Securities Archive » August, 2019

Securities - August, 2019

428 articles

• Ex-Locke Lord Atty's Crypto Trial Set For November
• Amid Acute Regulatory Pressure, Can Libra Hold It Together?
• Tezos Foundation Dodges ICO Suit In Calif. State Court
• Royal Park Says It's Settling RMBS Suit Against HSBC
• Morrison Mahoney Adds Rackemann Corporate Atty In Boston
• Investors Can Ask To Depose UK Traders In Forex Suit
• Paul Hastings Nabs Skadden Capital Markets Pro In LA
• Ski Resort Investor Sues To Stop $264M Sale To Vail Co.
• GE Shareholders See Performance Cover-Up Claims Trimmed
• $3B Petrobras Settlement Clears Final Hurdle In 2nd Circ.
• Financial Advisers Seek To Nix Insurer's Coverage Suit
• Ex-Fitness VP Gets 2 Months For Tipping Go-Private Deal
• Convicted Georgeson Adviser Gets 3rd Trial In Tix Swap Case
• Keeping Up With The SEC's PE Fund Disclosure Demands
• Drugmaker Fine Shows SEC's Renewed Disclosure Focus
• New Best Practices Under E-Discovery Spoliation Rule
• UK Litigation Roundup: Here's What You Missed In London
• Del. Justices Deny Fee Appeal In Goldman Sachs Suit
• Stock-Drop Suit Against LaCroix Maker Fizzles Out
• Juniper Networks Pays $11.8M To Settle SEC's FCPA Claims
• 2nd Circ. Affirms BP, Shell's Escape From Oil Antitrust Claims
• ERISA Suit Over Stock Deal Led By Felon Nears Class Cert.
• Texas Crypto Issuers On The Hook For $10.1M In SEC Deal
• Live Well Financial Execs Charged With Overvaluing Bonds
• Calif. Tribe Asks NY Court To Nix Wells Fargo Loan Suit
• How Law Firms Can Create Content Decision Makers Will Read
• SEC Says Florida Man's Sham Offering Lured 4 Investors
• Cboe Wants Out Of Index Manipulation MDL For Good
• African Exchange To Offer Security Tokens To EU Investors
• Deutsche Bank Wins $2.5M In Ponzi-Related Overdraft Suit
• SEC Accuses Florida Attorney Of Defrauding NFL Players
• 4 NY Cases Forge Post-Cyan Securities Litigation Landscape
• BofA, JPMorgan Strike $1.5M Deals In Libor-Rigging Suit
• Puerto Rico Officials Blast Oversight Board In High Court Brief
• NY's Restored Martin Act Clock May See Old Claims Tested
• At Long Last, Shareholder Can Have Blue Bell Listeria Claims
• Calif. Man Stole $14M For Fake Netflix Film Project, Feds Say
• Investors Say Pa. Firm Was Asleep At Switch In Fraud Scheme
• Chancery OKs GGP Investor's Brookfield Merger Doc Request
• Pretium Wants Suit Over Gold Mine Project Tossed
• Third Point Settles FTC Claims Over DowDuPont Deal Filings
• Tech Co. Investors Can't Sue Over AT&T Contract Projections
• Merrill Lynch Must Face Misleading 529 Plan Tax Savings Suit
• TrueCar Facing Another Derivative Suit, This Time In Chancery
• How Changing Corporate Purpose May Affect D&O Insurance
• 10th Circ.'s Securities Fraud Reading May Be Too Broad
• 2nd Circ.'s Seminal Rejection Of FCPA Conviction Challenge
• Ill. Futures Trader Pleads Guilty To Defrauding Investors
• Publicizing Whistleblower Claims Doesn't Always Pay Off
• NJ AG Backs J&J Bid To Toss Shareholder Arbitration Suit
• VC Firm's Claims Over HotChalk Financing Survive Nix Bid
• 7 Firms Want A Crack At FedEx Investors' Cyberattack Suit
• Chancery Asked To Revisit Energy Loan-To-Own Suit It Axed
• Prothena Settles Stock-Drop Suit For $15.75M
• Accounting Firm RSM Fined $950K Over Independence Rules
• Blockvest Owner Can't Escape Senior Couple's Securities Suit
• Hedge Fund Manager Accused Of $100M Investment Scheme
• Walmart Settlement's Lessons For Avoiding FCPA Prosecution
