Securities Archive » November, 2018

Securities - November, 2018

423 articles

• Ex-DOJ Worker, Fugees Star Owe $73M For 1MDB Ties: US
• Nominal CEO Of $15M Oil Ponzi Scheme Co. Faces SEC Suit
• Ohio Jury Awards $19M To Shipwreck Gold Salvage Investors
• With Kavanaugh Recusal, Lorenzo Arguments Get Close Look
• Class Action Rule Changes Target 'Professional Objectors'
• Investors Drop Suit Against BofA Over $102M Ponzi Scheme
• FTC Says Belize Real Estate Project Scammed 1K Investors
• Carlton Fields Adds Cybersecurity-Focused Shareholder In NY
• McKinsey Critic Aims To Keep RICO Suit Alive As Feud Grows
• Aralez Creditors Slam Proposed Ch. 11 Sales To Deerfield
• Toys R Us Asia JV Settlement Gets Bankruptcy Court Approval
• Investor Challenges Lions Gate's $92.5M Starz Stock Suit Deal
• Robbins Geller Wins Lead In Papa John's Stock-Drop Suit
• SEC May Consider Revamping Quarterly Reports
• Société Générale: Sanctions Enforcement Is Alive And Well
• High Court Should Hold Securities Fraudsters Accountable
• Taberna Bankruptcy Ruling Brings Relief For CDO Investors
• MVP: Pomerantz's Emma Gilmore
• Autonomy's Ex-CEO Charged With Fraud Linked To HP Deal
• McKinsey Looks To Fight Jay Alix Claims By Unsealing Docs
• DOJ Softens Yates' Demand That Cos. Serve Up Individuals
• Fund Manager Tries To Duck Valeant Insider Trading Claims
• Lucia Says SEC's In-House Judges Remain Unconstitutional
• Attys In ISDAfix Antitrust Suit Get $126M Fees, $18M Costs
• Foreign Investors Drop Ski Resort Ponzi Scheme Suit
• Investors Get First OK On $23M Deal With Cobalt Underwriters
• Liquidity Co. Wants Suit Over Defamatory Statements Revived
• SEC Says Mayweather, DJ Khaled Illegally Plugged ICOs
• Attys Agree To Join Patriot National Suits, But Spar On Venue
• ICO Mania Cools Amid Regulatory Crackdown, Crypto Plunge
• Cos. Can Lower Fraud Fines Without Naming All Players: DOJ
• Aruba Ruling Looms Over $13.2B Jarden Appraisal Suit's End
• 3rd Defendant Cops To Fitness Co. Insider Trading Scheme
• Puerto Rico Bankruptcy Fee Examiner Seeks More Scrutiny
• Campbell Shareholders Say Execs Overhyped 'Fresh' Unit
• Ex-Goldman Sachs Banker Plans Insider Trading Guilty Plea
• VW's $48M Investor Deal Over Emissions Gets Green Light
• 5 Mos. Sought For Biotech Exec Who Pled Guilty After Mistrial
• Investors Sue Boeing Over Losses From 737 Model Defect
• Attys In $35M Facebook IPO Deal Get $14M In Fees, Costs
• Winklevoss Ruling Highlights Subjective Aspects Of SEC Mission
• Spearfishing Can Be Stopped Once You Remove The Bait
• MVP: Labaton Sucharow's Jordan Thomas
• EU Seeks To Shield OTC Derivatives From Brexit Upheaval
• Platinum Union Graft Suit Wrongly Dismissed, 2nd Circ. Told
• Shareholder Blasts $685M Learning Co. Sale As Unfair
• Feds Say Tough FCPA Actions Continue Despite Declinations
• Calif. Atty Faces Fresh Suit Over $50M Visa Fraud Scheme
• Lululemon Board Ignored Toxic Work Culture, Investor Says
• 'Stock Promoter' Made Sham Trades To Lure Investors: SEC
