Securities Archive » November, 2022

Securities - November, 2022

386 articles

• Mistrial Bid In Cheese Co. Trial Falls Flat
• DOJ Official Says More FCPA Cases At Hand, Defends Record
• Biden's Top FDIC Pick Draws GOP Ire Over Board Power Play
• Riding Circuit: December's Notable Appellate Arguments
• CFTC Urges 2nd Circ. Redo Of Yen Libor-Rigging Suit
• Green Group Asks SEC To Assess P&G's Eco-Friendly Claims
• FTX Founder Ignores Legal Advice For Spotlight At NYT Event
• Apache Corp. Can't Dodge Investor Suit Over Dud Drilling Plan
• Binance Buys Japanese Crypto Exchange Service Provider
• SEC Extends Enforcement Deadline For Beefed-Up OTC Rules
• Takeaways From DOL's Final ESG Rule For ERISA Fiduciaries
• SEC Enforcement Numbers Show Shift To High-Impact Cases
• Brown Tells Treasury FTX Fall Shows Need For Crypto Laws
• Platinum Founder Allowed 'Dead Wrong' Valuations, Jury Told
• $100M Crypto Scammer Sentenced To 51 Months In Jail
• Chancery OKs $17.4M AMC Class Suit Settlement, Trims Fee
• PBF Logistics Investor Sues For Books In PBF Energy Roll-Up
• Regulatory Snags Doom State Street's $3.5B Investor Biz Deal
• PR Exec's Theft Merits 'Substantial' Prison Time, Feds Say
• 4th Circ. Rejects FTC Bid To Rethink Sanctuary Belize Case
• Ex-Ga. Atty Gets 2 Years Prison In $40M Fraud Case
• Trader Bids To Overturn US Extradition For Insider Trading
• FTX Founder Facing Investigation By Texas Securities Board
• Celsius Ex-Partner Rebuffs 'Stolen' Crypto Claims
• Former Del. Justices Back The Gap In 9th Circ. Investor Case
• Opendoor Faces Investor Suit Over 'IBuying' Real Estate Tech
• Ex-L3Harris Workers Seek Class Status In 401(k) Fee Suit
• Ex-Movie Producer Wraps SEC Deal Over BlackRock Theft
• Senate Dem Grills Crypto Exchanges In Customer Safety Push
• Judge OKs 'Risky' $92M Pipeline Health Hospital Sale
• DSW Insider Trader Won't Testify Against JPay Founder
• Bill For Tougher AML Rules On Attys Faces Senate Opposition
• 13 AGs Urge FERC To Rethink Vanguard's Utility Investments
• BlockFi Blames FTX Failure, Loan Defaults For Its Ch. 11
• 7th Circ. Eyes Revival In Northwestern ERISA Battle
• Outdoor Gear Investor Wants Short-Swing Profit Suit Nixed
• Chancery Rules Stream TV Can't Deflect Creditor's Claims
• How, And Why, To Become An Impact Investment Lawyer
• Virtu Sues SEC Over 'Stonewalling' On Market Reform Agenda
• Group Says SEC Is Hiding In-House Court Breach Docs
• Ex-Bolivia Official's Plea Shows DOJ's Shifting FCPA Posture
• Del. Supreme Court Justice Vaughn To Retire In May
• Wife Of Bitcoin 'Inventor' Wants Discovery On DQ Motion
• Disbarred Fla. Atty Avoids Prison For $5M Crypto Scam
• High Times Buyer Drops Suit Alleging It Was Misled On Sale
• Eversheds Sutherland Adds Atty To DC Capital Markets Team
• SEC Drops Fund Trustees From $58M Ponzi Scheme Suit
• Hyzon Motors SPAC Board Sued Over 'Outlandish' Deal Hype
• Fla. Fund Manager Sued Over Tout Inc. Collapse
• Aon Founder's Investment Firm Can't Pursue Stock Fraud Suit
• Cheese Billionaire Shafted Nieces Out Of 'Spite,' They Say
• Peloton Execs Made Bank Ahead Of Recall, Suit Alleges
• Credit Suisse Fights Investors' 'Hodgepodge' Forex Retrial Bid
• Sanctuary Belize Defaulters Slam FTC's 4th Circ. Redo Bid
• Crypto Co. Kraken Fined $360K For Iran Sanctions Lapses
• The Dangers Of The SEC's 'Hotel California' Docket
• Iconix Founder Guilty In Wall Street Fraud Retrial
• SEC Pays Whistleblower $20M For Help In 'Complex' Case
• 8th Circ. Vacates ERISA Arb. Awards After High Court Ruling
• Catching Up With Delaware's Chancery Court
• Investor Says Attys Should Get $2.8M For Pay Suit Deal In Del.
