ruling Forcing Him To Stand Trial In US
• Weinstein Demands Docs For Defense In Sex Harassment Suit
• Ex-Fitness Co. Exec Pleads Not Guilty In Insider Trading Plot
• SEC Grants US Brokers Relief From EU Research Rules
• Activist Tells Supervalu To Sell Stores, Buy Back Shares
• Haynes And Boone Picks Up Insurance-Recovery Pro In DC
• Scrap Over Oil Moneyman's Bail Not A Conflict, Judge Holds
• Making Pro Bono Work: Can You Practice In Your State?
• Arcapita Bank Closes Escape Valve For Foreign Defendants
• Representing Women At The Intersection Of Law And Finance
• Retrophin Ex-Chairman Says Ex-Katten Atty Not Independent
• SEC Backs Whistleblower On Protections In High Court Row
• SEC Settles Case Against Trader Tipped By Golf Pal
• Chancery Throws Out Challenge To Redstone's Viacom Pay
• House Votes To Restrict Policymaking Through Settlements
• Puerto Rico Gets Court's OK For Use Of FEMA Relief Funds
• SEC Says Ex-Apollo Exec Billed Clients For Travel, Haircuts
• Insurers, Credit Suisse Brace For $69M RMBS Trial
• Litvak Tells 2nd Circ. Feds' Stance Is Slippery Slope
• 3rd Circ. Nixes Securities Suit Against Pa. Stock Exchanges
• Deutsche Bank To Pay $220M To States In Libor-Rigging Deal
• Giuliani Says Prosecutors Too Zealous In Corporate Cases
• Making Pro Bono Work: Building Sponsorship Relationships
• THL Slates HighTower For Recap, $100M Injection
• Deputy AG Echos Yates Memo On Corporate Wrongdoing
• Tobacco Co. Wants Quick Win On Transfer Fraud Claim
• How Choice Act Would Change Agency Rule-Making Authority
• What I Learned In My 1st Year: Be A Sponge
• HSBC Exec Conviction A Cautionary Tale To Forex Market
• Pomerantz Gets Lead Role As Juno Investor Class Certified
• Chancery Throws Out $800M Morgans Hotel Deal Challenge
• Two Men Sentenced In $6M Calif. Bank-Guarantee Scam
• Credit Suisse, Mortgage Insurer Clash On Axed Fraud Claim
• Oil & Gas Exec Says He Was Wrongly Ousted As Counsel
• Ex-Katten Atty Seeks To Chase Shkreli's Specter From Trial
• MassMutual, Goldman Sachs Settle $175M RMBS Suits
• Statoil Employee Says She Was Fired For Reporting Fraud
• Deal In Chipotle Food-Safety Derivative Suit Gets Early OK
• Puerto Rico Asks To Speed FEMA Relief Despite Bankruptcy
• Deloitte, Others Move To Toss $350M Ponzi Scheme Claims
• Key Witness Trashed In Openings At NYC Union Graft Trial
• Pharma Insider Trading Suspects Deny Using Nonpublic Info
• Investors Battle Good Tech's Bid To Scuttle $35M Settlement
• Rio Tinto Hit With Investor Suit Over Mozambique Coal Fraud
• Fake Stock News Suit Against Navy Officer Shipped West
• Making Pro Bono Work: Beyond The Hurdles
• Venable Hires Ex-Paul Hastings, CFPB Atty As DC Partner
• Investor Claims Revenue Fraud By Mexican Homebuilder
• SEC Chief Pushes Security, Data-Driven Enforcement
• Qualcomm Says Its Probe Found Investor Claims Baseless
• SEC Approves Expanded Audit Reports Of Public Companies
• Chapman Hires Ex-SEC Counsel Specializing In ETFs
• Alleged Life Time Insider Trading Tipster Pleads Not Guilty
• Lasser Hochman Gets Shot At Fees For Copying Client's Files
• Trump SEC Picks To Focus On Enforcement, Cybersecurity
• New Fannie Mae Shareholder Case Against FHFA Has Merit
• Consultant In Janis Joplin Biopic Loan Row Has Claims Pared
• Ex-Katten Atty Was Shkreli's Right-Hand Man, Jury Hears
