Securities Archive » September, 2019

Securities - September, 2019

428 articles

• Vereit, Others Ink $1B Deal To End American Realty Litigation
• Blockchain Co. To Pay SEC $24M Over Unregistered ICO
• BGC, Cantor Fitzgerald Must Face Suit Over $875M Deal
• Solera Insurers Can Go Straight To Del. Justices In $39M Fight
• SEC Says Accountants Overstated IT Firm's Financials
• Principal Of Crypto Co. Indicted In $7M Bitcoin Scheme
• TerraForm, Investors Agree To Reduce Settlement To $49M
• Dems Pressure FASB For Companies' Public Tax Disclosure
• Ex-Locke Lord Atty's Miranda Objection Too Late, Feds Say
• AstraZeneca Hit With Another Seroquel XR Pay-For-Delay Suit
• 3rd Circ. Lets Crystallex Resume Bid To Seize Citgo Shares
• Fannie, Freddie Given Green Light To Retain More Capital
• Revolving-Door Roundup: Kirkland, Baker Botts, O'Melveny
• Ex-Shkreli Employee's Expanded $1.3M Fraud Suit Lives On
• Rakoff Triples Objector's Atty Fees In $3B Petrobras Deal
• Crypto Exchange Wants Investor Suit Tossed
• Shareholder Tearfully Explains Motive In Murex Chancery Trial
• Crypto Firm Accuses Telemed Startup Of Investment Scam
• 'Erratic' Overstock.com CEO Punished Short Sellers, Suit Says
• New Council To Rate Crypto Assets On Securities Scale
• Mutual Fund Ruling May Make Fee Challenges More Difficult
• J&J Beats Investor's Suit Over Talc-Cancer Link
• True Wellness Requires A Deeper Look At Atty Profession
• Netflix To Settle Exec Bonus-Rigging Lawsuit
• Vague Contract Terms Do Not Always Mean The Insurer Loses
• Xura Investors Settle Ahead Of Del. Trial Over $643M Deal
• NY Rep. Collins Resigns, Plans Insider Trading Guilty Plea
• Hologram Co. CEO Hit With Fraud, Illegal Stock Sale Suit
• Latest Suit Over $13B TransCanada Sale Is Tossed
• Crypto Firm Longfin Must Pay SEC $6.8M In Default Order
• Trade Matching Co. To Pay $2M To SEC For Noncompliance
• BMO Firms Pay $38M To End SEC's Conflict Of Interest Claims
• Abrams & Bayliss, Olshan Frome Seek $22M For Medley Deal
• Venezuela Wants 3rd Circ. To Review Shares Seizure Ruling
• Zohar's Ch. 11 Sale Efforts Must Continue, Judge Rules
• Attys Ask To Exit $19M Ponzi Case Over Unpaid Legal Bills
• Omnova Investor Sues To Block $824M Takeover By UK Firm
• Clean Fuel Co. Cuts $4M Deal To End SEC's FCPA Probe
• Herbalife Reaches $20M SEC Deal Over China Biz Operation
• Scammers Targeted 'Lazy And Greedy' Investors, SEC Says
• Barclays Pays $6M To End SEC's Foreign Bribery Claims
• Ex-Platinum Exec Acquitted, Co-Founder Gets New Trial
• Gov't-Backed Digital Currencies On Horizon, ING Exec Says
• Sequoia Ruling Dodges Debate Over Fund Docs As Contracts
• Homebuilder Workers' Suit Over Stock Sale Is Pared Down
• RedBox Parent Sued Anew In Del. Over $1.6B Apollo Merger
• UK Litigation Roundup: Here's What You Missed In London
• Contango Inks $133M Deal For White Star Petroleum's Assets
• Robbins Geller To Lead Reckitt Stock-Drop Suit
• Fiat Chrysler To Pay $40M To End SEC Inflated Sales Claims
• Pursuing Wellness
• Mylan Inks $30M SEC Deal After Not Disclosing EpiPen Probe
• SEC Inks $10M Deal With Wis. Marketing Co. In FCPA Case
• Jason Galanis To Be Resentenced In Wake Of Plea Troubles
• Libra May First Find Success Outside EU, US: Crypto Atty
• CFTC Official Calls For Continued Embrace Of Fintech
• VW Must Face Bondholder's Emissions Fraud Suit