• BlockFi Succumbs To FTX Exposure, Files For Ch. 11
• CanaFarma Founders' $14M Fraud Trial Pushed To Next Fall
• Law Schools Are Right To Steer Clear Of US News Rankings
• Morgan Lewis Adds Citibank, Davis Polk Attys As Partners
• Feds Seek 4 Years For EB-5 Con Blamed For 'Enormous' Harm
• How Firms Are Getting The Most Out Of Their Pro Bono Work
• The 2022 Law360 Pulse Social Impact Leaders
• Investor Sues Lakeland Over 'Super-Community Bank' Plan
• Holmes Should Serve 11-Year Sentence In Texas, Judge Says
• EB-5 Investors, Developers Spar Over $28M Settlement Payout
• Pipeline Health Seeks OK For $92M Chicago Hospital Sale
• NY Gov. Signs 2-Year Crypto Mining Moratorium
• FTX Pledges Better Books, Celsius Faulted For Asset Mingling
• The Rise And Fall Of FTX: Timeline Of The Collapse
• New FERC Affiliate Considerations For Public Utility Investors
• 4 Takeaways From DOL's Socially Conscious Investing Rule
• Chancery Asked To Get MSG To Hand Over Withheld Texts
• Underwriters Must Beware Small-Cap IPO Fraud
• TPLC Sues To Uphold Deal With Investors After Proxy Fight
• Feds Falsely Brand Tornado Cash A Security Risk, Suit Says
• Investors' Fannie, Freddie 'Net Worth Sweep' Suit Gets Tossed
• CBS Investors Rip Report Over Redstone-Cleary Email
• Corp. Travel Co. Officers Sued In Del. Over Stock Options
• 4 Firms Vie To Lead Suit Against Barclays Over $17.6B Error
• Litigation Funders Seek Transparency In Disclosure Debate
• Miami-Dade Asks Bankruptcy Court To Allow End To FTX Deal
• Goldman Sachs Hit With $4M SEC Fine Over ESG Policies
• Coinbase Wants Hacker Theft Class Action Sent To Arbitration
• TC Energy Balks At $3B Damages Bid In Pipeline Merger Suit
• Crypto Law Firm Sues SEC Over 'Confusing' Enforcement
• FTX Pledges Management Turnaround In First Ch. 11 Hearing
• 4 Key ESG Principles For Independent Board Members
• XL Fleet Still Stuck In Muddy Waters In Del. SPAC Suit
• Cohen Milstein Gets $4.8M Fee In Performance Sports Case
• Trump-Linked SPAC Gets Approval To Extend Merger Deadline
• Court OKs $53.2M In Atty Fees In Capital One Data Breach Suit
• 4th Circ. Stamps Out Investor Bid To Revive Online Ed. Suit
• Metaverse Game Investing Is High Risk With Little Regulation
• Crypto CEO Wants SEC Pump-And-Dump Suit Trimmed Again
• Justices Won't Block Release Of Trump Tax Returns To House
• 5 Principles For Better Professional Development Programs
• DOL Eases Rule On Socially Conscious Retirement Investing
• Holmes Faces Uphill Battle Fighting 11-Year Prison Term
• FTX's Former CEO And Celebs Hit With More Investor Claims
• Senate Dems Call Out SoFi Over Its Retail Crypto Business
• Infinity Q Founder Pleads Out In $1B Valuation Fraud Case
• Closer Look Urged For $500M Rocket Mortgage Stock Sale
• Gibson Dunn Faces $2M Sanctions Bid In Facebook MDL
• Feds Seek Over 4 Years For Trader In $100M Crypto Scheme
• Colo. Justices Say Pension Can Sue Oil Co. In Securities Suit
• BMO Harris Bank Seeks Delay Of $563M Ponzi Scheme Verdict
• 2nd Circ. Won't Revive Suit Over $133M ESOP Deal
• FTX Creditors List Shows Top 10 Are Customers Owed $1.4B
• Promoter To Pay SEC Over Alleged $295M Crypto Ponzi Scheme
• What To Pay Attention To In FTX Fraud Probe
• RBS Whistleblower's Award Fight Denied High Court Review
• Bitcoin Miners Allege 'Skimming' In Chancery Suit
• Glancy Prongay To Lead Lottery.com Investors' Lawsuit
• Iconix Founder Blasts Feds' Fraud Case As Retrial Closes
• CFTC Election Betting Suit Referred To Magistrate Judge
• Class Attys Seek $26M For CVR Buyback Suit Deal In Del.