• $38M Win For 'Madoff' Defamation Isn't Covered, 9th Circ. Told
• 2 Attys Charged, Face SEC Suit Over Pump & Dump Scheme
• Morgan Lewis Nabs Ex-Credit Suisse Director For Tax Practice
• AbbVie Tries To Ax Investor Suit Over $100M Stock Drop
• Singapore, China Regulators Forge Stronger Financial Links
• 2 Iranians Charged With Ransomware Attack On US Cities
• Morvillo Abramowitz Snags NY Federal Prosecutor
• Yelp Gets Partial Toss Of Investor Suit Over Biz Retention
• Justices May Struggle To Agree On Rule 10b-5 Scope
• Maverick Capital Keeps Claims In Solar Fraud Suit
• FCPA Compliance 1 Year After DOJ Revised Policy
• MVP: Gibson Dunn's Mark Perry
• SEC Hasn't Shown Crypto Tokens Are Securities, Judge Says
• Arconic Argues For Tossing Investor Suit Over Tower Fire
• McKinsey Critic Disputes Firm's Stance In ANR Ch. 11 Fight
• Investor Stalls $50M Southern Copper Class Deal At Chancery
• JPMorgan Pushes Back On Depo Bid In Silver Trading Suit
• Religious-Themed Film Producer Gets 5 Years For $12M Scam
• Tesla Tweet Suits Combined With Levi & Korsinsky At Helm
• Ex-Prosecutor To Lead Criminal Law Team At Einhorn Harris
• Biotech Co. Nuredis Sued Over Board Members' Legal Costs
• 'Idol' Lenders Grilled Over Apollo Fraudulent Transfer Suit
• Paper Co. Execs Slammed With Suit After 401(k) Losses
• Morgan Stanley Adviser Who Stole From Clients Gets 5 Years
• Chinese Lender Investor Cries Foul Over Alleged IPO Lies
• Calif. Developer Tries To Dodge SEC EB-5 Fraud Claims
• Nielsen Says Copycat Investor Suit Belongs In NY
• Financial Adviser Gets Over 2 Years For Hiding Oil Bribes
• Ringleader In $18M Colo. Investment Scheme Gets 10 Years
• Robbins Geller Named Lead Counsel In J&J Stock-Drop Suit
• Convicted MSD Capital Analyst Ordered To Pay SEC $3.2M
• Examining A Post-Wildfire Securities Suit
• Jurors Should Ask More Questions During Trials
• MVP: Cravath's Richard Clary
• Boies Schiller Says Chinese Dissident Owes $1M In Fees
• 9th Circ. Won't Revive Stock Heir's $100M Lost Shares Row
• All Banks But Morgan Stanley Escape Aussie Benchmark Suit
• Fish Can't Cure Nasdaq Conflict With Limited Retainer: Judge
• JPMorgan Settles Aussie Benchmark Fixing Suit For $7M
• Ex-Wells Fargo Trader's Depo In Rigging Suit Canceled
• JPMorgan, Citi Reach $182.5M Deal In Euribor Investor Suit
• Calif. Ruling Dings Engagement Letter Arbitration Clauses
• Analyst Denies Knowing Of NY Pension Director Bribery Plot
• Life After The Midterms For Fintech And Digital Assets
• 10 Things We Wish We Were Told When Going In-House
• MVP: Bernstein Litowitz's Salvatore Graziano
• Law360 MVP Awards Go To Top Attorneys From 71 Firms
• 2 Platinum Execs Helping Feds After Plea, Filing Reveals
• UK Litigation Roundup: Here's What You Missed In London
• Perrigo Wants To Nix Investor Suits Over Failed Mylan Buyout
• Toys R Us Creditors Challenge Releases In Ch. 11 Plan
• Disclosures Still Doom Model 3 Stock-Drop Suit, Tesla Says
• Admitted Fraudster Charged Anew After Sentencing No-Shows
• Exxon Says NRA Ruling Backs Bid To End NY Climate Probe
