Securities Archive » June, 2021

Securities - June, 2021

359 articles

• Del. Justices Mull Bid To Kill 'Dual-Natured' Damage Claims
• 4 Fast Facts About SEC's Next Enforcement Boss
• JPMorgan Escapes Revived Suit Over $3.7B Ponzi Scheme
• Pension Fund Sues BioPharma Board Over COVID Vax Fiasco
• NJ Gov. Taps Outgoing AG's Top Assistant To Lead Office
• Del. Justices Pressed To Revive Facebook Stock-Shuffle Suit
• Housekeeping Co. Inks $16.8M Deal For Accounting Fraud Suit
• US Treasury Identifies Top Money Laundering Threats
• Tit-For-Tat Sanctions With China May Put Companies In A Bind
• State Courts' Stark Lack Of Diversity Demands Action
• What If Market Snubs SOFR As New Benchmark Interest Rate?
• Stroock Adds Trio Of Securities Litigation Partners
• Robinhood To Pay Record $70M FINRA Penalty
• All Counts In $2.7B Pivotal-VMware Merger Suit Move Ahead
• SEC Commissioner Says Exec. Comp Should Be Tied To ESG
• Exchanges Didn't Contest SEC Orders In Time, DC Circ. Says
• Attys DQ'd For Using 'Twisted Logic' In Calif. Pot Co. Dispute
• 11th Circ. Revives Crypto Investors' Class Cert. Hopes
• Trevena Investors Ink $8.5M Deal Over Painkiller Claims
• Operator Of Pot Greenhouse Biz Booted From Settlement
• SEC Charges JPMorgan Unit With 'Unregistered' Trading
• Ga. Adviser Lost $2.6M In Investor Funds, SEC Claims
• FINRA's Short Data Reporting Idea May Spell Long-Term Pain
• NJ AG Tapped To Lead SEC's Enforcement Division
• Skeptical DC Judge Nixes Danaher Board Diversity Suit
• Robbins Geller DQ Will Chill Investor Suits, 2nd Circ. Told
• Haynes and Boone Adds Capital Markets Pro In Houston
• Goldman Sachs, Ex-Execs Can't Nix 1MDB Shareholder Suit
• Ex-Wells Fargo Exec Can't Nix SEC's Accounts Scandal Claim
• Robinhood Wants Class Decertified For Unwanted Texts Suit
• Del. Justices Say Chancery Must Reconsider Stock Deal
• GOP Sens. Prod Gensler Over Trump-Era Law Targeting China
• Robinhood Says FINRA Form May Unduly Impact Minorities
• Don't Stay Crypto Fraud Case, SEC Tells Pa. Judge
• FedEx Investor Suit Over $35M Smuggling Fine Is Axed In Del.
• 2nd Ex-Deutsche Trader Gets 1 Yr For Metals Market Spoofing
• Skadden Guides SL Green On $3B Manhattan CMBS Deal
• Sens. Push Bill To Tighten SEC's Insider Trading Rules
• Fla. Judge Certifies Class In $100M EB-5 Fraud Suit
• Jury Quick To Find Trader Guilty In Illumina Insider Case
• Giuliani Suspension Highlights Ethical Pitfalls For All Lawyers
• Managing Risk After SEC's Cyber Enforcement Action
• FCA Bans Crypto Exchange Binance From UK Market
• Judge Rips 'Misleading' Fee Bid In Echo Of State St. Case
• Boeing Board Accused Of Safety Neglect In Chancery 737 Suit
• NY Feds Say Trader Sought 'Illegal Edge,' Driven By Greed
• Companies Scramble To Meet SEC's SolarWinds Info Deadline
• EB-5 Investors Fight Fee Request After Civil Theft Claim Nixed
• 5 Questions After High Court's Ruling In FHFA Challenge
• Split 9th Circ. Resets VW Bondholder Emissions Fraud Row
• Shareholder Sues To Block Greenlane-KushCo Merger
• Israeli Trader Pleads Guilty In Insider Trading Ring
• Eastern National Hit With Record Request Suit By Investors
• Credit Agency Accused Of Deceiving Investors In $73M Fund
• 5 Things To Watch In The SPAC Market After Last Year's Boom
• Cos. Need ESG Strategies That Address Climate Change
• Merrill Lynch, FINRA Strike $11.6M Deal For Oversight Issues
• Broadway Ticket Scammer's 2nd Act Adds Year To Sentence
• The Biggest Insurance Rulings From The 1st Half Of 2021
• Rapper, Execs Face $12M Judgment In Pot Crypto ICO Row
• 8th Circ. Affirms Boot Of TD Ameritrade Tax Loss Tool Row
• Endo Wants Out Of Investors' Stock Inflation Suit
• Robbins Geller Taps Boies To Appeal DQ For 'Fraud' On Court
• Justices' FHFA Ruling Is Small Step In A Dangerous Direction
• Insider Trading Suspect Spars With Gov't At Illumina Trial​​​​​​​
• CBS Says Goldman Ruling Helps Its #MeToo Suit Cert. Fight
• Steptoe Adds Ex-SEC Official Amid Partner Hiring Spree
• Pa. Court Says Minority Owner Had 'Control' In Dairy's Fraud
• Nutter Expands Corporate Team With 5-Person Hire
• Greenberg Traurig Adds Trials Co-Chief From Mayer Brown
• 4th Circ. Undoes $22M Defamation Verdict Against Biotech Co.