• Ch. 11 Examiner Says Celsius Didn't Track Customer Funds
• My Favorite Law Prof: How I Learned To Practice With Passion
• Chancery Denies DQ Motion For Stroock In Hotel Control Suit
• Catching Up With Delaware's Chancery Court
• Zohar Agents Dodge $10M Breach Of Contract Suit
• Would Rules Have Cured FTX's 'Internal Controls Wasteland'?
• Ex-Deutsche Bank Trader Says He Was Libor Probe 'Fall Guy'
• Sports Investing Platform Backs SEC In Ripple Dispute
• Calif. Atty Can't Shake SEC Suit Over Fake Peach-Picking Co.
• Tesla Cheers Musk's $56B Pay Deal As 'Home Run' For Co.
• SEC Looks To Block Crypto Org.'s Token Sales
• Last Call For 2022 As IPO Prospects Line Up To Go Public
• Coinbase Clients Rip 'Patently Unfair' Arbitration Agreement
• FTX Bankruptcy To Start With International Clash For Control
• FTX Chaos, Texas Utility Reorg OK'd, Student Debt Relieved
• Elizabeth Holmes Gets Over 11 Years For Theranos Fraud
• DOJ, SEC Focus Should Prompt Clawback Policies Review
• Firms Set To Seek $6.75M Fee For MultiPlan SPAC Suit Deal
• Exculpation Clause Ruling May Dissuade Some Ch. 11 Filings
• House Subcommittee Demands Accounting From FTX
• M&A Attorney Rejoins V&E After 5 Years
• Holmes Likely To Get Prison With Pause For Appeal, Attys Say
• FTX's 'Worse Than Enron' Books Recall Energy Firm's Demise
• FINRA, Stock Exchanges Fear Rising Fraud In Small IPOs
• NY Regulator Plugs Tougher Crypto Approach Amid FTX Bust
• A CFTC Commish Critiques $1.2M Insider Trading Settlement
• $56B Failed To Tie Musk To Tesla, Experts Say At Del. Trial
• SEC Official Says Attys Must 'Be Clear' With Crypto Clients
• Athletes Likely Off The Hook In FTX Mess, But No Guarantee
• Humbl Wants To Probe If Roche Freedman Paid Twitter Troll
• Five Firms Brought Home 'Historic' $1B Dell Deal In Chancery
• FINRA Targets Brokers Hawking Crypto
• Twitter's $810M Investor Deal Near Final OK, With $182M Fees
• WSFS Unit Accused Of Funneling Trust Funds To Indicted Atty
• Terraform Can't Move RICO Suit Over Stablecoin To Calif.