• Chancery Tosses Derivative Claims Against Fertilizer Maker
• Recession Influenced Bear Stearns In Ch. 7 Fray, 3rd Circ. Told
• DLA Piper Tapped To Investigate Chinese Casino's IPO
• House Panel's Kramer Levin Hire Brings Heat To Trump Probe
• Teva Can't Escape Investors' Price-Fixing Claims, Judge Says
• Principia Partners Loses Trade Secrets Row With Licensee
• Busy SEC Eases ETF Rules, Lets More Cos. 'Test The Waters'
• IRS Must Clarify Cryptocurrency Reporting Rules
• High Court Term Could Shape Future Of ERISA Litigation
• How BigLaw Is Adapting To Plaintiff-Side Litigation
• Elk Petroleum To Rescind $55M Stock Swap In Ch. 11 Deal
• Whistleblower Initiatives Clarify CFTC Enforcement Priorities
• Secret Recordings Will Stay In Ecuador Bribery Case
• 3rd Circ. Revives SEC's Stock Plot Suit Against Ex-Informant
• Facebook Escapes Cambridge Analytica Stock Suit, For Now
• Blue Bell Can Keep Fighting Del. Stock Suit, Judge Says
• IBM Workers Want High Court To Back 2nd Circ. ERISA Ruling
• Chinese Education Co. Beats Claims It Controlled Other Cos.
• Chancery Blocks Blue Racer IPO In EnCap-Williams Battle
• RAIT Hasn't Justified Ch. 11 Asset Sale, Equity Holders Say
• Atty Ordered To Pay $5M Urges 11th Circ. To Flip Fraud Suit
• Texas Justices Won't Revive SEC-Defense Claims Against Atty
• Miami Man Gets 4 Years For Bribing Venezuelan Officials
• NantHealth Urges Chancery To Boot Research Deal Suit
• Investors Increasingly Opt Out Of Big Class Action Deals
• Credit Suisse Defeats Investor Suit Over Inverse VIX Crash
• Del. Justices Warned Not To Upend Fabric Of Disclosure Law
• Pursuing Wellness: A Focus On Firm Holistic Health Training
• Mutual Funds Should Use Litigation For Shareholders' Benefit
• Investors' Fraud Suit Is Too Vague, Developers Say
• Trinity, Investors Settle Stock-Drop Suit For $7.5M
• Six Insurers To Pay NY $1.8M For Improper Annuity Swapping
• Firms Should Stay Course Amid New Broker Standard Suits
• Tesco Looks To Ax Shareholder Suit Over Accounting Scandal
• Judging A Book
• Bernstein, Friedlander Look To Take Reins Of Mindbody Suits
• Del. Judge Pans Magistrate's Opinion But Accepts Conclusion
• Zohar Fights Founder Tilton's Objections To Ch. 11 Sale Deal
• SEC Scores $1.6M From Brokerage, Execs After Fraud Trial
• Comscore To Pay SEC $5M For Inflating Revenue Reports
• Tangoe Strikes Tentative $12.5M Deal To End Chancery Suit
• Louisiana AG Says Big Banks Rigged Gov't-Sponsored Bonds
• Ex-PetMed Exec Cuts Deal With SEC In Insider Trading Suit
• Fixed-Income Platform TMC Settles SEC Claims For $2.1M
• Skechers Escapes Suit Over Summer Sales Stock Drop
• Hemp Oil Co. Execs Seek Out Of Hyped Acquisition Suit
• House Panel Presses SEC On Whether Libra Is A Security
• Cardinal Health Board Wants Opioid Derivative Suit Axed
• Workers' Attys Get $25M In Fees From JPMorgan ERISA Deal
• Construction Co. Family Feud Yields 'Grumbling,' Not Docs
• Walgreens Must Face Fraud Claims In Stock-Drop Suit Redo
• Banks Fight Bid To Apply 2nd Circ. Ruling To Bond Case
• New Claims Tie Banks To Bond Price-Fixing, Court Told
• FSB Climate Disclosure Framework Poised For 2020 Traction
• Winston & Strawn Adds FCPA Compliance Veteran
• NY AG's Bitfinex Probe Hits Another Roadblock On Appeal
• Judge Jackson Reviews 'When Should Law Forgive?'