• Balch & Bingham Adds 2 Litigators In Jacksonville
• Central Bank-Backed Crypto Requires Regulatory Framework
• John McAfee Found Dead After Extradition To US Approved
• Exxon Must Face Mass. AG's Climate Change Suit
• Bill Gives CFTC Tipster Program New Life, Albeit Temporary
• Solar Panel Co. Loses Bid For Coverage Of Shareholder Suit
• Ex-Goldman Banker Settles SEC's Ghana Bribery Case
• Chicago's $1.16B Parking Deal Faces Antitrust Lawsuit
• Biopharma Wins $1 In Del. IP Suit Over Ex-CEO's Wrongdoing
• Judge Trims Investors' Claims In Revamped Grenfell Fire Suit
• SEC Slams Investment Firm With $106M Fraud Suit
• No Class Cert. In $400M Bitcoin Fraud Case, Judge Rules
• Ga. Judge Rejects Health Insurer's Faith-Based Dismissal Bid
• SEC Fines Guggenheim Unit Over Anti-Whistleblower Policy
• Clearing House Drops $16.6M Fight With Securities Trader
• Alon USA, Delek Reach $45M Deal On Class Merger Challenge
• Holland & Knight Adds Compensation Atty To Philly Office
• Computer Vision Biz Hit With Del. Suit Over Stock Ownership
• Lordstown Shows How Projections Can Invite SPAC Litigation
• High Court Says FHFA Director Must Be Removable
• In Arthrex, Justices Deal New Blow To Agency Independence
• Compliance Faced Rocky Start To 2021 As COVID Rolled On
• Goldman Ruling Unlikely To Move Needle On Class Actions
• Ex-CFO Of Crypto Co. Hit With Contempt, Doc Handover Order
• CannTrust Brass Broke Securities Laws, Officials Say
• Ex-MiMedx CFO Claims Ignorance In Securities Fraud Suit
• SEC Commish Still On The Fence About ESG Disclosure Plans
• Will SPAC Restatement Wave Trigger Shareholder Litigation?
• Navigating Inadvertent Attorney-Client Privilege Waivers
• Plan Trustee Must Face DOL Stock Buyback Suit
• Platinum's Huberfeld Gets Short Prison Term In Bribery Case
• BGC, Cantor Say Class Suit Over $875M Deal Deserves Toss
• How SPACs Should Respond To Increasing Scrutiny
• Canadian Regulators Report Securities Fraud Spike In 2020
• Orrick Gains Trio Of Structured Finance Partners In DC
• Tilton-Zohar Fight Over Stila Cosmetics Returned To Chancery
• Ex-BigLaw Atty Says SEC Fails To Prove Securities Fraud
• 10th Circ. Axes Ex-Sprint Investor's Legal Malpractice Suit
• Office Design Co. Investor Sues To Block $1.8B Merger
• 11th Circ. Drops T.I. Lyrics, Sides With Rapper In Crypto Ruling
• SEC Probing Firms Over SolarWinds Breach Disclosures
• 9th Circ. Revives Suit Over Calif.'s 'Woman Quota' For Boards
• Ex-Deutsche Trader Gets 1 Year For Spoofing Metals Market
• Goldman Ruling Is A Boon For Class Action Defendants
• Health Cos. Must Prepare For Growing Ransomware Threat
