Securities Archive » January, 2023

Securities - January, 2023

472 articles

• Elon Musk Tweet Cost Tesla Investors Billions, Jury Told
• Warren, GOP Sens. Press Silvergate Bank On FTX Response
• SEC's Crenshaw Wants To Beef Up Private Market Disclosures
• CBD Co. Beats Some Claims By Ex-Stratton Oakmont Trader
• Auto Parts Supplier Sues Buyer For $12.5M Merger Earnout
• Two Firms To Lead TransUnion Stockholder Class Action
• Ex-JPMorgan Trader Says 'Spoofing' Verdict Shouldn't Stick
• Danske Bank Deal Sees DOJ Tie Exec Bonuses To Compliance
• Crypto Promoter Gets 5 Years As Leniency Bid Backfires
• UK Gov't Floats Plans To Regulate Crypto-Assets
• SPAC Sues After Sparks Energy Backs Out Of $475M Merger
• 'Age-Old' Fraud Scheme Gets Crypto Founder 8 Years
• Optical Co. Hid Optometrist Staffing Woes, Investor Claims
• Musk Says Suit Over Twitter Stock Buy Has 'No Legal Basis'
• Mark Cuban Wants Voyager Investor Suit Moved To Texas
• AI Firm Sues Carlyle Group, Tech Firms For IP Infringement
• Grayscale Lied About ETF Conversion Hopes, BTC Fund Says
• Celsius Examiner Details 'Ponzi-Like' Scheme At Crypto Co.
• Atty Takes $40M Ponzi Scheme Suit To Federal Court
• UN Conference Signals Swell In Private Sector's Green Efforts
• Biotech Goosed Stock With Omicron Vax Claims, Suit Says
• Israeli Citizen Wants SEC Securities Fraud Suit Tossed
• Software Co. To Pay $3M To End 401(k) Fee Suit
• 5th Circ. Confidential Witness Ruling Is A Big Change
• Names Of Bankman-Fried's Bail Sureties To Be Made Public
• Feds Call Convicted Theranos COO Balwani A 'Flight Risk'
• Alameda Seeks Return Of $446M From Voyager Digital
• Feds Say Bankman-Fried Contacted FTX CEO, GC After Arrest
• Attys Score $7.4M In Fees Following Yelp Investor Settlement
• Tesla Loses Bid To Cut Stock Damage Study From Tweet Trial
• Exec Says Sullivan & Cromwell Sold Him Out For Allianz Deal
• Bernstein Litowitz Nabs $7.7M Fees In Stericycle Case
• SEC Floats Employee Ban On Financial Fund Investments
• SEC Alerts Brokers To Reg BI Compliance Failures
• Prepare Amended Suit, Judge Tells Microsoft 401(k) Plaintiffs
• Ex-Outcome Health Execs' Greed Led To $1B Fraud, Jury Told
• Adani Group Denies Report Of Fraud Using Tax Havens
• SEC's Uyeda Decries DOL's 'Forked Tongue' On ESG Rules
• Kroger Fights State AGs Bid To Revive Albertsons Case
• Ex-Unaoil Exec Gets 1 Year In Global Corruption Case
• What To Expect From Shareholder Activism This Year
• Russian's $90M Trading Case Has 'Gaping Holes,' Jury Told
• Investors Say Biopharma Execs Hid New Migraine Drug Issues
• Meta Fights To Toss Securities Fraud Suit Based On Leaks
• BlockFi Approved For Ch. 11 Mining Operation Sale Process
• Catching Up With Delaware's Chancery Court
• UBS, Brokers Seek Final Toss Of Swiss Libor Case
• Top Texas Court To Review Investor Liability In TPC Explosion
• Musk's Tesla Tweet Was Thought To Be 'A Hack,' Jury Told
• Feds Say SBF 'Witness Tampering' Concerns Merit Tighter Bail
• Counsel Fight Brews In Battle Over $143M Bitcoin Verdict
• Grand Jury Eyes StraightPath Execs In $410M Fraud Probe
• Sens. Decry 'Sham' Crypto Audits To Accounting Regulator
• Ex-Live Well CEO Gets 44 Months For Massive Bond Fraud