• 2nd Circ. Revives Aluminum Buyers' Antitrust Case
• Bernstein, Robbins, Others Vie For Lead In EQT Deal Suit
• Cryptocurrency Presents Puzzle For Unclaimed Property Laws
• When Shareholders Can Bring Direct Claims In Cayman Court
• Implementing ISDA's Credit Derivatives Definition Changes
• NY Extends Clock For Bringing Martin Act Suits To 6 Years
• Investors Say Overwatch Maker Knew Developer Was Leaving
• LA Man Cops To Running Illicit ATM-Like Crypto Exchange
• 5 Firms Vie For Lead In Latest Teva Investor Suit
• Ukrainian Oligarchs Sued Over $100M Loan 'Sham'
• 1 Global Receiver Seeks To Recover $4.3M Ex-CEO Payments
• Zebra Gets Investor Suit Over $3.5B Motorola Buy Sent To Ill.
• SEC Balks At Broad Releases In Emerge Energy Ch. 11 Plan
• Akorn's $30M Investor Deal Over Failed Merger Gets 1st OK
• Atty Left Out Of $3M Fee Bid In BNY Mellon Settlement
• December Insider-Trading Trial Set For Ex-SAC Capital Exec
• Committee Chair's Libra Worries Not Allayed By Swiss Trip
• Fitbit Seeks To Toss Investors' 'Fraud By Hindsight' Claims
• Investment Company Act Circuit Split Exposes Mutual Funds
• Investor Suit Over CB&I Failed Nuke Projects Trimmed
• Kokesh Doesn't Prevent Broker's Lifetime Ban, SEC Says
• 3M Hid PFAS Risks, Causing Stock To Drop, Investor Claims
• Zillow Board Wants Derivative Suit Over CFPB Probe Tossed
• Class Wins Cert. In Southern Co. 'Clean Coal' Plant Row
• 9th Circ. Affirms Immigration Atty's EB-5 Fraud Suit Loss
• SEC Urges Court To Keep Crypto Wizard's Funds Frozen
• SEC Sues Chicago Financial Adviser Over $1.7M Theft
• Corporate Purpose Debate Hinges On Enhanced Board Role
• Del. Justices Asked To Revisit Records Confidentiality Ruling
• Investor Advocates Fear Looser Exemption Rules Will Backfire
• Stamps.com Brass Hit With Del. Suit Claiming USPS Abuses
• PROMESA Board Is Unconstitutional, Aurelius Tells Justices
• Judge Says Lehman Mortgage Suit Stays In Bankruptcy Court
• Crypto Co. Seeks To Escape Suit Over Fake Trading Platform
• Chinese E-Commerce Co. Tries To Sink Merger Suit, Again
• UK Litigation Roundup: Here's What You Missed In London
• Construction Co. Owner Cops To $1.7M Fraud Scheme
• Ex-Vanguard Worker Gets 4 Years For Mail Fraud Scheme
• SEC Breaks Yearslong Silence On Selective Disclosures
• Deutsche Bank Pays SEC $16M Over Russia, China Hiring
• Centra Tech Says Investors' Claim It Faked Evidence Is Bogus
• 7th Circ. Withdraws Opinion Barring AIG Coverage For Emmis
• Lucia's Latest ALJ Fight Thrown Out Of Federal Court
• SEC Fines Brokerage, CEO Tied To Fund Valuation Scheme
• Gambler Says Feds Covered Up Leak Scandal To Jail Him
• Fund Seeks $83M For Chinese Co.'s Alleged Bond Default
• 1-800-Flowers Investor To Pay $4.9M Of Short-Swing Profits
• Putnam Seeks Coverage, Payment From ACE For SEC Probe
• Deal Reached In Anixa Repriced-Stock Suit In Chancery
• SEC's No-Action Letters Confer Utility Token Guidance
• Greenberg Traurig Was Key To Stanford Ponzi, Receiver Says
• DLA Piper Adds Investment Pro As Partner In LA
• Fintech Startup Pagaya Issues $115M ABS To Expand Platform
• Synchrony Investors Fight Bid To Toss Suit Over Walmart Exit
• G&W Investors Demand More Info On $8.6B Take-Private Deal
• Chiasma Investors Want Bond From 'Frivolous' Deal Objectors
• Del. Opens Door For 2 Seat Changes As Strine Retires
• SEC Win Marks Close Of $70M Husband-Wife Ponzi Saga
• Litigation Funder Burford Capital Accused Of Juking Metrics
• Goldman, Citi and JPM Lead US Banks Funding Fintech Cos.