• Lehman MBS Trial May Be Delayed After Claims Removal Row
• Korean Banks Say Newegg Part Of 'Classic Ponzi Scheme'
• Feds Hit Back At Acquittal Bids In Nomura RMBS Fraud Case
• Platinum Execs' Doc Requests Denied In $1B Fraud Row
• Investor Council Tardy With Del. Walmart Appeal Amicus Bid
• Justice Dept. Wants To Pause Pharma Insider Trading Row
• Investor Sues To Force Uggs Owner To Consider New Execs
• Judging A Book: Pryor Reviews 'Scalia Speaks'
• Avenue Capital Can't Seal $6M MagnaChip Fraud Settlement
• SEC Extends Review Of NYSE Bid To Delay End-Of-Day News
• Atty Can't Defend Client In CRS Clawback Case, Court Says
• Defense Star Alex Spiro Joins Quinn Emanuel
• State Street Blasts Investor Suit Over 'Rounding Errors'
• 'Last Look' Abuse Case Against Goldman Dropped Early
• Atty In $2.8M Fraud Can't Use Bipolar Disorder To Duck Prison
• HSBC Executive Convicted Of Forex Fraud
• The Inside Counsel Revolution
• SEC Goes Global, Again
• 4 Qualcomm Execs Escape Investor Suit Over Faulty Chip
• SunEdison Ch. 11 Plan Foes Seek Info On Rights Offering
• Greenberg's Co. Asks High Court To Hear AIG Bailout Row
• US Trustee Waves Off Request For Seadrill Equity Committee
• Investors Say Skechers Overstated Projected Sales Growth
• Deutsche Bank Trader Scores Hearing On DOJ Case Taint
• Subprime Auto Loan Co. Execs Get Jail Time For $11M Fraud
• Fannie Owners Ask Justices To Revive Conservatorship Fight
• Investor Sues McKesson Over Opioid Oversight Fines
• Tech Expert Gets 16 Months In Bitcoin Bank Bribery Scheme
• Firms Vie For Top Plaintiff Spot In Del. Tangoe Deal Suit
• Ex-Katten Atty Betrayed Client, Feds Say As Trial Starts
• Judge OKs LendingClub Investor Class, Competing State Suit
• Stock Analyst Pleads Guilty In Insider Trading Case
• Saxena White To Lead Consolidated HD Supply Investor Suit
• Calif. Couple Charged With EB-5, Identity Fraud
• GAO Leveraged Loan Decision Puts Guidance In Doubt
• SEC Says Charity President Committed $9M Securities Fraud
• Steptoe Hires Ex-Federal Prosecutor For DC Office
• Ex-SEC Atty Bolsters Nelson Mullins Securities Bench
• Bosch Unit Wins NY Apt. Seizure In $2.7M Award Row
• 2nd Circ. Sends Momentive Ch. 11 Back For Interest Revisions
• NY Commercial Division Rule Changes Promote ADR Use
• US Bank Tries To Duck $25M Liability For Sham Tribal Bonds
• Banks Want Newest Round Of SIBOR-Rigging Suit Dismissed
• Drinker Biddle DQ'd In Pa. Pharma Partnership Fight
• Bylaw Response To 'Placeholder Slate' Tactic Is Unproven
• How Arbitrators Maintain Proportionality In Discovery
• US Bank Loses Discovery Sanctions Bid Against Royal Park
• JPMorgan Exec To Lead SEC's Trading And Markets Division
• Ex-Katten Atty's Jury Won't Hear Of Shkreli Acquittal
• Ex-HSBC Exec's Trial Over $3.5B Forex Deal In Jury's Hands
• TransPerfect Co-Founder Challenges 'Extreme' Doc Sealing
• RMBS Trustees Defend $11.4B Breach Claim Against Lehman
• Brazilian Cops To Laundering Funds From TelexFree Scam
• Treasury's Capital Markets Reforms Unlikely To Spark IPOs
• Bank Regulator Calls Fintech Charter Fears 'Exaggerated'
• Witness Who Helped Put Billy Walters Away Gets 2 Years
• 2nd Circ. Won't Save $17M Men's Wearhouse Short-Swing Suit
• Mo. Ruling Sinks Stock Buyback Retaliation Suit: 8th Circ.
