Securities Archive » January, 2018

Securities - January, 2018

429 articles

• False Ad Suit Against DeVry Should Be Axed, Directors Say
• Renal Clinics Will Pay $4M To Settle Investors' Fraud Claims
• Barclays, Citi Say Lehman Can't Issue New Preferred Stock
• Puerto Rico Bondholders Lose Bid To Force Debt Payments
• Oracle 401(k) Participants Win Class Cert. In ERISA Suit
• Ex-Morgan Stanley Advisers Cop To Fraud Charges
• $60M View Inc. Settlement Sidetracked Over Release Qualms
• Life Time Fitness Investors Can't Bring Back PE Buyout Suit
• Treasury May Exhaust Cash By First Half Of March, CBO Says
• 9th Circ. Upholds Loss Test In First Solar Investor Suit
• Shkreli Sentencing Delayed While Parties Mull Loss, Forfeiture
• Investors Blast NuVasive's Sanctions Bid Over Depositions
• Daiichi Wins Enforcement Of $550M Ranbaxy Award In India
• The Meaninglessness Of 'Disinterested'
• Jury Convicts Pa. Man In $2M Investment Fraud Scheme
• Centers Of Influence Are Key To Small Law Firm Rainmaking
• Revolving-Door Roundup: Sidley, Clifford Chance, Venable
• $70M Weed Cryptocurrency Offering Was Illegal, Suit Says
• Ex-Investment Banker Gets Probation For Insider Trading
• Cryptocurrency Outlet Hit With TRO In Investor Action
• Fujifilm Takes Over Xerox In $6.1B Joint Venture Deal
• US Bank Mortgage Trust Investors Denied Cert. In $2B Suit
• Beware ICO Lawyers, You're The Next Target
• FCA Wins 'London Whale' Identity Suit By Ex-JPMorgan Trader
• 2017 M&A Suits Push Securities Class Actions To Record High
• SEC, DiCarmine Announce Tentative Deal Over Dewey Fraud
• Medtronic Investors Win Cert. In Revived Stock-Drop Suit
• Opus Bank Cuts $17M Deal To End Suit Over Risky Loans
• Nutmeg Atty Says Exec Used 'Flawed,' Not Illegal, Accounting
• Investors Seek Class Cert. In Deutsche RMBS Trustee Suit
• Pilgrim's Pride Investor Challenges $1.3B Moy Park Deal
• SEC Settles With Portfolio Manager Over $1.9M Fraud Suit
• Concert Fraudster's Prison Sentence Fair, 3rd Circ. Says
• Aegerion Sentenced To Pay Patients In Twist On $36M Plea
• El Paso Pipeline Investor Fights To Revive Merger Suit
• Perkins Coie Adds Ex-National Security Pro In Chicago
• Struggling Teva Pharmaceutical Plans To Raise $5B In Debt
• Conservative Groups Seek To Peg Capital Gains To Inflation
• Trading Co., Banks Seek End To Stock-Loan Antitrust Suit
• Ex-Life Time Exec To Cop Plea In Insider Trading Case
• Alston & Bird Nabs M&A Pros For Dallas, Atlanta Offices
• Recent Trends In Books And Records Demands
• 3 Banks To Pay Combined $47M In CFTC Spoofing Settlement
• Deutsche Bank Wins TRO In $48M Del. Battle Over Vik Debt
• AriseBank Hit With SEC Suit Over Initial Coin Offering
• Cryptocurrency Outlet Accused Of Fraud In 2nd Investor Suit