• Texas High Court Will Hear Law Firm Shareholder Dispute
• Pharma Co. Hit With 2nd Suit Over $1.8B AstraZeneca Deal
• McDonald's Ruling Means New Risks For Del. Corp. Officers
• White House Discloses Plan To Fund Crypto Research
• SEC Hit With FOIA Lawsuit Over Climate Change Rule
• Xerox Spinoff, Investors Get Early OK For $32M Deal
• BlockFi Cleared For $10M In Ch. 11 Retention Payments
• Edward Jones Says Ex-Employee Solicited 'Five-Star' Clients
• High Court Slack Case Not Likely To Broadly Affect Issuers
• 2nd Circ. Won't Reconsider Macquarie Investor Suit Revival
• Direct Listings Expansion Creates Another Go-Public Option
• Pharma Co. Appeals Malpractice Loss Against Polsinelli
• GOP States Sue DOL Over Socially Conscious Investing Rule
• SEC Names New Enforcement Director Of Boston Office
• 5 Ways Attorneys Can Use Emotion In Client Pitches
• Couple Gets 2 Years in Prison In Fla. 'Unicorn' App Fraud Case
• Election Betting Co. Can Continue For Now, 5th Circ. Says
• Fed Rebuffs Custodia's Bids For Membership, Master Account
• 'Naive' Crypto Exec Asks For Leniency After Fraud Conviction
• Investors Say Cannabis REIT Should Have Known About Ponzi
• Nixon Peabody Gets OK For Deal With DC Solar Investors
• Attys Seek $4.5M Award In Yen-Libor Benchmark-Rigging Suit
• SEC Rejects Ark21Shares Bitcoin ETF Over Fraud Concerns
• Lordstown Says Chancery Opinion Puts 115M Shares In Doubt
• Crypto Investor Sues Argo Blockchain Over 'False' IPO Docs
• Celsius Can Return Institutional Loan Collateral In Ch. 11
• Gisele Bündchen, Tom Brady Tap Latham On FTX Promo Case
• Ex-Investment Company Director Can't Shake SEC Suit
• Tech Co. Wants Suit Over $500M Dividend Pause Thrown Out
• DC Circ. Told To Remand Albertsons Case After Wash. Ruling
• UBS, Charity Mismanaged Funds Suit Must Go On, Court Says
• Investors Say Unilever Must Face Israel Boycott Suit
• FTX Wants Ch. 11 Subpoenas For SBF, His Family And Execs
• New Compensation And Benefits Rules Demand Early Action
• Redstone Gives Detail On Cleary Email Amid Chancery Fight
• 5 Keys To A Productive Mediation
• Investor Sues For Docs On $300M Stake In Script Relief
• LA Couple Must Face CFTC's $1M Ponzi Scheme Suit
• 6 Top Priorities For SEC Enforcement In 2023
• How Appetizing Will Cos. Find The DOJ's New Carrots?
• FTX Says Examiner Would Be Unnecessary In Its Ch. 11
• Trader Blasts Deutsche Bank For 'Malicious' Libor Prosecution
• Ex-Tesla CFO Tells Jury Paperwork On Deals 'Not Elon's Style'
• Sen. Warren Praises SEC's Crypto Enforcement Efforts
• 2nd Circ. Postpones Ruling On Standard Chartered FCA Suit
• Preston Hollow Urges Del. Justices To Revive Nuveen Suit
• Crypto Biz Co-Founder Wins Del. Court Order For Deal Info
• Shareholders Sue Sotera After $363M Emissions Verdict
• Tenn. Woman Gets Almost 6 Years For $2.8M Ponzi Scheme
• Judge Recommends Trimming WSJ Article Thievery Suit
• Chancery Says Officers, Directors Both Have Oversight Duties
• Ex-CEO Of Email Security Co. Gets 5 Years For Lender Fraud
• Clawback Issue Should Delay BlockFi Return, Committee Says
• 7th Circ. Skeptical Of Ex-Exec's Bid For Whistleblower Award
• Lessons From SEC Goldman Sachs ESG Policy Adoption Fine