• Boustani Says No US Ties To Alleged Mozambique Fraud
• Del. Court Nixes Review Bid In Deutsche Suit Over Vik Debt
• Businessmen Schemed To Defraud EB-5 Investors, Feds Say
• Feds Rip Platinum Bids To Dodge Fraud Raps Post-Trial
• Foley & Lardner Snags Boston Finance Pro From WilmerHale
• Tilton Fails To Convince Judge To Toss Bank's Fraud Suit
• Semiconductor Co.'s Merger Disclosure Fell Short, Suit Says
• Diebold Hit With Securities Fraud Suit Over Costly Merger
• Blockchain Capital Says UK Crypto Firm Is Copying Its Name
• Stillwater Deal Price In $2.2B Sale Upheld In Chancery
• Litigation Finance Can And Should Protect Its Reputation
• Ex-SEC Cyber Chief Headed To Davis Polk
• Pomerantz, Rosen, Robbins Geller Vie To Lead AB InBev Suit
• DXC Wins $666M Award Against Hewlett Packard Enterprise
• Tower Hit With Investor Suit Over $900M AGG Merger Deal
• SEC Guidance Could Subject Proxy Firms To Closer Scrutiny
• Changes Bring Structure To SEC Settlement Waiver Process
• AIG's $13M Battle May Bolster Insurers' Settlement Challenges
• Fintech Adoption Poised For Growth In US Despite Lag
• Russian Crypto Ratings Agency Settles SEC's Promo Claims
• Pandora Investors Want To Rewind $3.5B Sirius Buyout
• NY AG Gets Go-Ahead To Continue Bitfinex Investigation
• Drugmaker Pays $200K To End SEC Fight Over Study Leaks
• 5th Circ. Invokes Chanel In Siding With Pier 1 Over Stock Drop
• Crypto Co. Veritaseum Asks Court To End SEC's Asset Freeze
• 2nd Ex-JP Morgan Metals Trader Cops To Spoofing
• Crypto Platform Sets $130M Target In Rare IPO Filing
• Dean Foods Ex-Chair Diverts $9.7M Fraud Restitution Suit
• Sports Stock Market Pres Faces SEC's $1.5M Fraud Suit
• Petrobras Objector's Reduced Fee Award Concerns 2nd Circ.