• RMBS Investors Make Case For Class Cert. In HSBC Suit
• DOJ, CFTC Spoofing Cases Show Cooperation Running High
• Investors Seek Early OK For $290M Valeant, Pershing Deals
• Puerto Rico Utility Seeks $1.3B Loan From Commonwealth
• Altaba Seeks To Toss Yahoo-Verizon Sale Noteholder Bonus
• Kite Pharma Investors Seek Appraisal After $11B Gilead Buy
• From Law Firm To Newsroom: An Interview With Bob Woodruff
• Lehman Whistleblower Says She Was Fired For Refusing To Lie
• Billionaire's £2B Buyout Bid For M&C Hotels Lapses
• Banks Push To Arbitrate Or Move 'Last Look' Trading Claims
• Loeb & Loeb Scores Ex-Akin Gump Fiduciary Litigator
• BakerHostetler Adds Lane Powell Securities Defense Pro
• Judging A Book: Kendall Reviews 'On The Jury Trial'
• Property Co. Pushes To Renew RBS Libor Swaps Test Case
• Lucia Will Not Address Essential Problem With SEC Court
• Florida Waiver Ruling Reinforces Substance Over Form
• Fresh Market Board Says Law Supports Toss Of Investor Suit
• Ex-UBS Metals Trader Accused Of Spoofing Hit With CFTC Suit
• Three Plead Guilty In Fla. For 'Shell Factory Fraud'
• Morgan Stanley Denied Quick Win In Deutsche RMBS Suit
• Ex-Barclays FX Boss Charged In HP Fraud Gets Travel OK
• Judge Won't Step Aside In SEC's Fair Finance Co. Fraud Case
• CFTC Sues 2 Ex-Deutsche Metals Traders For 'Spoofing'
• FCC Wants More Owner Info In Spanish Broadcaster Probe
• Apparel Exec Gets 6 Months For $28M Swiss Bank Tax Dodge
• Subprime Lender's 'Ho-Hum' Actions Not Fraud: 2nd Circ.
• Del. Justices Remand Citigroup Investor Suit
• Exec Who Did In Aegis Fund Gets 3 Years, Must Pay $15M
• Securities Groups Urge EU Not To Usurp National Watchdogs
• Another Active Year For PCAOB Enforcement
• BNP Paribas To Pay $90M In Forex Rigging Guilty Plea
• AOL Says Dell Ruling Gives It a Leg Up In Appraisal Case
• NJ Hedge Fund Owner Stole Money For Lavish Life, Jury Told
• Feds Say Man Used Forgeries, Disguise In $96M Fraud
• Oracle, Shareholders Spar Over $9.3B NetSuite Merger
• Benchmark Capital Drops Directors Suit Against Ex-Uber CEO
• Schwab Can't Get 9th Circ. Review In Order-Routing Suit
• Crypto Execs Hit With Derivative Suit After Trading Halt
• Investors Say Controller Tanked Utah Metal Mining Co.
• Puerto Rico's New 5-Year Plan Excludes Debt Payments
• SEC's EB-5 Visa 'Sham' Suit Is Out Of Line, Calif. Man Says
• Del. Gov. Backs Strine's Proposal To Expand Chancery Bench
• Del. Justices Uphold Initial Toss Of Walmart Derivative Suit
• Shareholders Sue Cancer-Drug Maker Over $1.7B Roche Deal
• Ex-Lehman Workers Can't Cash In Restricted Stock: 2nd Circ.
• Intel, AMD Chip Flaw Backlash Exposes New Liability Risks
• Cobalt, Insurer's Angola Drilling Fight Sent To State Court
• K&L Gates Snags Saul Ewing's Tech Practice Chair In Pa.
