Securities Archive » September, 2018

Securities - September, 2018

419 articles

• Supreme Court Cheat Sheet: 8 Cases To Watch
• Musk To Pay $20M In Settlement Over Going-Private Tweets
• Wachtell Prevails In CVR's Takeover Malpractice Suit
• Foul With Routine Witness Trips Up Deutsche Libor Trial
• Ex-Texas Pol Charged With Fraud Over Frack Sand Scheme
• SEC Accuses Drugmaker of Venomous Deceptions
• SEC Settles With LendingClub Unit, 2 Ex-Execs For $4.2M
• Existence Of Cybersecurity Policies Not Enough For SEC
• Fannie, Freddie, Feds Can't Slip 3 'Net Worth Sweep' Suits
• UK Litigation Roundup: Here's What You Missed In London
• SEC Settles With Calif. Atty For $2M In EB-5 Investor Scheme
• McAfee-Linked Bitcoin Biz Hit With Pump-And-Dump Suit
• PE Firms Let Out Of Zimmer Investors' Stock-Drop Suit
• IT Exec Gets 3 Years For Role In $2.8M Fraud Scheme
• Ex-Ocwen Exec Settles SEC Insider Trading Claims
• Madden Fix And True Lender Clarity Needed, Lawmakers Hear
• CFTC Starts Insider Trading Task Force, Sues Energy Broker
• 2 Ex-Oil Co. Execs Get Prison For Global Bribery Scheme
• Campbell Falsely Stoked Investor Hopes, Suit Says
• Investors Accuse Globalstar's Top Shareholder Of Disloyalty
• Credit Suisse To Pay $10M Over Misleading Market Making
• SEC Secures Settlement In Alleged $61M Ponzi Scheme
• Stryker Settles SEC's Latest FCPA Claims For $7.8M
• Chancery Nixes Blue Bell Investor Suit Over Listeria Outbreak
• Ex-Salix CFO Pays $1M To End Claims He Misled Investors
• Chancery Nixes Boardwalk Pipeline Class Deal, $1.8M Fee
• Ex-Fund Manager Who Lost $22M Sentenced To 8 Years
• Walgreens To Pay SEC $34.5M Over Revenue Projections
• F-Squared And The Lingering Impact Of Kokesh
• SEC, CFTC Sue Bitcoin-Funded Securities Dealer And CEO
• Morgan Stanley, Others Can't Ditch Stock-Loan Antitrust Suit
• Kessler Topaz Tapped To Lead Celgene Investor Suit
• Del. Cos. Defend Federal Forum Rule For Securities Suits
• SEC Charges 4 With $10.8M Island Resort Investment Scheme
• Coinbase 'Bungled' Bitcoin Cash Release, Judge Says
• 6th Circ. Revives Esperion Investor Suit Over Cholesterol Drug
• At Least 75K Investors Duped By Video Scams: SEC, CFTC
• Another Ex-Deutsche Trader Tells Jury Of Libor-Rigging
• Craig Carton's Ex-Biz Partner Cops To Role In $5M Fraud
• Greenberg Traurig Adds Shareholder To Corporate Practice
• SEC Seeks $15.5M Win Against EB-5 Fraudsters
• Ex-Lehman Workers Lose Appeal Over $260M In Deferred Pay
• Otterbourg Adds Gibbons Litigation Partner In NY
• Credit Suisse Wants Ala. Inverse VIX Price-Drop Suit Tossed
• SEC Sues Tesla CEO Elon Musk Over Going-Private Tweets
• SEC Case Brings Rarely Used Cyber Rules Into Limelight
• Petrobras Pays $853M To End Corruption Probe
• Trading 'School' Proprietor To Pay $1.9M In 2nd CFTC Run-In
• Virtual Money Is Commodity Fit For CFTC Regs, Judge Says
• Receiver Didn't Retain Attys Seeking $489K Fees, Judge Says
• McKinsey Critic Says It Should Have Been DQ'd In ANR Ch. 11
• Receiver Seeks OK Of $1.3M Settlement In EB-5 Fraud Case
• PwC Escapes Valeant Investors' $80B Price-Gouging Suit
• DOJ Says Brooklyn Trader Bilked $1.3M From Investors
• Brokerage Firms Fined $1.15M For Fake Forex Trades
• Banks Escape $80M Suit Over Brazilian Oil Co. Investments
• Del. Justices Asked To Ease Chancery Doc Use Limits
• NY Ruling Undercuts SEC Disgorgement Coverage
• Gogo Hit With Investor Suit Over Antenna System Issues
• SEC Gets $1M In First Action Under ID Theft Rule
• SEC Official Defends Withdrawal Of Proxy Guidance Letters
• Pension Fund Seeks $4.5M Atty Fees In Symbol Securities Suit
• Kokesh Voids $147M Land Scam Disgorgement At 9th Circ.
