Securities Archive » June, 2019

Securities - June, 2019

471 articles

• Bitcoin 'Inventor' Can't Access Coins Requested In $10B Suit
• Ex-Platinum CFO Cites Scant Evidence In Acquittal Bid
• Denver Atty Aided Scheme With His Signature, SEC Says
• High Court Census Ruling Could Escalate Rule Challenges
• Former Raydon Worker Seeks Class Cert. In ERISA Suit
• Liberty Tax Shareholder Class Attys' Award Trimmed To $1.4M
• Texas Regulator Targets Crypto Promoters Amid Bitcoin Boom
• Conservative Justices Cross Over To Create Unusual Lineups
• The Biggest Securities Decisions Of 2019: Midyear Report
• The Sharpest Dissents Of The Supreme Court Term
• Theranos Founder Holmes Gets Aug. 2020 Criminal Trial Date
• First Ex-Abraaj Group Exec Pleads Guilty In Fraud Suit
• SEC Accuses 4 Execs Of Masterminding Accounting Fraud
• Investors Want Bond Price-Fix Suit Against Banks To Proceed
• 1st Circ. Affirms Dismissal Of Investor's Biogen Suit
• Chancery Denies Records In Family Feud Over $905M Sale
• Investment Adviser Gets 5 Years For Stealing $3M
• Centra Tech Cites Arbitration Clause In Fighting Class Cert.
• 2nd Circ. Questions Shkreli's Bad Jury Instruction Argument
• Deals Rumor Mill: Morgan Stanley, Dr. Martens, BASF
• Sotomayor, Breyer Vie For Chattiest High Court Justice
• Top 10 Techniques For Crafting A Dazzling Brief
• SEC Mulls Easing Crowdfunding Regs, But It May Not Help
• Saba Candidate Names Will Stay On BlackRock Proxy Slate
• SEC And Feds Accuse Long Islander Of $19.3M Ponzi Scheme
• Attys Seek $68M Award In Wells Fargo Fake Account Suit
• What The Howey Test Misses About Crypto Assets
• 2 Firms Score $5.6M For Work On $18.7M Chiasma Deal
• Inside The New Anti-Money Laundering Guidance For Attys
• The Funniest Moments Of The Supreme Court Term
• The New 'Roberts Court' Finds Its Footing
• Ex-Banca IMI Securities Exec Pleads Guilty To Bid Rigging
• Platinum CIO Says No Evidence Of Misdeeds In 'Bogus' Case
• FedEx Downplayed Cyberattack On TNT, Investors Say
• Fed Satisfied With 'Virtually All' Big Banks' Capital Planning
• Breaking Down The Vote: High Court Term In Review
• Insurance Firm Execs Owe $12.5M In Fight With Late Partner
• SEC Targets 4 Attys Over Alleged Roles In PixarBio Fraud
• Investors Fight Del. Toss Of Google Exec Misconduct Suit
• The Firms That Won Big At The Supreme Court
• Ex-Equifax Exec Gets 4 Months For Trading On Data Breach
• Spectra Tells Chancery Bad-Faith Claims Not Supported
• US Charges Ex-Venezuela Officials With Laundering Bribes
• 5th Circ. Nixes SEC's Win In $22M Oil Investment Fraud Case
• State Street Settles SEC's Overcharging Claims For $88M
• Banks Oppose Class Cert. In Interest Rate Swaps Suit
• VW Says Investors' Antitrust Claims In NY Are Also Doomed
• Synchrony Financial Tries To Duck Suit Over Walmart Fallout
• SEC Chairman's Chief Of Staff To Rejoin WilmerHale
• Merrill Lynch, Morgan Stanley Hit With Spoofing Class Action
• The Pros And Cons Of Behavioral Health Sector Investing
• SEC Sues 'Biggest Winner' In $43M Tribal Bonds Fraud
• A New Court Approach To DOJ And SEC Parallel Proceedings
• Alvarez Gets $44M In Fees In Toys R Us Ch. 11 Case
• The Challenges Of Replacing Interbank Offered Rates
• SEC Targets NJ Broker Over Illicit Securities Swaps
• Ex-UBS Worker, Day Trader Get 3 Years For Insider Dealing