• Ex-Rep Can't Shield Emails To Self In Trading Case, Feds Say
• SEC's $26M Real Estate Fraud Suit Stayed
• Ex-Goldman Banker To Face June Insider Trading Trial
• Insider-Trading Stock Whiz Who Dodged Taxes Avoids Prison
• Battle Continues Over Bid To DQ Stroock In Hotel Entities' Suit
• New FTX CEO Stunned By 'Complete Failure' Of Controls
• SEC Shouldn't Win 'Most Overbroad' Ripple Suit, Court Told
• Motley Fool Hacker Settles SEC Claims Following Plea Deal
• Pipeline Health Ch. 11 Plan Gets OK For Creditor Vote
• Investor To Pay $4.4M Costs Award After Failed Venture
• Convicted SEC Whistleblower Can't Get Award, 2nd Circ. Says
• Esports Giant TSM Suspends $210M Partnership With FTX
• Snap Stockholders Sue To Nullify Officer Liability Shield
• Elizabeth Holmes Slams Feds' Bid For 15 Years Behind Bars
• Fed's Barr 'Deeply Encouraged' By House Stablecoin Bill Work
• Investment Adviser Compliance Tips For 3rd-Party Marketing
• Finance Pro Hired By BitMEX Brass Avoids Jail In AML Case
• Investors Flag Developers' Partial Payment In EB-5 Fraud Suit
• Wash. Court Again Extends Block On $4B Albertsons Payout
• Perry Guha Fights 'Shameful' Bid To DQ It In Leon Black Case
• House Committee Pledges To Press FTX CEO About Collapse
• Musk Testifies That He Wants Someone Else To Run Twitter
• FTX Leader, Sports Stars Hit With Investor Suit Over Collapse
• Binance Tells MPs It's Not To Blame For FTX Collapse
• Questions To Ask Before Making A Lateral Move As Partner
• FTX's Bahamas Liquidators Challenge Validity Of US Ch. 11
• Dell Settles Suit Over Stock Swap Deal For $1B In Chancery
• FTX GC Steers Sinking Crypto Ship Through Legal Tsunami
• Celsius Says It Fears $35M Crypto Theft From Ex-Biz Partner
• Harman Investors' Attys Score $8.7M Fees In Buyout Suit
• GOP Senator Chides Bank Regulators' Crypto 'Ambivalence'
• 2 Cos. Ordered To Pay $66M Over 'Massive' Ponzi Scheme
• Parent Of Slain Inmate Wants Private Prison Docs Unsealed
• Top SEC Enforcer Urges Speedy Crypto Investigations
• NY Fed, Banks Will Test Digital Dollar In Pilot Project
• Bitcoin Miner Faces Investor Suit Over SPAC Disclosures
• Exxon Invokes Yogi Berra In Bid To Ax 'Deja Vu' Investor Suit
• Musk's Tweets Become Focus In Delaware Pay Package Trial
• Coca-Cola Beats Enviros' 'Greenwashing' False Ad Suit In DC
• Chancery Issues Final Chirp In Musk's $44B Twitter Deal Battle
• Blue Bell Tells 5th Circ. Shareholder Suit Triggers Coverage
• Akin Gump Adds Former Treasury Policy Leader In DC
• FTX, Leaders To Engage With Regulators After Ch. 11 Filing
• Takeda To Pay $22M To End Challenge To 401(k) Lineup
• 2 Stroock Financial Litigators Jump To DLA Piper In LA
• Credit Suisse To Sell Securitized Products Group To PE Biz
• CFTC Dropped Ball On FTX Regulation, Watchdog Group Says
• S&P To Pay SEC $2.5M For Alleged Violation Of Conflict Rules
• FTX Faces Growing Regulatory, Criminal Scrutiny Amid Fallout
• Justices Won't Hear Crypto Ponzi Scheme Class Action
• Credit Suisse Should Face Retrial In Forex Case, Investors Say
• Tesla Director, Ex-GC Defend Musk's $56B Pay Package
• Kessler Topaz To Lead Wells Fargo Investor Suit Over Hiring
• Hotel Biz Can't Get SEC's Ponzi Scheme Claims Tossed
• Trump Tells Justices House Lacks Time To Review Tax Docs
• Custodia's Suit Over Fed Account Access Clears Key Hurdle
• Voyager's Ch. 11 Complicated By FTX Case, $220M Complaint
• P3's Cautionary Tale On LLC Liability In Del. Chancery
• Pot Biz Org. Asks NYSE, Nasdaq To List 'Plant-Touching' Cos.
• Catching Up With Delaware's Chancery Court
• NJ Man Cops To Insider Trading In Atty Info-Poaching Case
• Who's Testifying At Musk's $56B Tesla Trial In Del. Chancery?