• AbbVie Must Face Suit Over Failed Shire Deal In Ill. Court
• Ybrant Ch. 11 Law Firm Escapes Gov't Fee Disgorgement Bid
• Wells Fargo Says Derivative Ruling Won't Help In Class Action
• Cancer Drug Maker Ends Stock Drop Action, For Now
• CFTC Eyes Penalty For No-Show Firm In Forex Fraud Suit
• The Law Firm CFO's Role In The Strategic Planning Process
• Lloyds Atty Argues HBOS Deal Was A 'Unique Opportunity'
• SEC's Disclosure Proposal Is A Step In The Right Direction
• Hayes Gets OK To Fight $1M SFO Asset Seizure In Libor Case
• Ex-HSBC Forex Exec Gets 'F-Minus In Fraud,' Jury Hears
• Crowell & Moring Adds NJ's Former 1st Asst. AG To NY Office
• Texas State Sen.'s Securities Fraud Trial Abruptly Shelved
• ChinaCast, Creditors Prodded To Settle Insurance Payout Row
• Atty, CEO Plead Guilty Over $86M Pump-And-Dump Scheme
• Day-Trading Firm, Founder End SEC Fraud Claims For $1.7M
• SEC Seeks Default Win Against $1.4M Forex Fraud Fugitive
• Schwab Clients Ask 9th Circ. To Revive Trade Routing Suits
• Investors Take Second Pass At Cert. In $1B RMBS Suit
• 3rd Circ. Says Investors' Atty Hid Info, Buries $30M Award
• 2nd Circ. Won't Revive Ex-Faruqi Atty's Commissions Suit
• Law Firms Must Transition To An Industry Sector Approach
• MarkitServ Settles Swap Trading Monopoly Suit
• Digital Tokens Can Be Regulated As Commodities, CFTC Says
• Two Of Dewey's 'Secret Seven' Sentenced To No-Jail Terms
• AML For Broker-Dealers: Takeaways From SEC Enforcement
• 7th Circ. Upholds 4-Year Sentence For Defrauding Seniors
• Shkreli Acquittal Inadmissible At Trial, Gov't Argues
• Fund Exec Says 2nd Circ. Can Skip Media Claims In Libel Row
• Advisers Rip Wells Fargo's Bid To Turn Tables In MBS Suit
• Madoff Relative Must Hand Over Some Docs In Clawback Case
• ServiceMesh Buyer Seeks Indicted Ex-CEO's Legal Fees
• Feds Say Recorded Calls Prove Ex-HSBC Forex Exec's Guilt
• BNY Fights Trust Class's Bid For Quick Win In Tax Fee Dispute
• Investors Say Orbital Withheld Info On $9.2B Northrop Deal
• Twitter Can't Shake Investors' Daily Metrics Claims
• Rio Tinto Hit With SEC Fraud Suit, $36.5M UK Fine
• Kinder Morgan Seeks Toss Of $9.2B Merger Challenge
• EIG Funds Say Petrobras Lacks Immunity From Drillship Suit
• Platinum Judge Suddenly Reassigns $1B Fraud Cases
• ChinaCast Shareholders Defend Bid To Collect From Insurers
• PE Firm Was Behind 'Blatant' $100M Fraud, Insurer Says
• Turkish Banker Can't Duck Iran Sanctions Case, Feds Say
• Stock Trader Who Made Illegal Sales Loses In 5th Circ.