• And Now A Word From The Panel: Too Small For An MDL?
• Levi & Korsinsky, Bernstein Vie For Lead In Karyopharm Suits
• Top VW Bosses Charged With Manipulating Stock Price
• Kik To Shut Down Messaging Service, Blames SEC Action
• Class Atty Claims Cover-Up In $1.4B Fresh Market Sale
• Republicans Press OCC For 'Administrative' Madden Fix
• Wachtell Seeks NY Trial Against Carl Icahn's CVR, Touts Docs
• Russian Man Cops To Massive JPM Hack, To Cough Up $19M
• $6M Deal OK'd In Shareholder Suit Over Iconix Accounting
• Texas AG's Defense Attorney Joins Squire Patton Boggs
• Purported Metals, Real Estate Co. Must Repay Investors
• PwC Settles SEC's Auditor Independence Charges For $8M
• Nevada Atty Disbarred For Role In $60M Diamond Stock Scam
• Disclosures Let Keryx Escape Kidney Drug Stock Suit
• 2 Men Charged With Participating In $3M 'Boiler Room' Plot
• Binary Options Sales Rep Gets 8 Months For $145M Fraud
• SEC Settles ICO Fraud Claims With 'Fantasy Market' Founder
• Conspiracy Claims Cut From Odebrecht Bribery Suit
• 9th Circ. Asks Del. Justices To Clarify State Disclosure Law
• Madoff Investigator To Join Allen & Overy's New York Office
• Pursuing Wellness: Steps Toward A Supportive Firm Culture
• TechnipFMC Settles SEC's Bribery Claims For $5M
• Crypto Exchange Giant Binance Readies US Trading Launch
• White Collar Cases And Trends To Watch At High Court
• Rising Star: Sidley Austin's Nilofer Umar
• Investors Accuse Calif. Crypto Co. Of Abandoning Them
• NJ Energy Co. Can't Duck $1.1M In Penalties In Securities Row
• AMC Must Face Trimmed Stock-Drop Suit Over Acquisitions
• Attys Seek $15M In Fees From $74M SunEdison Settlement
• Nissan, Ex-CEO Pay SEC $16M To End Compensation Claims
• Ex-JPMorgan Banker Again Convicted In Insider Trading Case
• 'Bored At Work' Baggage Handler Settles SEC's Scam Claims
• Ripple Says ICO Suit Alleging Crypto Is Security Filed Too Late
• Ex-SocGen Exec Tells 2nd Circ. She's No Fugitive
• Challenge To Musk's $55B Pay Package Beats Dismissal Bid
• Bancorp, Execs Settle SEC Record-Keeping Claims For $1.5M
• CME Group Plans To Launch Bitcoin Options Early Next Year
• Allergan Investor Tries To Block $63B AbbVie Deal Over Info
• Shareholders Slap Slack With Suit Over Outage Credits
• King & Spalding Adds Ex-Hunton Andrews Litigator In Texas
• SEC Says Ill. Rabbi Conned Jewish Community Out Of Millions
• Court Will Redo Damages Interest In Deutsche RMBS Suit
• Baker Botts Scores 2 Ex-Gov't Attys In NY, Texas
• Binary Options Sales Rep Gets 14 Months For $145M Fraud
• Pursuing Wellness: Mental Health Education As A Firm Priority
• 1st Circ. Revives Georgeson Tix-For-Votes Fraud Case
• Loma Negra Says No Wrongdoing In $1B IPO Disclosures
• Sports Betting Poolers Question SEC's Authority In $30M Suit
• Chinese Fintech Co. Seeks Toss Of Suit Over Post-IPO Regs
• Rising Star: Pomerantz's Michael Grunfeld
• The New Frontier Of Cryptocurrency Collateral