• Quinn Emanuel Lands Ex-SEC Enforcement Leader In DC, LA
• Perkins Coie Promotes 22 Attys To Partner
• DST Systems Workers To Settle 401(k) Mismanagement Suits
• My Favorite Law Prof: How I Learned To Argue Open-Mindedly
• Judge Won't Revisit Conflict Issue In 'Odd Lots' Case
• FCA Offers UK Investors In FTX Little Hope For Recovery
• Holmes Seeks Home Confinement As Feds Urge 15 Yrs. Prison
• FTX Investigates Potential $500M Theft After Hitting Ch. 11
• Voyager Brass Sued By Investors Amid Murky Future For Sale
• Cyber Enforcers Could Face Uphill Battle With GOP House
• FTX's Collapse Amplifies Calls For Tougher Crypto Oversight
• Ex-Iconix CEO Not Admonished For Comments During Retrial
• 'Stop Tweeting': Attys Groan At FTX Head's Online Mea Culpa
• SEC Warns Firms Of Lax Payment For Order Flow Disclosures
• FTX Bankruptcy Could Spark Blizzard In Crypto Winter
• Activision Investor Sues In Delaware Over Microsoft Merger
• SEC Sues, Settles With Infinity Q Over Securities Fraud Claims
• Feds Charge Ex-Mylan CIO With Insider Trading Scheme
• All Eyes On Ripple After SEC Win Against Crypto Firm LBRY
• Justices Urged To Deny Trump Bid To Halt Tax Return Release
• Mass. Man Charged With Ponzi-Style Sports Deal Scheme
• Ex-Skadden Atty, Credit Suisse Accused Of Pushing Bid Boost
• SEC's Proposed Climate Rules Are Problematic For Boards
• 6 Tips For Completing A SPAC Merger In A Harsh Environment
• Armstrong Teasdale Adds Miami Litigator From Solo Practice
• Pot Pill Co. Ordered To Pay $5M In SEC Fraud Suit
• SEC Chief Of Staff To Exit Role At End Of 2022
• ABA's No-Contact Rule Advice Raises Questions For Lawyers
• CFPB Says Crypto Fraud Complaints Have Surged Since '21
• 2 I-Payout Officers Seek Way Out Of TelexFree Ponzi Suit
• Amyris Investors Reach $13.5M Deal In Inflated Royalties Suit
• PE Giants Say SEC Probing Them Over WhatsApp Use
• Man Gets 3 Years For Fraud Scheme Tied To Fake Transaction
• Ambac Says US Bank On The Hook In RMBS Suit
• Investment Firm Beats Prison Operator's Defamation Claims
• 3rd Circ. Wary Of Forcing Arbitration In Wilmington Trust Suit
• What The Justices Are Thinking About In FTC And SEC Cases
• SEPTA, Pa. Bank Settle Stock Drop Case With $15M Deal
• Make-Whole Disallowed As Interest Payment In Hertz Ch. 11
• SEC Chair Presses Crypto Registration As FTX Crisis Deepens
• Attys Net $4M Fees From Calif. Bank Deal Over Ponzi Scheme
• Binance Walks Away From FTX Buyout Amid Turmoil
• Firm Touts Diversity In Bid To Lead COVID Drug Claims Suit
• Jenzabar Gets $60K To Pay Richards Layton In Chancery Suit
• 4 Key Skills For An Effective Attorney Coaching Conversation
• JPMorgan RICO Case Should Inspire Proactive Compliance
• Gibson Dunn Adds Kirkland Partner In DC
• Control Of Congress Too Close To Call
• Fluor Investors Reach $33M Settlement In Bidding Fraud Suit
• BMO Harris Bank Hit With $563M Verdict In Ponzi Scheme Trial
• O'Melveny Nabs Ex-Federal Reserve Adviser From WilmerHale
• Biopharma Co. Hit With Investor Action Over COVID Treatment
• CFPB Urges 3rd Circ. To Preserve Its Student Loan Trusts Suit
• ESG Shareholder Votes Fell Flat Even After SEC Eased Access
• Fizzled De-SPAC Sends Cloud Manufacturing Co. Into Ch. 11
• King & Spalding Adds Tax Partner In Paris
• Tesla Board Claims It Fought Discrimination In Shareholder Row
• Ex-Investment Co. Director Wants SEC Suit Tossed
• Ex-Theranos CEO Elizabeth Holmes Loses Bids For New Trial
• DC Judge Won't Block Albertsons' $4B Shareholder Payout
• How Civilian Attorneys Can Help Veterans
• Attys Seek $1.65M Award For Altor-NantCell Deal In Del.