• Kate Spade Investor Seeks Appraisal In $2.4B Coach Deal
• Judging A Book: Kozinski Reviews 'The Judge'
• 2nd Circ. Vindicates Bharara's Level Global Raid
• Liberty Needn't Cover Client's $3M Expenses In SEC Probe
• Las Vegas Sands Urges 9th Circ. To Ax Shareholder Appeal
• High Court Cancels Leidos Arguments In Wake Of Settlement
• The Evolution Of Regulators' Views On Bitcoin ETFs
• Despite Recent Victories, Risks Remain For Plan Fiduciaries
• Reporting Database For MiFID, Market Abuse Rules Launched
• ESMA Chief Calls For Tougher Enforcement In EU Markets
• Gov't Hits Back At VC Group In Foreign Entrepreneur Row
• SEC Asks Supreme Court To Weigh In On In-House Judges
• Ex-Katten Atty Loses Bid To Nix Shkreli Conspiracy Charge
• Blue Apron Investor Wants Stock-Drop Suits Consolidated
• Ex-HSBC Exec Denies Involvement In Forex Fraud Conspiracy
• Performance Sports, Pension Fund Spar Over Class Claim
• Leidos Settles Fraud Suit Ahead Of High Court Arguments
• Linklaters Nabs Mayer Brown Derivatives Pro For NY Office
• Ex-REIT Execs Must Face Fraud Suit, Utah Judge Says
• Court Warns Of 'Odor' To $1B Constant Contact Merger Suit
• Netflix Says Investor Suit Over Price Hike Came Too Late
• Optima Steel's Revamped Ch. 11 Plan Confirmed In Delaware
• Loan Servicing Co. Investors Seek Final OK For $6M Deal
• Investors Sue To Stop $650M Hawaiian Telecom Sale
• Securities Litigation Spending To Increase In 2018
• Convicted Mogul Wants Private Huddle With China Diplomats
• Wells Fargo Ordered To Pay Clients $3.4M Over Faulty Advice
• Calif. Extends Wells Fargo Sanctions Over Accounts Scandal
• Winston & Strawn Nabs Fish & Richardson Litigator In Dallas
• JPMorgan Hackers Should Face Prosecution First, Feds Say
• Defense Bar, Profs Say 2nd Circ. At Sea On Insider Trading
• Congress Working To Raise Bank Rules Threshold, Cohn Says
• New Post-Recession Metrics For BigLaw Partner Success
• Acting As Fiduciary Is Always In An Atty's Best Interest
• Why The Supreme Court Could Rule ALJs Unconstitutional
• Bahraini Bank, Investment Co. Must Face Ch. 11 Suits In US
• Houlihan Lokey Seeks Early Out From Formula Maker Suit
• C&J Investor Says $5M Fee Bid Justified By $250M Savings
• Off-Market Forex Dealer Pleads Guilty To Commodities Fraud
• 'PwC Did Not Do Its Job' And Missed $2B Fraud, Judge Told
• Polaris Ditches Investor Suit Over Off-Road Vehicle Recalls
• Susman, Entwistle To Lead Valeant Insider Trading Suit
• Easing Securitization Rule Could Go Too Far, Critics Warn
• DC Circ. Partially Remands Barred Broker's Appeal To SEC
• Citibank's $1.74B Settlement With Lehman Gets Court's OK
• Stanford Receiver Renews Fight Over $88M Clawback Verdict
• Del. Court Tosses Ripple, R3 Crypto-Cash Contract Clash
• IHeart Investors Lose Texas Appeal Over $516M Stock Move
• Utah Man To Pay $9.1M To Settle SEC's Fraud Claims
• Insulet Hit With Derivative Suit Over Lack Of Disclosure
• Time To Lift Student Loan Counseling Restrictions
• BNY Mellon Loses 2nd Bid To Toss Commerzbank's RMBS Suit
• A Look At The New Qualified Financial Contracts Rule
• IRS To Take Deeper Look At Tax-Free Distributions
• DOJ Previews Changes To Corporate Misconduct Policy
• Revolving-Door Roundup: Cravath, Hughes Hubbard, Sidley
• SEC Stakes Claim As Digital Currency Regulator
• FERC, Barclays To End Fight Over $453M Manipulation Penalty
• Deputy AG Vows Policy Review In Lieu Of 'Rosenstein Memo'
• CFTC Says 3 Men Raised $3.1M In Commodity Pool Fraud