• Crypto Coverage After FTX Fall: D&O Liability
• Ga. Judge Orders $18M Payout To Ponzi Scheme Investors
• SEC Senior Enforcement Counsel Joins WilmerHale
• Bernstein Litowitz Will Lead Anaplan Merger Suit In Chancery
• SEC Takes Second Shot At Dodd-Frank Conflict Rule
• Why A Bankruptcy Court OK'd Rare Subpoena Via Twitter
• Signify Health Sued In Del. For Breach Of $300M Merger Deal
• Calif. Cannabis Developers Claim Fraud By Attorney, Investor
• Musk Tells Jury 'Funding Secured' Tweet 'Right Thing' To Do
• Cred Trustees Ask Del. Court To Back Up Calif. Lockton Suit
• Investor Recoveries Rose In '22 Amid Case Slowdown: Report
• Danger's His Middle Name, $2.8M Ponzi His Game, SEC Says
• SEC Awards $28M To Joint Whistleblowers
• Kraken Hires Former SEC Enforcer To Head Compliance
• SEC Says Fla. Firm Used Bogus K&L Gates Letters For Scam
• Pension Fund Urges 11th Circ. To Revive Suit Against MiMedx
• Celsius Proposes Novel Ch. 11 Plans For Creditor Recovery
• Crypto Exec's 'Brazen' $7.6M Fraud Merits 13 Years, Feds Say
• Crypto Co. CEO Accused Of 'Sham' Deal To Hide $1.1B Loss
• Activision Shuts Down Another Investor 'Frat Boy' Culture Suit
• Judge Says 6 Yacht Pics Too Many In Russian's Fraud Trial
• SEC's Small Biz Office Wants Capital-Raising Rules Eased
• Investor Files Securities Suit Over $952M Albireo Merger
• SEC Says Investment Adviser Fleeced $1.9M From Clients
• ABA To Consider Atty-Client Disclosure Resolution
• Miami Woman Gets 4 Yrs. For Running $2.4M Ponzi Scheme
• Philly Boutique Adds Ex-Prosecutor To Whistleblower Practice
• Chancery Orders Talks On Deleted Texts Of Fired MSG Exec
• Celsius Denied Permission For Late Claim In Voyager Ch. 11
• And Now A Word From The Panel: 2022 MDLs By The Numbers
• Medley Seeks Ch. 11 Block On Final Eversheds Fee Bill
• FINRA Enforcement Chief To Step Down
• Greenberg Traurig Hires Ex-BNY Mellon Compliance Official
• Securities Group Of The Year: Latham
• Conducting M&A Transactions In A Challenging Market
• Musk Rips Saudi 'Backpedaling,' 'Ass-Covering' At Fraud Trial
• Chancery Won't Let Trust Siphoning Suit Move To NJ
• SEC's Peirce Reflects On Crypto's 'No Good, Very Bad Year'
• Genesis Says It's Nearing Ch. 11 Plan Deal With Creditors
• Holmes Says Feds' Claims Of Mexico Escape Plans Are False
• Pharma Co. Faces Investor Suit Over $1.8B AstraZeneca Deal
• Berry Corp. Hit With Another Suit Over Permit Permissions
• Cyber Firms Find Fewer Ransomware Victims Willing To Pay
• Stoel Rives Adds 2 Ex-Perkins Coie Lawyers In Portland
• Feds Slam Nikola Founder's Bid For New Fraud Trial
• Justices Reject Ex-Deutsche Traders' Spoofing Appeal
• Feds Seek 15 Years For Ex-Mortgage Co. CEO's 'Brazen' Fraud
• NY Warns Crypto Cos. To Keep Customer Assets Segregated
• Evaluating The Legal Ethics Of A ChatGPT-Authored Motion
• Battle Over Voyager CEO Deposition In Crypto Suit Continues
• Ukrainian-Owned Biz Loses Bid To Overturn Arbitration Loss
• For The Future Of ESG, Look To State Bill Trends
• Litigation, Compliance And Enforcement In The 'Crypto Winter'
• Fugitive In $100M NJ Deli Fraud Scheme Arrested In Thailand
• Investors Say Hemp Co. Is Successor To Defunct Video Co.