• From Courts To Polls: BigLaw Turns Out To Protect The Vote
• Recruiting App Investor Seeks Green Light For $2.25M Deal
• Binance To Buy Rival FTX Amid Sudden Liquidity Issues
• Hypothetical Performance Under SEC's New Marketing Rule
• Warren Rips Powell Amid Latest Ethics Flareup At Fed
• Musk's $56B Tesla Pay Trial May Spur More Exec Comp Fights
• Shareholder Says Avalara Lowballed Value To Push $8.4B Deal
• US Chamber Supports Tossing 401(k) Suit Against Microsoft
• Energy Transfer Gets Suit Over FERC Fine Moved To Texas
• Chancery Delays $21.6M Class Deal, Fee OK In Presidio Suit
• Palantir Execs Misled Investors About Growth, Suit Says
• Justices Mull If District Courts Can Hear Attacks On FTC, SEC
• Feds Say They Seized $3.36B In Crypto Stolen From Silk Road
• CBS Investors' Attys Get $3.6M In Moonves #MeToo Case
• SEC Wants Early Win In $6M Market Manipulation Case
• PayPal Slams Investors' Latest Suit Over Federal Probes
• Chancery Tells Attys It Will Hold Separate CBS, Viacom Trials
• Fox Corp. Sued In Del. For Vote On New Officer Liability Shield
• Catching Up With Delaware's Chancery Court
• Ex-Theranos Exec Balwani's Sentencing Delayed To December
• Gorsuch Excoriates Chevron In Denied Veterans Benefits Case
• My Favorite Law Prof: How I Learned That Culture Shapes Law
• Justices Won't Review Wilmington Trust Mismanagement Suit
• Celsius, Customers Spar On Crypto Account Custody
• Insurer Can't Deny Coverage For 'Scalping' Claims, Suit Says
• SEC Lands Crypto Win As Judge Calls LBRY Token A Security
• Judge Declares Mistrial In Fannie, Freddie Profit Sweep Suit
• CFTC Strikes Deal In Monex Metals Fraud Suit Ahead Of Trial
• SEC Seeks Early Win Over Biz Groups' Proxy Rule Challenge
• MoviePass Execs Inflated Stock With False Claims, Feds Say
• Investors Say Solar Co. Hid Alleged Patent Troubles
• Crypto Org Says SEC Enforcement Has Harmed Token Holders
• Fannie, Freddie Profit Sweep Jury Is Deeply Divided
• FINRA Dings Wedbush Over Faulty Bond Statements
• Cox Says T-Mobile Claims 'Flout' Del. Supreme Court Remand
• Binary Options Boss Loses 4th Circ. Appeal Over $145M Fraud
• Kavanaugh May Prove Unlikely SEC Ally In Accountant's Case
• Post-Midterm Push May Get SECURE 2.0 Across Finish Line
• Celsius Data Release Highlights Need For Federal Privacy Law
• SEC Says Crypto 'Club' Was $295M Ponzi Scheme
• McKesson OKs $141M Investor Deal Over Generic Price-Fixing
• FTC Facing Latest High Court Attack In Axon Case
• Ex-Exec Testifies At Iconix Retrial Amid $2.2M Legal Fee Row
• Hill Int'l Investor Drops Suit Over Proposed $173M Merger
• UK Litigation Roundup: Here's What You Missed In London
• Wash. State Court Blocks $4B Albertsons Payout To Investors
• SolarWinds Nears $26M Investor Deal As SEC Eyes Action
• SEC Fines Impostor CEO Of Bogus Crypto Trading Firm
• Traders, Scotiabank Ink $6.6M Deal Over Spoofing Scheme
• SEC Gets $100K Judgment Against Ex-Wilmington Trust Exec
• Chancery Awards Atty Fees To Candidates In Bank Vote Suit
• Trump-Tied SPAC Again Fails To Win Merger Extension
• Pareteum Trustee Says Execs Can't Draw On D&O Policies
• GOP Sen. Says Firms 'Stonewalling' ESG Ratings Probe
• Stockholder Challenges Single-Family Rental Co.'s SPAC Deal
• Stockholder Hits Family Real Estate Co. With Suit In NY
• 9 Legal Ethics Considerations In Natural Disaster Preparation
• SolarWinds Shows Del. Stance On Board Duty, Cybersecurity
• Ex-CEO Gets 5 Years For 'Massive Fraud' At Fallen Cyber Co.
