Securities Archive » February, 2023

Securities - February, 2023

471 articles

• US Atty Self-Report Plan For Cos. Ups Uniformity Amid Doubt
• Firm Sued By Highland Trustee Wants Texas Judge Recused
• Divided SEC Approves Advisers' 'Best Execution' Settlement
• KKR's Top Lawyer Came Away With $18.6M In Total 2022 Pay
• Firms Vie To Represent 'Gemini Earn' Crypto Users In NY Suit
• Regulators To Give Voyager Customers First Dibs On Assets
• FINRA Encourages Brokers To Educate, Vet 'Finfluencers'
• Adviser To Pay SEC $3M Over Cannabis Investment Scheme
• Tap Developers' Assets To Pay Judgment, EB-5 Investors Say
• House Votes To Nix Biden's Socially Conscious Investing Rule
• 3rd Circ. Preview: March Roars In With Workplace Disputes
• Firms Win $6.75M Fee For MultiPlan Corp. SPAC Suit Deal
• Chancery Tosses Biz Founder's Post-Merger Firing Challenge
• How NYDFS Guidance Instructs Crypto-Related Bankruptcies
• SEC Admissions Policy Hasn't Led To Big Consequences
• Investors Sue Over 'Lowball' Buyback Offer In $12M Sale
• Robbins Geller's Investor Settlements Topped $1.75B In 2022
• CFTC Appoints Ex-Akin Gump Atty Director Of Enforcement
• Navigating The DOJ's Latest Corporate Self-Disclosure Policy
• Warner Bros. Discovery Seeks Atty Fees In Motor Trend Case
• 5th Amendment Defense Was Duty, Not Deception, Atty Says
• AMC Stock Overhaul On Hold Until April Chancery Hearing
• Cleary Expands DC Finance Group With Ex-Willkie Attys
• Reverse-Mortgage CEO Wins Bail Amid Fraud Appeal
• 3rd FTX Exec Cops Plea As Feds Squeeze Bankman-Fried
• Robinhood Says SEC Is Probing Its Crypto Business
• Fintech Founder Fires Back At JPMorgan's Fraud Claims
• Spaceflight Co. Virgin Galactic Seeks To Ground Investor Suit
• Slack Investor Urges Justices To Not Undo Direct Listing Suit
• Tesla, Musk Hit With Investor Suit Over Self-Driving Safety
• SEC Seeks Settlement Approval In Energy Investment Scheme
• Splunk Execs Hit With Suit For Hiding Cash Flow Strategies
• Cred Can Pick Up 3rd-Party Claims For Calif. Lockton Suit
• Chancery To Let T-Mobile, Cox Battle Resume After Remand
• FTC Pushes To Hold Shkreli In Contempt
• Shareholder SPAC Spat Ensnares Commercial EV Co.
• Fifth Third, BNY Mellon, BlackRock Hit By Chat App Probe
• 2nd Circ. Partially Revives Traders' Metals Antitrust Suit
• Charles Schwab To Face Merger Retail Trade Antitrust Suit
• Ex-Goldman Exec Cites Malaysian Jail In 1MDB Leniency Bid
• Catching Up With Delaware's Chancery Court
• Steps Lawyers Can Take Following Involuntary Terminations
• Reading Between The Lines Of SEC's 2023 Exam Priorities
• Proskauer Hires Société Générale's Managing Director In NY
• 2nd Circ. Backs $25M Restitution, Prison In Hedge Fund Fraud
• 5 Ways Fed Crypto Statement Affects State Member Banks
• TD Bank To Pay $1.2B To End Stanford Ponzi Suit
• AGs Abandon Albertsons Case Following DC Circ. Revival
• Skin Graft Co. CEO Ran $1.3M Investor Grift, SEC Claims
• Canada To Crypto Exchanges: Protect Users' Assets Or Leave
• Elizabeth Holmes Cites Newborn In Ripping Flight Risk Claim
• New SEC Rules Put Spotlight On Exec Trading Plans
• 5th Circ. Denies Release Before Ruling For Convicted Execs
• BioMarin Hid 'Revolutionary' Drug's Troubles, Investor Says
• Judge Weighs Freezing $47M Of Crypto Trader's Mango Haul
• Voyager Equity Holders Denounce Proposed FTX Loan Deal
• Peloton Shareholders Say Execs Downplayed COVID Impacts
• 4 Red States Sue To Stop SEC's Proxy Vote Disclosure Rule
• Peabody Energy Investor Demands Records Of Coal Mine Fire
• Insurer Hallmark Sues To Bar Coverage Of Cannabis Deal Suit
• Fla. Man Pleads Guilty To $55M Investment Fraud Scheme
• GOP States Aim To Block Labor Dept.'s ESG Investing Rule