• 2nd Circ. Ponders Lehman 'Mistake' Claim In Safe Harbor Suit
• EQT Overstated Benefits Of Rice Energy Buy, Investors Say
• States 'Stepped Into The Breach' As Crypto Market Exploded
• Labaton Chair Decries 'Unfair' Criticism Of Firm's Political Ties
• Feds Are Full Of Lies, Platinum Boss Tells Jury
• US Bank Hits BofA With Buyback Suit Over $1.6B RMBS Trust
• Chancery Criticizes GE's Total Redaction Of Merger Suit Docs
• Hotel REITs Hit With Investor Suit Over $2.7B Acquisition
• Winston & Strawn Nabs Trade Partner From Crowell & Moring
• Wiley Rein Nabs Former Federal Prosecutor
• 2nd Circ. Iffy On Goldman 'Re-Fight' Of CDO Class Cert. Issues
• New Tech, Threats In Focus For Canada's Market Watchdogs
• 'Judge Shopping' Leads To New Trial In Investment Job Suit
• First Zohar Portfolio Entity Ch. 11 Sale To Net Up To $77M
• Rosen Law Firm Wins Lead In Astec Securities Suit
• Philly And Citibank Resolve Libor-Rigging Claims In MDL
• REIT Investor's Atty Fees Denied In Merger Suit
• Regulation Best Interest: Investors Are The Losers
• The Upside Of The Fastest Chapter 11 Confirmation Ever
• A Chat With Ballard Spahr Diversity Chief Virginia Essandoh
• Ex-UBS Worker Convicted Of Another Insider Dealing Charge
• Merrill Lynch Admits Spoofing, Settles US Probes For $36.5M
• House's 1st Fintech Task Force Hearing Hits On Crypto Regs
• Split 9th Circ. Revives Suit Over Depositor's Ponzi Claim
• Platinum Execs Told Flood Of Lies To Investors, Jury Hears
• PG&E Bondholders Propose $30B Ch. 11 Plan
• Mutual Fund Provided Ample Risk Disclosures, Judge Says
• Saba Capital Urges Chancery To Undo BlackRock Proxy Block
• 'Distressed' Energy Co. B&W Eyes $19.5M Deal With Investors
• Thornton Atty Admits To 'Stupid Mistake' In State Street Case
• Misconduct Allegations Trumped Up, Fla. Regulator Claims
• Feds Say Tapes Must Stay In Ecuador Oil Bribery Case
• Petrobras Says Don't Give Cornell Sealed Docs For Arbitration
• Development Co. Owner Must Put Cash Under Court Control
• Big-Fish Investor Calls $50M Premium Point Loss 'Shocking'
• Redstone Pay Suit Deal Ends String Of CBS Litigation In Del.
• Snapchat Investor Urges Against Class Cert. In IPO Suit
• Judging A Book: McMahon Reviews 'Roosevelt For The Defense'
• How Prosecutors Misconstrued OTC Market-Making Practices
• TechnipFMC Fined $296M Over Foreign Bribery Schemes
• NYSE And Nasdaq Claim SEC Official 'Tainted' Fees Ruling
• Ex-Marks Paneth Exec Pleads Guilty In Sham IP Co. Fraud
• SEC's Peirce: Private Offerings Discriminate Geographically
• Invisalign Maker Tries To Ditch Suit Over Expiring Patents
• AXA's New Bond Proposal May Expand Sustainable Finance
• Mt. Gox Investor Beats Dismissal Bid But Drops Suit Anyway
• Ex-UBS Worker, Day Trader Convicted Of Insider Dealing
• UK, US Watchdogs Crack Down On 'Opportunistic' Defaults
• CFTC Awards Whistleblower $2.5M After 'Unreasonable Delay'
• $75M Fee Award In State Street Row Faces Judge's Scrutiny
• Ex-Venezuela Oil Minister Fights $1.4B Default Judgment
• Feds Spar With UBS Over Crisis-Era RMBS Fraud Suit
• McKinsey Critic Denied Probe In SunEdison Ch. 11
• Akorn Disclosure-Only Deals Axed Over 'Worthless' Info
• Hexion's $3.8B Ch. 11 Plan OK'd After Settlement Battle
• Platinum Was On The Up-And-Up, Jury Told As Defense Wraps