• Entwistle, Wolf Haldenstein Vie To Rep Emergent Investors
• DOJ Shuffles Fraud Section Leaders As Top Deputy Departs
• Ex-Chimera CEO Gets 6 Years In Prison In $50M Stock Scam
• Proofpoint Investors Sue Over $12.3B Merger Proposal
• ECU Threatened To Open Pandora's Box On HSBC FX Trades
• Attorneys Beware: Zoom Depositions Are Likely Inadmissible
• Justices Vacate Goldman Class Cert., Say 'Generality' Matters
• Labaton Sucharow To Rep Lordstown Investors In Fraud Suit
• SEC's Eye On Exec Trading Plans Should Keep Issuers Wary
• $110M Deal Reached In Suit Over $8.7B GCI Liberty Merger
• BNY Mellon Fights Ruling Keeping Self-Dealing Suit Afloat
• SEC Gears Up For Another Look At Private Offering Rules
• How Attorneys Can Reach Claimants In Today's Comms Era
• Honduras Gets Investors' Expropriation Suit Tossed For Now
• Justices Should Acknowledge ESG's Importance To Investors
• Attys Seek $6.9M For 'Trailblazing' Work On Fresh Market Suit
• White Collar Defense Do's And Don'ts For Meeting With DOJ
• Faegre Drinker Hires Benefits Partner From McDermott
• Real Estate Rumors: Wells, Value Store It, Empire Capital
• O'Melveny Fintech Head Moves To Paul Hastings
• State Street Dishes Docs In Euro Gov't Bond-Rigging Suit Deal
• Former CFTC General Counsel Joins Reed Smith
• SEC Says Adviser Illicitly Routed Trade Winnings To Relatives
• What Crypto Holders Can Learn From Early-2000s Tax Scandal
• Bank Spoofing Win 'Wrong Several Times Over,' 2nd Circ. Told
• How Global Markets Are Preparing For Potential SPAC Growth
• Sheppard Mullin Hires Gov't Investigations Pro From Dechert
• Cos. Can Expect Tougher Climate Risk Disclosure Mandates
• Joint NY, Fla. Receivership Proposed In $150M PE Fund Case
• Latham, Lewis Brisbois Bolster Cybersecurity Benches
• NJ Fed. Court Should Ditch Litigation Funding Disclosure Plan
• FX Boss Denies Suspecting HSBC Traders Of Front-Running
• FCA Warns On Cryptocurrency Risks As Ownership Rises
• Gilead Ruling Guts Investors' Rights, Calif. Appeals Court Told
• House Passes Bill Backing SEC's ESG Disclosure Plans
• 5 Ways Companies Can Prep For Biden's Anti-Corruption Push
• Judge Guts Ex-Rice Energy Exec's Wrongful Firing Suit
• Investors Push To Keep BitMEX Manipulation Claims Alive
• Allstate Gets Defeat Of Traders' Ill. Defamation Suit Affirmed
• Pomerantz To Rep Investors in Pa. Oil Well Suit
• 9th Circ. Revives Part Of Alphabet Inc. Securities Suit
• How To Assess Price Volatility Changes In SPAC Class Actions
• Robbins Geller Nabs $21M For Work On $84M MetLife Deal
• Winston & Strawn Grabs Partner From Troutman Pepper
• Robbins Geller Wants To Fight FIFA Suit DQ At 2nd Circ.
