Securities Archive » April, 2023

Securities - April, 2023

475 articles

• Biden Administration Greenlights Citgo Sale
• After SVB Report, Banking Industry Points Finger Back At Fed
• Credit Suisse Investors Call It Quits On Forex-Rigging Suit
• Chegg Investors Ask Judge To Keep Stock Suit Alive
• SEC Wants More Input On Beneficial Ownership Proposal
• 3 May Argument Sessions Benefits Attorneys Should Watch
• SPAC Investor Sues In Del. Over Digital Platform Value Plunge
• McAfee Says Favre's Defamation Allegations Don't Hold Up
• Ex-Tech CEO Pleads Guilty To Lying To Startup's Investors
• SEC Told Small Businesses Face Hurdles Accessing Capital
• Fed. Circ. Says Older Standard For EPA Cases Isn't Good Law
• Ex-CFO Gets 3 Years For $5M Meme Stock Embezzlement
• Ohio Securities Suit Claims Bread Financial Lied To Investors
• PayPal Beats Investor Suit Over Federal Probe For Good
• NFT Tax Guidance Shows IRS Interest In Crypto Enforcement
• SEC Claims Colo. Man Gained $1M in Hotel Investment Fraud
• What SBF's FCPA Charge Means For Crypto Enforcement
• US Bank Says Investors Lacked Standing To Request Atty DQ
• Zendesk Shareholders Sue In Chancery For Books On Buyout
• Wells Fargo Can't Subpoena Ex-Plaintiffs In Class Action
• Fed Takes Some Blame For SVB Collapse
• Short Message Data Challenges In E-Discovery
• Coinbase Makes Public Clapback At SEC Enforcement Notice
• Republicans Demand SF Fed Docs In Probe Of SVB Collapse
• Satellite Co. Investors Beats Insider Trading Suit For Good
• CFTC Lands Record $3.4B Judgment In Bitcoin Fraud Case
• Crypto Buyer Admits To Defrauding Banks, Exchange Of $4M
• Lawmakers Worry About Crypto Industry Fleeing The US
• Dykema Brings On Ex-SDNY Prosecutor From Saul Ewing
• Microcap Dealer Inks $39M Deal Over SEC 'Scalping' Claims
• Judge Sinks Venezuela DQ Bid In Citgo Suit As Appeal Looms
• SEC's Gensler Says Crypto Lacks Compliance, Not Clarity
• Security Co. Calls $16.3M Judgment Invalid In Investor Suit
• Wis. Couple Owe $9M For Scam Targeting Hmong Americans
• Lyft Rips Objections To $25M Deal In IPO Disclosures Suit
• Chancery Trims Suit Over $110M Bioness-Bioventus Deal
• Yahoo Says It Won't Produce Atty Emails In EB-5 Fraud Suit
• Chancery Grumbling Over AMC Deal Docs Gets Fast Response
• Nike, StockX Told To Stop 'Bickering' Amid Sneaker NFT Fight
• ​​​​​​​401(k) Plan Exit Fees Are Legal, Chamber Tells 5th Circ.
• BlockFi Gets OK For Alternative Cash Deposits
• Veteran Corporate Atty Joins Pryor Cashman From K&L Gates
• Atty Says Ulta Beauty Investor OK With Voting Bylaw Suit Stay
• Substantiation Is Key When Gifting Crypto To Charity
• Justice Manual Updates Bring Needed Clarity On Policy Shifts
• Top Juul Investor Facilitated, Got $2.45B From Altria Deal
• FinCEN Fines Trust Co. $1.5M For Ignoring Suspicious Activity
• Citigroup Can Combine Derivative Suits Over Oversight Issues
• Horizon Receiver Wants To Pursue $110M Ponzi's 'Net Winners'
• Ex-Coinbase Worker Wants 10 Months For Insider Trading
• $30.8M Omega Healthcare Investor Settlement Gets Final OK
• Calif. Judge Mulls Certifying Crypto Class In Ripple ICO Fight
• Cannabis Co. Inks $3M Investor Deal To End SEC Probe Suit
• House Committee Advances Bills To Ease Capital Raising
• Qualcomm Lied About Shaky Diversity Efforts, Investor Says
• Holmes' Prison Date Delayed As 9th Circuit Considers Bail
• Exelon Investor's Suit Targets Alleged Ill. Speaker Bribery Plot
• Energy Co. Fights Asset Freeze In $60M Enforcement Dispute
• Oil Services Co. To Pay SEC $8M For Alleged Angola Bribes
• Space Co. Execs Hit With Derivative Suit Over $1B SPAC Deal
• Intercontinental, Black Knight Say FTC Violates Rights
• 2nd Circ. Sets New Issue Preclusion Standard In RMBS Suits
• SEC Flags Policy Issues At Broker-Dealer, Adviser Branches
• Nelson Mullins Opens Chicago Office With Benesch Team
• Troutman Pepper Adds Manatt Financial Regulatory Atty In DC
• OpenSea Founder Testifies Against Ex-Manager At NFT Trial
• SEC Seeks Injunction, $836K Against Penny Stock Co.'s CEO
• Forchelli Deegan Launches Securities Practice With 2 Hires