• Class Certified In Conn. Crypto Mining Ponzi Case
• Nvidia Investors Expand Stock-Drop Suit Over Crypto Sales
• Platinum Affiliates Can't Duck All Of Liquidators' Claims
• High Court Won't Consider Investors' Toshiba ADR Dispute
• Taylor-Copeland, Susman Godfrey To Lead Ripple ICO Suit
• Walmart's DOJ Deal Evinces New Corporate Monitoring Policy
• High Court Declines To Hear Investor Loss Causation Dispute
• Ex-Deutsche Banker Denies Role In Euribor-Rigging Ring
• Biggest Banks Sail Through Dodd-Frank Stress Tests
• Former High-Ranking Mueller Prosecutor Joins Paul Weiss
• 'Coyote of Wall Street' Cops To Cryptocurrency Fraud
• Lacewell Confirmed As NY's Top Financial Services Regulator
• SEC Says Israeli Gov't Contractor Misled Investors On Merger
• Asset Management Firm CEO Gets 6½ Years For $20M Fraud
• SEC Adopts Final Rules On Securities-Based Swap Dealers
• Chancery Suit Over $1.4B Fintech Deal Survives Dismissal Bid
• Chancery OKs $7.9M Fee For Investors Bancorp Class Attys
• Colo. Funeral Funder Gets 10 Years For $19M Ponzi Scheme
• Feds Warned For 'Significant Error' In Binary Options Case
• Man Cops To Role In $165M Global Pump-And-Dump Scheme
• Mortgage Lender To Pay ResCap Trust $23M In Atty Fees
• Arconic Dodges Investors' Suit Over Grenfell Tower Fire
• BlackRock Investors Ask Chancery To Put Nominees On Ballot
• TD Bank, Investors Ink $13M Deal To End Stock-Drop Suit
• Broker Put Commissions Before His Clients, Jury Finds
• Court's Error Gets Con Man Off The Hook, 7th Circ. Says
• Crypto Co. Asks Court To Force Arbitration In Fraud Suit
• Newman Cited In Tossing Ex-SAC Capital Exec's Guilty Plea
• Cray Investor Challenges $1.3B Sale To Hewlett Packard
• Inuvo Scraps Planned $75.5M Deal For ConversionPoint
• Utah Mining Biz To Pay $9.3M For Alleged Fraud
• New Patterns In Anti-Money Laundering Enforcement
• UK Litigation Roundup: Here's What You Missed In London
• Confusion In SEC Conduct Standard For Investment Advisers
• Ex-Barclays CEO Acquitted, Others Face Retrial In SFO Case
• Senate Confirms New SEC Commissioner
• Facebook's Libra Unveiling Spurs Regulatory Uncertainty
• ISN Merger Suit Decision Is 'Written,' NY Judge Warns Attys
• Zimmer Biomet Hit With Chancery Suit Over $2B PE Cashout
• SEC Accuses Overseas Traders Of Manipulation Scheme
• Shkreli Settles Disputes With His Former Drug Co. Retrophin
• Late QuadrigaCX Founder Mismanaged Crypto, Report Says
• Billionaire's Exit From Cancer Drug Co. Gets OK In Del.
• Slack's Debut Bodes Well For Direct Listings
• Mammoth Energy Hid Puerto Rico Contract Issues, Class Says
• Third Witness Implicates Fund CEO As Gov't Heaps Evidence
• 3rd Circ. Releases Cemetery Co. From Stock-Drop Claims
• Atty, Retired Army Col. Guilty In $84M Haiti Bribery Scheme
• Justices To Decide If Puerto Rico Oversight Board Is Legal
• Ex-Hertz GC Aims To Escape $200M Accounting Errors Suit
• Glancy Prongay To Lead Maiden Holdings Investor Suit
• Opko Granted Stay On Fla. 'Pump-And-Dump' Cases
• Suspects In $27M Pump-And-Dump Seek Exit From SEC Suit
• An Analytical Approach To Defending Securities Class Claims
• Contaminated Cosmetics: Recalls, Lawsuits And Legislation
• 'Homeless' Company Says Former Exec Withheld Millions
• Walmart To Pay $282M To End Government's FCPA Claims
• Facebook's Libra Prepared To Counter Privacy Concerns