• Catching Up With Delaware's Chancery Court
• Securities Group Of The Year: Cohen Milstein
• Bloomberg Unit Pays $5M Over SEC's Bond Valuation Claims
• Crowell & Moring Taps Ex-OFAC Chief Counsel In Latest Hire
• Attys For Takeda Employees Want $7.3M On 401(k) Lineup Suit
• 9th Circ. OKs Finjan's $44M Sale Tag Over Investor Objections
• SEC Latest To Slap Mango Markets Trader Over Crypto Theft
• Advisory Firm Must Pay SEC $1.9M For Disclosure Failures
• Voyager Can't Seal Celsius Agreement In Bankruptcy Case
• Minority Motor Trend Shareholder Loses Chancery Dispute
• FTC Wants Shkreli Held In Contempt Over Stonewalling
• Ex-CEO Slams SEC's Claim That He Duped Investors
• Buchanan Brings Ex-Commerce Analyst To Int'l Trade Practice
• Ill. Atty Sued Over Alleged $40M Ponzi Involvement
• What Investment Tensions With China Mean For US Issuers
• Ex-CytoDyn CEO Sues In Del. Chancery Court For Legal Fees
• Elon Musk Takes Stand In Securities Trial Over Tesla Tweets
• Feds Say Elizabeth Holmes' Flight Risk 'Never Been Higher'
• NJ Judge Signs Off On $1.3M Atty Fee In Immunomedics Suit
• 7 Tips To Increase Your Law Firm's DEI Efforts In 2023
• Securities Group Of The Year: Wachtell
• Equifax Breach Remark Not Meant As Stock Tip, Court Told
• Keys To A 9-0 High Court Win: Get Back To Home Base
• Sullivan & Cromwell Gets Green Light To Rep FTX In Ch. 11
• Genesis Global Hits Ch. 11 As 'Crypto Winter' Blankets Sector
• PCAOB Latest Regulator Sued Over In-House Proceedings
• T-Mobile Says 37M Customers' Info Exposed To Hackers
• SEC Says NJ Atty, Others Bilked Seniors Out of $150K
• Crypto Lender Nexo Inks $45M Settlement With SEC, States
• KB Home Sued For Board's Bylaw Changes
• Execs Covered For Sears Bankruptcy Claims, Del. Judge Says
• SEC Inks Final Deal In Life Time Fitness Insider Trading Row
• Pennsylvania Justices OK New 'Aiding And Abetting' Tort
• SEC Awards Roughly $18M To Trio Of Whistleblowers
• DC Circ. Asks About Impact Of Wash. State Albertsons Case
• 3 NFT Issues Practitioners Should Consider In 2023
• Mayer Brown Adds FINRA, Sidley Alum In DC
• CFTC Commissioner Says Crypto Attys Failed Customers
• Ex-SPAC Founder Fights For Legal Fees Over Merger Probe
• Jury Convicts lll. Atty Of Insider Trading For Chegg Buy
• Orrick, Buckley Merge With Eye On Financial Services Work
• Justices Seek Feds' Input In Ex-Shkreli Atty's 401(k) Fight
• Why SEC's Cannabis Stock Promotion Case Is One To Watch
• Securities Group Of The Year: Bernstein Litowitz
• Robinhood Judge Won't Nix Fee Suit, Citing Her Lucid Order
• Funding 'Not Secured': Tesla Investors Tell Jury Musk Lied
• 5th Circ. Revives Six Flags Investors' China Disclosures Suit
• No Plaintiff Swap Yet In Mark Cuban Crypto Suit, Judge Says
• Chancery Keeps $26B T-Mobile-Sprint Merger Suit Alive
• Trust Co., Principals Settle SEC Claims Over 12b-1 Fees
• Grant & Eisenhofer To Rep Argo Investors In Underwriting Suit
• Water Co. CEO Gets 10 Years For $12M Securities Fraud
• $415M In Crypto Hacked Since Ch. 11, FTX Tells Creditors
• The 7th Circ.'s Top 10 Civil Opinions Of 2022
• Triad Workers Seek Class Status For ESOP Lawsuit
• 3 SEC Enforcement Trends To Watch In 2023
• 1st Circ. Pick Among Biden's First Judge Nominations Of 2023
• Feds Say Crypto Exchange Allowed $700M In Illicit Activity
• Investors, Inovio Get Final OK For $44M Deal In Stock Suit
• Control Dispute At Bitcoin Exchange Paxful Hits Chancery
• SEC Wins Mixed Jury Verdict Against Penny Stock Co.