• Ariz. Man Gets 30 Yrs, To Pay $14M Over Investment Scam
• NJ's McManimon Scotland, Trenk DiPasquale To Merge
• Caterpillar Beats Investor Suit Triggered By Tax Raid
• Expert's Analyses Questioned In AbbVie Merger Cert. Row
• Intercontinental Exchange Stays In-House With New GC Hire
• The Principles Guiding FINRA Enforcement
• SEC Fires Warning Shot Against 'Short And Distort' Schemes
• US' Secondary China Sanctions Signal New Risks For Cos.
• 5 More GC Tips For Succeeding As A New Associate
• Opko Faces Wave Of Suits After SEC Pump-And-Dump Claims
• McCarter & English Adds Ex-Dentons Cross-Border Pro
• 9th Circ. Told FCC Licensing Co. Services Are Not Securities
• Ex-CEO Of Chilean Chemical Co. Settles FCPA Claims
• Ex-Bankrate CFO Gets 10 Years In Prison For $25M Fraud
• IRS Studies No-Income R&D Setups In Tax-Free Distributions
• Pacific Drilling Sees Ch. 11 Plan Funding Deal Go Forward
• Alsup Grants $16M LendingClub Fee Bid Despite Misgivings
• Netflix Investor's Price Hike Suit Tossed For Now
• Chancery Nixes Injunction For $7B USG-Knauf Merger Vote
• Investor Sues KMG Chemicals To Block $1.6B Cabot Merger
• Xerox Investors Say Fuji Will Pounce If Merger Stop Lifted
• Accused $54M Ponzi Schemer Duped Retirees, Pa. Jury Told
• Memo In State St. Case Ties Labaton Proxy To Ark. Politician
• Accused Metals Trader Pleads Not Guilty To 'Spoofing' Market
• SocGen Unit To Pay SEC $800K Over Foreign Share Handling
• 2 New Cases Showcase CFTC Spoofing Theories
• Roche Escapes Stock-Drop Suit Over Cancer Drug Results
• 3rd Circ. Deepens Uncertainty Over FINRA Arbitration
• Judging A Book: Block Reviews 'Tough Cases'
• Linkwell Duo Say Investor Hasn't Shown Plot With Sidley
• Investors Urge 7th Circ. To Revive Suit Over Fisker Fraud
• Ex-Deutsche Trader Dishes On Bank's Libor Self-Dealing
• Banks' Guilty Pleas Fair Game In Forex Traders' October Trial
• Ex-NFLer Can't Ditch Pump-And-Dump Verdict At 9th Circ.
• PE Firm Can't Dodge Insurer's Fraud Suit Over $100M Deal
• Trusts Can't Revive $101.8M Arbitration Claim At 11th Circ.