• Investors' OneJet Suit Is Grounded In Pa. Fed. Court
• Keryx Fights Investor's Bid To Lead Kidney Drug Stock Suit
• Thailand Hotelier Got Fraud Funds Via Coinbase, Feds Say
• Regulatory Inaction Will Drive Crypto Cos. Abroad, Rep. Says
• Mass. Regulator Ready To Rumble On SEC Broker Standards
• AbbVie, Investors Reach $17M Deal Over Failed Inversion
• Conspiracy To Bribe Haitian Officials Was Explicit, Jury Hears
• US Trustee Names Investors Suing Elk To Ch. 11 Committee
• Mass. Securities Regulator Examining Cannabis Investments
• US Steel Says Investors Can't 'Skate By' With Class Cert. Bid
• Bancor To Block US Users Amid Regulatory Uncertainty
• Feds Say HSBC Holding Out On Key Docs In FIRREA Case
• Nikko Can't Escape Suit Over $50M Loss To Stock Plan
• Clovis Directors Plead Ignorance On Rules In Drug Trial Suit
• Credit Suisse Hit With Disclosure Fine In Hong Kong
• SEC Fights Ex-Xerox CFO's Bid To Lift 16-Year-Old Gag Order
• Texas AG Fraud Case In Limbo After Prosecutor Pay Ruling
• PG&E Wants Bankruptcy Court To Stop Securities Suit
• Ex-Alaska Telecom Exec Gets 5 Years For $270M Scheme
• White Eagle Ch. 11 Plan, Lender Settlement Confirmed
• Danske Bank, Ex-Execs Want Suit Over Estonia Scandal Axed
• DOJ's Citgo Case Highlights Reach, And Limits, Of FCPA
• Judge Rips Bernstein Litowitz, MoFo Over Buried 'Side Deal'
• FHFA, Wells Fargo Agree To Put Suit Over $1B RMBS On Hold
• Exchanges Want Another 2nd Circ. Look At 'Flash Boys' Suits
• Wedbush To Pay $8.1M To Settle SEC's ADR Handling Claims
• Black Ridge Hit With Suit Over Sports And Entertainment Deal
• Facebook's Cryptocurrency Immediately In Legislators' Sights
• Del. Justices Revive Investor's Blue Bell Listeria Suit
• Calif. Green Energy Co. To Pay $7.7M To SEC For False Claims
• SEC Mulls Opening Private Offerings To A Wider Audience
• Wells Fargo Dodges Philly, Baltimore Bond Rate-Rigging Suit
• Temporary 'Cease-Fire' Called In Elk Petroleum's Ch. 11
• DC Circ. Upholds SEC's Pay-To-Play Rule Over GOP Protest
• Challengers Seek Partial Win Over Trump's '2-For-1' Order
• Mark Cuban Urges 5th Circ. To Stop SEC 'Forum Shopping'
• Samarco Escapes Investor Suit Over Deadly Dam Collapse
• Suspect Says US Can't Charge Him With $2B Fraud In Africa
• Berman Tabacco To Lead Housekeeper Accounting Fraud Suit
• Financial Services Regulation For Fintech Companies: Part 2
• Regulators On Same Page In Fighting Cyberrisks, Study Says
• Bernstein Litowitz Seeks $11M In Fees For $45M Waste Deal
• Feds' Denial On SEC Coordination Doesn't Impress Judge
• Attys Seek $20M For 'Historic' 12-Year 401(k) Fight With ABB
• Crypto Co. Asks Court To Set Aside Clerk's Default
• MFS Agrees To Pay $6.9M To End Self-Dealing Accusations
• Eventbrite Investors Tap Rosen, Glancy Prongay To Lead Suit
• Crypto Trading Co. Ran $147M Ponzi Scheme, CFTC Says
• Developer Dodges Prison For Role In Hack-Based Trading Plot
• Blown Deadlines Doom Fertilizer Investor Suit, Chancery Told
• Ripple, MoneyGram Announce Partnership Worth Up To $50M
• Ex-Binary Options CEO Says Feds Scared Off Her Witnesses
• Investment Biz Partners' Fraud Suit Spirals Into 'Food Fight'
• 3 Firms Vying For Lead In Clean Fuel Stock-Drop Suit
• 5th Circ. Sinks $65M Stanford Insurance Scam Deal