• SPAC Tips For Retroactive Validation Of Shareholder Votes
• Salesforce Judge Certifies 10K-Plus ERISA Class
• High Court Ax Of Atty-Client Privilege Case Deepens Split
• Mass. Money Manager Gets 9 Years For Gambling Client Funds
• Michigan Firm Accused Of Botching Trading Industry Docs
• Goldman Says More Regulators Probing Its Credit Card Biz
• Litigation, ESG Are Accelerating Shift To Circular Economy
• Entertainment Co. Drops Firm In Ex-Fugees Rapper Fraud Suit
• Ex-Prison Guard Union Boss' Sentence Cut In Bribery Case
• Activision Deal Shows SEC's Human Capital Disclosure Focus
• NY Comptroller Balks At Atty Fees In US Steel Settlement
• Banks On Notice As Prudential Regulators Catch Crypto Bug
• UK Litigation Roundup: Here's What You Missed In London
• TD Gets Regulatory Approval For $1.3B Cowen Acquisition
• Judge Gives Initial OK To FXCM's $6.5M Investor Settlement
• Immunomedics' $40M Deal Over Data Scandal Gets Initial OK
• SEC Accuses Duo Of Insider Trading On $3.4B Verifone Sale
• Crypto Cos. Beat $8M 'Black Thursday' Losses Suit, For Now
• DC Circ. Returns AGs' Albertson Case To District Court
• Regulators Caution Banks On Crypto Deposit Liquidity Risks
• SEC Is Using 'Back Door' To Crypto Regulation, Says Group
• DOL Urges 5th Circ. To Revive Dental Co.'s 401(k) Fee Suit
• 'Net Winners' In $170M Scheme Want Info On Receiver's Funds
• Chancery Fast-Tracks AMC Stockholders' Share Overhaul Suit
• Broker Can't Strike Reports On Failure To Vet Defunct Airline
• FTC, SEC, NY Regulators Blast Voyager's Ch. 11 Plan
• Rosen Firm Asks To Lead Yoga Streaming Co. Investor Action
• Chancery Urged To Reject 'Merger Tax' Concerns Over Fee Bid
• Pharma Exec Traded On Kodak COVID Loan Info, Feds Say
• GOP Lawmakers Blast SEC Climate Proposal, Seek Records
• Armstrong Teasdale Adds Baker Atty As Securities Co-Chief
• Investment Firm Sheds $3M Fraud Suit Alleging Risky Bets
• Why SEC's Proposed Adviser Outsourcing Rule Irks Industry
• SEC Gets Second Shot At Case After Rare Mid-Trial Defeat
• Ozy Media, CEO Accused Of Widespread Investor Fraud
• Reed Smith Lands Fried Frank Trial Pro With SDNY Bonafides
• Bankman-Fried Exploited Code 'Loopholes,' New Charges Say
• Russian Nationals Led $340M Crypto Ponzi Scheme, Feds Say
• NY AG Sues Crypto Co. CoinEx For Failure To Register
• SEC Sues Penny Stock Co. Over False Financial Reports
• No Whistleblower Award For Exec Who Helped CFTC: 7th Circ.
• Chancery Validates De-SPAC Shares To Avoid 'Untold Chaos'
• Kardashian, Other Celebs Push To Cancel Crypto Promo Suit
• Chancery Sends Suit Over 'Reckless' Fund Toward Trial
• High Court's Securities Litigation Docket Just Got Lighter
• Republican Ex-Sen. Patrick Toomey Joins Apollo's Board
• HSBC Says It's Close To Settling SEC, CFTC Texting Probes
• DOL Overstepped Authority With ESG Rule, ERISA Suit Says
• Jay-Z-Backed Pot Company Strikes California Merger Deal
• SPAC Settles Claims Tied To Alleged $1.2M Embezzlement
• SEC Says Musk Trial Win No Reason To Ax Enforcement Deal
• Facing Commercial Loan Disclosure Laws In NY And Beyond
• SEC Approach To Kraken Is Only Temporary Fix For Crypto
• Judge Tosses EB-5 Malpractice Claims Against Chicago Atty
• Fla. Atty Prefers Suspension Over Disbarment After Conviction
• 3 Job Satisfaction Questions For Partners Considering Moves
• Investor Says Crypto Co. Fudged Finances Amid $2.1B Deal
• State AGs May Put Investors On The Hook For Co. Bad Acts
• Cadwalader Hires SDNY White Collar Prosecutor
• Fraud Study Reflects Juror Assumptions About Intent
• Enforcement Risks Of Carbon Offsets Are Growing
• NBA-Tied Crypto Co. Can't Dodge Unregistered Securities Suit
• Bankman-Fried Wants Voyager Ch. 11 Subpoena Nixed
• Hidden Costs Of FCA, Anti-Kickback Claims For Public Cos.