• Engineer Ducks Prison For Trying To Poach Trading Software
• YPF Can't Pause Arbitration During Fight Over $9.9M Award
• Do I Need New Trial Counsel? 9 Questions To Ask
• NYSE, Nasdaq Want Rival's Closing Auction Plan Overturned
• CFTC Reasserts Its Role In Virtual Currency Regulation
• Berkshire Aerospace Unit Denied Exit From Investor Suit
• Intel Hit With Another Stock-Drop Suit Over Security Flaws
• Blank Rome Snags Litigation Partner From Pepper Hamilton
• Currency Trader Gets 21 Months For Bilking Friends
• Investor In Stan Lee Media Company Challenges Merger
• Express Scripts Escapes Shareholder Class Action
• Synutra Directors Say Take-Private Deal Complied With Law
• 2 Dealership Workers Convicted In $1.6M Racketeering Plot
• CFTC Announces 3rd Cryptocurrency Fraud Suit In 1 Week
• Lavish Spending OK'd As Evidence In $4M NJ Fraud Trial
• DLA Piper Adds Top White Collar Atty To Growing LA Office
• Chicago's New US Atty Keeps Eye On Fraud
• Understanding SEC's Mixed Guidance On Apple Proposals
• Single-Asset Aspen REIT Gets Nod For $33M Reg A+ IPO
• SEC Probing GE's Accounting After $15B Insurance Shortfall
• And Now A Word From The Panel: 2017 MDL Year In Review
• Audit Watchdog, KPMG Face Big Hit To Credibility
• Fed Won't Nix Ex-Barclays Forex Head's Ban, $1.2M Fine
• Clayton Warns Lawyers Over Their Advice On ICOs
• Feds Say Pair Impersonated SEC Officials In Fee Scam
• SEC Settles With Jay Peak Water Park Contractors For $225K
• Ex-Brokers Ask 2nd Circ. To Ax IBM Insider Trading Verdict
• Quinn Emanuel Hires Ropes & Gray Litigator In Boston
• Chancellor Tosses 'Novel' Bid For $5M Merger Suit Fee
• Epstein Becker Adds Financial Services, Arbitration Atty
• CFPB Drops Investigation Into World Acceptance Corp.
• Morgan Stanley Beats Dark Pool Contractor's Fraud Appeal
• Bob Evans $1.5B Post Deal To Face Del. Chancery Appraisal
• Ex-GE Capital GC Joins Baker Donelson In Baltimore
• PE Firm's Atty Looks To Nix SEC Subpoenas To Ex-Experts
• Direct Listings No 'Doomsday' For Law Firms
• Tilton Seeks To Keep Case Against Zohar Funds, Others Alive
• Lessons From President Trump's Failed Judicial Nominations
• Woodbridge Settles SEC Ch. 11 Trustee Takeover Dispute
• Video-Averse Plaintiffs' Atty Has Been Abusive, Puma Says
• $250M Citi, Barclays Libor Deals Look Worthy, Judge Says
• Southcross' $815M Deal Shortchanges Investors, Suit Says
• Significant 2017 Decisions Affecting Private M&A: Part 3
• Ballard Snags SEC Assistant Director As Philly Partner
• Ex-Tribal Official Gets 1½ Years For Embezzlement
• Ill. Trader Pleads Guilty To $13M Wire Fraud Scheme
• When Attorneys Get Ensnared In FCPA Misconduct
• No Bellwether For DZ Bank In Morgan Stanley RMBS Fight
• TD Ameritrade Adviser Misled On Options Strategy, Suit Says
• Dentons Attorneys Part Ways With Monex In CFTC Probe
• SEC Settles With 2 Men Accused Of $3.8M Trading Scheme
• Del. Chancellor Expedites IT Firm Board Meeting Suit
• Fund Administrator Fined Over Alleged Role In $15M Fraud
• 11th Circ. Upholds CFTC's Win In Metal Trader Fraud Case
• Breitburn Shareholders Seek To Prolong Ch. 11 Plan Talks
• Fla. Developer Will Pay $11M To End EB-5 Fraud Suit
• UPDATED: Medtech Startup Drops Suit Against Would-Be CEO
• Icahn Calls For Xerox Chief's Ouster Amid Fujifilm Rumors
• BP Exec's Interview Still Fair Game In Deepwater Horizon MDL
• Nutmeg Owner Insists He Worked In Funds' Best Interests
• Feds Say Ex-Audit Watchdogs Gave Inside Info To KPMG
• Ace Ducks Nasdaq Coverage In $26M Facebook IPO Suit
• Exxon Climate Speech Claims Are Empty, AGs Say
• How To Control Data As Technology Complicates E-Discovery
• Chinese Investors Sue Over Alleged $60M EB-5 Fraud
• Rebutting Presumption Of Reliance: Lessons From 2nd Circ.