• PR Oversight Board Defends Appointments At High Court
• 6 Questions For Nasdaq's US, European Surveillance Heads
• Icahn Pushes Chancery For Lower Bar In Proxy Docs Fights
• UK Litigation Roundup: Here's What You Missed In London
• 2nd Circ. Reinstates Conviction Of Ex-Nomura Trader
• Insider Trading Ex-Goldman Sachs VP Strikes Deal With SEC
• Kessler Topaz Wins Lead Spot In 1MDB Investor Suit
• Brookfield Unfairly Seized Power In TerraForm, Investor Says
• Del. Justices Nix Energy Co.'s $28M Interest Award Appeal
• Security and IT Co. Boss Pleads Guilty In Stock-Pump Scheme
• Tinder Founder Paid Off Witnesses In $2B Suit, Match Says
• CFTC Calls For Whistleblower Tips As Enforcement Evolves
• School District Settles SEC Fraud Claims Over $100M Offering
• Atty Can Sue For Fees In BNY Mellon Settlement, Judge Rules
• Pursuing Wellness: A Firm's Work With Mental Health Experts
• Attys Clash In Del. Over Lead In Expedia Merger Class Suit
• Marriott Order Good News For Cybersecurity Class Action Bar
• AbbVie Dodges Suit Over $100M Stock Drop
• Rising Star: Latham's Sarah A. Tomkowiak
• Bernstein Litowitz, Cohen Milstein To Lead EQT Stock Suit
• PayPal Again Defeats Stock-Drop Suit Over Data Breach
• SEC Joins Other Regulators In OK'ing Volcker Rule Changes
• Tyson & Mendes Taps Gordon & Rees Vet To Head NY Office
• 2nd Circ. Affirms Denial Of Bail For Jailed Ponzi Schemer
• 2 Crypto Consultants Accused Of $8M Extortion Plot
• SEC Seeks OK Of $194M Order Against Pyramid Schemers
• Triaxx Must Prune 2 CDOs' Portfolios After PIMCO Fight
• Bahamian Advisers Stole $35M From Investors, SEC Says
• Credit Suisse Scrambles For RMBS Win After 2 Appeal Losses
• Proposed Bitcoin ETF Issuers Withdraw From SEC Evaluation
• SEC Sues Crypto Co. Over $665M Unregistered Offerings
• Allstate Says Stock Price Proof Ignored In Underwriting Suit
• Judge OKs $3M Fee Bid In BNY Mellon Settlement
• Retina Drug Co. Can't End Claims It Misled Investors
• Pursuing Wellness: When A Firm Brings Counseling On Site
• SEC's Broker Bar Stance Hinges On Penalties Vs. Remedies
• Attys Seek $5M Award In AbbVie $16.7M Inversion Settlement
• New Evidence Can't Save Bond Price-Fixing Suit, Banks Say
• Rising Star: Jones Day's Marjorie P. Duffy
• Rosen, Pomerantz, 2 Others Seek Lead In Fintech Investor Suit
• Attys Say SEC Can't Tie Firm To Sham PixarBio Merger
• FedEx Brass Downplayed Cyberattack, Shed Stock, Suit Says
• Wells Fargo Wins Early Exit From $163M CDO Fraud Suit
• Cannabis Greenhouse Co. Exec. Hid Old Violations: Investors
• Ex-CFTC Chair Joins Blockchain Advocacy Group As Adviser
• Liquidation Plan Confirmed For Alleged $330M Ponzi Vehicle
• Feds Tell Jurors Ex-JPMorgan Banker's Guilt Is Obvious
• Mayer Brown Snags White Collar Duo From Irell & Manella
• Adviser To Pay $22K, Ending SEC Pump-And-Dump Suit
• Feds' Spoofing Case Against JPMorgan Traders Turns Heads
• Former Energy Exec Created Fake CFO, SEC Says  