• Chancery OKs $19.5M Deal Ending Saba Software Merger Suit
• Dov Charney Must Pay Standard General $19.5M
• Cryptocurrency Creators Say 'Nano' Coin Is Not A Security
• CEO Eyed In Stock-Pump Scheme Having 'Active' Plea Talks
• Trader Pleads Guilty In Kickback Scheme; SEC Seeks Payback
• Humira Kickback Claims Spawn Investor Suit Against AbbVie
• Nielsen Hit With Shareholder Suit Over Stock Drops
• Del. Judge Backs Releases In Millennium Lab Holdings Ch. 11
• Fla. Atty Tied To Penny Stock Fraud Suspended For 18 Months
• Ex-Barclays CEOs Escape Claims In Dark Pool Case
• Ex-Akebia Analyst Jailed For Ignoring Probation Calls
• Mintz Levin Adds Ex-SDNY Prosecutor To White Collar Team
• Foreign Whistleblower Gets $4M For Helping SEC
• How US Class Actions Take Off To The 'Great White North'
• SEC Must Resolve Fundamental Issue With In-House Court
• 8 Innovative Ways To Empower Jurors
• Investment Firm Says Securities Law Keeps Suit In Fed. Court
• Class Alleges Genworth Is Sinking Own Long-Term Care Unit
• Online Fundraisers Fraught With Criminal, Civil Risks
• High Court Case On ERISA Burden Ends In Settlement
• Ex-Platinum Partners Exec Dies Ahead Of $1B Fraud Trial
• Regional Center, Affiliates Pay SEC $11.5M Over EB-5 Claims
• Calif. Gov. Signs Wildfire Bills, Limiting PG&E Liability
• Schwab, Ameritrade Say Goldman Can't Ditch IPO Deal
• Barrick Gold Escapes Investor Class Action Over Mine Spill
• Agrokor Gets Croatian Restructuring Recognized In US Court
• New EB-5 Fraud Suit Against Fla. Man Targets Condo Project
• Ex-Brokers Say 'Punitive' Morgan Stanley Suit Lacks Evidence
• Sentencing Delay In $1.6M Pump-And-Dump Frustrates Judge
• Chancery Agrees To Master For $15B Student Loan Trust
• MabVax Stock Actions Stand Amid Pump-And-Dump Claims
• Chancery Judge Says Goldman Settlement Makes No Sense
• Petrobras Can't Arbitrate Investors Bribery Row In Brazil
• Gas Drilling Rights Holders Denied Cert. In Royalty Row
• Cloud Computing Clearly The Future For Small Firms
• Signs Of Renewed SEC Interest In Key Performance Indicators
• Ex-Deutsche Bank Euribor Trader Held In Italy, SFO Says
• PayPal Investors Face Skeptical Judge In Hack Class Action
• HD Supply Must Face Investor Claims Over Stock Drop
• Rakoff Sanctions Petrobras Deal Atty For 'Kitchen Sink Brief'
• Kokesh Defeats JPMorgan's $286M Coverage Award: NY Court
• Former SEC, FINRA Official Returns To King & Spalding
• Labaton Sucharow Adds 'Ultimate SEC Insider'
• IHeartMedia Gets OK To Solicit Creditor Votes On Ch. 11 Plan
• Court Master, Corporate Atty Picked For New Chancery Seats
• 3rd Circ. Won't Revive Securities Fraud Row Against Hertz
• SEC Seeks $1M Sanctions From Ex-Brokerage Firm Execs
• Leveraging Today's Lateral Associate Market
• Alleged Aide In Sham Offerings Barred From Penny Stocks
• Dun & Bradstreet Hit With Securities Suit Over $6.9B Merger
• Chicago-Based Trading Co. To Pay $1.5M Over 'Spoofing' Claims
• Del. Justices Uphold Duty Waiver In $43M LLC Sale
• Morgan Stanley Says Ex-Brokers Tried To Woo Clients To Stifel
• Ice Miller Adds Bankruptcy Pro From Wollmuth Maher
• BHP Billiton To Pay $50M To End Investors' Dam Breach Suit