• Significant 2017 Decisions Affecting Private M&A: Part 2
• Immigration Standoff Keeps Government Shuttered
• Investors Paid Inflated Fees To Nutmeg, SEC Expert Says
• TierOne CEO's 11-Year, $3M Sentence Confirmed By 8th Circ.
• SEC Chair Urges Retail Focus In Activist Investor Debate
• MetLife Deal Could Imperil Future SIFI Designations
• Gigamon Investors Seek Appraisal Of $1.6B Elliott Purchase
• UK Litigation Roundup: Here's What You Missed In London
• Puerto Rico Hands Over Info On Accounts With $7B Stash
• Thompson Hine Atty Still DQ'd In $86M Pump-And-Dump Case
• Woodbridge Managers Resign Amid Ch. 11 Trustee Arguments
• Ex-FDA Honcho Ducks Prison For Visium Insider Trading Plot
• PayPal Ducks Shareholder Suit Over FTC Venmo Inquiry
• CFTC Accuses NY Firm, Owner Of Virtual Currency Scam
• Wells Fargo RMBS Suit Shouldn't Get Class Cert., Judge Says
• KBR Investors Defend Suit Over UK Fraud Investigation
• Cryptocurrency ETFs Not Ready For Prime Time, SEC Says
• Significant 2017 Decisions Affecting Private M&A: Part 1
• How The Cybersecurity Legal Landscape Changed In 2017
• Ex-Dewey Exec DiCarmine Might Represent Self At SEC Trial
• High Court's In-House Judge Review Puts FERC In Firing Line
• The Rise And Fall Of Statistical Sampling In RMBS Cases
• Deutsche Bank Seeks TRO In Del. Over $320M Vik Debt
• MetLife, US Agree To End Appeal Over Stricter Regulatory Tag
• HSBC To Pay $101.5M In Currency Exchange Fraud Settlement
• Citi Investors Say New Info Supports Fraud Case's Revival
• Woodbridge Expands Board To Ease Creditor Concerns
• Judge Rips Old GM, But Won't Enforce $1B Ignition Settlement
• RMBS Trusts Seek To Hone $1.2B Credit Suisse Trial
• 9 Partners Leave Quinn Emanuel To Form New Firm
• Atty Fees For Berkshire Bank CEO's Son Concern Libor Judge
• CFTC Says Bitcoin-Funded Commodity Pool Was $1.1M Fraud
• Jones Day Nabs Finance Partner From Ashurst's NY Office
• Cboe Moves In On Nasdaq, NYSE Closing-Auction Turf
• Using Section 83(i) To Take Advantage Of New Tax Code
• Mega Bank Fined $29M For Anti-Money Laundering Violations
• Fraud Section Under New Management: Takeaways From 2017
• Global Securities Watchdog Warns ICOs Put Investors At Risk
• The Challenges Of Bitcoin Financing
• ESMA Floats Restrictions On Sale Of Risky Investments
• TransPerfect Dispute Flares Up Over Shawe's Purchase Bid
• Del. Justices Probe Disclosures In Diamond-Apollo Merger
• CFTC Chair Picks Ex-BigLaw Atty For Senior Counsel
• Calif. Appeals Court Nixes Fraud Victim's Bid For State Comp.