• Trader Pushes Back Against Witness In Illumina Insider Trial
• Law Firm Talent Must Reflect Shifting US Demographics
• CFIUS Bills Offer Insight On Top Foreign Investment Concerns
• Chancery OKs $600K Mootness Fee In Stock Conversion Suit
• Ex-City National VP Says He Was Fired For Tax Whistleblowing
• K&L Gates Adds Blockchain Pros To Miami, LA Offices
• Cannabis SPACs Are Piquing Investor Interest
• 3rd Circ. Says Tolling Rule Saves Valeant Investors' Claims
• 6 Members Of $1.7M Tech Insider Trading Ring Get Pinned
• Ex-Goldman Exec's Virus-Delayed 1MDB Trial Set For January
• Kodak CEO Ordered To Testify In NY's Insider Trading Probe
• Engine Co.'s Ex-CEO Says He Was Outside Iffy Revenue Deals
• Elizabeth Holmes Can't Probe Jurors On Media Consumption
• Zimmer Biomet Says Fatal Flaws Doom $3B Del. Cashout Suit
• Fla. Fraudster To Face Criminal Charges First, Judge Rules
• Attys Win $11M Of $38M Deutsche Bank Silver Price-Fix Deal
• Simpson Thacher Adds Ex-Prosecutor To NY Litigation Team
• Ex-Pot Industry Atty Can't Escape Securities Fraud Conviction
• SEC Fines Firm For Alleged Cyber Disclosure Failures
• DC Circ. Nixes Challenge To SEC's Data Plan Overhaul Order
• Investors Want SEC's 'Flawed' Shareholder Rules Scrapped
• Ex-Deutsche Traders Aim To Avoid Prison Time For Spoofing
• Texas Appeals Court Pauses Reassignment Of Paxton Case
• Judge Refuses To Seal Atty's Settled Spat With Ex-Fund GC
• Chancery OKs Trimmed $3.45M Fee In Nutraceutical Sale Suit
• Trader Tells Jury He Got No Illegal Info From Scared CPA
• HSBC Urges Judge To Dismiss 'Stale' FX Rigging Claim
• 5 Steps For A Successful SEC Whistleblower Tip — And Award
• Risk Management Lessons From Recent Finance Co. Failures
• SEC Republicans Slam Plans To Tweak Trump-Era Rules
• $1.8B Biotech Sale Targeted In 3 Delaware Class Suits
• Chinese Lender, Investors Reach $9M Deal Over IPO Claims
• Cash Co. Receiver Seeks To Stall Eckert Malpractice Suit
• Marriott Beats Shareholder's Data Breach Suit
• Finance Whiz Gets Prison For Role In Bogus $50M Transaction
• Dallas Securities Firm Sends Negligence Suit To Arbitration
• Apollo Invests Up To $500M With Victory Park Capital
• AGs Want SEC To Require Climate Change Risk Disclosures
• Law School Dean To Lead SEC's Corporation Finance Division
• Judge Trims, Doesn't End, $10M Ponzi Scheme Suit
• Block.one Inks Deal To End Securities Suit For $27.5M
• GreenSky's $27.5M Investor Suit Settlement Gets Initial OK
• Lifting Of National Security Label Ends Chinese Co.'s Suit
• Proskauer Adds Ex-SEC Branch Chief To Funds Group In DC
• NY Stock Purchase Ruling Shows Value Of Proper Disclosures
• Justices Won't Review Doc's Conviction For Drug Trial Trades
• Chancery Preps For Trial On Musk's $2.6B SolarCity Bailout
• 'Rotten' HSBC Traders Rigged Market, Forex Firm Argues
• Judges Should Foster Diversity In MDL Leader Appointments
• Toomey Says Feds Must Harness, Not Overregulate Crypto
• SEC Maps Out Gensler's Regulatory Ambitions Over Next Year
• SEC Says Biotech Co. Tricked Investors Out Of Millions
• SIFMA Offers Measured Approach To SEC Climate Disclosures
• Robbins Geller To Rep Investors In Nutanix Sales Slump Suit
• Extended Stay Stockholders Sue In Del. To Probe $6B Sale
• Ackman's SPAC Strategy Pushes Deal Structure's Boundaries
• Tivity Health Investors Seek Approval Of $7.5M Settlement
• SDNY, 2nd Circ. Set To Loosen Virus Safety Restrictions Soon
• Pot-Focused SPAC Greenrose To Delist From Nasdaq
• SEC Bulletin Warns Bitcoin Futures Are 'Highly Speculative'
• A Biz Strategy Model To Improve Lateral Atty Hiring Diversity
• El Salvador's Use Of Bitcoin Complicates US Commercial Law
• Developer Fights Class Cert. In $100M EB-5 Fraud Suit
• UK Litigation Roundup: Here's What You Missed In London
• McDonald's Accused Of Owing $800K In Shares, Dividends