• What I Learned As Lehman's Bankruptcy Lawyer
• Zaslavskiy Does Little To Encourage Clear Crypto Guidance
• Pension Fund Fights Ocwen Bid To Tank ERISA Mortgage Row
• DC Circ. Orders Redo For 'Big Short' Adviser's SEC Hearing
• Inovalon Investor Class Certified In Suit Over IPO
• Newegg Wants Out Of Korean Bank Fraud Case
• Investors Say Co. Faked HQ, Seek Cert. In Stock-Drop Suit
• Solar Merger Suit Can't Be Put To Bed, Chancery Says
• Some Claims In BP Deepwater Suits Time-Barred, Judge Says
• Tilton Asks To Keep Zohar Portfolio Financials Private
• Award Caps Would Weaken Whistleblower Program, SEC Told
• SEC Accuses Breast Implant Maker's Ex-CEO Of Stock Fraud
• Liquidators Seek Ch. 15 To Track Cayman Firm's Cash
• Mortgage Lenders Seek Appeal Over Venue In Lehman Fight
• NJ Trader, Firm To Pay CFTC $2.3M Over Spoofing Claims
• Feds Say $364M Consumer Debt Scam Duped Attys, Bankers
• 3rd Circ. Asked To Weigh In On Nuverra's Ch. 11 'Gifting'
• Chancery Orders $87.8M Bond Ahead Of Oxbow Sale Appeal
• CFTC Fines Bank Of America $30M Over ISDAfix Rigging
• For-Profit Exchanges Harming Investors: SEC Commissioner
• Under Armour Ducks Investors' Stock Price Manipulation Suit
• Mizuho Gets Bitcoin Buyer's Mt. Gox Collapse Suit Tossed
• Back To School: Stanford's Jeff Fisher Talks Supreme Court
• Ex-Goldman Worker Cops To Insider Trading With NFL Player
• The Diminishing Role Of Agency Guidance
• Where Have The SEC Enforcement Actions Gone?
• Labaton, ERISA Attys Reach Tentative Deal In $75M Fee Fight
• Firms Vie For Lead Counsel Spot In AmTrust Chancery Suits
• Looking Back On Lehman's Decade In Bankruptcy
• Nixing Bonuses, Judge OKs Health Co.'s Ch. 11 Financing
• Boston Scientific Faces Chancery Suit For Ending $275M Deal
• Facebook Must Answer For Privacy Practices, Investors Say
• Chancery Rejects Texas Forum For Quantlab Control Dispute
• Labaton, Levi Vie For Lead Role In Prothena Stock-Drop Row
• 7th Circ. Has Chance To Cut Off 'Mootness Fee' Merger Cases
• CFTC Says Broker To Pay $50M Over ISDAfix-Rigging Claim
• White Collar Atty Rejoins Alston & Bird In DC After DOJ Stint
• Creditors Can't Put Stop To Puerto Rico GDB Restructuring
• Ex-Deutsche Traders Rip Libor Fraud Claims As Trial Begins
• Clovis To Pay $20M To End SEC Claims Over Cancer Drug
• Preparing For New Life Settlement Transactions Reporting
• Arent Fox Fights Early Win Bid In Malpractice Suit
• UBS Investors Denied Cert. In Mutual Funds Dispute
• Investor Sues Energy Transfer Over Proposed $27B Merger
• Thalhimer Execs Say Stock Plan Suit Just Misguided Rage
• Banc Of Calif. Investor Suit Mired In Director Deposition Row
• Elon Musk's Take-Private Tweet Draws Tesla Into DOJ Probe
• Investor Wants Pomerantz, Holzer To Lead Stock-Drop Suit
• SeaWorld, Ex-CEO Settle SEC 'Blackfish Effect' Fraud Suit
• SEC Settles With Alleged Chicago Penny Stock Fraudster
• Orexigen Decision At Odds With High Court Jurisprudence
• NatWest Markets Fined $750K Over Swap Reporting Failure
• Israeli Gov't Contractor Settles Securities Suit With $3M Deal
• SEC Accuses Ex-Adviser Of Fraudulently Raising $6.8M