• Global Brokerage Gets Ch. 11 Plan OK After Axing Releases
• Scarinci Hollenbeck Nabs Cybersecurity, Employment Vet
• Investor Gets 1 Year For Insider Trading On Gilead Buy
• Todd & Weld Picks Up Four Partners From Collora
• House Passes Bill To Loosen Rules For Closed-End Funds
• US Warns Venezuela's Cryptocurrency May Violate Sanctions
• Navient Says Investors' Latest Complaint Still Falls Short
• Puma Biotech Investors Say Depo Camera Is Meant To Harass
• Lenders Cut $27M Deal With Citi, HSBC In Libor Rigging Suit
• Seward & Kissel Sues Ex-Client For $1.8M In Legal Fees
• Meaning Of Money Key In $13M High Court Stock Options Suit
• Mass. Regulator Charges Man Over Cryptocurrency Scheme
• Ex-Aveo Exec Says SEC Exaggerated Role In Investor Fraud
• Barclays Forex Boss Charged With Defrauding HP
• Key SEC Disclosure Topics For Oil And Gas Companies
• A Chat With Davis Wright CSO Mark Usellis
• Hausfeld, Others Seek $381M Atty Fees From $2.3B FX Deals
• Nutmeg's Problems Were Extensive, SEC Accountant Testifies
• 2nd Circ. Clarifies Cert. Standard For Stock-Drop Actions
• Foreign Trader Fails To Boot SEC Attys Over Privileged Docs
• Breitburn Shareholders Face Pushback Over Co.'s Valuation
• Jay Peak Investor Suit Stayed Pending Related Settlements
• Mass. Fed. Judge Bemoans 'Megatrials' As Resource Drain
• Departure Of Defense Counsel Leaves 2nd KIT Trial In Limbo
• Aetna Investors Sue Over $77B Merger With CVS
• Woodbridge Unsecured Creditors Oppose Noteholder Panel
• ComScore Investors Ink $110M Deal Over Inflated Stocks
• Nasdaq Dodges $3.9M Antitrust Fine In Swedish Court
• Justices Deny Cert In Korean Co.'s $73M Suit Against Citi
• MF Global Argues For Coverage Of $141M Rogue Trader Loss
• HSBC, BofA, Others Hit With Suit Over Canadian Rate-Rigging
• EU Raids Euromoney Unit Amid Industrial Paper Probe
• Avid's $1.3M Deal With Investors Over Stock Drop Gets OK
• AMD Hit With Investor Suit Over Chips' Vulnerability
• Exxon Insists Climate Change Speech Claims Are Valid
• How Delaware Courts Approach Effort Commitments
• New Delaware Case Sounds Alarm On Federal-Forum Bylaws
• New Securities Cases Soared To Post-Crisis High In 2017
• The Firms That Dominated In 2017
• Law360 Names Practice Groups Of The Year
• Banks Told RMBS Subpoena Order Is 'Cost Of Doing Business'
• CFTC Accuses Commodity Pool Operator Of Fraud
• Woodbridge Resets Biz Model During Ch. 11 Control Battle
• Ex-Bankrate VP Gets 5 Years Despite Cooperating With Gov't
• Valeant Says Insurers Must Defend Allergan, Stock-Drop Suits
• Valeant Sees Most Claims Against It Stick In Stock-Drop Suits
• 2nd Circ. Reverses Class Cert. In Goldman Abacus Fraud Suit
• Paragon Seeks Sanctions For Meddlesome Equity Holder
• Investor Claiming Phony EB-5 Project Settles $1.5M Suit
• NJ Investors Launch $40M Suit Over Alleged Ponzi Scheme
• Ex-Stockbroker Gets 2 Years Over Microcap Manipulation
• Gov't Misconduct Dooms Gambler's Conviction, 2nd Circ. Told
• Behavioral Health Co. Investors Seek Books And Records
• $4.5M Settles Katzenberg DreamWorks-Comcast Merger Suit
• 9th Circ. Affirms Toss Of Suit Over HP's $11B Autonomy Buy
• Investors Want Abbott To Explain Delay In Alere Deal
• Shkreli Hits Back At Feds' $7.3M Forfeiture Bid
• 7th Circ. Upholds CEO's Conviction In Biodiesel Tax Plot
• Considerations For The 2018 Proxy Season: Part 3
• Justices Will Review Rail Stock-Options Tax Case
• Final Dewey Cooperator Gets No Jail Time