• Oak Investment Can't Kill $11M Suit Over 'Fraudster' Partner
• Shearman Threatened With Ethics Referral In SunEdison MDL
• Platinum Judge Nixes Valuation Fraud Claims At Trial
• What To Expect In An SEC Digital Asset Examination
• Goldman Free From Pact To Feed IPO Shares To TD, Schwab
• 5 Ways Law Firms Can Improve Their Job Interviews
• Financial Services Regulation For Fintech Companies: Part 1
• Cloud Platform Investors Sue Over Projected $20M Shortfall
• High Court Grounds Delta Pilots' Pension Appeal
• Trader Says Ex-Competitor's Spoofing Suit Brought Too Late
• SEC Fines KPMG $50M For Stolen Watchdog Info, Cheating
• Feds Can't Pause SEC's Civil Suit Against Ex-Theranos Exec
• States' Model Payments Law May Ease Entry For Fintechs
• IAC, Match Must Face Tinder Founders' Trimmed $2B Suit
• Lone Star Laterals: Munck Wilson, Thompson Knight, SEC
• Investor 'Squeezed Out' By Stock Split, Chancery Told
• Indicted NY Real Estate Mogul Avoids SEC Asset Freeze
• Digital Printing Co. Sued Over $1.7B Buyout's Terms
• BNY Mellon Must Face Pa. Class Suit Alleging Self-Dealing
• Fraudsters' Kin, Cos. To Pay SEC $720K Over $3.6M Scam
• DOI Fell Short In Tribal Investments: Fed. Claims Judge
• Elk Petroleum Investors Ask Court To Nix Ch. 11 Financing
• Social Media Marketing Co. Director Seeks Corporate Docs
• Wall Street Lobbyists Slam New Jersey's Fiduciary Duty Plan
• Chancery Keeps Alive Suit Over Repriced Anixa Stock Options
• Feds Say Centra Crypto Trio May See Attys As Shield
• Convicted Ponzi Schemer To Pay $3M To Settle SEC Claims
• How New IRS Rules Help Tribes Holding Special Benefit Bonds
• Banks Look To Deal Knockout Blow In Bond Price-Fix Suit
• What To Expect When You're Expecting The End Of Libor
• Endo Fights Investor's Cert. Bid In Opioid Stock-Drop Suit
• UK Litigation Roundup: Here's What You Missed In London
• SEC Proposes Welcome Streamlining Of M&A Disclosures
• China-Owned NY Broker-Dealer Admits To Antitrust Violation
• Man Charged With $4.7M Sanofi Insider Trading Scheme
• SEC Concerned Over Maturity Of Cryptocurrency Markets
• Shareholders Hit Kingstone Insurance With Stock-Drop Suit
• Credit Suisse Asks Appeals Court To Rein In $1B RMBS Trial
• Prosecutors Add More Execs, Claims In Abraaj Criminal Suit
• SEC Set To Tackle Shareholder Proposal, Proxy Reg Revisions
• Muzik Investor Seeks Records To Investigate Stock Value
• Cybersecurity Firm's Adviser Ducks Investor Fraud Suit
• Crypto Co. Investors Seek Class Certification In Fraud Suit
• Ex-Theranos Execs' Bid For Docs Is Unreasonable, Feds Say
• DLA Piper Snags Finance Partner From Morrison & Foerster
• Fla. Law Firm Created Negligent Transaction Docs, Suit Says
• Scott & Scott, Grant & Eisenhofer Lead Weight Watchers Suit
• SEC Seeks Court Approval Of $1.5M Brokerage Fraud Deal
• Crooked Fund CEO Demoted Me, Finance Pro Tells Jury
• Retailers Should Stay Away From Cryptocurrency
• Security Tech Co. Inks $595K Deal To End Stock-Drop Suit
• Wall St. Cop Stakes Its Turf In 1st Crowdfunding Decision
• Bernstein Litowitz To Lead Branded Goods Co. Investor Suit
• Richards Layton Malpractice Suit Not Time-Barred, ISN Says
• HK Dings Manufacturer, Citing Financial Reporting Issues
• Atty Cops Plea In Extortion Case Tied To Pump-And-Dump
• Triangle Petroleum Makes Case For Ch. 11 Debt-Equity Swap