• Ex-Equifax Exec Should Face Insider Trading Charges: Judge
• New Commissioner Could Help Clayton's SEC Agenda
• Hawk Systems Investor Fights For Control In Chancery
• How Lehman's Bankruptcy Put SIPC In The Spotlight
• Mining Co.'s Involuntary Ch. 7 Draws Judge's Skepticism
• Trader In Beaufort-Linked Manipulation Case Cops To Fraud
• Arizona $3.5M Settlement Approved In Woodbridge Ch. 11
• Ex-Camelot Exec Must Pay $18.6M For Stealing From Fund
• TelexFree Admits Massive Telecom Scam, Securities Abuses
• 15 Minutes With Robinhood Markets' General Counsel
• Teva Looks To Escape Proposed Price-Hike Class Action
• CFTC Seeks Quick Win For 2 Claims In Kraft Wheat Case
• Valeant Must Face Deceptive Pricing Claims By Hedge Funds
• Calif.'s New Rules For Lawyers Move Closer To ABA Model
• Yahoo Successor Expects Data Breach Deals To Cost $47M
• Analyzing Chancery Decisions On Long-Term Growth Rates
• Split 9th Circ. Keeps Toss Of Northstar's Schwab Fund Suit
• Supreme Court Cases Enviro Lawyers Should Watch This Fall
• NY Fed Faker Gets 2 Years For $50M Investor Fraud
• 2 Court Vets Emerge As Potential New Chancery Judges
• Joy Global Wins Nod For $20M Investor Deal In Merger Row
• Security Tech Co., Execs Can't Escape Investors' Suit
• Citi Pays $12M To Settle SEC's Claims Of Dark Pool Misdeeds
• Och-Ziff Investors Win Cert. In Suit Over FCPA Probe
• Trustee Of Modi's Jewelry Cos. Starting Ch. 11 Claims Probe
• BNY Mellon Trust Beneficiaries Win Class Cert. In Fees Suit
• Ex-Shipping Co. Manager Admits To Bribing Petroleos Official
• Investor Seeks DBM Records To Probe Possible Misconduct
• Valeant, PwC Shed State Law Claims In Investors' Suit
• Stock Compensation Can Add Zing To Your Benefits Package
• Investors Try To Put Cap Back On SodaStream-Pepsi Deal
• Lehman Judge Looks Back On Historic Case 10 Years Later
• Know The Limits To Atty Public Statements During A Trial
• Ed. Tech Co. Seeks To Nix VC Firm's Contract Suit
• HIG, Bain Say Investor Chancery Claims Not Backed By Facts
• IRS Ruling On MBS Restructuring Should Encourage Investors
• McKinsey Denies Conflicts Of Interest In ANR Ch. 11 Case
• Ex-Boss Of Crypto Cos. Gets Nearly 2 Years For $9M Fraud
• Apollo, ADT Execs Juked Stock With Silence On IP Deal: Suit
• Broker-Dealer To Pay $2.75M For Bad Blue Sheet Data
• Monteverde Wants To Lead Fight Over $10.9B Pinnacle Deal
• 7th Circ. OKs Toss Of Broker-Dealer's Legal Malpractice Suit
• Receiver Gets Expanded Estate In SEC's $80M Breitling Suit
• SEC Seen As Broadening Crypto Reach With Latest Actions
• Rajaratnam's Motley Rice RICO Suit Gets Cool Response
• Crypto Investor Launches Suit Over 'Bait-And-Switch' Scheme
• NY Panel Axes MBIA Fraud Claim In Suit Against Credit Suisse
• Crypto Investors Seek Cert. In Suit Alleging Ponzi Scheme
• Frontier Propped Up Verizon Shares, ERISA Suit Says
• 'Next Madoff' Defamer Faces Uphill Fight In $38M Appeal
• Medicare Insider Trading Culprits Get Short Sentences
• In Calif., Questions Remain On Law Firm Conflict Waivers
• Cayman Derivative Cases Brought Overseas Still Face Hurdles
• A Chat With Faegre Client Development Chief Melanie Green
• VW Says Investors Can't Piggyback On German Probe