• Coinbase, Ex-Davis Polk Atty To Head CFTC Market Oversight
• 9th Circ. Dooms Suit For Inability To Question Mexico Ruling
• Chancery Keeps Jarden Appraisal Intact After Tidying Errors
• CFTC Alleges Man Made $10M In Binary Options Fraud
• Pursuing Wellness: Inside A Firm Meditation Program
• Charity Execs Settle SEC Claims They Cheated Dying Patients
• Raymond James Settles SEC's Improper Fee Claims For $15M
• Rising Star: Gibson Dunn's Laura Kathryn O'Boyle
• Tesla Urges 9th Circ. To Shut Down Model 3 Disclosures Suit
• Bondholder Says VW Can't Use New Evidence To Sink Suit
• Crypto Co. Investors Denied Cert. In $32M ICO Fraud Suit
• Third Point's FTC Fine Displays Antitrust Rule Quirk
• Alleged Head Of Microcap Scheme Expected To Plead Guilty
• Chancery Keeps UnitedHealth Group Records Case Alive
• Ex-Kopelowitz Atty Accused Of Aiding 1 Global Ponzi Scheme
• 3rd Circ. Axes Ex-Bank Exec's No-Contact Order During Suit
• Dell Inks $21M Deal To End Suit Over 1-Day Stock Drop
• CFTC Fines Metals Trader, Company $1.1M For Spoofing
• Ex-JPMorgan Banker Stays Mum In Insider Trading Retrial
• CFTC Approves Finalized Volcker Rule Revisions
• Marvell Technology To Pay $5.5M To End SEC Pull-In Claims
• Milberg Blew Deadline In $12M Bond Fees Fight, Investors Say
• Patriarch Says Zohar's Sale Efforts Can't Be Extended
• Longfin Investors Want Another Shot At Network 1 Claims
• Stifel, BMO To Pay $4.65M Over Deficient Blue Sheet Data
• FINRA Fines JP Morgan Securities $1.1M For Late Docs
• Investors Say Cancer Drug Co. Hyped Up Trial Results
• Swiss Libor-Rigging Plaintiffs 'Do Not Exist,' Judge Finds
• 2nd Circ. Affirms Film Producer's Conviction For $26M Fraud
• Prudential Units To Pay $33M For Misleading Funds
• Early Sampling Of Electronic Info Is Underutilized In Discovery
• Investors Allege AT&T Lied About DirecTV Now's Performance
• 3 Firms Get $6M For Work On $18M False Metrics Suit Deal
• Ukrainian Trading Firm Says SEC Can't Win Lek 'Layering' Suit
• Crypto-Mining Pools, Chips May Prompt Antitrust Concerns
• Teva Wants Pa. Investor Suit To Join Others In Conn.
• Facebook Exec Goes To Twitter To Defend Libra
• Rising Star: Block & Leviton's Joel Fleming
• 3 JPMorgan Traders Accused Of 8-Year Spoofing Racket
• FCA Chief Urges EU To Ease Market Access In No-Deal Brexit
• Settlement Is A No Go In Challenge To Failed Xerox-Fuji Deal
• Ex-JPM Banker Jury Hear Recordings, But No Silver Platter
• CFTC Fines Tullett Prebon $13M Over Swaps Desk Dishonesty
• Asset Managers, Ex-Official Charged In PDVSA Case
• Broker Ordered To Pay $12M Over Sloppy SEC Reporting
• Ex-Cognizant COO Cooperating With SEC In Indian Bribe Case
• Robbins Geller Snags Lead In Suit Over Anheuser-Busch Debt
• Traders Ask 2nd Circ. To Revisit Energy Co. Antitrust Suit
• Lowey Dannenberg, Scott & Scott To Lead Spoofing Suit
• France, Germany Move To Block Libra Cryptocurrency