• Hertz Ruling Could Help Debtors Avoid Make-Whole Premiums
• NY EB-5 Center Again Rebuts Investors' Fraud Claims
• Reed Smith Amps Up Energy Team With Winston & Strawn Atty
• Plaintiff's 'Frivolous' About-Face Sparks Chancery Rebuke
• Becton Dickinson Investor Seeks Cert. In Pump Recall Suit
• Grill-Maker Weber Sued In Chancery For Docs On $3.7B Deal
• Atty-Client Privilege Arguments Give Justices A Moving Target
• Court Won't Unfreeze $500K For Crypto Fraud Case Atty Fees
• Securities Group Of The Year: Robbins Geller
• Tesla Trial Over Musk Tweets Set To Roll As Jury Selected
• Mark Cuban Blasts Plaintiff Swap In Crypto Suit
• FTX, US Trustee Spar Over Sullivan's Bid To Be Ch. 11 Counsel
• Epstein Victim Claims Ex-Chase Bank Exec Witnessed Abuse
• Activision Beats Shareholder Suit Over 'Frat House' Culture
• Chancery Orders More Madison Square Garden Suit Discovery
• DOJ Adds New Incentives To Corporate Enforcement Policy
• OCC's Hsu Says 'Too-Big-To-Manage' Banks May Face Cleaver
• Ex-SEC Officials, Law Professors Challenge New Proxy Rules
• Five Legal Teams Compete To Rep Bitcoin Miner Investors
• 2nd Circ. Backs Contempt For Delinquent Stock Fraudster
• DeSantis Bans Fla. Retirement System From ESG Investing
• Block Board Faces Derivative Suit Over Cash App Data Breach
• Ill. Atty Turned Stock Tip Into 'Cold Hard Cash,' Jury Hears
• Tesla Trial Is Likely To Hinge On Loss Causation
• 5 Gen X Characteristics That Can Boost Legal Leadership
• 10th Circ. Skeptical Of Forcing Arbitration In ESOP Row
• Navigating Potential Changes In Carbon Reporting Standards
• Catching Up With Delaware's Chancery Court
• Danske Bank's Chief Compliance Officer To Step Down In 2024
• New York Fed Deputy GC Moves To WilmerHale As Partner
• Securities Group Of The Year: Gibson Dunn
• Musk Jury Pool Not 'Radioactive' Enough To Move Tesla Trial
• Investment Co. Owes $1.7M In FTC's First Fake Service Action
• SEC's Uyeda Wants To Let Public In On Private Offerings
• SEC Awards More Than $5M To Whistleblower
• Robbins Geller Gets $12.6M Fee In Grubhub Suit
• SEC Taps Ex-Cleary Lawyer To Lead Corporation Finance Unit
• Grayscale Targets SEC Process In Bitcoin ETF Appeal
• Musk Says SEC Has 'Long History' Of Unconstitutional Deals
• Gemini, Winklevosses Sued Over Crypto Investments
• Bankman-Fried Blog 'Nightmarish' For His Attys, Experts Say
• FinCEN Says Ownership Filings Could Cost $22.7B In 1st Year
• Voyager Sells Digital Assets For $1B, FTX Finds $5B In Crypto
• Electric Truck Co. Inks $35M Deal To End Contract Boasts Suit
• Law360 Names Practice Groups Of The Year
• Investor Sues Cybersecurity Co. Insiders Over 'Sham' Merger
• Gas Cos., Royalty Owners' $45M Settlement Nabs Initial OK
• 6 Questions For Boutique Firms Considering Mergers
• KB Home Stockholder Sues Over Invalid Meeting Dates
• Del. High Court Sides With Insurers In $20M D&O Dispute
• Chancery Ruling Reiterates Its Skepticism Of De-SPAC Deals
• Ex-Sidley Finance Atty Moves To Alston & Bird In LA
• Cadwalader Hires Ex-Hudson Executive Capital GC
• FCPA Enforcement Outlook: Sweeter Carrots, Sharper Sticks
• Latest Round Of Coinbase Layoffs Trims Legal, Compliance
• Feds Deny Archegos Exec's 'Inflammatory' Misconduct Claim
• Pipeline Health Gets OK For Plan To Cut $330M In Debt