• Ex-Wells Fargo Forex Trader Can Be Deposed In Rigging Suit
• 3 Firms Vie To Lead Class Suit Over Alleged AbbVie Kickbacks
• Abu Dhabi's IPIC Sues Goldman Sachs Over 1MDB Scandal
• Robbins Geller Tapped To Lead Skechers Stock-Drop Suit
• Informant's Entry Spurs Atty To Ask Out Of KIT Fraud Case
• Judge Asks For JPMorgan Response In Silver Trading Suit
• The Virtual Law Team: Advantages For Litigants And Lawyers
• US Bank Wants Out Of Trust Insurer's Settlement Suit
• Willkie Farr Adds 'Madoff 5' Prosecutor From Boies Schiller
• The SEC's Latest Statement On Digital Assets
• BigLaw Alums Q&A: Mark Migdal's Lara O'Donnell Grillo
• Teva Execs Liable For Price-Hike Misstatements: Investors
• Chipotle Investors Denied 4th Shot At E. Coli Suit
• Texas Justices Slash Hourly Pay For Paxton Prosecutors
• Revised Puerto Rico Sales Tax Plan Cleared For Creditor Vote
• Chancery Says Tangoe Board Can't Nix $256M Sale Suit
• $25.8M Ordered Returned To Defrauded Chinese Investors
• Convicted Ex-Vereit Exec Attacks Witness' Credibility
• Firm's Antitrust Claims Survive In Interest Rate Swaps MDL
• Investment Adviser Gets Prison For Fraud, Sham Atty Letter
• Investor Sues Foot Locker Over $6B Market Cap Drop
• Noteholder Bid For Woodbridge Ch. 11 Delay Nixed In Del.
• KKR, Bain Set Up $20M Fund For Workers Toys R Us Let Go
• Pension Fund Slams Firm's Bid To Shed Valeant Fraud Suit
• Ameritrade, Investors Reach $18M Deal In Scottrade Suit
• Feds Want At Least 5 Yrs For Pharma CEO's $2M Drug Fraud
• Special Master Defends Penalties In State Street Fee Fight
• Calif. Duo To Pay $5.9M For Matched Trading Scheme
• Tokai Investor Marks Underwriters Liable In $10.8M Suit
• US Nabs Swiss Banker Wanted In Failed Case Against PE CEO
• Pepper Hamilton Lures Securities Pro From Greenberg Gross
• Provant Creditors File Ch. 11 Clawback Over $2M Transfer
• Cboe Says It Shouldn't Be Liable For VIX Manipulation
• Investcorp Slams Hedge Fund's Bid To Keep $100M Suit Alive
• Breast Implant CEO Slams SEC's Stock Fraud 'Scheme' Claim
• Minority Investor Fights Crypto 'Miners' Purchasers' Cert. Bid
• Ex-Aveo CFO Found Liable For Misleading Investors
• A Series Of Avoidable Missteps In PLX Sale
• Waddell & Reed Financial Reaches $4.9M Deal In ERISA Row
• Altice Slammed With Stock-Drop Suit After $2.2B IPO
• Emerging Cybersecurity Threats In The Legal Industry
• Mallinckrodt Urges Court To Toss Investor Suit Over Acthar
• Toys R Us Noteholders Reach Deal Over $900M Asia JV
• Engineering Co. Owner Must Pay $917K To Investor He Duped
• Investors Sue Bank OZK For Hiding $46M Lost On Bad Loans
• Facebook Investors Challenge Motion To Toss Chancery Suit
• Whitewash Alleged In Fight Over Shares Of $905M Sale
• Spoofing Is Not Fraud, Ex-Merrill Lynch Traders Say
• NJ Court Won't Revive Fired Accountant's Shareholder Claim
• SEC's Whistleblower Program Hits Its Stride In 2018
• Wells Fargo Says No Evidence Of CDO Fraud Before Crisis
• SocGen Fined $1.3B Over US Sanctions Violations