• Ex-HSBC Exec Defends Actions Over $3.5B Forex Deal
• Boston PE Fund Sues 2 Cos. For Diluting Securities, Fraud
• UK Ex-Traders Have Info They Need On Charges, Judge Says
• Ex-ArthroCare CEO Can't Undo $750M Fraud Conviction
• Deutsche Says It Can Fund Defense From Disputed Trusts
• Dimension Investor Sues To Block $151M Ultragenyx Merger
• LendingClub Investors Poised To Win Cert. Over Objections
• Saudi Oil Investor Wants $2M Palantir Shares Unfrozen
• Fintech Expert Says U.S. Needs 'Sandbox' For Regulators
• Investors Want $152M In Libor Settlements Approved
• Ex-Trader Asks 2nd Circ. To Renew Fight Against $20M Award
• Barclays Urges 9th Circ. Not To Revive Dark Pool Suit
• 1st Circ. Won't Rethink Ending Sarepta Securities Suit
• Retired Colonel Pleads Not Guilty In Haiti Bribe Plot
• Spectrum License Holder To Pay $9.4M To End Investor Suit
• Lucia And The (Un)Constitutionality Of SEC Judges
• 'Dr. Jekyll' Pharma Insider Trading Suspect Released Again
• Judge OKs $28.5M Deal To End Cnova Shareholder Action
• 9th Circ. Hears Round 3 In Northstar Suit Over Schwab Fund
• Del. Justices Asked To Uphold $357M Data Firm Appraisal
• Ex-HSBC Exec Tells Jury $3.5B Forex Deal Was Aboveboard
• SEC Hits Mexican Homebuilder Ex-Execs With Fraud Claims
• SEC Wants Insider Trading Penalty 'With Sobering Message'
• CFTC Chair Seeks Another Delay In Lowering Swap Threshold
• Barclays Seeks Toss Of Feds' Fraud Suit Over $31B RMBS
• SEC Says Attys Sent Fraudulent Penny Stock Opinion Letters
• Feds, SEC Accuse Snack Co. Of Defrauding Investors Of $2M
• Tesla Hit With Stock-Drop Suit Over Production Delays
• ChinaCast, Lenders Slam PE Firm's Insurance Payout Request
• Why You Should Consider Hyperlinking Your Next Brief
• 2nd Circ. Urged To Uphold Litvak's RMBS Fraud Conviction
• Convicted Ex-Simpson Thacher Tipper Gets Opening On Fine
• Morris Manning Launches Blockchain Practice
• Life Time Fitness Insider Trading Suspect Pleads Not Guilty
• SEC Wants To Trim Disclosure Requirements
• Bitcoin Fraud Suspect's Russia Extradition Sets Up US Clash
• Rocket Fuel To Pay $3.2M To End Stock-Drop Suit Over Bots
• CFTC Fines Dubai Trading Firm $300K For Alleged Spoofing
• Caterpillar Seeks End To Tax Raid-Triggered Investor Suit
• Impact Of CalPERS V. ANZ Beyond The Securities Act
• Ex-Katten Muchin Atty, Prosecutors Submit Revised Juror Q's
• 'Pre-Hedging' Is Standard Practice, HSBC Forex Jury Hears
• Platinum Execs Say Insurers Must Give Cash For Defense
• Turkish Banker Wants Out Of Iran Sanctions Case Or Own Trial
• Shareholder Vote Sinks Suit Over $1.6B Infoblox Deal
• French Oil Services Co. Gets Nod For Ch. 11 Plan
• Investors Urge NY Judge To Join Patriot Securities Suits
• SEC's Walter Jospin Plans To Exit Atlanta Director Role
• Fee Examiner Appointed In Puerto Rico Utility Restructuring
• Don't Drive 'Train' Through Risk Retention, DC Circ. Told
• Justices Give Gov't Go-Ahead To Argue In Leidos Case
• AFL-CIO Flags Possible Insider Trading In Navient For SEC
• Deutsche Laundering Cop Warns Against DC Guessing Game
• Chancery Grants $4M In Attys' Fees For $20M TerraForm Deal
• Asian-Americans Facing Challenges In The Legal Industry
• BNY Mellon Slams MBS Investors' Bid To Revisit Quick Wins
• Bear Stearns Seeks 3rd Circ. Halt To FINRA Claim's Arbitration
• Justices Deny Ex-Stanford Advisers' Arbitration Appeal
• No-Show Suspended Atty Ordered To Pay $350K In SEC Case
• Good And Bad News For Massachusetts Life Sci, Health Cos.