• Michael Best Adds Capital Markets Partner In Denver
• SEC's Covington Demand Casts Cloud On Atty-Client Privilege
• Southwest Investors Say Airline Is Liable For System Outage
• SEC Sues Crypto Cos. Genesis, Gemini Over Lending Program
• 5 Things To Know About The SEC's Covington Breach Probe
• Crypto Co. Can't Use China Privacy Law To Withhold Docs
• Central Bank Org. Urges Action To Contain Crypto Contagion
• Covington Case To Test SEC's 'Hubris' As Cyber Enforcer
• SEC Says $47M Ponzi Targeted Orthodox Jewish Communities
• SEC Commissioner Uneasy Over Suit Against Covington
• Chancery Sends Ex-SandRidge Execs' Fee Fight To Oklahoma
• Expect More SEC Enforcement Against Auditors This Year
• Delaware Ruling Increases Scrutiny Of SPAC Economic Costs
• Ex-CFO Of Bankrupt Software Biz Cops To $25M Lender Fraud
• Crypto Bankruptcies Highlight Customers' Clawback Risks
• Morris Manning Launches White Collar Practice With SEC Pro
• Putin References Banned At Russian's Hack-And-Trade Trial
• Fuel Firm Gets OK For $9M Stalking Horse Bid In Ch. 11 Sale
• Money Manager Gets 8 Years For Stealing $3M From Clients
• Atty Considerations Amid Rise Of Tech-Enabled Investigations
• Bankman-Fried Outlines Defense, Jabs At Sullivan & Cromwell
• Lucid Defeats Investor Suit Over $11B SPAC Merger, For Now
• Musk Can't Move Trial Over 'Bad Press,' Tesla Investors Say
• Crypto Bank Silvergate Faces Fresh Investor Class Action
• Firms Vie To Lead Investor Suit Against Voyager Brass
• Miami-Dade Gets Court OK To Purge FTX From Arena Name
• McDonald's SEC Deal Puts Clawbacks On The Value Menu
• Chancery Keeps 'Weird' Claims Alive In Dura Medic Sale Case
• Duane Morris Boosts Silicon Valley Office With IP, Trial Pros
• Bitcoin Miner Quietly Withdraws $50M IPO
• Senators' Sullivan & Cromwell Qualms Won't Sway FTX Judge
• Uphold Seeks Toss Of 'Incoherent' $783M Cred Crypto Suit
• Justices Urged To Nix Cashier's Checks In MoneyGram Suit
• Calif. Man To Pay $10M In SEC Tribal Bonds Fraud Suit
• What Cos. Can Expect From FTC's Green Guides Updates
• Pot Co. Aurora Aims To Finally Snuff Sham Sale Claims
• Coinbase Sued In Calif. Over 'Bank-Level' Security Claims
• Davis Wright Adds In-House Fintech Expert As NY Partner
• SEC Sues Covington To Reveal Clients Affected By 2020 Hack
• WWE's Vince McMahon Sued In Del. Over Board Takedown
• Magellan Health Blasts 'Bravado' Of Fee Bid In Chancery Case
• Disbarred Atty Secretly Operating Law Firm, Suit Says
• Perkins Coie Adds Another Former SEC Attorney In DC
• Simpson Thacher Adds ESG Leader In NY From PwC
• FTX Says $5B In Assets Located Since Ch. 11 Filing
• Tom Brady, Gisele Bundchen Lose Big In FTX Ch. 11
• Sullivan & Cromwell Faces Congressional Heat Over FTX Work
• Voyager's $1B Binance Sale Approved After FTX Deal Failed
• FINRA To Ramp Up Focus On Financial Crimes
• Crypto Investor Drops Class Action Over Terraform Stablecoin
• 6th Circuit Won't Put Brakes On Ky. Securities Fraud Probe
• Banks Want More Time To Mull FDIC Advertising Proposal
• SEC Taps Ex-AARP Lobbyist To Lead Investor Advocate Office
• 'Threadbare' Pleadings Doom DraftKings Investor Lawsuit
• Stockholder Sues In Del. For Books On $190M Microsoft Buy
• Powell Says Fed 'Will Not Be A Climate Policymaker'
• Del. Justices' Reversal Of Boardwalk Award May Apply Widely