• $54M Ponzi Scheme's Architect Gets 22-Year Sentence
• CFTC's Silence Stings In Wheat Futures Manipulation Case
• Investors Reach $12.8M Partial Deal Over Fund Collapse
• Bank Regulators Sign Off On Finalized Volcker Rule Changes
• McKinsey Critic Can't Prevail On RICO Claims, Judge Rules
• Under Armour Ditches Stock-Drop Suit
• Commerzbank Bids For Quick Wins In BNY Mellon RMBS Suit
• SEC Opposes Bid For New Judges In Fla. Microcap Case
• Chancery Tosses Suit Claiming Energy Co. Loan-To-Own Plot
• Ex-Alstom Exec Can't Dodge Charges Despite 'Close' Call
• Seismic Data Co. Under SEC Review Hit With Stock-Drop Suit
• Binance Eyes Gov't Partnerships With New Crypto Initiative
• Lexmark Investors Seek Class Cert. In Stock-Drop Suit
• Breaking Down The SEC's Regulation Best Interest
• UHS Directors Escape Derivative Suit Over Billing Practices
• GE Again Denies Report Of $38B Accounting Fraud
• Issues To Avoid In Fintech, Consumer Financial Services M&A
• Hong Kong Agencies Ink Pact To Combat Financial Crime
• Thornton Slams Ex-Judge For 'Misleading' Court In Fee Fight
• Tower Research Urges Court To Toss CME Spoofing Claims
• Feds Beef Up Boustani Indictment Before Dismissal Args
• Trustee In Woodbridge Ch. 11 Seeks Recovery Of Fraud Funds
• Fresenius Seeks $46M In Del. For Broken Merger Legal Fees
• CFTC Fights Kraft's Sanctions Bid Over $16M Wheat Suit Deal
• Argentina Hit With €384M UK Suit Over Bond Payout
• Class Settlements And The Risks Of Viral Media Attention
• Crisis Messaging To Protect Law Firm Brand And Bottom Line
• Attorneys Score $20M For Work On ABB 401(k) Class Action
• Don't Halt Google Workplace Misconduct Suit, Chancery Told
• Latin American Airline Avianca Reveals Internal FCPA Probe
• Kraft Says CFTC Press Release Broke $16M Wheat Suit Deal
• Atty Can't Tap Into Receiver Assets In Belize Fraud Case
• Crypto Co. Gets NY Regulator's OK To Launch Bitcoin Futures
• BMO Capital To Pay $4M To Settle ADR Mishandling Claims
• SEC, VW Must Cut Deal In Emissions Fraud Suit, Judge Says
• Nano Developers Seek Toss Of Cryptocurrency Theft Suit
• Curo Says Investors Can't Show It Hid Regulatory Risks
• Shareholder Activism Pushes Boundaries Of Board Duties
• HK Exchange Seeks To Improve Liquidity, Control Volatility
• DC Circ. Won't Review SEC's Paperless Reporting Rule
• Taxation With Representation: Shearman, Cleary, Wachtell
• Shuttered Investment Co.'s Libor Claims Against UBS Tossed
• Citi Investors Drop $2.3B Toxic Mortgage Class Action
• Biotech Investors Allege $27M Pump-And-Dump Scheme
• Mavenir Says Judge Missed Investor Suit's 'Suspicious' Roots
• Breast Implant Co. CEO To Pay $160K Over Offering Omission
• TI Says ICO Investor Suit Should Be Dead And Gone
• UK Litigation Roundup: Here's What You Missed In London
• Oracle-NetSuite Mediation Fails In Chancery Merger Dispute
• 3 Noteworthy Battles From The 2019 Proxy Season
• Judge Says Bid To Nix Valeant Stock-Drop Suit Unnecessary
• WeWork IPO Filing Reveals Legal, Governance Risks
• Trial-Heavy Fall Will Test FCPA Unit, Shape Law
• Insurers Say Platinum Receiver's Fraud Claims Are Flawed
• SEC Encourages Remediation With Gentle ICO Enforcement
• 11th Circ. Won't Revive Suit Over Ocwen's Software Problems
• Recycler Can't Exit Investors' Suit Over 'Dog And Pony Show'
• Yelp Investors Seek Class Cert. In Advertising Suit
• Receiver Can Sell More Property In Jay Peak EB-5 Fraud Case
• Ex-Navistar CEO Didn't Submit 'Sham' EPA Apps, Court Told
• Assessing The Cost, Legal Fallout Of Capital One Data Breach
• 1 Global Exec, Facing Criminal Case, Admits To SEC Claims
• What You Should Know About Courtroom Closures
• U. Of Phoenix's $13M Row With AIG Sent To Ariz. Justices
• Cohen Milstein Seeks Lead In Zimmer Biomet PE Cashout Suit
• Private M&A Indemnification Clarified In Chancery Ruling
• Raydon Says 'Personal Animus' Dooms Class In ESOP Suit