• Fall Bench Trial Set For Lehman Bros' CDS Insurer Fight
• MoneyGram Fraud Case Dismissed Post-Compliance Revamp
• 2 Israeli Traders Charged In Global Insider Trading Ring
• Former Houston Controller Joins Jones Walker
• Biden Could Fuel More ESG, Anti-Bribery Integration: Report
• Investor Claims Electric Car SPAC Hype Was Fraud
• FINRA Fines Firm $1.4M On Alleged BestEx Failures
• Del. Justices Reverse Texas Atty's $15K Nastygram Fine
• Chinese Vape Co.'s IPO Hid Regulatory Risk, Says Class Suit
• Hertz Gets OK For Ch. 11 Plan Providing $1B To Stockholders
• Deals Rumor Mill: Robinhood, Flipkart, Sportradar
• Rising Star: Simpson Thacher's Stephen Blake
• Why Legacy Insurance May Not Protect Adopters Of Bitcoin
• 2nd Circ. Weighs Insider Trading Raps Post-Bridgegate
• JPML Won't Centralize Accellion Data Hack Cases
• MoneyLion Asked To Provide More Info In CFPB, Minn. Probes
• REIT Investor Sues After Bad Financial News Tanked Stock
• House Republican Probes Ouster Of Trump-Era PCAOB Boss
• Lexicon Investors Urge 5th Circ. To Revive Diabetes Drug Suit
• Uber, Academics Back SEC's Push For Climate Disclosures
• Crypto Exchange Taps Ex-Prosecutor For Top Compliance Job
• Elizabeth Holmes' Privilege Loss 'A Cautionary Tale,' Attys Say
• Cannabis Co. Hexo Beats Another Shareholder Class Action
• Eckert Looks To Stay Investment Adviser's Malpractice Suit
• Prosecutors In Texas AG Fraud Case Blast Transfer Decision
• Investors Fall Short On Claims Wind Co. Buyer Had 'Side Deal'
• SEC Launches Review Of Equity Market Rules
• ChemoCentryx Hit With Investor Suit Over Drug Trial Claims
• Health Care Sales Pro Gets 4½ Years For $10M Investor Scam
• NYC Bar Proposal Could Quell Persistent 'Fear' CCOs Face
• Nixon Peabody Adds Top DOJ Enforcer To White Collar Group
• Attys For Qudian Investors Net Nearly $3M Fee
• Rising Star: Morgan Lewis' Laura McNally
• Smaller Firms Need Employee Wellness Programs, Too
• US Financial Crime Compliance Costs Surged In 2020: Survey
• Ex-Atty Ducks Prison For Football-Related Stock Scheme
• Highland Capital's Ch. 11 Contempt Motion To Be Granted
• Defendants In SEC's Landmark Liu Case Must Repay $21M
• How The Manhattan DA Hopefuls Stack Up On Financial Crime
• Del. Facebook Stockholder Suits Edge Toward Consolidation
• Ontario Regulator Targets KuCoin In Crypto Crackdown
• Ch. 7 Trustee Tries To Bar OneJet Founders' $10M Claim
• Viridescent Raises More Than $125M For Cannabis Loans
• Texas Businessmen Can't End $13M Investor Fraud Suit
• BNY Mellon Can't Dodge Wealth Management Conflicts Suit
• Ex-NYSE Broker Near Plea Deal In Alleged $35M Crypto Scam
• 2 Firms Seek $3.75M For $17.5M Nutraceutical Suit Deal
• Albertsons Must Face Suit Over Unpaid $125M Merger Earnout
• Rising Star: Lieff Cabraser's Katherine Lubin Benson
• JPML Won't Combine NY, Calif. Allianz Actions
• SEC Chair Aims To Seal 'Cracks' In Exec Insider Trading Rules
• T-Mobile Investors Challenge $26B Sprint Merger In Del.
• Weil Overdid Merger Docs' Redactions, Rite Aid Investors Say
• CytoDyn Brass Hyped COVID Drug, Dumped Shares, Suit Says
• 3rd Circ. Won't Revisit Wilmington Fraud Conviction Reversal
• Schumer Suggests Voting Rights Attys For 2nd Circ., SDNY
• Clinical Trials Manager Settles SEC Insider Trading Suit
• Doormaker Settles Investors' Stock-Drop Claims For $40M
• FisherBroyles Snags NY Tax Partner From Kelley Drye
• Judge OKs $3.2M Deal For College Application Co. Investors
• Bilzin Sumberg Adds Corporate Securities Trio In Miami
• Biotech Insider Gets 6 Mos. For Trading On Deal Talks
• Rising Star: Latham & Watkins' Gavin Masuda
• Feds Attack Ex-Theranos CEO's 45-Page Juror Questionnaire
• B. Braun Medical Must Face ERISA Suit Over 401(k) Plan
• Mitchell Silberberg & Knupp Ink $32M Deal For Jay Peak Role
• US Prosecutors Still Can't Seize Alleged 1MDB Funds