• DOJ Issues Corp. Self-Disclosure Policy For US Atty's Offices
• Eversheds Sutherland Hires Ex-SEC Official In DC
• Societe Generale Inks $157M Deal In Stanford Ponzi Fight
• SEC, CFTC Looking Into Wells Fargo Employees' Messaging
• 83 Law Firms Back Covington In Privilege Fight With SEC
• Outcome Ex-Growth Chief Says Bad Business Was 'Pervasive'
• Crypto Firm's 'Simple Mistake' Sparked $186M Hack, Suit Says
• Ex-Cantor Exec, Investors Get Initial OK For $3.5M Deal
• Custodia Back For Round 2 In Federal Reserve Account Fight
• Stockholders Seek Musk Give-Back In $56B Del. Tesla Pay Suit
• Crypto Co. Paxos Says It'll Fight The SEC In Court If Talks Fail
• Abbott Investigated By Feds, SEC, FTC Over Infant Formula
• Israeli Textile Printing Co. Kornit Digital Faces Investor Suit
• DLA Piper Hires Ex-GC, Compliance Head Of Lidl US
• Stockholders Sue AMC Entertainment in Two Chancery Suits
• Ex-Rep.'s Effort To Politicize Trial 'Not Proper,' Judge Says
• Custody Takeaways After NY Crypto Guidance, Bankruptcies
• CFTC Eyeing Leveraged Precious Metals Investment Programs
• Altria Judge Cuts $17.5M Atty Fee Bid Citing 'Paper Tiger' Deal
• CBD Co. Settles Suit With Ex-'Wolf Of Wall Street' Firm Trader
• 'Remorseful' Investment Pro Seeks To Avoid Prison
• 4 Exercises To Quickly Build Trust On Legal Teams
• Mormon Church To Pay SEC Fine For Hidden $32B Portfolio
• Financial Firm Canned Executive After SEC Report, Suit Says
• Justices Turn Away Convicted Mobster's Fight To Get Counsel
• Chancery Fixes Millions Of Potentially Invalid De-SPAC Shares
• Electric Car Co. Rivian Puts Brakes On Investor Suit, For Now
• Del. Stockholder Suit Hits Study Site Chegg's Cheating Ties
• Balwani Fights 13-Year Sentence, $900M Restitution
• BlockFi Seeks End Of SBF-Owned Entity's Ch. 11 Case
• SEC Says Hedge Fund Made $1.6M Short-Selling Airline Stock
• DOL Court Loss Casts Shadow On Fiduciary Rulemaking
• Catching Up With Delaware's Chancery Court
• Credit Suisse Investors Can't Get A New Trial In Forex Case
• Former Bond Trader Pleads Guilty to $65M Lending Scheme
• Salesforce Judge Open To Certifying 10K-Plus ERISA Class
• Pair Get 6 Years For Defrauding Cannabis, Cattle Investors
• SEC Says Asset Manager Shorted, Bought Oil Stock Illegally
• Sanctioned Ex-Broker Says He's Entitled To His IRS Tax Docs
• What To Watch In NY Financial Regulators' Upcoming Agenda
• FTX Japan Moving Toward Release Of Customer Accounts
• Chancery Mulls 'Merger Tax' Implications Of $1.1 Million Fee
• How Partial Invalidation Of ERISA Guidance Affects Advisers
• Mob Mentality: DOJ Wields RICO With Mixed Results
• Ex-NBA Star Paul Pierce To Pay SEC $1.4M For Crypto Promo
• How The Bruised SPAC Market Is Navigating Turbulence
• Day Trader Made $1.1M Off Spreading Fake Rumors, SEC Says
• UPDATED: Crypto Wallet Owner Drops Chancery Suit Over NFT Theft
• Options Clearing Co. To Pay $22M To Settle SEC, CFTC Claims
• Facebook Says Board Changes Bar Data, Privacy Breach Suit
• SEC Sues Terraform, CEO Do Kwon Over Stablecoin Collapse
• FinCEN Blasted Over Beneficial Ownership Registry Plan
• Retirement Groups Urge SEC To Abandon Fund Proposal
• Hearing Aid Co. Eargo Beats Investor Suit Over DOJ Probe
• Calif. Crypto Biz Scammed Investors Out Of $7M, CFTC Says
• Feds Rip Ex-Goldman Exec For 1MDB Sentencing Objections