• CalPERS Suit Marks Another Loss For Multiclass Stock Plans
• Wilmington Trust Pays $44M To Settle Securities Case
• Russia Fights US Bid For Bitcoin Fraud Suspect
• Ex-Dewey CFO Dodges Prison Time For Fraud Scheme
• HSBC FX Exec Said 'I Think We Got Away With It,' Jury Hears
• PacWest Pays $1.75M Over Campaign-Treasurer Theft Claims
• Reg A+ 'Mini-IPOs' Make Headway With Small Companies
• Performance Sports Investor Slams Bid To Ax Its Ch. 11 Claim
• SEC Settles With Estate Of 'Extreme' Day Trader For $4.6M
• Ex-Autonomy CFO Bids To Ditch Fraud Charges Over HP Deal
• Judge Unlikely To Dismiss Ex-Katten Atty Conspiracy Count
• LendingClub Investors Fight Class Cert. Objectors
• Convicted Ex-SAC Manager Asks Full 2nd Circ. For Rehearing
• SEC Says Atlanta Atty Participated In $30M Ponzi Scheme
• Judge Sits Out Discovery Row In MarkitSERV Suit, For Now
• Wilmington Trust Judge Rejects Bank Doc Tiff Trial Delay
• Perfumania Ch. 11 Plan Confirmed Without Equity Committee
• Benefits Portal Biz Wants Derivative Suit Cut Short
• Greenberg Traurig's $9.8M Malpractice Suit Settlement OK'd
• Ice Cube's Hoops League Cries Foul, Says Rival A $6.6M Ponzi
• Fortress Affiliate Escapes Investor Suit Over $1.5B Deal
• Blue Bell Investors Launch Del. Chancery Listeria Suit
• SEC's Evans To Lead International Corporate Finance Office
• A BigLaw Ladies' Guide To Becoming A 1st-Chair Trial Lawyer
• Treasury Proposes Deregulation To Boost Markets, Investment
• SEC Watchdog Says Agency Faces IT, Budget, Contract Issues
• 1st Circ. Upholds Calif. Atty's Pump-And-Dump Conviction
• FINRA Mulls Greater Transparency On Board Meetings, Fines
• F-Squared Founder Violated Securities Law, Jury Finds
• NCAA Basketball Bribe Case Calls Amateurism Into Question
• September Madness: Problems With NCAA Corruption Case
• Interlocking Directorates — Not Just A Section 8 Issue
• Mitigating Securities Litigation Risk From Software Problems
• UK Litigation Roundup: Here's What You Missed In London
• Judge Dismisses ERISA Suit Against L-3 Execs
• Twitter's User Metrics Set Off #Legal Storm With Investors
• Atty Ordered To Pay $13.7M In SEC Pump-And-Dump Case
• SEC Seeks $17M Disgorgement In Alleged Oil And Gas Fraud
• Expert Tells Of HSBC Trading Frenzy Around $3.5B Forex Deal
• Judge Lets Most Of Wells Fargo Derivative Suit Proceed
• Traders Suing Schwab Bet On Strength Of New Complaint
• Feds Re-Up Bid To Ban 5 Experts In Ex-Katten Atty's Trial
• Wilmington Trust Seeks Doc Delivery Or Trial Delay
• CFTC Self-Reporting Policy Leaves Open Several Questions
• 2nd Circ. OKs Lending Fraudster's 6½-Year Ding On 2nd Go
• Citigroup Tax Lawyer Joins Latham & Watkins In New York
• Fake Hedge Fund Manager Accused Of Running Ponzi Scheme
• Franklin Templeton Can't Nix ERISA Class Cert.