• Labaton Sucharow Nabs Lead In Apple Investor Suit
• Sinclair Tells Court It Didn't Lie About Tribune Deal's Chances
• Burford Replaces CFO In Wake Of Short Seller Attack
• Kraft, Mondelez To Pay $16M In CFTC Wheat Futures Case
• FedEx Investor Sues Board Over $35M Cigarette Penalty
• Marijuana Co. Exec Banned From Trading Penny Stocks
• Chancery Won't Reconsider Authentix Investors' Appraisal Bid
• SEC Wins Jury Trial Against Man Tipped By Ex-KPMG Bigwig
• BitMEX's 'Misleading' Ad Violated UK Code, Watchdog Says
• SEC Sues Calif. Investment Adviser Over $14M In Startup Fees
• Casino Investors, Noteholders Spar Over IPO Probe
• Chancery Won't Halt Barnes & Noble Spinoff's Annual Meeting
• SEC Fines Broker-Dealer Canaccord Over Lax Compliance
• Co. Accused Of Pyramid Scheme Says It Was Framed By SEC
• Anderson Kill Expands Crypto With New Partner Bob Cornish
• Chancery Decision Demonstrates When To Skip Appraisal
• Feds Say 2nd Circ. Used Wrong Standard In IBM ERISA Case
• Chicago Investment Firm Head Pleads Guilty To Adviser Fraud
• 7th Circ. Won't Revive Forex Market Maker's Defamation Suit
• Invisalign Investors Fight Bid To Ax Suit Over Expiring Patents
• Sentencing Delayed For Insider In Life Time Fitness Scheme
• How A 'Veronica Mars' Star Traded Acting For The Law
• GE Misled Baker Hughes Prior To Merger, Chancery Suit Says
• LaCroix Parent Sued For Records On CEO Misconduct Claims
• Centra Execs Can't Use Privileged Chats To Skirt Indictment
• 2nd Circ. Revives Decades-Old Suit Over A.R. Baron Fraud
• Chancery Says It Doesn't Handle Defamation Claims
• Securities Atty Wants New Judges In Microcap Scheme Suit
• Man Gets 4 Mos. For Tipping Life Time Fitness Deal To Friends
• Lost Crypto Value Surpasses $4.26B Worldwide In 2019
• Game Platform ICO Hype Caused 'Mass Confusion,' Suit Says
• SEC's Disclosure Proposals Compete With Investor Demands
• Accused NY Forex Fraudsters Get Separate Trials
• 10th Circ. Affirms SEC Sanctions Over Brokerage Conflicts
• Big Banks Get Dozens Of Claims Cut From Libor-Rigging MDL
• FinCEN Dir. Talks Security At Anti-Money Laundering Meeting
• Changes To Accredited Investor Rules Take Priority At SEC
• NY Jury Quick To Convict Marketing Pro In Snack Food Fraud
• Why I Became A Lawyer: A Seaweed Scientist's Odyssey
• Advisers Can Borrow From Banking's Model Risk Playbook
• SEC Says Health Care Blockchain Co. Didn't Register Tokens
• MetLife Seeks To Bury Stock-Drop Suit Over Pension Reserve
• Equifax Fights Investors' Cert. Bid In Data Breach Suit
• Investors Float Fixes To 'Problematic' Libor Deal Distribution
• Ex-MLB Player Gets Time Served For Insider Trading
• Investors' Impax Drug Price-Fixing Suit Fails Again
• Platinum Partners Investor Schooled By NY Fraud Judge
• SEC Says Crypto Wizard Bilked $15M From Investors
• Metal Part Co.'s Execs Can't Duck DOL's Suit Over Stock Plan
• Glancy Asks To Lead Med. Device Co. Stock-Drop Suit
• Man With Fake NBA Ties Gets 7 Years For $7.5M Ponzi Scam
• Three Firms Seek $6.2M Award For False Metrics Suit
• CFTC's $103M Yukom Fraud Suit Follows Exec's Conviction
• Bondholders Say VW Can't Dump Emissions Fraud Suit
• SEC's Amendments Streamline Reporting — In Some Cases
• Top UK Corporate Crime Decisions Of 2019: Mid-Year Review
• Akorn Seeks OK On $30M Deal Over Failed Merger
• SEC, Canadian Duo Ink $7M Deal To Settle ICO Fraud Claims
• Fla. Nerve Repair Co. Hit With Investor Suit Over Stock Drop
• Blockstack Token Offering Establishes Reg A+ Prototype
• RBC Analyst Accused Of Making $99K Insider Trading Profit
• Chancery Backs $13B Columbia-TransCanada Deal Price
• Activision Wants Out Of Investors' Stock-Drop Suit
• Insurance Industry Needs To Build Trust In Digital Securities
• Mass. Adviser Lost Client Cash To 'Int'l Scam,' SEC Says
• SEC Defends Its Judges' Removal Protections At 5th Circ.