• AbbVie Investors Ask To Drop Ill. Humira Kickback Suit
• Frayed Family IP Royalty Biz Gets Chancery Appraisal Look
• Chicago Merc Says 2 Cos. Clearly Used TM Post-License
• Investors Pull Plug On BNY Mellon RMBS Trustee Suit
• To Defer Or Not To Defer: Kisor's Impact On Tax Controversies
• Centra Tech Can't Dodge Default Or Arbitrate Investor Suit
• Butler Snow Can't Push Timber Scam Claims To Arbitration
• SEC's Shareholder Proposal Change May Muddle 2020 Proxies
• UK Litigation Roundup: Here's What You Missed In London
• The Factors Courts Consider In Deposition Location Disputes
• Goldman Directors Say Fund Can't Tie Them To 1MDB Fraud
• LSE Snubs £30B Bid From Hong Kong Stock Exchange
• Ex-JPMorgan Banker Was Inside Info Source, Jury Hears
• SEC's Stance On No-Action Letters Raises Uncertainty
• Futures Firm Fined After Losing $1M To Phishing Email
• CFTC Sanctions Ex-Compliance Chief For Lying To Regulator
• Convicted 'Real Housewife' Gets 2 Years For $2.2M Fraud Plot
• DOJ Mulls New Guidance On Corporate Poverty Claims
• Energy Finance Atty Joins Ex-Pillsbury Partners At Bracewell
• It's Time For Congress To Act On Data Privacy, Experts Say
• Attys Push For $63M Fee Award In Alibaba Stock-Drop Suit
• Deutsche Bank's $15M Deal Is 1st In Bond Price-Fixing Suit
• NY Rep. Collins Denies Feds' Redrawn Insider Trading Case
• 3rd Circ. Revives State-Law Fraud Claims By Merck Opt-Outs
• Vanda Pharma Investor Accuses Brass Of Off-Label Marketing
• High Court Snub Raises Foreign Issuer Economic Concerns
• Biopharma Co. Investors Allege Voting Rule Fouls In Del. Suit
• Alta Mesa Files For Bankruptcy Amid SEC Probe
• Arconic Tells Judge To Toss Latest Grenfell Fire Stock Suit
• French Finance Minister Vows To Block Libra In Europe
• What To Consider Before Filing For A Rule 57 Speedy Hearing
• E-Cig Seller Hid SF Ban Ahead Of IPO, Investors Say
• Ex-HSBC Forex Chief's Fraud Conviction Upheld By 2nd Circ.
• Munger Tolles & Olson Nabs Ex-SEC Pro In LA
• Covington Nabs 11-Year Federal Prosecutor For NY Office
• Crypto Could Be 'Next Frontier' In Terror War, US Official Says
• Del. Justices Press For More In Tossed Dilution Suit Appeal
• Del. Justices Probe D&O Policy Scope In Verizon Spinoff Fight
• Proposed Rules Convey Shift In SEC's Disclosure Approach
• 3rd Ex-Credit Suisse Banker Cops To $2B Mozambique Fraud
• Dems Want Tougher Rules On Unregistered Securities Sales
• Advisers Follow States In Challenging SEC's Broker Rule
• Japanese Banks OK'd To Announce $71M Libor Settlements
• CFTC Sues Futures Trader Over 'Free Money' Website
• 2 Foley & Lardner Attys Must Be Disqualified In Family Biz Fight, Court Told
• Rosen Law Firm To Lead Russian Telecom Bribery Suit
• Investors Say Suit Over Philip Morris E-Cig Sales Must Go On
• Ex-KPMG Partner Gets Year In Prison For Regulatory Fraud
• Chinese Investor Wins $2.2M Over EB-5 Fraud Scheme
• Hong Kong Stock Exchange Makes £30B Play For LSE