• Hatsopoulos Bros. Beat Investor Suit Over Energy Co. Merger
• 2nd Circ. Affirms Barclays' Win In Suit Over $2.5B Offering
• 2nd Circ. Says Law Supports SEC's $12M Penny Stock Win
• Cboe Tries To Keep Lid On Discovery In VIX Manipulation MDL
• Ex-Exec Gets 4.5 Years For Theft, Deceiving Aussie Exchange
• David's Bridal Hits Ch. 11 In Delaware With $800M In Debt
• Uber Ex-CEO Seeks To Dump Fraud, Illicit Biz Practices Suit
• Nasdaq Wants Fish & Richardson DQ'd From Patent Fight
• XO Investor Cries Foul Over $933M WeddingWire Deal Info
• Marketers Agree To Asset Freeze In CFTC Video Scam Suit
• The Legacy Of Madoff, A Decade Later
• SEC Accuses Digital Media Co. Of Inflating App Downloads
• SEC Provides 'Path To Compliance' For Unregistered ICOs
• Fintech Co. Misled IPO Investors, Stock-Drop Suit Says
• Madoff Trustee Asks 2nd Circ. To Back Foreign Clawback Bids
• UK's Approach To Regulating Crypto-Assets Looks 'Measured'
• Medtronic Unit Agrees To $54.5M Deal In Investor Fraud Suit
• SEC Fights 1 Global Ex-CEO's Bid To Toss $287M Fraud Suit
• Accountant Denied Retrial Over $18M Biotech VC Fraud
• Selway Corp. Strikes $5.5M Deal In ERISA Row
• Rise Of The CMOs
• Hortonworks Investors Shortchanged By $5.2B Merger: Suit
• BofA, Deutsche Bank Say Sibor-Rigging Suit Falls Short
• UK Litigation Roundup: Here's What You Missed In London
• Robbery Smear Won't Help Class Rep Hopeful, Judge Says
• Perkins Coie Snags Digital Currency Partner From SEC
• SEC, CFTC Sue Over Alleged $170M Metals Ponzi Scheme
• Spoofing Charges Don't Readily Translate To Private Actions
• 10 Pitfalls For Shareholder Derivative Litigants
• David's Bridal Says It Will Restructure In Ch. 11
• FDIC Fights To Keep Libor Manipulation Claim Against UBS
• Citibank, JPMorgan Chase Ink $21M SIBOR Rigging Suit Deal
• Dewey Drama Takes Unexpected Twist With Ex-CFO's Jailing
• Fed Vice Chair Takes Heat Over Leveraged Lending
• Biblical University Leaders Indicted In Newsweek Fraud Case
• PE Firm's Head Gets New Trial In $60M Tribal Bond Scam Case
• Conflicts Of Interest Don't Taint Advice, Proxy Firms Say
• NY Appeals Court Revives HSBC Suit Over $1.9B Fine
• Life Settlements Firms Open Del. Ch. 11 As Debt Limit Nears
• Ex-Deutsche Bank Traders Say Spoofing Isn't Wire Fraud
• Pilgrim's Pride Controllers Say Del. Jurisdiction Doesn't Apply
• Investors Challenge $4.7B REIT Merger, Citing Filing Flaws
• Chuhak Must Face Ex-NFL Players' Tax Scheme Claims
• Inside Trader Avoids Prison Time After Aiding Feds
• SEC Cracks Down On Alleged $3.3M Boiler Room Scheme
• Republican Groups Attack SEC Pay-For-Play Rule In DC Circ.
• 3rd Circ. Says Fannie, Freddie Investors Not Owed Relief
• Electronics Co. Ducks Derivative Suit Over CEO's Stock Deals
• Feds Doubt Ex-BigLaw Atty's Privilege Applies In Crypto Scam
• Judge Wants More Info On Citi's $10M Deal In Forex Rig Suit
• Real Estate Rumors: Mack, SEC, Southeast Frozen Foods
• Chicago Merc's GC Can't Be Deposed In Trademark Spat
• Wells Fargo Fights Revival Of ERISA Suit At 8th Circ.