• Bankman-Fried Judge Suggests He Is Close To Revoking Bail
• 5 SEC Exam Priorities Private Fund Managers Must Address
• 8 Steps To Improve The Perception Of In-House Legal Counsel
• Law Profs Warn Chancery To Avoid 'Merger Tax' Encore
• McGuireWoods Adds Ex-Foley & Lardner Litigator In Dallas
• Ex-CBD Exec, Health Goods Co. Spar Over Securities Claims
• WallStreetBets Founder Says Reddit Hijacked Forum
• Bitcoin Mining Co. Hit With Suit Over Alleged Ponzi Scheme
• DOJ's Fraud Section Hits Trial Record, Corporate Cases Slide
• 3 Banks Get Initial OKs For $48M Deal In Libor-Rigging Case
• Warren To Hsu: Just Say No To Anti-Competitive Bank Mergers
• 4th Circ. Upholds Insurance Co.'s $50M Win In Loan Dispute
• 9th Circ. Chilly To DOL In Atty Fee Battle With Architecture Co.
• Electric Truck Co. Investor Suit Gets Initial OK For $35M Deal
• S&P Wants Antitrust Suit Over Securities ID Numbers Killed
• SEC Inks $6.2M Deals In Sprawling Penny Stock Fraud Case
• Ex-Stanford Law Dean Signed Bankman-Fried's Bond
• FDIC Calls Out Crypto Exchange, 3 Others On 'Misleading' Info
• Procedure Rule 7.1 Can Simplify Litigators' Diversity Analysis
• VC Firm Sequoia Latest To Be Hit With FTX Suit
• Firms Ask Del. Justices To Undo Fee Bid Denial In Vax Biz Suit
• Celsius Creditors Get 3 Weeks To Look At Ch. 11 Plan Outline
• Entertainment Co. Fights Ex-Fugee Atty's Bid To Ax Suit
• Regulators Are Setting Sights On Crypto Market Manipulation
• Skadden Adds Ex-Morrison Foerster Securities Co-Chair
• IAA Investor Calls Ritchie Bros. Deal 'Fundamentally Flawed'
• 6 Considerations For Investors As Recession Looms
• SEC Approves Rule To Shorten Stock Settlement Times
• SEC Eyes Crypto Assets In New Adviser Custody Proposal
• Port Operator To Cancel London Listing In Move To Russia
• Crypto Lobby Says SEC Overreached In Insider Trading Case
• SEC's Kraken Case Has Crypto Biz Clamoring For Guidance
• Berry Corp. Investors Seek Class Cert. Over Deception Claims
• Honest Co. Investors Seek Cert. In COVID-Tied Suit
• Crypto Trader Denies $110M Exchange Manipulation Charges
• Coinbase Urges 9th Circ. To Send Crypto Case To Arbitrator
• Ga. Judge Says Power Co. Investor Sued Deloitte Too Late
• Covington Blasts SEC's 'Fishing Expedition' Against Clients
• How Companies Could Define 'Social' In ESG Metrics
• Tech Startup CEO Pilfered $20M For Private Jet, Feds Say
• DC Circ. Backs NLRB In Dispute Over Union 401(k) Match
• The Wide Oversight Implications Of Del. McDonald's Ruling
• Kyle Roche's Ex-Firm Says Crypto Co. Wants Privileged Info
• Tech Expert Gets 28 Months For Motley Fool Insider Trading
• Misrepresentations Alleged In $4.7B L3Harris Aerojet Merger
• Lordstown Share Matter No Reason To 'Fish,' Chancery Says
• Bankman-Fried Can't Use VPN After Super Bowl Blunder
• Russian National Convicted Of $90M Hack-And-Trade Scheme
• Reviewing Exec Separation Filings After McDonald's SEC Deal
• It's Time For Crypto To Prioritize Travel Rule Compliance
• FTX Customers Want Fraud Suits Grouped In Florida
• Judge Stays SEC And CFTC Cases Against Bankman-Fried
• Info On Outcome's Lies 'Needed To Come Out,' Analyst Says
• Netflix Says Investors Don't Make Their Case In Loss Suit
• GPB Capital Execs' Attacks On $1.8B Fraud Charges Fall Flat
• Former StoneMor Stockholders Sue Board, Controller In Del.