• Retrial Jury Hears Ex-JPMorgan Banker Shared Inside Info
• Canadian Cannabis Biz Hit With Investor Suit Over $143M IPO
• Panel Sizes Up Tinder Bid To Ax Founders' Suit In NY Appeal
• No 2nd Try For Ex-Platform Owner In Stock-Loan Antitrust Suit
• Genuine Parts Suit Over Broken Essendant Tie-Up Kept Alive
• Facebook Says US Regulators Might Not Slow Libra Abroad
• Software Co. Must Face Securities Suit Over AI Co. Sale
• Merrill Hit With $300K Fine For Spotty Transaction Records
• Cheetah Mobile Officers Seek To Nix 'Click Injection' Suit
• Feds Want Convicted 'Real Housewife' To Serve Full Sentence
• Chinese Tech Co. Beats Illegal Coin Offering Claims
• African Exchange Merj Launches $4M Tokenized IPO
• Bondholder Can't Claim Fraud From Unseen Docs, VW Says
• Ex-NHL Owner Accuses SEC Of Icing Document Request
• Stakeholders Matter By Definition In Corporate Governance
• Fatburger Parent Co. Tries Again To Escape IPO Suit
• Platinum Loss Mention Didn't Skew Bribery Trial, Feds Say
• Why I Became A Lawyer: Expanding The Meaning Of Diversity
• Ripple Effect Of Atty's Job Hunt Touches 1MDB Case
• Kosovo Man Cops To Role In $19M Galanis Stock Fraud
• Ex-KPMG Partner, Ex-Regulator Can't Nix Fraud Convictions
• State AGs Sue SEC Over 'Watered-Down' Broker Conduct Rule
• New Audit Rules Are Keeping Public Companies Up At Night
• Emerge Energy Agrees To Revisit Ch. 11 Disclosure Statement
• SEC Chair Bemoans Lax Anti-Corruption Efforts Overseas
• Ex-JPMorgan Banker Denies Criminal Intent As Retrial Begins
• Investors Challenge MSG Networks Tender Offer In Chancery
• SEC Asks Judge To OK Judgment In $36M Bar Works Fraud
• AmTrust Escapes Investors' Suit Over Financial Restatements
• Allegiant Air Can't Ground Safety Lapse Stock-Drop Suit
• Life Time Fitness Trader Sentenced To 1 Year In Prison
• 1st Circ. Skeptical Of F-Squared SEC Disgorgement Clawback
• Convicted 'Real Housewife' Asks For 18-Month House Arrest
• New Considerations For Confidentiality In SEC Filings
• Ex-Cantor Traders Must Face SEC Commission-Splitting Suit
• Trader's Gripe About ALJ 'Irrelevant,' 2nd Circ. Judge Says
• Historic Pa. Tavern Owner Tries To Ditch Brother's Stock Suit
• SEC Seeks $6.5M Default Order Against Longfin
• Callon Activist Blasts Carrizo Oil Tie-Up, Wants Sale
• Fiduciary Lessons From DOL's Win In Employee Stock Case
• Investors Can't Get Restitution For Bribery, Says Och-Ziff Unit
• SEC Framework Complicates Digital Asset Secondary Trading
• Full 5th Circ. Rules FHFA Is Unconstitutionally Structured
• Law360 Names Top Attorneys Under 40
• Vectren Slips Shareholder Suit Over $6B CenterPoint Merger
• Shkreli Claims Ex-Investor's Son Duped Him Into Debt Note
• Bankrupt Oil Co. Creditor Sues In Chancery Over 2016 Sale
• Biopharma Co. Regulus Dodges Stock Suit Over Drug Trials
• Clearinghouse Standards Get Regulators' Selective Backing
• SEC's Fee Program Is 'Power Grab,' Exchanges Tell DC Circ.