• Supreme Court Agrees To Review SEC's In-House Judges
• Breitburn Execs Defend Asset Valuations Tied To Ch. 11 Plan
• Oil Co. Escapes Securities Suit Claiming Knowledge Of Fraud
• Pipeline Entrepreneur Convicted Of Securities Fraud
• Ex-State Street Exec Can Try To Depose Clifford Chance Atty
• Support Grows For Updating Anti-Money Laundering Rules
• Drake's Virginia Black Whiskey To Uncork $30M 'Mini-IPO'
• Teva Investors Fight Bid To Nix Price-Fixing Suit
• Gilbride Tusa Gets Quick Win Axed In $85M Malpractice Suit
• SEC Chair Urges More Bond Market Liquidity For Main Street
• Wary Firms Won't Rush To Test FCPA Corruption Guidelines
• A Guide To Construction Liens In New Jersey
• 6 E-Discovery Predictions For 2018
• SEC Settles With Reinsurance Exec Accused Of $2.5M Fraud
• SEC Picks Salt Lake City Head To Lead Atlanta Office
• Bankrupt Soupman's Ex-CEO Sued Over Stock Loss
• Atty Can't Duck SEC Suit Over Pump-And-Dump Scheme
• Property Co. Asks For Libor Trader Interviews In RBS Appeal
• 2017 Del. Cases That Reflected Transformation In M&A Law
• Considerations For The 2018 Proxy Season: Part 2
• Ex-SGs Square Off Over Puerto Rico Board Constitutionality
• Barracuda Shareholders Sue Over $1.6B Thoma Bravo Deal
• SEC, Creditors Say Woodbridge Deals Favor Ch. 11 Trustee
• Virtual Coin Owners Sue Exchange For Freezing Their Funds
• Deutsche Notice Claim Revived In $306M Mortgage Trust Row
• Spring Trial Date Set In $300M Stock Fraud Case
• Intel Investors Say Stock Fell After Security Flaw Reveal
• New Info Won't Cause 3rd Circ. To Rethink Nixing $30M Award
• Investors Push Back On Objection To $130M Citi LIBOR Deal
• SEC To Deliberate On Nasdaq's Bid To Ease SPAC Rules
• BakerHostetler Grows Corporate Practice With Stradling Hire
• Datameer Directors Want Chancery To Affirm Ex-CEO's Ouster
• Reg A-Plus Is Perfect For Initial Coin Offerings
• Considerations For The 2018 Proxy Season: Part 1
• Atty Agrees To Pay $8.1M To SEC In Investor Fraud Deal
• AmTrust Forms Committee To Weigh $1.1B Go-Private Deal
• 6 Roles To Embrace In An Evolving Legal Industry
• Baupost Hit With $4M Short-Swing Suit Over Innoviva Stock
• 8th Circ. Says SLUSA Sinks Customer Suit Against Scottrade
• Digital Coin Offerer Says SEC Can't Sue In US Over $15M ICO
• MoFo Will Face Macquarie Again Over IPO Malpractice Claims
• CEO In Texas State Senator's Securities Case Pleads Guilty
• Dimond Kaplan Lands Fla. Bar President-Elect
• Hershey's Target Sued In Bid To Block $1.6B Acquisition
• SEC Bars Restaurant Treasurer For $3.9M Embezzlement
• Exxon Seeks To Depose Calif. Officials Over Climate Suits
• ESMA Delays Dark Pool Data Publication Amid Filing Troubles
• Hedge Fund Manager Cops To Stealing Canadian Investments
• UnitedHealth Says Books Demand Can't Rest On $1B DOJ Suit
• FINRA To Eye ICOs, Cryptocurrencies In 2018
• Bazaarvoice Investor Challenges $521M Marlin Equity Merger
• Ex-Deutsche Traders Say Case Hinges On UK Libor Overseers
• Allen & Overy Regains Appeals Whiz From NY AG
• Fitbit, Investors Reach $33M Deal In Stock-Drop Suit
• The Latest In Private Equity Fee-Related Enforcement
• This Year, Let's Invest In Lawyer Resiliency
• ESMA Issues 1st Data On Trading Venue Derivatives Controls
• Milberg Joins Sanders Phillips Grossman To Form New Firm
• SEC Wants $1M Judgment For Chemical Co. Exec's Fraud
• Defrauded Investors Must Arbitrate Under FINRA: 6th Circ.