• Why Midterms Will Have Little Effect On Audit Regulation
• A Chat With Bryan Cave Innovation Chief Katie DeBord
• Ex-Dewey CFO Jailed For Failing To Pay $1M Fraud Fine
• For CFTC, 2018 Was One Of The 'Most Vigorous' In Its History
• Sanctions Sought In Alleged Cryptocurrency Pyramid Scheme
• Ex-Broker Can't Skirt Prison For NY Pay-To-Play Scheme
• Ex-UN Boss Bribe Plans Are Fair Game In FCPA Trial
• 9th Circ. Judge Doubts Bio-Rad Appeal Of Ex-GC's $11M Win
• Schorsch, Vereit Move Ahead In $18M Chancery Fee Fight
• Puerto Rico Sales Tax Plan Lacks Details, Stakeholders Say
• 3rd Circ. Won't Revive Stock-Drop Suit Against Ocwen Affiliate
• Energy Co. Hits Ch. 11 Alleging Predatory Takeover Scheme
• United Airlines Investor Says Exec Pay Suit Should Survive
• Blue Bell Investors Can't Reargue Chancery Claim Dismissal
• Disney Investor Faces Uphill 9th Circ. Fight In No-Poach Row
• Insurance Trustee Fined $370K For Suing Life Partners
• Brokers Can't Have SEC Docs On Allegedly Abusive Witness
• Chancery Suit Seeks $150M In Student Loan Trust Damages
• Equus Ducks Investor Suit Over Stock Plan Notices
• Ex-State Street Exec Gets 6 Mos. For Role In Fraud Scheme
• MoneyGram Investor Sues After $125M FTC Fraud Deal
• Rate-Setting Makes Insurer ERISA Fiduciary, 10th Circ. Told
• Ex-Dewey Exec Trying To Ax $1M Fine Deserves Jail, DA Says
• Aveo CFO Testifies He Had Support For Disclosure Decisions
• Snap Facing Gov't Probes After Pre-IPO Instagram Claims
• Revolving-Door Roundup: Morvillo, Kirkland, Steptoe
• UBS Says FDIC's Competition Claim Over Libor Is Too Late
• SEC Fights Bid For Quick Win In $14.5M EB-5 Fraud Case
• Simple Secrets For Improving Your CLE
• SEC Sheds Light On Compliance-Related Liability
• Woodbridge Ch. 11 Plan Erases Valid Claims, Noteholders Say
• Nine West Gets OK To Solicit Votes On Ch. 11 Plan
• Mom Of 'Frack Master' Sanctioned $10K Over Receiver Suit
• 10 Firms Vie For Lead Counsel In Opko Health Fraud Row
• Uber Board Wasn't Conflicted Before Otto Deal, Chancery Told
• Top Securities Atty Ditches Tesla In The Wake Of SEC Deals
• Pharma Co. Shakes Texas Securities Suit In Post-Cyan Ruling
• Payment Processor Hit With Investor Suit Over Sale To NCR
• Teva Can't Escape Suit Over Price-Hike Statements: Investors
• Aveo Withheld FDA Rec From Investors, Ex-CFO Testifies
• Ex-CEO Accused Of Tipping Oriole Reaches $1.5M SEC Deal
• Ulta Says Vague Claims Should Sink Stock-Drop Suit
• VW Investors Challenge Bid To Toss Antitrust Stock-Drop Suit
• Investors Reach $12M Deal In Biotech Stock-Drop Case
• Ex-Merrimack Analyst Gets 6 Months For Insider Trading
• High Court Won't Hear $3M Disgorgement Challenge
• It's Time For Law Firms To Start Talking About Gen Z
• Clear, Concise Disclosures For Variable Contracts In Sight
• 5 Common Misconceptions About SEC Investigations
• FX Firm Can't Use HSBC's UK Docs For US Manipulation Suit
• Wells Fargo To Pay $43M To Settle RMBS Trustee Litigation
• Who Has Standing To Challenge Whitaker DOJ Appointment?