• Chancery Class Seeks Rare AmerisourceBergen Ruling Redo
• Securities Class Actions May Spur IPO Investigations In 2023
• Broker-Dealer Must Face SEC's 'Short Tender Rule' Suit
• Fla. Project, Chinese Investors Settle EB-5 Fraud Class Action
• Ill. Atty Defends Chegg Investment As COVID Strategy
• After 2nd Circ. Ruling, Insider Trading Laws Need Clarification
• Apex Meme Stock Suit Loses On 4th And Final Try
• IQVIA Says 401(k) Class Can't Show Plan Suffered Losses
• Crypto Insider Trader Gets 10 Mos. In Landmark Case
• 5 Tips For Adding Value To Legal Clients' Experience In 2023
• 2 Sheppard Mullin Antitrust Litigators Jump To V&E In SF
• Feds Say Platinum Partners Exec's Conviction Should Stand
• CFTC Joins DOJ In Taking Mango Markets Trader To Task
• 2nd Circ. Tightens Screws On Insider Trading Prosecutions
• Justices Bat Down Fannie, Freddie Investor 'Sweep' Appeals
• Ill. Atty Bought Chegg Stock On College Pal's Tip, Jury Told
• Coinbase Wins Bid To Arbitrate Claims In Volatility Suit
• DOL Eyes ERISA Criminal Conduct Waiver For UK Firm
• SEC, NJ Trader Set For Trial In $6M Market Manipulation Case
• FTX Defends Plans To Market Business Units In Ch. 11
• Catching Up With Delaware's Chancery Court
• NJ Judge Says He Is First Stop For BlockFi-FTX Stock Dispute
• Feds Want 2 Years For Each Convicted Merrill Lynch Fraudster
• Musk Says SF Too Biased For Securities Trial, Texas Is Better
• How Arbitration May Need To Adapt To Blockchain Disputes
• Justices Shut Door On Fight Over Wells Fargo's $1.6M Win
• 3 ESG Conversations To Follow This Year
• McDonald's, Ex-CEO Settle SEC Claims Over Termination
• Icahn Stuck With Xerox Investors' Suit Over Nixed HP Merger
• Appeals Court Sends Indian Matchmaker Fight To Arbitration
• Investor Attys Seek $5.5M In Fees As Part Of Ponzi Settlement
• No Charges For Burr After SEC Closes Insider Trading Probe
• FTX-Affiliated Moonstone Bank Sees Top Lawyer Depart
• Treasury Guidance Eases But Doesn't End SPAC Tax Worries
• NJ Fraudster Gets Nearly 3 Years For $2.8M Investment Scam
• Investors Say NJ Real Estate Fund Ran $630M Ponzi Scheme
• Investor Sues To Halt $615M Boston Scientific Deal
• Unpacking The Interim Guidance On New Stock Buyback Tax
• Investment Adviser Can't Dodge SEC's $75M Fraud Claims
• Cannabis Co. Can't Toss Investors' Stock Drop Suit
• FTX Strikes Cooperation Deal With Bahamian Liquidators
• Man Cops To Taking Crypto From Brother's Laundering Case
• Garland Memo May Usher In 'Kinder, Gentler' DOJ, Attys Say
• Criminal Vs. Civil Liability Amid Growing Crypto Enforcement
• US Bank Saddled $10B 401(k) Plan With High Fees, Suit Says
• Where ESG And Director Fiduciary Duty Overlap
• Binance Investor Fights To Keep Terra Suit Out Of Arbitration
• 3 Arrows Liquidators Serve Crypto Fund's Founders Via Tweet
• SolarWinds Shareholders Challenge Toss Of Data Hack Suit
• Symantec Successor, Execs Pay $12M To End Derivative Suit
• Feds Want Crypto Insider Trader To Serve Up To 16 Months
• Holland & Knight Lands Former Colorado Congressman
• SEC Fines Ex-BlackRock Manager Over Undisclosed Conflict
• Danske Bank Sentenced, Will Forfeit $2B For AML Failures
• Developer Of 'Mutant Ape' NFT Charged With $3M Fraud
• FTX Customers Say They Need More Info On Asset Auction
• CORRECTED: Goldman Files Deal With Ex-Adviser Before Arb.