• Securities Group Wins Partial Invalidation Of ERISA Guidance
• Chancery OKs Astrotech Vote Settlement, $290K Class Fee
• SEC Probes Binance Stablecoin As NY Halts Its Production
• Binance Dodges Claims It 'Deflated' Token's Value, Rankings
• DC Circ. Pushed To Follow 'Duty' To Remand Albertsons Case
• CFTC Says Clearinghouse Hack Caused Reporting Delay
• Winklevoss Crypto Biz Can't Probe CFTC's Internal Process
• Shareholder Protests Maxar's $6.4B Private Equity Buyout
• Pa. City's Receiver Empowered To File Ch. 9, Court Told
• Ozy Media Flagged For Not Paying Co-Founder's Legal Costs
• Ex-Theranos Exec Balwani Fights Feds' $900M Restitution Bid
• Crypto CEO Says Defamation Tanked Token's Price
• Investor In Genomic Test Co. SPAC Sues Its Board In Del.
• Boies Schiller Faces DQ Bid In Bitcoin Fight
• Ohio Man Accused Of Defrauding Investors, Family
• Sears Hometown Investors, Ex-Directors Reach $3.1M Deal
• Dentons Hires Valvoline M&A Pro For Corporate Group
• Catching Up With Delaware's Chancery Court
• Treasury Official Says Too-Big-To-Fail Merger Rubric Needed
• Shkreli Says His New Co. Doesn't Violate FTC's Pharma Ban
• PayPal Says CFPB Closed University Loans Investigation
• Brett Favre Sues Auditor, Sportscasters For 'Thief' Remarks
• Robinhood Beats Investor Suit Over $2.1B IPO, For Now
• Bumble CEO, Blackstone Sued Over 'Misused' Public Offering
• US Trustee Says FTI Too Conflicted To Work On FTX Ch. 11
• Crypto Winter Raises Host Of D&O Coverage Issues
• Questions Linger After 10th Circ. Keeps ESOP Suit Alive
• JG Wentworth Adds Compliance VP From Newly Acquired Co.
• House GOP Leaders Query SEC On Bankman-Fried Arrest
• Counsel Leadership Fight Brews In Discovery-AT&T Deal Suit
• Law360 Seeks Members For Its 2023 Editorial Boards
• Mass. Justices Urged To Axe Robinhood Win Over Stock Rule
• The Little-Known Rule SEC Used In Sweeping Activision Case
• Bioplastics Co. Execs Sued In Del. Over Breakdown Claims
• Jury Mulls If Russian Is 'Trading GOAT' Or 'Convenient Target'
• Robins Kaplan Adds Gov't Relations Atty From Jackson Lewis
• Atty Conflict Discussions In Idaho Murder Case And Beyond
• Top OCC Lawyer Calls For 'Better Mousetrap' In Bank Mergers
• Facebook, Gibson Dunn Sanctioned For 'Egregious' Conduct
• CFTC, Winklevoss-Led Gemini Spar Over Discovery In Suit
• 10th Circ. Seeks Clarity On Overstock.com Crypto Offering
• Judge Pulls EY German Unit Back Into Wirecard Investor Suit
• Ill. Judge Urges Progress After EB-5 Deal Payment Flub
• Ex-Trader Tells Justices 2nd Circ. Wrong On RMBS Fraud
• Manufacturing Co. Strikes Deal In ESOP Share Inflation Suit
• Disbarred Atty Slams SEC 'Hysterics' In $1.15M Fraud Case
• Fla.-Based Insurance Co. Sued In Del. Over Founder Control
• 2 Firms Vie To Lead Suit Over Celebs' Bored Ape NFT Promos
• Class Members Ask Court To Reject PG&E 'Backdoor Deal'
• 10th Circ. Won't Force Arbitration In Radiology Co. ESOP Row
• 3AC Founder Starting Crypto Bankruptcy Claim Exchange
• Convicted Execs Ask 5th Circ. For Release Ahead Of Ruling
• Kraken To Pay SEC $30M And End Crypto 'Staking' Program
• Why General Liability Carriers Are Wary Of SEC Climate Rule
• Scott + Scott To Lead Investor Suit Over Freshworks IPO
• Pal Of 'Lottery Lawyer' Under House Arrest After New Charges
• UK Hedge Fund Exec Gets Oct. Trial In NY Forex Fraud Case
• Why The Original 'Rocket Docket' Will Likely Resume Its Pace