• FINRA Suspends Ex-Merrill Adviser Over Crypto Mining Plans
• SEC Leaving Cryptos In An 'Awkward' Place, Ripple Exec Says
• 4th Circ. Affirms Ex-DNC Chair's Win In Visa Scheme Suit
• CBS Execs Nabbed $200M As Scandals Brewed, Investors Say
• Elk Petroleum Lender Wants Ch. 11 Trustee To Take Over Case
• Milberg, Convicted Ex-Partner End $15M Reorganization Fight
• Biotech Co. Illumina Inks $14M Deal To End Stock-Drop Suit
• 1st Circ. Sinks Settlement Payout Claims Against Lexington
• The SEC Is Cracking Down On Insider Trading By Lawyers
• Investors Ask 11th Circ. To Revive Ocwen Omissions Suit
• Exxon Stripped Of Most Defenses In NY AG's Climate Case
• Why I Became A Lawyer: A Fateful Phone Call
• NJ Man Gets 2 Years For $1.1M Wellness Co. Microcap Fraud
• Wellness Co. CEO Pleads Guilty To Penny Stock Fraud
• Calls, Texts Don't Confirm UBS Insider Dealing, Jury Told
• Law Firms Can Do Better With Their Mentoring Programs
• Silicon Valley's US Attorney Makes A Bid To Innovate
• Treasury Blacklists Syrian Luxury Developer For Assad Ties
• Feds Say Taped Calls Are Fair Game In Oil Bribery Case
• Hecla Mining Sued Over Unprofitable $462M Gold Mines
• $35.5M Deal Reached In REIT-Manager Merger Suit
• Platinum Judge Won't Toss Case, May Limit Feds' Closings
• Signet Can't Duck Investor Suit Over Harassment Statements
• Life Time Fitness Stock Tipster Gets Year In Prison
• 3 Firms Compete For Lead In AT&T Stock-Drop Suit
• Cognizant Says It Doesn't Belong In Investors' Bribery Suit
• High Court Asked To Decide If Puerto Rico Fed Board Is Legal
• Med. Device Co.'s Inflated IPO Hurt Shareholders, Suit Says
• China's Huatai Seeks To Raise $2B On London Exchange
• FBI 'Engineered' Bribery Case In Haiti, Jury Hears
• Investors Have Slim Legal Path When Digital Coins Vanish
• Brokerage Firm Fights 'Draconian' SEC Bid For $23M Penalty
• SEC Says NFL Players' Adviser Must Pay Up After 2017 Deal
• The SEC Should Let Broker-Dealers Unbundle Research Costs
• Ex-Deutsche Banker Helped Rig Euribor For Profit, SFO Says
• Mass., NJ Say Real Estate Empire Sold Unregistered Securities
• Feds Slam Ex-Platinum Execs' Acquittal Bid In Fraud Case
• Calif. Court Affirms Mitchell Silberberg's $1.5M Fee Win
• Assisted Care Investor Avoids Chancery Contempt Arrest
• SEC Says Co. Must Allow Investor Vote On LGBT Protections
• Brit Guilty Of Concealing CEO's ID In $50M Bar Works Fraud
• Wine Biz Bilked Investors Through 'Shark Tank' Glass Scheme
• Ex-Goldman Sachs VP Gets 3 Months For Insider Trading
• Convicted Charter School Operator Hit With Racketeering Suit
• Will Congress Finally Fix Insider Trading Law?
• Ex-DOJ Official Returns To King & Spalding
• Royal Park, Deutsche Bank Bring RMBS Trustee Suit To End
• NY Town Settles SEC Suit, Agrees To Retain Consultant
• UK Co. LendInvest Securitizes £259M In Mortgage Loans
• BioScrip Investor Wants More Details On Option Care Merger
• Acadia Tries To Nix Investor Suit Over Drug Deaths
• Ann Taylor Acquirer Hid Underperforming Sales, Investor Says
• Touradji Capital Owes $91M To Ex-Portfolio Managers
• FCA Lets Fintech Co. TokenMarket Raise Funds In 'Sandbox'
• Witness Struggles To Put CEO At Heart Of $100M Fund Scam
• 'Security Tokens' Slow To Take Off Following ICO Collapse
• Platinum's Failure Skewed Trial, Ex-Union Chief Tells 2nd Circ.