• Bob Evans Investor Wants To Investigate $1.5B Sale To Post
• IT Firm Chairman Sues To Compel Director Election Meeting
• Bogus Financial Consultant To Cop To $9.3M Fraud
• Simpson Thacher Gets Back Ex-Acting OCC Head As Partner
• High Court Tosses $10M Morgan Stanley Insider Trading Case
• 6th Circ. Won't Revive Eaton Workers' ERISA Suit
• Ex-Bankrate Exec To Testify Against CFO, Asks For Leniency
• Seattle Genetics Mounts 3rd Bid To Defeat Stock Fraud Suit
• 5 Legal Technology Predictions For 2018
• Thompson Hine Atty Fights DQ In $86M Pump-And-Dump Case
• SEC Suspends Trading Of Hong Kong Blockchain Company
• SEC Seeks Final Judgment For Texas Adviser In Fraud Suit
• Sentinel Liquidator's $33M Fraud Suit Against MBF Survives
• Apple's Unsuccessful Test Of SEC Proxy Guidance
• ESMA Mulls Controls On Margin Moves During Market Stress
• FCA Fines, Bans Ex-RBS Libor Trader For 'Reckless' Conduct
• 2nd Circ. Won't Rethink Barclays Investors' Dark Pool Cert.
• Zillow Investor Suits Over CFPB Probe Consolidated By Judge
• Hoteliers Accused Of Misleading Investors Can't Blame Banks
• SEC's Ponzi Suit Against DC Atty Dumped As 'Thin Gruel'
• Ticket Co. Bosses Settle SEC Probe For At Least $945K
• NJ Senate OKs Bill Allowing Forum Selection Bylaws
• Breitburn Asset Valuations At Heart Of Ch. 11 Plan Fight
• 9th Circ. Upholds Toss Of Schwab Class Suit Citing SLUSA
• No Prison Yet, Restitution Reduced For Bitcoin Fraudsters
• Investors Can't Prove It Knew Of Medicare Fraud: Chemed
• Ex-ArthroCare Exec Gets 4 Years In $750M False Sales Plot
• SEC Slams Milbank, Woodbridge Ch. 11 Note Group Conflicts
• $3B Petrobras Accord To Fuel More Shareholder Class Actions
• Manhattan's New Top Cop Taps Kirkland Partner As Deputy
• Valeant Hit With Investment Funds' Fraud Scheme Suit In NY
• SEC Says Disgorgement Is Enough For Fraudster's Civil Case
• Allergan Target Faces Bid To Halt Vote On $30M Merger
• Jury Misconduct Claimed In Ex-Katten Atty Trial
• Revolving-Door Roundup: Finn Dixon, Perkins Coie
• Indirect Purchaser Cases In 2017: Key Appeals Court Rulings
• Considerations For Financial Disclosures After Tax Reform
• 5 Pressing Issues Facing The SEC In 2018
• Texas Securities Watchdog Blocks UK Cryptocurrency Outlet
• Norton Rose Snags Baker McKenzie M&A Atty In Houston
• Finance Co. Hit With 2 Investor Stock-Drop Actions
• State Regulators Warn Public On Cryptocurrencies, ICOs
• Ex-Hedge Fund Exec Ordered To Pay $4M For Securities Fraud
• YPF's $10M Award Against Apache Put On Hold
• Objector To $130M Citi Libor Deal Pegs Damages At $24B
• Santander Unit Must Face Investor Suit Over Accounting
• Pa. Marijuana Investors Cut Out License Preparer, Suit Says
• Litigation Finance Trends To Watch In 2018
• CMBS In 2017 And A Look Ahead
• Fraud Questions Linger In Woodbridge Ch. 11 Trustee Fight
• Hedge Fund Blasts Defense Of Puerto Rico Restructuring Law
• McDermott Adds Ex-SEC Enforcement Atty To Chicago Office