• Del. Justices Probe LLC Duty Waiver In $43M Sale Appeal
• SEC Claims Mass. Broker Lied To Short Drug Co. By $1.3M
• Platinum Partners D&O Insurer Can't Slip $5M Liability
• Facebook Hit With Derivative Suit Over Stock Shuffle Plan
• Pension Fund Pans Banks' Bid To Escape Rate-Rigging Row
• Rosen Law Firm Gets Lead Counsel In Chinese Car Seller Suit
• Synutra Investors Ask Del. Justices To Remand $125M Suit
• Law Schools Struggle To Find Themselves In Post-Recession Market
• Wells Fargo Dodges Counterclaims In $16M Margin Call Row
• Exxon Says Investors' Climate Suit Can't Prove Execs' Mindset
• Fiat Chrysler Aims To Nix Investors' Suit Over Ferrari Spinoff
• Natixis Deals Finance Units To Parent Co. In $3.1B Exchange
• Intuitive Surgical Investors Strike $42.5M Stock-Drop Deal
• Former SDNY Judge Katherine Forrest Rejoins Cravath
• Applebee's Left Struggling Franchisee In Limbo, Judge Told
• Social Media-Reliant ICOs, Crypto: SEC Has Its Eye On You
• Akerman Adds CFPB, JPMorgan Consumer Finance Attys
• Medical Co. Investors Want Final $5M Deal OK'd In IPO Row
• Judge Tells SEC, Firm To Talk It Out In Tribal Bond Doc Fight
• Ex-Deutsche Traders Fire Back At Gov't Bid To Nix Experts
• 1st Circ. Questions BioChemics Strategy In SEC Probe Case
• United Technologies Settles SEC's FCPA Claims For $14M
• A Decade After Financial Crisis, Misconceptions Remain
• Legacy Reserves Chancery Deal Gives Investors Bigger Stake
• Web.com Hit With Investor Suit Over $2B Siris Merger
• Considerations For The 2019 Proxy Season
• How A 'Lost Generation' Of Associates Bounced Back
• Feds Nab First-Ever FATCA Conviction With Bank Exec's Plea
• NY Investment Firm, SEC Settle For $1M Over Note Losses
• Bernstein Litowitz Vies For Lead In Mednax Stock Drop Suit
• Global Power Beats Investor Suit Over Financial Reports
• Nine West Offers To End Takeover Suit For $470M, Court Told
• Plains Investors Can't Show They Were Misled, 5th Circ. Hears
• SEC Push To Expand Access To Private Offerings Invites Risk
• Xura CEO Says Del. Fiduciary Breach Suit Lacks Evidence
• DLA Piper Adds Reliance Group's Ex-GC In Silicon Valley
• Atty's Sickly Brother Gets 9 Mos. For Role In Pump-And-Dump
• BioChemics Claims It Can Pay Chunk Of $17M SEC Judgment
• CEO In Texas State Senator's Ponzi Case Gets 15 Years
• FINRA Lodges First Crypto-Related Enforcement Action
• USA Tech Faces Class Action After Announcing Internal Probe
• Unregistered Crypto Hedge Fund Traded Securities, SEC Says
• ICO Superstore, Owners Settle SEC Broker-Dealer Charges
• Bristol-Myers Looks To Ax Investor Suit Over Clinical Trial
• Digital Token Seller Can't Slip Securities Fraud Charges
• Argentine RE Co. Dodges Investor Suit Over Acquisition
• Examining The Role Of Market Price In Appraisal: Part 2
• Skadden, Levi & Korsinsky Named Busiest Securities Firms
• Israeli Sales Exec. Can't Dodge Binary Options Fraud Case
• Tribune Hit With $564M Stock-Drop Suit Over Sinclair Buyout
• Tesla Defends Aggressive Pay Plan For Musk In Chancery Suit
• Real Estate Investors' Attys Want $33M Of $100M CBRE Deal
• Can BigLaw Avoid Another Associate Purge?