• FCA Probes Burford Stock Crash After Muddy Waters Report
• Calif. Judge Warns PG&E's Attys: 'Don't Play Games'
• CBD Co. Lied About Access To Tribal Land, SEC Says
• UN Bribery Ruling Further Defines The Limits Of McDonnell
• Financial Adviser, Ex-CEO Dodge Suit Over $10.5M ESOP Buy
• Investors Want UK Traders To Testify In Last Leg Of Forex Suit
• 4 Ways The PE Biz Is Evolving And How Attys Can Keep Up
• YPF Says Texas Co. Must Pay Fees In $9.9M Award Fight
• Wells Fargo Blasts Bankrupt Fund's Bid To Probe Casino IPO
• Kessler Topaz Must Wait On VIX Manipulation MDL Top Spot
• Ex-KPMG Accountant Gets 8 Months For Inspection Plan Theft
• Taxation With Representation: Wachtell, Skadden, Cravath
• Adviser Claims Ex-Employee Stole Client Info For New Firm
• 3rd Circ. Decision Limits Liability Of Board Observers
• 2nd Circ. Says McDonnell Rule Doesn't Apply In FCPA Cases
• UK Litigation Roundup: Here's What You Missed In London
• Malaysia Charges 17 Goldman Sachs Execs In Bond Scandal
• SEC Proposes Updates To Legal, Risk Disclosure Rules
• Fed. Circ. Won't Revive ABA's Fed Reserve Dividend Cut Suit
• Miami Investment Cos. Founder Cops To $7.5M Fraud Scheme
• Investment Pro Denies Role In $6M Illumina Insider Tips Scam
• PG&E Defends CEO's Pay Package Over Trustee's Concerns
• Centra Tech 'Fabricated' Evidence, Investors Say
• Ga. Man Ordered To Pay $2.8M For Forex Fraud Scheme
• Robbins Geller Named Investors' Lead Counsel In Maxar Suit
• ETF Pioneer Dodges $2.5M Fraud Suit Over Ties To Barclays
• Embattled GPB Capital Squandered $1.3B, Investors Claim
• 3 D&O Rulings That Should Be On Attys' Summer Reading List
• Investors Want 2nd Shot At Bank Over Oilfield Co. Foreclosure
• Woodbridge Adversary Suit Tossed In Favor Of Calif. Actions
• 5th Amendment Strategy For Parallel Civil, Criminal Litigation
• FBI Leak Didn't Lead To Gambler's Conviction, Justices Told
• Exxon Denied 'Fishing Expedition' In NY Climate Case
• Clients Benefit From Law Firm Expense Growth
• Justices Could Shape Fiduciary Conduct In 2 ERISA Cases
• Ex-Barclays Execs Face New Charges In Qatar Fraud Trial
• Woodbridge CEO Pleads Guilty To Running $1.3B Fraud
• Wonder Bread Maker Gets OK On $21M Investor Settlement
• NJ Regulator Targets 2 ICOs As 'Cryptosweep' Continues
• Aceto, 3 Execs Escape Stock-Drop Suit For Now
• Constitutional 'Dilemma' Looms Over Ex-Alstom Exec's Trial
• Magistrate Says DOJ Tapes Can Be Heard In Bribery Case
• Exxon Investors' Climate Change Suits In Texas Are Merged
• NY Judges Split On Post-Cyan Discovery Stays
• Texas Regulator Knocks NY Forex And Crypto Co. For Fraud
• Binary Options Boss Convicted Of Role In $145M Fraud Scam
• SEC Wants Marijuana Co. Exec Banned From Trading Stocks
• Del. Justices Say No Presumed Confidentiality In Record Bids
• How Attorneys Can Brace For Rising EB-5 Compliance Checks
• Life Time Fitness Inside Trader Seeks Probationary Sentence
• Nixon Peabody Picks Up Litigator From Freeborn & Peters
• ISN Merger Breached Contract, Damages TBD, Judge Says
• Goldman Sachs, Others Escape Stock-Loan Antitrust Suit
• 3 Firms Seek Lead In Investor Suit Over Ann Taylor Buy
• Tesla Stock-Drop Suit's Leader Challenged At 9th Circ.