• $630M CDO Entity Gets Involuntary Ch. 11 Case Dismissed
• UK Litigation Roundup: Here's What You Missed In London
• Ex-Platinum Insider Dodges Upcoming $1B Fraud Trial
• Attys Get $33M In Fees From Investors' $100M CBRE Deal
• Tesla's $55B Musk Pay Deal Unfair, Investor Tells Chancery
• Third Point Scales Back Campbell Board Takeover Bid
• Options Broker Must Stay In TIAA-Led Class In Valeant Suit
• $5M Frozen For Chancery Battles Over $52M Good Tech Deal
• Aegean Marine Gets Interim Access To $532M DIP Package
• Murex Shareholders Want Records To Determine Stock Value
• 'Hamilton' Ponzi Schemer's Wife Must Pay $4M In SEC Suit
• Puerto Rico Lawmakers Help Debt Restructuring Go Forward
• Nine West, Creditors Ordered To Mediate Ch. 11 Disputes
• Trader Who Stole $3M In Cryptocurrency Gets 15 Mos.
• Adviser Pleads Guilty To Lying About Lost Retirement Funds
• SEC Fights Priest's Bid To Skip $1.3M Short-Selling Suit
• Sonus Fudged Revenue Forecasts, Investor Says In Suit
• Feds Seek Year In Prison For Ex-State Street Fraudster
• SEC Boosts Bid To Block Crypto Co.'s $100M ICO
• 3rd Circ. OKs 60-Month FCPA Sentence In $3.5M Bribery Case
• Ex-BHP Chief Compliance Officer Rejoins Mayer Brown
• ResCap Trust Nabs $28.7M Verdict In Mortgage Lender Suit
• Convicted Stock Crook Gets 4 Years For Fuel Cell Fraud
• Ex-UBS Analyst Seeks $3.2M In Atty Fees After $1M Jury Win
• 'Something Smells' At Tempur Sealy, Investor Tells Chancery
• Anixa Investor Sues In Chancery Alleging Insider Stock Moves
• UnitedHealth Exec's Husband Agrees To Insider Trading Deal
• Commerzbank To Pay CFTC $12M Over Swap Dealer Claims
• Trustee Gripes Add To Nine West's Bankruptcy Woes
• Rep. Waters Eyes House Financial Services Priorities
• Investors Drop Request Seeking Receiver For 3D TV Tech Cos.
• Citrades CEO Pleads Guilty To $8.3M Binary Options Fraud
• SEC Puts Crypto Exchanges On Notice With First Settlement
• Acacia Shareholders Seek $1.75M Atty Fees, Final OK Of Deal
• SEC Sues Stock Research Firm Over Biased Reports
• Luxury Developer Cops To Raising $58M, Fleecing Backers
• Back To School: Yale's Linda Greenhouse Talks Journalism
• Lewis Baach Nabs Manhattan DA Vet From BakerHostetler
• Forex Counsel Awarded $300M In Fees For $2.3B Deal
• An Opportunity To Slow The Rise Of Securities Class Actions
• SEC's $3.7M Excessive Trading Suit Too Vague, Broker Says
• JPMorgan Hit With Class Action Over Spoofing Allegations
• Celebrate Veterans By Improving Their Access To Justice
• ESMA Floats Brexit Plan To Protect Derivatives Contracts
• US Sues UBS For Fraud Over Crisis-Era RMBS
• Ex-Lawmaker Could Be Asked To Testify In State Street Row
• Web.com Investor Seeks Toss Of $2B Merger Doc Suit, Fees
• SEC Outpaces DOJ In Reaching FCPA Settlements: Report
• ITG To Pay $12M Over Claims It Misled Dark Pool Investors
• Investors Sue Akorn After Failed Merger 'Debacle' Kills Stock
• TrueCar Seeks Exit From Stock Suit Over USAA Site Revamp
• Gridlocked Government May Not Be Bad For Capital Markets
• Ex-Commodities Trading Exec Arrested For Overstating Profits
• Biopharma Co. Hit With Suit Over Directors' 'Excessive' Pay