• Zion Oil & Gas Hit With Shareholder Suit Over SEC Probe
• Exxon Presses High Court To Halt Mass. AG Climate Probe
• SEC Accuses 2 Brokers Of $4.6M Excessive Trading Frauds
• Forex Group Backs Ex-HSBC Exec, Says $3.5B Deal Was Fair
• SEC Settles With Ex-Nomura RMBS Trading Head
• SEC Backs $7M In Fines For Ex-Life Partners Atty, CEO
• NY Approves USD-Linked 'Stablecoin' For Digital Exchange
• Calif. Atty Makes Behind-Bars Plea To Toss SEC Fraud Case
• Attys Win $2.5M Of $9.4M Spectrum Investor Suit Deal
• Shareholders Seek OK On $1.6M Alliance MMA Settlement
• Energy Co. Execs Defrauded Investors Of Millions, SEC Says
• With Moonves Out, CBS Settles Redstone Board Control Fight
• ISDA Calls For Reforms To Derivatives Clearing Mandates
• Time To Prepare For New Municipal Securities Disclosures
• Examining The Role Of Market Price In Appraisal: Part 1
• Measuring The Recession's Toll On The Legal Industry
• Has BigLaw Recovered From The Financial Crisis?
• Ex-Teva Head Accused Of Role In $27M Pump-And-Dump Scheme
• Yahoo Investors Get $14M Attys' Fees In $80M Breach Deal
• Experts See Costs Of 'Tick-Size' Pilot Outweighing Benefits
• Impax Escapes Investors' Drug Price-Fixing Suit, For Now
• Atty Denies $3B, Indoor Football-Related Stock Scheme
• Receiver Pushes For Arrest Of Chinese Tech Execs In Del.
• Ex-BioCube CEO Gets 3 Years In Prison For Stock Fraud
• CFPB Moves Toward Revising 'Disclosure Sandbox' Policy
• Bondholder's Fixed VW Suit Survives But Can't Be Expanded
• Sidley Austin Atty Must Answer Questions In Investor Suit
• Foreign Investors Sue Bank Over Jay Peak Ponzi Scheme
• Russian Man Nabbed In Hack Of 83M JPMorgan Customers
• Army Vet Is 6th Of 7 BofA Insider Defendants To Plead Guilty
• Conn's Investors Seek OK On $22.5M Fraud-Suit Settlement
• Allstate Hit With Another Suit Over Underwriting Practices
• SEC, Consultant Lose Quick Win Bids In EB-5 Scheme Suit
• SEC Wins $63M Clawback From Family Of Fugitive Oak Exec
• The Courts' Take On Obama-Era Regs: You Are Erased
• Boston Biotech Exec Cops To Role In $12.7M Painkiller Fraud
• There's No Such Thing As A Free Token
• Fitbit Wary Of Tech Before Stock Sale, Chancery Class Says
• Deutsche Defends RMBS Accrual Clause In Quicken Suit
• The Bloody Saga That Made Theranos Finally Call It Quits
• SuperValu Hit With Stockholder Suit Over $2.9B Merger
• Deutsche Clients Lose Class Cert. Bid In 'Last Look' Suit
• Ex-Tech Exec, 2 Brothers Plead Guilty To Insider Trading
• SEC Charges Ex-Raymond James Manager Over EB-5 Fraud
• 2nd Brit Held Over Alleged $17M Bar Works Ponzi Scheme
• Tesla, Musk Hit With Another Suit Over Take-Private Tweets
• SEC's $54M Whistleblower Awards Bring Total Above $320M
• Chinese Regulators Propose Easier Rules For Share Buybacks
• Ex-Celator Employee Gets Prison For Insider Trading Scheme
• Highland Hit With Derivative Suit Over Fund Share Purchases
• Finisar Execs Dodge Shareholder Suit Over Fraud Accusations
• F-Squared Trustee Can't Reap $7.7M Legal Insurance Payout