• SEC Removes PCAOB's Trump-Era Boss
• Rosenberg & Estis Seals $1.5B NYC Loan Amid Pandemic
• Wine Co. Investor Says Majority Owner 'Misleading' Court
• Judge Backs Contempt If Unregistered Agent Doesn't Pay SEC
• SEC Signals New Direction On Proxy Advice Regulations
• OCC Counsel Alum Joins Murphy & McGonigle
• Insurer Wants Out Of Blue Bell Investor Listeria Suit
• Crypto Platform Faces Shutdown After Investor Complaints
• Judge Pauses Cred Inc. Borrower's Third-Party Ch. 11 Claims
• Feds Warn Of Biotech Exec's Next Stock Scam Without Prison
• Judge Gibney To Open Up 3rd Seat In Va.'s Eastern District
• Atty Fees Trimmed By $100K In Bluebird Bio Pay Suit
• Stop Networking, Start Relationship Marketing
• Rising Star: Labaton Sucharow's Francis P. McConville
• Hearing Loss Biotech Sued By Investor Over 78% Stock Drop
• Competition Watchdog Probes IHS Markit, CME Joint Venture
• FCPA's High Costs May Cause Tightening In D&O Market
• Vedder Price Bulks Up New Dallas Office With Litigation Pro
• Biden's Anti-Corruption Vow Could Supercharge Enforcement
• 1 Firm Eked Ahead Of Peers Amid Bumpy May IPO Market
• Biden Unveils Plan To Crack Down On Corruption, Tax Havens
• Biden Picks Davis Polk Partner To Be Treasury Dept. GC
• Ex-Theranos CEO Can't Have Atty Privilege Via Boies Schiller
• SEC's Roisman Offers Ways To Cut ESG Disclosure Costs
• Biden Expands Investment Ban On Chinese Military Cos.
• Dolan's MSG Merger An End-Run Around Investors, Suit Says
• 3rd Circ. Won't Revive Charity's Suit Over BNY Mellon Fees
• SEC Waives Tipster Filing Deadline To Award $23M In Payouts
• Timber Scam Receiver Seeks $3M Following Butler Snow Deal
• Ill. Trader Admits He Used Investors' $750K For Himself
• Rising Star: Jones Day's Ashley F. Heintz
• What Attorneys Should Know About Fee Deferral
• Investors Sue Amazon For Docs On Market Clout, Tax Parries
• Dutch Class Action Against Petrobras Moves Forward
• Emergent Faces Investor Suit Over Destroyed COVID Vaccines
• OCC's Hsu Says Crypto Charters 'On The Table' In Review
• NYC Bar Floats Framework For SEC Penalties Against CCOs
• Adviser Takes Plea Deal In $3M Scheme, Faces SEC Action
• Late Real Estate Investment Manager Stole $10.3M, SEC Says
• Del. Judge Sets Jail-Risk Deadline For Crypto Firm Ex-CFO
• Predictions On Pandemic's Lasting Impact On Legal Education
• Bursor & Fisher Eyes Lead In Ripple Investors' XRP Row
• Misleading Disclosures Spoil Grubhub Merger, Investor Claims
• 5 Steps Oil And Gas Cos. Can Take To Manage Cyber Risk
• 3 Approaches For Measuring Short Squeeze Trading Damages
• Rising Star: Bernstein Litowitz's Abe Alexander
• John Hancock Inks $14M Deal In 401(k) Self-Dealing Suit
• Senate OKs More Funding For CFTC Whistleblower Program
• Judge Rips Apple, Investors Over 'Ridiculous' Discovery Row
• Del. Chancery Keeps Alive Suit Over Tilray's PE Insider Deals
• Hemp Co., Execs To Pay $10M SEC Penalty Over Stock Sales
• Court Scolds Robbins Geller For 'Simply False' Venue Claim
• NY AG Demands Kodak Execs Testify In Insider Trading Probe
• BCLP Picks Up NY Prosecutor With Crypto, FCPA Chops
• Former Apollo CEO Accused Of Rape, Defamation In NY Suit
• Top Goldman Sachs Sanctions Lawyer Joins Steptoe
• Virgin Galactic Faces Investor Suit Over SPAC Disclosures
• 'Wolf Of Wall Street' Fraudster Sued For Securities Sales
• 4 Firms Steer Harborside's $43M Deal For Pot Co. Sublime
• SEC Won't Recommend Enforcement Of New Proxy Rules
• Fintech Execs To Pay $460K Over Securities Fraud Scheme
• Judge Won't Revive State Securities Claims Against Bibox
• Lawyer Perfectionism Is A Disease We Can Control
• Investor Drops Fraud Claims Against Austin Real Estate Mogul
• Gas Drilling Service Co. Opens Ch. 11 With $10M Transfer Suit
• SEC Loses Bid For Ripple's Legal Advice On Token Status