• HSBC's US Arm Eyed In Potential UK Forex Manipulation Suit
• Senate Confirms Quarles To Lead Fed Supervisory Efforts
• SEC's Pay-To-Play Universe Continues To Expand
• 5 Tips To Ensure Proper Deposition Behavior
• Thoratec Investors' Heart Device Suit Revived By 9th Circ
• Facebook Shareholder's Suit Over Video Metrics Error Tossed
• 11th Circ. Kills Malpractice Claims Against Boies Schiller
• HSBC Trader Dishes On Forex Collusion At Exec's Fraud Trial
• National Events Probes Will Proceed With $280K DIP Approval
• 6th Circ. Won't Revive Ponzi Victims' Suit Against PNC Bank
• Frontier Hid $10.5B Verizon Purchase Deadbeats: Investors
• Del. Justices Ponder Bank Biz Judgment In $51M Pay Row
• Prosecutors Get Delay In Paxton Securities Fraud Trial
• NJ Appeals Court Upends Civil Judgment Over Ponzi Scheme
• Puerto Rico Board Withdraws Bid To Force Furloughs
• Fraudster In $23M Investment Scheme Can't Lose Receiver
• Day Pitney Lands 2 Corporate Finance Partners
• Drug Co., Investors Win OK For $3.4M Stock Drop Deal
• Investor Seeks 'Phantom Pain' Device Co.'s Shareholder List
• SEC Urged To Delay Start Of Audit Trail Over Cyber Risks
• Objectors Can't Undo $65M Stanford Scam Insurance Deal
• Feds Fight Ex-ArthroCare CEO's Bid To Nix Fraud Conviction
• Monex Defends Its Model, Wants CFTC Suit Moved Or Tossed
• MarkitServ Wants Withheld Data In Antitrust Suit
• DOJ Says Allen Ruling Already Chilling Int'l Enforcement
• With Blockchain, The Early Lawyer Gets The Worm
• The SEC Data Breach And Impact On New Reporting Rules
• Courts Scrutinizing Warrants For Electronic Data
• Dormant Ch. 11 Case Reopened To Go After Indicted Ex-CEO
• Cairn Exec Says He Didn't Suspect HSBC Tanked $3.5B Deal
• Revised SunEdison D&O Allocation Pact Gets Judge's OK
• Indicted Texas State Sen. Loses Bid To Trim Charge
• Yahoo Says 2013 Breach Bigger Than Thought, All 3B Hacked
• Former DOJ Prosecutor Rejoins Covington In Washington
• Chief Counsel To Ex-CFTC Commissioner Rejoins WilmerHale
• 2 Fla. Men Nabbed In $3M Con Involving Drinkable Motor Oil
• Prosecutors Can Use $28K Cash Evidence In Union Graft Case
• Keryx Seeks To Scrap Shareholder Stock-Drop Suit
• House OKs Bill To Equalize Muni Bonds In Liquidity Rules
• SEC Says Adviser Misled Investors About $1.7M Feeder Fund
• Billionaire Seeks To Pause Discovery In Supplement Co. Row
• 'Market Makers' Manipulated Pfizer Trades, 3rd Circ. Told
• Doctor To Pay SEC $34K To End Insider Trading Allegations
• Judge Shuts Door On AmEx Investors' Suit But Opens Window
• 'Pay To Play' Rules Expand To Capital Acquisition Brokers
• Making Sense Of The SEC Data Breach
• Judging A Book: Tunheim Reviews 'Miles Lord'
• Practical Considerations For Litigating Against SPVs
• Brexit Threatens £20T Of Uncleared Derivatives, BOE Warns
• Cher Alleges Biotech Co. Fraudulently Pushed Stock Sale
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• SEC, Ex-Green Tech CEO Trade Bids To End Stock Fraud Suit
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• SEC's Fraud Case Against Roof Co., GC Survives Unscathed
• High Court Denies Bids To Revive BofA, JPM Class Actions
• Intuitive Surgical Can't Toss Investors' Robot Glitch Suit
• The Lasting And Evolving Role Of FSOC
• SEC Says Personal Info Was Accessed In EDGAR Hack
• Law360 Sizes Up The Term To Come