• Chancery Orders Troubled Nursing Care Business Dissolved
• Camping World Execs Misled Investors, Shareholder Says
• Insurers Want $220M Cobalt Coverage Fight In Fed Court
• IBM Workers' Suit May Discourage ESOPs, High Court Told
• NY Appeals Court Won't Revive Goldman Sachs Fraud Suit
• Changing Ethics Rules Is Key To Law Firm Innovation
• Privacy Enforcement Shows Evolving Regulatory Expectations
• Sanford Heisler Wants $1M Fees For Eaton Vance 401(k) Deal
• Immigration Atty Can't Push Malpractice Suit Into Arbitration
• Feds Narrow Insider Trading Case Against Rep. Chris Collins
• Kik Says SEC 'Twists The Facts' With Unregistered ICO Claims
• HomeFed Investors Sue In Del. Over $189M Jefferies Merger
• Luxembourg Bank Denies Plotting To Tank Qatar's Currency
• Fund Administrator Aims To Sink $40M Ponzi Scheme Suit
• Ex-KPMG Bigwig Settles With SEC On Eve Of Tipping Trial
• $37M Award Over Assets Should Be Revived, 2nd Circ. Hears
• Exxon Hit With New Stock-Drop Suit Over Climate Disclosures
• MetWest Asset Management Wins Trial Over Advisory Fees
• 7th Circ. Won't Revive Suit Against Barnes & Thornburg Atty
• Chancery Sends Ag Fund Ex-CEO's Records Suit Toward Trial
• Claims Trimmed In US Bank Premium Point Fraud Suit
• Allergan Can't Escape Generic Drug Price-Fixing Suit
• Embattled Ex-Nissan CEO Wants Out Of Pay Scandal Suit
• UBS Defends Doc Request In DOJ's Crisis-Era RMBS Suit
• Investors Want Centra Tech Sanctioned For Arbitration Push
• Ex-Citi Exec Doesn't Have To Arbitrate SOX Claim: 3rd Circ.
• US Steel Sued Over Failed Initiatives, Officers' Cashout
• 9th Circ. Opinion Validates Broader CFTC Authority
• Chicago Man In Life Time Fitness Trading Scheme Gets 4 Mos.
• Seeger Weiss Adds Fraud Pro As Firm Eyes Philly Expansion
• McKesson Tries To Nix Derivative Suit Over Drug Price-Fixing
• Bitcoin 'Creator' Rebuts Expert's Forgery Finding In $10B Suit
• Kessler Topaz Wants Back On Top Of VIX Manipulation MDL
• Man Gets 24 Yrs For $1M Investment Hoax Aimed At Seniors
• 2nd Circ. Upholds Senior Noteholders' Win In Liquidation Row
• Nvidia Tries to Nix Stock-Drop Suit Over Crypto Sales
• Class Alleging 'Massive' $4B Crypto Fraud Moves Forward
• TrueCar Settles For $28M In Site Redesign Stock-Drop Suit
• 25-Year-Old Used Ponzi Scheme Funds To Buy Boat, Feds Say
• GE Says 'Business Challenges' Aren't Securities Fraud
• Facebook IPO Scammer Fights 22-Year Sentence At 9th Circ.