• NY AG's Office Scolded For 'Judge-Shopping' In Exxon Case
• Citibank Cuts $38M Deal With SEC Over Handling Of ADRs
• Shareholder Fights Bank Execs' Bid To Toss Derivative Suit
• Motley Rice To Lead Riot Investors In Bitcoin Fraud Case
• Comerica Seeks Sanctions In 'Scurrilous' $4.4B Lawsuit
• Puerto Rico Gov't Bank Restructuring Deal Gets Court OK
• EB-5 Project Managers Slam SEC's $15.5M Penalty Bid
• Ponzi Investors Seek Final OK For $4.6M Deal With JPMorgan
• Rising ICOs Highlight Need For New Valuation Metrics
• Craig Carton Guilty Of Bilking Hedge Fund To Pay Casino Tabs
• Investors Sue Infertility Co. OvaScience To Stop Merger Plan
• Beware FCPA Risks When Courting Foreign Investment
• Time To Reclaim Wellness For All Lawyers
• Kavanaugh Fallout Fuels GOP's Senate Expansion
• What Banks Can Expect Now That The US House Has Flipped
• SEC's 'Best Interest' Reg Likely To Survive Waters' Leadership
• Dems Pump Brakes On Trump Agenda With House Win
• NY Elects James, State's First Black Attorney General
• Senate Republican Win Cements Trump's Judicial Makeover
• Voting Machine Critics Tout Low-Tech Fix For Hacking Fears
• 2 Commodities Traders Cop To $60M Spoofing Fraud
• Alibaba Must Show Judge IPO Docs In Stock-Drop Suit
• SEC Accuses 2 More In $9.5M EB-5 Investor Scheme
• Traders Ask 2nd Circ. To Revive Citibank Forex Fraud Suit
• Traders Ask 2nd Circ. To Take Up Libor Class Cert. Fight
• Investors Say Solar Co.'s Slide Warrants $2M Settlement
• Ex-JPMorgan Metals Trader Cops To 6-Year Spoofing Scheme
• Sports Jock's Conduct A 'Frenzy Of Fraud,' Gov't Tells Jury
• Endocyte's $2.1B Sale To Novartis 'Unfair' To Investors: Suit
• China Regulators Step Up Oversight Of Trading Suspension
• US Steel Investors Fail To Revive Claims In Fraud Suit
• SEC Isn't Trying To Punish Broker-Dealer, 3rd Circ. Told
• A Strong Year For SEC Enforcement
• Deutsche Bank Says Bid To Amend RMBS Suit Too Late
• Aveo CFO Told Investors 'Half The Story,' Jury Hears
• Blockchain Biz Bitfury Closes $80M Private Placement
• DST Hit With ERISA Suit Over Valeant Stock Drop
• Immigration Atty Pays $1.65M To End EB-5 Fraud Suit
• Exxon Loses 2nd Shot At Slipping Investors' Climate Suit
• Wells Fargo Seeks To Ax Auto Insurance Stock-Drop Suit
• Icahn Funds Get Chancery Trial On Dell Stock Plan Docs
• Necco Board Wants Trustee's D&O Suit Tossed
• Monteverde To Lead Class Action Over $9.9B Envision Deal
• Ex-Akebia Statistician Gets 3 Years For Insider Trading
• BakerHostetler Snags 2 Katten Muchin Commercial Litigators
• Investors Accuse Cybersecurity Firm Of $1.2M Loan Default
• Ex-Vanguard Atty Gets OK To Amend Wrongful Dismissal Suit
• Crypto Fund Denounces SEC's Testimony In Enforcement Suit
• Late DHB Exec's Family Pays $143M To Settle Forfeiture Fight
• Ex-Fintech Fund CEO To Testify In $40M Investment Row
• Key Figure Gets Prison For $3M Insider Trading Scheme
• Engility Hit With Investor Action Ahead Of $2.5B Acquisition
• AGs Are Now The 1st Round Draft Picks Of American Politics
• Jury Picked For Ex-Drug Co. CFO's Securities Fraud Trial
• Ex-CEO Says 1 Global Notes Not Securities In $287M SEC Suit