• The Latest Developments In Criminal Cases Against Execs
• 'Rocket Docket' Justifies Its Name For 11th Straight Year
• Companies In Canada Must Prepare For Shareholder Activism
• Levi & Korsinsky Seeks Lead In Boeing Stock-Drop Suit
• Snap Investors Lob New Class Cert. Bid In Suit Over IPO
• SEC Nabs $26M From Longfin Affiliates Over Stock Sales
• Ex-Deutsche Bank Exec Faces Euribor-Rigging Trial In London
• Calif. Atty Indicted In $12M Investment Fraud Scheme
• FBI Agents Admit They Lost Call Recordings In Bribe Case
• Platinum Judge Grills Feds Over Central Fraud Claims
• DOJ Rebukes 'Absurdly Overbroad' Doc Request In UBS Suit
• Genuine Parts Wants Millions For Busted Essendant Merger
• Construction Co. Execs Defend ID Theft Claim Against Cousin
• Casino Investor Says No Skadden Conflict In $856M Ch. 11
• UK Litigation Roundup: Here's What You Missed In London
• Attys Awarded $30M Of Investor's $108M Deal With Orbital
• Film Producer Convicted Of Fraud Loses Indemnification Bid
• 2nd Circ. Won't Revive Ex-SunEdison Employees' ERISA Suit
• Investors Say $190M Pizza Deal Gave Them Too Small A Slice
• Feds Send Clear Message With Flurry Of Fintech Cases
• Oracle Chancery Suit Stays Frozen For Settlement Talks
• Fake CBD Drink Sent Co.'s Stock Skyrocketing, Suit Says
• Policing Cryptocurrency Ads: 4 Things You Should Know
• LendingClub Pushes Back At Investors' Hidden-Fee Suit
• Managing ESG Consultants In Private Equity Transactions
• What Securities Pros Need To Know About SEC Data Analytics
• Feds Seek 6.5 Years In Prison For Fake SEC Official
• Son Uncorks Suit Over Liquor Co. CEO Dad's 'Misuse' Of Cash
• Platinum Jury Hears Of Exec's Dread, As Feds Wrap Up Case
• NY Appeals Court Won't Revive Brazil Investment Profits Suit
• Woodbridge CEO's $1.3B Ponzi Trial Delayed To Late Summer
• Action-Packed 'No Action' Letters: Nontransparent ETFs
• Accountant Pleads Guilty To Role In $550M Ponzi Scheme
• BGC Asks Chancery To Toss 'Empty' Suit Over $875M Deal
• AmeriGas Hit With Investor Action Over $2.4B UGI Deal
• Kirkland Nabs $57M Fees In 'Hard-Fought' Toys R Us Ch. 11
• SEC's $60M Deal Over Web Marketing Scam Gets Court OK
• Profit Was Reverse Engineered At Fallen Fund, Jury Hears
• Cryptocurrency In For More Anti-Money Laundering Scrutiny
• 2nd Circ. Won't Revive Pension Fund's Xerox Stock Suit
• Longfin, CEO Owe $313K Penalty Over Stock Sales, SEC Says
• Pomerantz, Wolf Popper To Lead McDermott Stock-Drop Suit
• Feds Argue Wire Fraud Needs No Insider Trading Tweaks
• What May Be Ahead For PE Infrastructure Investment In Asia
• SEC Sues Over Alleged $2.2M Bank Guarantee Fraud
• China's Amended Investment Law Leaves Some Details Vague
• SEC Gets Partial TRO Against 'Ponzi-Like' Entities
• Wells Fargo, KeyBank Duck Suit Over Nixed Real Estate Deal
• Feds Defend Raids On Ex-Locke Atty In Crypto Scam Case
• Measuring The Value Of A Law Firm's Social Media Efforts
• Sprint Hit With Stock-Drop Suit Over Subscriber Data
• Don't Suppress Our Evidence, Feds Say In Centra Tech Case
• 5 Banks Fined $91M Over Forex-Rigging Claims
• Calif. Fund Says It Lost $4.6M In Fraudulent Bitcoin Deal
• Kik Case To Illuminate SEC's Relationship With ICOs
• Fiat Chrysler Held Exec's Pay For Aiding SEC Probe, Suit Says
• Ex-Goodwin Hong Kong Partner Returns To Wilson Sonsini
• EZCorp Reaches $4.9M Deal To End Overstated Income Suit
• Deal To End $367M White Eagle Lender Fight Gets Court Nod
• Longfin CEO Charged In $66M Bogus Revenue Scheme
• SEC Punts On Whether Reg BI Preempts State Fiduciary Laws
• 'Honest' Fund Boss Tells Jury Ex-Employees Out To Get Him
• SEC Approves New Broker Standards Despite Objections
• Jury Orders €18M Clawback From Real Estate Tycoon's Wife
• SunCoke Investor Wants To Block Merger Approval Meeting
• BlackRock Hit With Investor Suit Over Election Bylaws