• Investor Says Biotech Co. Hid Blood Treatment Funding Woes
• Chancery Court Greenlights SPAC Share Redemption Suit
• Ex-Goldman Banker Rips Feds For Premature Subpoenas
• Kentucky Atty Accused Of Helping Ex-CEO Steal Settlement
• Horizon Therapeutics Investor Sues To Halt $28B Amgen Deal
• Peloton To Pay $19M CPSC Fine Over Treadmill Defect
• The Securities Litigation Issues That Matter Most For 2023
• Morgan Lewis Hires SEC Trial Atty In DC
• Ex-SEC Asst. Chief Litigation Atty Joins Lewis Brisbois In DC
• NY Sues Ex-Celsius CEO Over 'Risky' Crypto Investments
• Tesla Atty Wary Of Judge's Proposal To Bar Unvaxxed Jurors
• Ex-Bolivian Official Gets 70 Mos. For $5.6M Contract Scheme
• SEC, US Trustee Object To Voyager's $1B Binance.US Deal
• SEC Says Felon Ran 'Brazen' $45M CoinDeal Crypto Scam
• SEC Lays Out Next Phase Of Rulemaking Agenda
• Court OKs $1.85M Deal For Cyberpunk 2077 Investors
• Drug Co. Execs Didn't Disclose Animal Abuse, Investor Says
• Macquarie Asks Full 2nd Circ. To Rethink Investor Suit Revival
• FTX Closing In On Ch. 11 Deal With Bahamian Liquidators
• Celsius Owns Crypto Deposits, May Sell $18M, Judge Says
• Judge Recommends Class Cert. In $6.1B Energy Deal Fight
• CFPB, NY Sue Subprime Auto Lender Over 'Predatory' Loans
• BNY's Pershing Must Face Trial Over Stanford Ponzi Claims
• Using Risk To Evaluate Industry-Specific ESG Issues In 2023
• Hotspot Co. Investors Get Class Cert. In Bad Battery Claim
• Avaya Lied About 'Deteriorating' Finances, Investors Say
• SEC Consent Order Holds 5 Compliance Tips For Advisers
• Womble Bond Lands Ex-Federal Prosecutor In NYC
• Dubai Man Accused Of Fake $14B Merger Bid Settles SEC Suit
• Kramer Levin Adds Partner In Securitization Practice
• Boies Schiller Adds DOJ White Collar Prosecutor
• Priest, Hedge Fund Founder Can't Ax SEC's Win In Fraud Suit
• Investment Co. Seeks Escape From Ex-Fugees Musician's Suit
• Ex-Citi Exec's Delay Sinks Sarbanes-Oxley Suit, 3rd Circ. Says
• In Holmes' Sentencing, Judge Has Warning For All Companies
• Mayer Brown Adds 2 Longtime Corporate & Securities Pros
• Goldman Can Arbitrate Employment Interference Suit
• Coinbase To Pay $100M Over AML Compliance Failures
• Ooki DAO Ruling Bolsters Suit Against Crypto Cos., User Says
• Google Investors Urge Reviving Suit Over $9B EU Antitrust Hit
• SPAC Exec Admits Taking $5M For Meme Stock, Crypto Trades
• Schwab Avoids Suit Over Short-Selling Trading Glitch
• Nomura To Pay Ambac $140M To End RMBS Dispute
• SEC, Sports Stock Market Disagree On Damages In Fraud Suit
• Brown Rudnick To Lobby For Bahamas On FTX Collapse
• Catching Up With Delaware's Chancery Court
• Wash. High Court Fast-Tracks Albertsons $4B Payout Row
• The Cryptocurrency Law And Policy Outlook For 2023
• Bankman-Fried Denies Fraud Charges, Gets October Trial Date
• KPC Workers' Counsel Seek $3.4M For Stock Plan Settlement
• Crypto Bankruptcies Highlight Need For Better Due Diligence
• Mintz To Open Miami Office Led By Ex-Milbank Atty
• Riding Circuit: January's Notable Appellate Arguments
• 6 Ways To Avoid Compounding Errors When Practicing Law
• BofA Can't Ditch TelexFree Ponzi Scheme MDL Claims
• Florida Legislation to Watch in 2023
• IPOs Could Be Headed For A Rocky Road In 2023
• IRS Will Use New Resources To Increase Scrutiny In 2023
• Bankruptcy Cases And Trends To Watch In 2023
• Retail Cases To Watch 2023
• 10 Environmental And Energy Issues To Watch In 2023
• Top 10 Whistleblowing And Retaliation Events of 2022
• 5 Compliance Trends To Watch In 2023
• New York Cases To Watch In 2023
• 5 Policy Moves Benefits Lawyers Should Watch In 2023
• SEC Enforcement Outlook For 2023
• Florida Cases To Watch In 2023
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