• CFTC Makes Higher Threshold For Swap Dealers Permanent
• 2nd Circ. Affirms 15-Year Term For Insurance Scam Ringleader
• Chicago Rabbi Steered $35M RE Ponzi Scheme, Suit Says
• Kids Drink Co. Must Face Conspiracy Claims In Investor Suit
• Kraft Fights CFTC's Quick Win Bid In Wheat Futures Case
• Crypto Exchanges Need Cybersecurity Regulation
• Nasdaq's New 20% Rule Is Good For Listed Companies
• 2nd Circ. Nixes Ex-JPM Analyst's Insider Trading Conviction
• Investor Blasts 'Rotten' RBS At Euribor Swaps Trial
• Quantlab Control Dispute Belongs In Delaware, Chancery Says
• Rajaratnam Tells 2nd Circ. $93M SEC Fine A Bridge Too Far
• CFPB Ducks Injunction Bid Over FOIA Request For Zillow Suit
• Former CEO Of Florida Co. Sanctioned For Securities Fraud
• 4 Things To Know About The 1MDB Cases
• Kessler Topaz To Lead Advance Auto Parts Stock-Drop Suit
• UK Litigation Roundup: Here's What You Missed In London
• Sonic's $2.3B Acquisition Deal Omits Key Details, Suit Says
• Investor Seeks Merger Records From Food Sweetener Co.
• Duty Clarity Needed In Chancery Spill Suit, Investors Say
• Dell Attacks Purpose Of Icahn Funds' Chancery Doc Demand
• Tesla Investors Want New Board Amid Elon Musk's SEC Deal
• Cobalt Investors' $147M Deal OK'd In Angolan Oil Bribe Row
• SEC Enforcement Activity Rebounds In '18, With $4B Penalties
• Investors, Energy Co. Wrangle Over 'Entire Fairness Doctrine'
• 3rd Man Charged In Insider Trading Scheme With NFL Player
• Bumps In Discovery Not Enough To Stop Auto Co. IPO Row
• Investors Say TerraForm Can't Use Option To Kill $57M Deal
• Co. Fights To Get Fintech Fund CEO On Stand In $40M Row
• Lehman Highlights Challenges Of Cross-Border Settlements
• The Rise Of Automation And Financial Services Regulation
• Wis. Shareholders Allege Fraud In Family's Construction Co.
• Investor Accuses Chinese Wheel Maker Of Spinning Figures
• Deutsche Bank Unit Backs Sampling Ruling In RMBS Suit
• Tilton Cos. Excluded From Zohar Ch. 11 Reports
• Rapper T.I. Accused Of Running Cryptocurrency ICO Scam
• Covington Advises Illumina's $1.2B Pacific Biosciences Buy
• Wal-Mex Investors Urge 2nd Circ. To OK Amended Bribery Suit
• Strip Club Manager Tells Jury He Staked Carton's Gambling
• Staffing Co. Stockholder Says Laws Broken To Keep Managers
• DOL, Plan Trust Score Quick Wins In $10M Recovery Suit
• 2nd Circ. Iffy On Drunk-Driving Conman's Bid For Less Time
• Icahn Funds Seek Dell's Books Over Stock Exchange Proposal
• Snap Investors Sue In Chancery, Alleging Disclosure Flaws
• Aveo Stock Plunge Fair Game When Ex-CFO Stands Trial
• Caterpillar Right To Reject Loss Demand, 7th Circ. Hears
• Hong Kong Watchdog Proposes Rules For Crypto Assets
• Underwriters In U.S. Steel Offering Seek To Appeal Fraud Suit
• CME Group Beats Rival Exchange's Antitrust Claims
• Investors Tell 3rd Circ. Cemetery Co. Knew It Was Short Cash
• Investor Sues Honeywell Over Asbestos-Linked Stock Drop
• Schulte Roth Forced To Aid Platinum Partners Liquidators
• US Charges Ex-Goldman Bankers In 1MDB Fraud Scandal
• When Realities Test The Limits Of Your FCPA Program