• XPO Logistics Tries To Ditch 'Outlandish' Stock-Drop Suit
• Judging A Book: Castillo Reviews 'Raising The Bar'
• SEC Changes Make Requesting Confidential Treatment Easier
• Casino Investor, Noteholders Want Ch. 11 Probes Into IPO
• Love Drove Marketing Pro To Help Con Artist, NY Jury Told
• ProShares Says 'Volpocalypse' Risks Were Fully Disclosed
• A Road Map For A Cryptocurrency Crackdown: Part 3
• DOL Scores $6.5M Win In Suit Over Employee Stock Deal
• Japanese Investors Reach Deal In $1.5B Ponzi Suit
• 2nd Circ.'s Approach To Bail Is Backward
• 'Real Housewife' Convicted Of Fraud Denied New Trial
• Calif. Man Gets 2.5 Years For $8M Ross Insider Trading
• Berger Montague Looks West With San Diego Office Launch
• Attys Want $32M In Fees From Fiat Chrysler Emissions Deal
• Walmart Applies For Digital Currency Patent
• FTC Wins Asset Freeze In Sprawling Belize RE Fraud Case
• Strine Exit Shines Light On Del. Top Court's Lack Of Diversity
• CFTC Fintech Chief Set For August Private Sector Jump
• Facebook Looks To Halt State Suit Over Cambridge Analytica
• Fund Manager Seeks New Trial After $10M Fraud Verdict
• Background Check Co. Can't Shake $40M Defamation Verdict
• Atty's Move From DLA Piper Can't DQ Counsel In Mavenir Suit
• Shareholders Want More Info On Construction Co.'s $71M Deal
• Nasdaq's 'Disagreement' No Basis For Rehearing, PTAB Says
• Puerto Rico Bank Asks Supreme Court To Shield Fed Board
• Taxation With Representation: Simpson, Skadden, Ropes
• CME Spoofing Claims Should Not Be Arbitrated, Investors Say
• SEC Gets Backing In Exchange Fee Spat At DC Circ.
• A Road Map For A Cryptocurrency Crackdown: Part 2
• Tableau Investors Seek Cert. In Suit Over Competition Impact
• Ex-UBS Compliance Pro Appeals Insider Dealing Sentence
• UK Litigation Roundup: Here's What You Missed In London
• Investors Want Cert. In Stock Suit Against Israeli Media Mogul
• Kraft Heinz Wants ERISA Suit Over Stock Price Sent To Ill.
• Biopharma Co. Says Investor Suit Tries To Go Around Board
• Ex-Brixmor Heads Indicted 3 Years After Accounting Scandal
• 2nd Circ. Rejects Two-Tiered Bail System Favoring The Rich
• Mass. Financial Adviser Hid Conflict From Clients, SEC Says
• Senate Clears Two-Year Budget Deal, Punts Borrowing Cap
• 5th Circ. Wrong To Nix $65M Stanford Ponzi Deal, Lloyd's Says
• SEC's Peirce Says Global Crypto Rules Not The Answer
• Stein Riso Wants Weapons Maker's Malpractice Suit Tossed
• Skechers Investors Challenge 'Unfair' $47.7M Stock Award
• What The Dramatic Rise In FCPA Enforcement Means For M&A
• USC Let Bad Retirement Plan Options Pile Up, Workers Say
• Deutsche Asks For Early Win In Preferred Securities Suit
• Uncertainty On Forfeiture Delays Calif. Trader's Sentence
• A Road Map For A Cryptocurrency Crackdown: Part 1
• Perrigo Investors Largely Beat Bid To Nix Takeover Suit
• Berger Singerman Lands Greenberg Traurig Litigator
• Banks Slam Investors' 'Vague' UK Forex Rigging Suit