• Lone Star Laterals: Skadden, Haynes and Boone, Locke Lord
• Court OKs $10M Deal In Morgan Stanley Adviser Expense Suit
• Tower Research Can't Duck Korean Futures Suit: Investors
• 7th Circ. Topples Precedent In Limiting FTC's Authority
• Taxation With Representation: Debevoise, Wachtell, Gibson
• Longfin Creditors Sue Former Execs Over Illegal Stock Sales
• Hong Kong Exchange Inks Deal With Ping An To Grow Fintech
• Del. Judge OKs $225M Ch. 11 Defective Tablet Deal
• Ex-Broker Gets 5-Plus Years For $3.7M Securities Scheme
• Lowe's Can't Skip Suit Over 401(k) Plan's $1B Investment
• UK Litigation Roundup: Here's What You Missed In London
• Nasdaq Taps Its Top North America Lawyer As Global GC
• Caesars Slammed With Shareholder Suit Over Eldorado Deal
• 2nd Circ. Revives Objector's Fee Fight In $3B Petrobras Deal
• Live Well Financial Boss Denies $140M Bond Scam
• BakerHostetler Snags Justice Dept.'s NY Antitrust Boss
• Class Counsel Takes $3M Haircut As $110M Fiat Deal Gets OK
• 5 Key Takeaways From The SEC's Proxy Guidance
• NY Approves 1st-Ever Regulated Gold-Backed Cryptocurrency
• How The Wayback Machine Can Strengthen Your Case
• Colgate Tries To Narrow ERISA Suit Over Lump-Sum Payouts
• Sullivan & Worcester Nabs Ex-Skadden Atty For Boston Office
• Mutual Funds Should Stay Out Of Shareholder Litigation
• Trader Hits ADM With Ethanol Derivatives Manipulation Suit
• Revolving-Door Roundup: Wilson Sonsini, Davis Polk
• Ex-Wells Fargo, Morgan Stanley Adviser Cops To Bogus Fund
• Chancery Won't Give Investor Control Of Hawk Systems
• AIG Asks 7th Circ. For Another Shot At Emmis Coverage Row
• Options Clearing Co. To Pay $20M To Settle SEC, CFTC Claims
• Ex-Platform Owner Seeks 2nd Try At Stock-Loan Antitrust Suit
• Riot Blockchain Tries Again To Escape Bitcoin Fraud Suit
• Investment Co.'s Assets Frozen In $300M SEC Fraud Suit
• Santander Resolves Decadelong Dispute Over Tax Credits
• Platinum Prosecutor To Head NYU Corporate Crime Program
• Robbins Geller Vying To Lead Diebold Investor Suit
• Volcker Revisions Overhaul Proprietary Trading, Compliance
• Chinese Education Co. Seeks 2nd Toss Of Ghostwriting Suit
• Mail-Order Fecal Analysis Startup Files For Bankruptcy
• Bankrupt Hollander's $102M Sale To PE Firm Approved
• Centra Tech Investors Seek Sanctions In Faked Evidence Feud
• SEC Judges' Due Process An 'Empty Promise,' 5th Circ. Told
• Draft Civil Procedure Jurisdictional Rule Needs A Tweak
• Investors Land Partial Certification In Forex Suit
• ABB Suit Shows Danger Of 'Scorched Earth' Approach
• EU Urges Banks, Insurers To Finalize Hard Brexit Measures
• Many Banks Beat Price-Fix Suit, For Now, But Several Remain
• Chicago Pushes To Pursue Own Claims Over Equifax Breach
• SEC Says Ex-FBI Agent Helped Bilk Investors Out Of $2.1M
• DeVry Investors Reach $27.5M Settlement In Stock Drop Suit
• Perkins Coie Grows NY Office With Ex-BNY Mellon Atty
• Sports Betting Scheme Lured $30M From Investors, SEC Says
• Big Banks Want Out Of Post-Scandal Libor Rigging Suit
• Judges Won't Step Down In SEC Fraud Suit Against Atty
• Renewable Energy Co. Says Latest Derivative Suit Falls Short
• SCANA Dodges Investor Suit Over Failed $9B Nuke Plant
• Ex-Hertz Execs Aim To Ax $270M Suit Over 'Costly' Errors
• Investor Floats $40M Deal With Banks In Libor-Rigging Case
• Hollander Drops Debt Swap In Favor Of $102M Sale
• Crypto Investor Tries To Keep $224M AT&T Hacking Suit Alive
• Mining Investors Victimized By Och-Ziff Bribes, Judge Finds
• Guggenheim Partners Taps Khuzami As Chief Legal Officer
• SEC's Proxy Reform Emphasizes Accountability, Transparency