• DLA Piper Adds Veteran DOJ Atty To DC Litigation Team
• 1st Circ. Unsure Polling Gaffes Merit Automatic New Trial
• Monitoring Of Bankman-Fried's Texts Likely After GC Contact
• FTX Racks Up $9.7M In Fees From Sullivan & Cromwell, Others
• 5th Circ. Revives Charges Against 2 In Venezuela Bribery Case
• Katten Picks Up Seasoned Benefits Pro From Allen & Overy
• DOJ's New Cooperation Carrots May Not Whet Cos.' Appetites
• Former Exec. Says Transdigm Fired Her For Reporting Fraud
• Societe Generale Swept Up In SEC Texting Probe
• 5th Circ. Judge Decries CFTC 'Bully' In Election Betting Suit
• Feds Seek At Least 18 Months For Motley Fool Hacker
• 3 Arrows Liquidators Say No Answer To Twitter Service
• Chancery Nixes Early Trial On Masimo Board Control Defense
• Ex-SEC Enforcer: WhatsApp Fines Test Limits Of Cooperation
• Fla. Judge Says Dentist Owes $389K In Securities Fraud Suit
• 9th Circ. Judges Doubt Meta's 'Boilerplate' Risk Disclosures
• Russian's Stock Success One In A Trillion, Jury Told
• Mich. Manufacturer Hit With $4M Fine Over Exec Bonuses
• Conn. Judge Hits Aircraft Supplier With Long Fraud Sentence
• What To Expect This Proxy Season With New Exec Pay Rules
• House GOP Pushes For Relaxed Limits On Private Offerings
• Pot Co. Litigant Says Data Wipes Not Worth $2.2 Million Fine
• Viela Bio Shareholders Sue AstraZeneca In Del. After $3B Sale
• EB-5 Developers' Latest Dispute Heads To Arbitration
• Bankman-Fried, Other FTX Insiders To Face Ch. 11 Subpoenas
• Pot's Illegality Dooms Would-Be Investor's Residency Suit
• Investors In Conn. Ultrasonics Co. Sue For Share Appraisal
• Examining 4 Areas Where DOJ Faced Recent Setbacks
• Investor Attys Ask For $13.3M Fee In US Steel Stock Suit
• Microsoft Escapes 401(k) Lineup Suit, For Now
• White & Case Hires Ex-Prosecutor From Gibson Dunn
• Holland & Knight Adds Emerging Biz Pro From Goodwin In LA
• Security Co. CEO Gets 5 Years For Int'l Fraud Scheme
• SEC, Investment Adviser Settle Claims of $1.9M Fraud
• Crypto Coverage After FTX Fall: Crime And Custody Coverage
• White Collar Attys Brace For More Latin America FCPA Action
• SEC To Test Adviser Compliance With New Marketing Rule
• SEC Can't Force VW To Name Who Knew About Cheat Devices
• Six Firms Vie To Lead NewAge Investors Securities Suit
• SEC Wants Law Firm's Suit For Clear Crypto Rules Tossed
• Celsius Borrowers Seek Return Of Crypto Collateral
• Fed's Climate Risk Management Pitch Gets Divided Feedback
• Ionis Shareholders Come Together In Del. Pay Suit Deal
• House GOP Seeks To Block Socially Conscious Investing Rule
• Musk Victory Unlikely To Move The Needle On Securities Trials
• Bankman-Fried Appeals Decision To Unseal Bail Sureties
• Visa Again Sued For Docs In Shareholder Child-Porn Probe
• Asian Investors Take Atty Fee Dispute To Supreme Court
• Bank Cuts $100M Deal With $24M Fees In Stanford Ponzi Fight
• Wells Fargo Investors Ink $300M Deal In Auto Insurance Suit
• SEC Small Biz Panel Fears Private Fund Rules Will Overreach
• Signature Bank Aided FTX Fraud, Suit Says
• Locke Lord Taps Insurance Regulatory Vet For NYC Office
• The Discipline George Santos Would Face If He Were A Lawyer
• Financial Services, Fintech Are Top CFPB Areas To Watch
• Pharma Co. Sued In Del. For Docs On Undisclosed IP Value
• SEC Sues Pa. Investment Adviser Over Alleged $200M Scheme
• 2 NC Brothers Cop To Multimillion-Dollar Ponzi Scam
• Fannie, Freddie Profit Sweep Retrial Set For Late July