• Ex-Allen & Overy Treasury Official Confirmed As CFTC Head
• Revolving-Door Roundup: Paul Weiss, Davis Polk, Jones Day
• Mintz Hires State Street Anti-Money-Laundering Exec
• REIT Kept Investors In The Dark On RICO Case, Suit Says
• CEO Of Defunct IT Firm Gets 5 Years For $2.8M Fraud Scheme
• Rare White Collar Psych Eval Sought In Bitcoin Scheme Case
• AusTex Oil Hits Ch. 11 Amid $32M Shareholder Suit
• 1 Global Ex-CEO Has No Defense In $287M Suit, SEC Says
• Computer Co. Hit With Investor Suit Over Marvell Merger
• Prosecutors Say Ex-UBS Officer, Trader Lied About Meetup
• Skadden Conflicted In $856M Bankruptcy Case, Trustee Says
• Pharma Co. Hid Value To Shrink Payout, Says Former Exec
• Ex-Goldman Analyst Links Firing To Homophobia Complaints
• Wells Fargo Seeks To Avoid Trial In CDO Fraud Suit
• CB&I Says No Class For Investors Over Nuke Biz Disclosures
• Bank Of England Calls 'Last Orders' On Troubled Libor
• Rosen Law's $1.2M Fee Bid Cut In State Street Case
• Platinum Oil Co. Exec Tells Jury Of Downward Spiral
• Barnes & Thornburg Hires 2 Former Prosecutors In San Diego
• Coke Florida Owner Can't Escape Chancery Stock Award Case
• 8th Circ. Nixes ERISA Suit Against Ex-SunEdison Unit
• Flower Co. Pulls Ch. 11 Motion Over Last Minute Stock Sale
• Frat Brother Agrees To SEC Asset Freeze Over Ponzi Scheme
• Pulp Maker Wants Discovery Order Axed In Bond Offering Row
• Paul Hastings Wins Fees In Ex-American Apparel CEO's Suit
• Lead Attys In Santander Investor Case Secure $3.1M In Fees
• Questions Loom Over Broker Standards Ahead Of SEC Vote
• Justices Set Sights On ESOP Stock-Drop Suits
• Brands Look To Bring Crypto Mainstream Under SEC's Watch
• SEC Opposes Case Delay For Firms Tied To $165M Fraud
• M&T Gets Another Shot To Nix Securities Suit At 3rd Circ.
• PPG Industries To Pay Investors $25M For Accounting Error
• Calif. Man Guilty In $5.7M Scheme To Crowdfund Laptops
• FHFA Sues Wells Fargo Over $1B In Mortgage Bonds
• Extell Founder Accused Of Cheating Investor In EB-5 Scheme
• Rio Tinto Dodges Investor Suit Over Mozambique Coal Fraud
• Hearing Aid Co. Workers Say Ex-Execs' Fraud Hurt Stock Plan
• Pomerantz To Lead Lexicon Pharmaceuticals Securities Suit
• Banks Win Access To Claim Forms In Libor-Rigging Suit
• China's Huatai Seeks To Raise $500M Through London Link
• Illumina Hit With Derivative Suit Over $6.6B Stock Drop
• Trader Gave Ex-UBS Officer 'Glamorous' Life, Jury Hears
• Hedge Fund To Pay SEC $5M Over Compliance Failures
• SEC Sues Kik For $100M Unregistered ICO
• SEC Should Use Data-Driven Method For Materiality Standards
• Collateral Descriptions May Need More Specific Drafting
• Ex-JPMorgan Forex Trader Stuck Facing Conspiracy Charges
• Rosen Law Snags Lead Counsel In Pharma Stock-Drop Suit
• Banks Must Take Libor's End Seriously, Fed's Vice Chair Says
• Davis Wright Tremaine Grows DC Financial Services Group
• Chancery Won't Fully Toss Suit With 'Troubling' Allegations
• SEC Pays $3M To 2 Whistleblowers Who Reported Internally
• SEC Pledges To Stop College Frat House Ponzi Scheme
• Couple Urges High Court To Undo $35M EB-5 Fraud Judgment
• Investors Urge Initial OK Of $5.7M Fraud Settlement With QVC
• Investors Defend Suit Over Oracle's 'Coercive' Sales Tactics
• Justices Deny Martoma's Appeal Of Insider Trading Conviction
• High Court Won't Review NJ Fraud Foreclosure Case
• Staying Current Key To Regulating Fintech, CFTC Chair Says
• China's Securities Chief Says Trade War Won't Derail Market
• Blue Bell Tries To Halt Del. Listeria Suit For Outbreak Probe
• Russian Suspect In Massive JPM Hack Is In Plea Talks
• FCA Investigated Trader's Citigroup 'Source,' UK Jury Told
• The Uncertain Future Of Gov't Investigations Post-Deutsche
• High Court To Mull IBM Workers' ERISA Stock-Drop Suit