• Aviragen Stockholder Sues For Meeting Before $60M Merger
• Ex-ConvergEx Manager Settles SEC Fraud Suit With $1M Deal
• Judge Questions $1.3M Avid Tech Securities Class Settlement
• Katten Nabs Distressed Debt Pro From Richards Kibbe
• Lighting Co. Acuity Hid Negative Info, Investors Claim
• BioCube CEO Pleads Guilty To Pump-And-Dump Scheme
• Greenberg Traurig Partner Named Interim SDNY US Attorney
• Pot Exec Says Atty's Arbitration Pact Doesn't Apply To Him
• 'Rogue FBI Agent' Didn't Taint Gambler's Trial, 2nd Circ. Told
• InterOil Investors Misled Into OK'ing Exxon Deal, Suit Says
• Morgan Lewis, Manufacturing Execs Resolve Discovery Row
• Dell Strongly Reinforces Importance Of Merger Price
• Former Och-Ziff Exec Charged With Investment Fraud
• The Enneagram And The Practice Of Law
• Merger Suit Doesn't Need Financial Whiz At Helm, Court Says
• 5th Circ. Trims Harboring Convictions For Texas Lawyer
• Alissa Starzak On Net Neutrality, US Army, Leap To Startup
• On MiFID Day 1, Germany And UK Deliver Latest Setback
• Stanford Workers Tell 5th Circ. Underwriters Were Let Off Easy
• Robins Kaplan Adds Ex-Anderson Kill Litigator In NY
• Ex-Skadden Securities Atty Joins Allen Matkins In Calif.
• Chipmaker's Investors Sue To Block $6B Marvell Merger
• Director Compensation Lessons From Investor Bancorp
• Munchee Case Clarifies SEC's Stance On Digital Tokens
• Petrobras To Pay Nearly $3B To End Securities Class Action
• Funds Say Valeant Price-Gouging Probe Cost Them $80B
• Pershing, Valeant Agree To $290M Deal Ending Allergan Suits
• Ex-Katten Atty Conviction A Cautionary BigLaw Tale
• SLUSA Spares Bank From $5M Ponzi Suit, Calif. Court Says
• Investor Sues Del. Cos. Over Forum Provisions In Charters
• SEC Slams Exec, Seeks Trustee In $1B Woodbridge Ch. 11
• SEC Sues Muni Adviser, Exec Over $1.1M Bond Offering
• Aetna Says Inquiry Shows ACA Withdrawal Suit Is Meritless
• Walter Investment Ch. 11 Plan Releases Stir Up Concerns
• Ex-NY Town Atty Avoids Prison For Role In Muni Bond Fraud
• China, Hong Kong Agree To Beef Up Futures Supervision
• Tilton, Patriarch Beat Zohar Funds' RICO Claim
• Judging A Book: Tymkovich Reviews 'Gorsuch'
• Shoddy PwC Audits Led To Bank Failure, Judge Rules
• Ex-Dewey Exec DiCarmine Unable To Bury Hatchet With SEC
• NJ Case Bolsters The Limitations Defense Against SEC
• FSB Sets Deadline For Rollout Of Derivatives ID Rules
• Massachusetts Cases To Watch In 2018
• Clayton's Bid To Revive Public Markets Off To Modest Start
• City Firms Prepare To Steer Into 2018's Regulatory Flood
• Regulatory Heat On ICOs Expected To Intensify In 2018
• 2018 Is The Year Fintech Is Forced To Grow Up
• Securities Regulation To Watch In 2018
• Attys Eye Cases Impacting SEC Enforcement Powers In 2018
• Delaware Cases To Watch In 2018
• What Asset Managers Can Expect From The SEC In 2018
• 5 Things To Watch For In FCPA Enforcement This Year