• Voyager Judge Agrees To Appoint Ch. 11 Fee Examiner
• Ex-Store Execs, GreatBanc Look To End ESOP Siphoning Suit
• Bank Secrecy Act's Crypto Expansion Is On The Horizon
• Crypto 'Entrepreneur' Pays $2M To Settle SEC Fraud Charges
• Former Nuix CEO Can't Get $183M In Options
• Ex-Bank VP Gets 15 Months For Forging Letters To Court
• Feds Say Ex-FBI Trainee Can't Ax Statements In Trading Case
• Chancery Bomb Has Companies Clearing Billions In 'Shrapnel'
• Aggressive Insider Trading Enforcement Will Persist This Year
• Canada's Hut 8, US Bitcoin Merging Into Nearly $1B Entity
• Masimo Rolls Back Board Control Shields Targeted In Del. Suit
• Ex-Coinbase Employee Cops To Insider Trading
• Elon Musk Deserves Credit For Tweet Trial Win, Attys Say
• SEC Accused Of Overreach In Coinbase Insider Trading Case
• Bankrupt Lender Genesis To Sell Trading Arm In Restructure
• Bed Bath & Beyond Plans Offering As Bankruptcy Looms
• Judge Approves $26M Deutsche Bank Deal Over Epstein Ties
• FTX Asks Politicians To Return Donations By Month's End
• Shareholder Sues Medical Exec. Facing Murder-For-Hire Trial
• Pomerantz To Lead Avalara Shareholder Suit Over $8.4B Deal
• Software Company Seeks Exit From Investors' $480M Suit
• Celsius Shareholders Seek Shield From Customer Claims
• Eli Lilly Worker's Proposed Class Suit Over 401(k) Fees Nixed
• House Republican Leader Sets Up ESG Working Group
• FTX, Trustee Urged To Negotiate On Ch. 11 Examiner
• Robinhood Traders Urge 11th Circ. To Save Meme Stock Suit
• National Enquirer Sold In Deal Built By DLA Piper, Paul Weiss
• SEC Case Is A Warning Governance Tokens May Be Securities
• Home Depot Workers Ask 11th Circ. To Revive 401(k) Suit
• Ex-Goldman Banker Can't Inspect Recording Device, Feds Say
• Chicago Investment Adviser Pleads Not Guilty To $683K Fraud
• Catching Up With Delaware's Chancery Court
• Motley Fool Hacker Wants No Prison For Securities Fraud
• 2 Firms Guide Industrial Headset Maker's $375M SPAC Merger
• FXCM Stockholders Seek Initial OK Of $6.5M Securities Deal
• Netflix Misled Investors As User Numbers Lagged, Suit Says
• SEC Secures Partial Deal In $6M Stock Manipulation Case
• Receiver Wants Levine Kellogg Ponzi Probe Of Wells Fargo
• Media Co. Must Face Ex-Workers' 401(k) Mismanagement Suit
• Pot Biz Investor Wants Ex-Partner's Counterclaims Nixed
• Cadwalader Adds FCPA Experts In DC From Willkie Farr
• Synchrony Investors Nab Cert. In Suit Over Walmart Exit
• YouTuber Logan Paul Slapped With Crypto 'Rug Pull' Suit
• SEC Should Investigate Shell For Greenwashing, Group Says
• Wells Fargo 'Reckless' Fund Purge Lost $500M, Investors Say
• Cybersecurity Co. Telos Beats Investor Suit Over Gov't Work
• Schwab Gets Traders' 'Best Execution' Suit Sent To Arbitration
• Former SEC Chair Clayton Backs Slack At High Court
• Block & Leviton Asks $525K For Gaining Bit Digital Settlement
• Entity At Center Of FTX-BlockFi Dispute Files For Ch. 11
• Wigdor Beats Leon Black's Sanction Bid In Rape Suit
• Electric Truck Co. Nikola, Ex-CEO Beat Investors' Fraud Suit
• SPAC Says Philippines Resort Is Trying To Tank $2.6B Merger
• Customers Say $25B Kroger-Albertsons Deal Forms Monopoly
• Tesla Jury Clears Musk In $12B 'Take Private' Tweet Trial
• Masimo Urges Chancery To Uphold Founder's Takeover Shield
• Biden Admin.'s Anti-Merger Stance Is Leading To Bad Policies
• NJ Regulators Target 3 'Pig Butcher' Crypto Sites Over Scams