• Ex-DNC Chair Ducks Visa Scheme Suit By Chinese Investors
• Mylan Investors Push Back At Bid To Toss EpiPen Claims
• Ex-Akebia, Merrimack Analysts Want Conviction Tossed
• SEC Action Brings Lessons For Quantitative Fund Managers
• SEC Becoming More User-Friendly With Disclosure Trims
• Orrick Adds Fenwick & West IPO Pro As Cap Markets Co-Head
• FDIC Again Asks For Interest From PwC In Colonial Bank Case
• Michigan Man Admits Defrauding $1.4M From Investors
• Crestview Sues Oxbow In Chancery For Mintz Levin Pay Docs
• Applebee's Franchisee Files Ch. 11 Plan As Litigation Looms
• CFTC Offers Alternative To Its International 'Overreach'
• Marijuana Investment Co. Misappropriated $3.3M, SEC Says
• Chancery Nixes Bid To Replace Handy & Harman Suit Counsel
• Ex-Telecom Boss Denies Defrauding Investors Of $250M
• Feds Ask 2nd Circ. To Revive Ex-Nomura Trader's Conviction
• SEC Objects To IHeartMedia's Proposed Ch. 11 Plan Releases
• Ex-Prosecutor, GE Atty Joins Ropes & Gray's Anti-Graft Team
• Solera Pursues $51M Coverage For Del. Appraisal Action
• 3 Dewey Execs Settle With SEC Over Law Firm's Collapse
• Senate Confirms Ex-Milbank Atty As SEC Commissioner
• Don't Aggravate $1.8B Peruvian Bond Dispute, Tribunal Says
• Good Fortune Shipping And The Withdrawn Altera Opinion
• Receiver Gives Notice Of SEC Suit Against 1 Global Capital
• 'Toss-Up' If Ex-Goldman Banker Will Cop To Insider Trading
• Galvin Fends Off Zakim In Mass. Secretary Of State Primary
• 2nd Circ. Declines Class Cert. Review In $50B Libor Fight
• Stroock Lands Construction Dispute Pro In NY Office
• Class Cert. Denied In $173M IPO Suit Amid Settlement Talks
• Regulation Best Interest: The SEC Can't Please Everybody
• Morgan Keegan To Pay Fairfax $20M Over Stock Price Claims
• Momentive, Bondholders Spar Over Interest Rate At Trial's End
• Keep Sale In $1.2B Venezuela Award Row Paused, Court Hears
• Forex Traders Seek Details On DOJ Talks With Foreign Gov'ts
• Marketing Co. Asks Chancery To Block Board Bylaw Changes
• 2 Investors Drop Claims In Volatility Index MDL In Ill.
• Tangoe, Execs Overstated Revenue By $40M, SEC Says
• MoFo Hires Virginia Lt. Gov. And Former Prosecutor
• 3rd Circ. Won't Ax Overcharge Class Claims Against Vanguard
• Judge Skeptical Of Platinum Partners D&O Insurer In $5M Suit
• $480M Wells Fargo Securities Deal Gets 1st OK, Class Cert.
• Health Co. Says Investors Were Well-Informed Before Spinoff
• Shkreli Claims Bad Jury Instructions In 2nd Circ. Appeal
• SanDisk Investor Class OK'd Despite Judge's 'Ethical' Doubts
• Fla. Atty In $20M Fraud Case Pleads Guilty To Bond-Jumping
• Back To School: Widener's Rod Smolla Talks Free Speech
• 2nd Circ. No Lock To Review Class Cert. In $50B Libor Fight
• Sanofi Settles SEC's International Bribery Claims For $25M
• Comment Period Extended For Volcker Rule Changes
• Investors' Fraud Suit Against Uber, Ex-CEO Dismissed
• Necco Trustee Says Board Nixed Sweet Prebankruptcy Deal
• How Delaware Courts Are Approaching Appraisal Valuation