• Chancery Bars Queries On Madison Square Garden Atty Ban
• Insider Trading Enforcement Against Lawmakers Is Growing
• 'Duplicative' Ohio Car Dealer Family Spat Gets Tossed
• Ex-Deutsche Trader Denied Bail Amid High Court Appeal
• PayPal Execs Lied About New Account Growth, Investor Says
• Ad Industry Notes From Kardashian's SEC Crypto Case
• CBS, Moonves Settle #MeToo Insider Trading Probe For $9.7M
• Ex-Cay Clubs Exec Seeks New Trial After Bank Fraud Verdict
• Delaware State Is Acting Like A 'Feudal Lord,' Investors Say
• Software Co. Hit With Class Action Over Misleading IPO Docs
• Crypto Cos. Want User's $8M 'Black Thursday' Suit Nixed
• 4th Circ. Denies Operators' Appeal In Sanctuary Belize Scam
• SEC Chair Gensler Warns Of Further WhatsApp Sweeps
• GOP Reps. Smell Whiff Of Hypocrisy In SEC's Texting Fines
• Slack Investor Urges Justices To Skip 'Direct Listing' Petition
• SEC Seeks $60M Default Over Fake Media Co.'s Defiance
• Jury Continues Deliberations On Fannie, Freddie Profit Sweep
• Attys Deny Selling Mattel Stockholders Short In $7M Del. Deal
• Zoox Chancery Case Mired In Row Over Discovery Conduct
• SEC Requires Fund Managers Disclose More About Votes
• SF-Based Shartsis Friese Names New Managing Partner
• 11th Circ. Upsets Settlement In SEC Case Over Ponzi Scheme
• 4 Public Co. Lessons From Nikola Founder Fraud Conviction
• Prudent M&A Due Diligence Includes Political Law Compliance
• SEC Settles With Collaborator In Fake Veteran Stock Fraud
• Iconix Founder Looks To Beat Wall Street Charges At Retrial
• Andreessen Horowitz Joins Pile-On Of CFTC's Ooki DAO Suit
• OCC, Fed See No 'Deluge' Of Crypto Plans From Banks
• Crypto VC Firm Asks CFTC For New Rules After Ooki DAO Suit
• US Bank Tells 2nd Circ. To Uphold RMBS Suit Win
• NC Insurance Exec Blasts $75M SEC Suit As A 'Shotgun' Case
• EB-5 Center Says Investors Got What They Signed Up For
• Insurer Gets $60K Repayment In Stock Suit Coverage Fight
• Admitted Fraudster Misused COVID Funds, Jury Finds
• An Evaluation Of New Solar Energy Opportunities For REITs
• Judge Widens Celsius Examiner Role, Rejects Bonus Pay
• NBA-Highlight NFTs Count As Securities, Purchasers Say
• SEC Actions Offer Lessons For Exempt VC Reporting Advisers
• Jury Mulls Fannie, Freddie Shareholder Profit Sweep Claims
• ESG-Focused SPAC Cancels $459M Merger With MedTech Co.
• What SEC Bonus Clawback Rule Means For Public Cos.
• Jenzabar Investors Awarded $26M In Stock Rights Lapse Suit
• 2 Firms Will Lead Suit Over Golden Nugget-DraftKings Merger
• 401(k) Co. Says DOL Vowed Not To Sue Over Crypto Guidance
• Gunnercooke Expands Into US With NY Office Launch
• Roberts Temporarily Blocks Release Of Trump Taxes To House