• A Closer Look At Rep. Santos' Claims And Potential Charges
• Financial Adviser Wants Faraday To Pay Its Fees In Del. Suit
• Edelson, Kaplan Fox, Pomerantz Seek To Rep FTX Investors
• Gun Retailer Asks 11th Circ. To Toss $1.5M Verdict To Ga. Firm
• Binance Funds GOPAX In Effort To Buoy Korean Crypto Space
• Wannabe Stock Guru Gets 30 Months For Duping Investor
• A Litigation Move That Could Conserve Discovery Resources
• SEC Wants Equifax Breach Suit Kept In Georgia Court
• Nikola Boss Says 2nd Circ. Case Bolsters Juror Bias Claim
• Proskauer Grows In DC With Ex-Kirkland, SEC Atty
• Don't Miss It: Paul Weiss, Willkie Guide Week's Hot Deals
• SEC Fines Activision $35M Over Whistleblower Claims
• Sullivan & Cromwell Slams 'Harassing' FTX-Related Subpoena
• Crypto Trader Accused Of $110M Heist Held Without Bail
• Labaton Sucharow To Rep Investors In Opendoor Tech Suit
• 2nd Circ. Mulls Viking River's Impact On ERISA Arbitration
• Accounting Standards Setter To Issue Draft Crypto Guidance
• CFTC Tells 5th Circ. To Reject PredictIt's Injunction Bid
• Crypto Bank Revamps Compliance Team After OCC Flags
• SEPTA's $15M Deal With Pa. Bank Gets Preliminary Blessing
• Kyle Roche's Ex-Firm Must Sit For Depo Over Financial Ties
• House Republican Rips DOJ Over Incomplete AML Filing Stats
• SEC Flags Off-Book Communications At Ratings Agencies
• Binance Hires Ice Miller For New Lobbying Efforts
• Texas Fraud Claim Against Bankman-Fried Thrown Into Doubt
• Chancery Tosses Suit Over CEO's Role In $6B CoreLogic Sale
• Del. Court Hurries Lordstown's 115 Million Stock Query
• Clayton Dubilier's $5.8B Cornerstone Deal Is 'Unfair,' Suits Say
• Litigators Should Approach AI Tools With Caution
• Investor Sues Fintech Ryvyl Over Accounting Flubs
• Adani Group's Losses Near $100B Since Short-Seller's Report
• SEC Says Adviser Cherry-Picked Wins For Girlfriend, Self
• SEC's 1st Reg BI Action Spells Enforcement Challenges
• Winstead Promotes Largest Shareholder Class With 14 Attys
• NY Atty Can't Dodge Libel Suit Over 'Securities Fraud' Email
• For White Collar Practitioners, Tone Of Garland Memo Is Key
• Latham Adds Gunderson Dettmer Emerging Cos. Atty In Calif.
• Rep. Hill Previews Coming Congressional Crypto Action
• James Murdoch Testifies Musk's Confidence In Deal Merited
• Crypto Suits Are Flying High As SPAC Litigation Cools: Report
• SEC Sues CEO For Fleecing Investors Via Penny Stock Sales
• Barrack Rodos, Faruqi To Lead Tesla 'Tweet' Suit In Del.
• 2 More Ex-SPACs Warn Of Chaos From Del. Boxed Ruling
• Voyager, Creditors Blast $75M Alameda Loan Payment Claim
• Brady's Dominance On The Field Coincided With Time In Court
• E-Warfare Co. Battles Buyer Over Unreturned $7M Escrow
• Coinbase Gets Unregistered Securities Suit Tossed For Good
• NY Atty Denies Ties To Ga. In Row Over Ex-Fugee's Music
• 'Voltswagen' Gag Not Used To Mislead Investors, Car Co. Says
• Adani Cancels $2.5B Share Sale After Stock Plunge
• 3 Wobbly Defenses From Bankman-Fried's Substack Post
• Bankman-Fried Can't Contact FTX Staff, Judge Orders
• Stock Buyback Excise Tax Guidance A Mixed Bag For SPACs
• Ex-Motorsport Network CEO Says IPO Triggered Stock Option
• Crypto Coverage After FTX Fall: Accountant And Atty Liability
• Cozen O'Connor Brings On Toronto-Based Corporate Team
• Celsius Ch. 11 Ruling Reminds Clear Contract Terms Govern
• Wilson Sonsini Expands In DC With Longtime SEC Atty