• Thomas Report Is Final Straw — High Court Needs Ethics Code
• Chancery Preserves Walmart Opioid Suit, Citing Redactions
• Voyager Shifting To Liquidation After Binance Deal Collapse
• Duane Morris Adds K&L Gates Securities Expert In DC
• FTX Reaches $50M LedgerX Deal With Miami Exchange Owner
• Mich. PE Firm Says Seattle Startup Owes It $500K
• Clover Health To Pay $22M In Investor Suit Over DOJ Probe
• SEC Gets Another Court Win Over Proxy Rule Challenge
• Binance And CEO Hire Gibson Dunn, Latham To Face CFTC
• 5th Circ. Asked To Free Adviser From SEC 'Purgatory'
• First Republic Execs Puffed Up Bank's Strength, Investors Say
• COVID-19 Test Maker Investors Seek Final OK For $8.1M Deal
• 2 Firms Seek To Lead Payment Processor Investor Suit
• Amazon Defeats Investor Suit Over Possible BIPA Violations
• Conn. Firm Can Co-Lead DCG Crypto Case With Kaplan Fox
• J&J Flags Selendy Gay Conflicts In Robot Surgery Tech Suit
• Boeing Rips 737 Max Pilots' Judicial Bias Claims In 7th Circ.
• SVB Investor Says Bank Underplayed Risk For Years
• How Cos. Should Navigate State AGs' Partisan ESG Approach
• Fla. Judge Presses Pause On FTX Celebrity Promoters Suit
• 'Lottery Lawyer' Asks For No Jail After $80M Fraud Conviction
• Sullivan & Cromwell Hires Ex-SEC Division Head Blass
• Bottini, Cotchett Pitre To Rep Twitter Investors In Musk Suit
• Binance.US Terminates $1B Deal For Voyager's Assets
• 4th Circ. Waves Off Challenge To SEC Insider Trading Suit
• Deutsche Bank Hit With $95M Jury Verdict For Ignoring Fraud
• AI Software Developer LivePerson Faces Investor Class Action
• Feds Skip 'Insider Trading' Wording As OpenSea Trial Begins
• Joint Representation Ethics Lessons From Ga. Electors Case
• AMC Seeks Del. Fast Track For $120M Share Plan Settlement
• Ohio Trader Admits To $10M Binary Options Fraud
• Class Reps Fight For 2nd Chance To Bring £1B Forex Action
• Deutsche Bank Let Ponzi Scheme Happen, Fla. Jurors Told
• Coinbase Asks 3rd Circ. To Force SEC's Hand On Crypto
• Banking Co. Hid Financial Errors From Investors, Suit Claims
• Brazilian Insurer To Pay $5M Over Fake Berkshire Investment
• CBS-Viacom Derivative Merger Suit Settles For $167.5M In Del.
• Citi Ramps Up ESG Focus On Beef, Soy Industries
• Judge Won't Toss Civil Suit In Alleged Insider Trading Scheme
• Aegean Marine Ex-Execs Hatch $12M Deal In Shareholder Suit
• Boston Scientific Investors Seek Class Cert. In Stock Suit
• Microsoft Gets 401(k) Investment Picks Suit Tossed For Good
• Prickett Jones Atty Tapped To Be Special Master For AMC Suit
• Arconic, Shareholders Reach $74M Deal In Grenfell Fire Suit
• Changes To $3.5B Pandora-Sirius Merger Suit Spiked In Del.
• 6th Circ. Upholds Nix Of $700K Sports Firm Shareholder Spat
• VW Escapes SEC Sanction Bid Over Noncompliant Employee
• Lawyer Discernment Is Critical In The World Of AI
• Former SEC Private Funds Branch Chief Joins Morgan Lewis
• Investor Suit Says Credit Suisse Misled About Financial Woes
• Haynes Boone Lands Capital Markets Partner From Kirkland
• Attys Want Up To $26M For Madison Square Garden Suit Deal
• Deutsche Bank Hires New General Counsel From Merck
• Crypto Influencer Says He Never Harassed FTX Investors' Atty
• What To Know About Filing SVB, Signature Creditor Claims
• Catching Up With Delaware's Chancery Court
• Ex-B. Braun Workers' 401(k) Fees Suit Heads To Trial
• Law360 Reveals Titans Of The Plaintiffs Bar
• Oil Co. Ex-CEO To Pay $2.5M For Revenue-Pumping Scheme
• TripAdvisor Stockholder Sues In Del. To Stop Move To Nevada
• Getaround Stockholder Sues For $850K De-SPAC Vote Fix Fee
• Texas Bill Raising Standards For Crypto Firms Passes House
• Shareholders Urge Chancery To Keep Hyzon SPAC Suit Alive
• Ozy Media, CEO Headed For 2024 Investor Fraud Trial
• SEC Wants Pot Pill Co., Promoter's Fraud Suits Consolidated
• Deutsche 'Knowingly' Aided Ponzi Scheme, Liquidators Say
• SEC Alleges $8.5M Fine Wine Scam Targeting Elderly
• Blockchain Security Co. Objects To Magistrate Judge's Report
• Beleaguered SPAC Industry Seeks Warmer Waters Offshore
• Kroger, Albertsons Oppose Shoppers' Bid To Block Merger
• Manufacturing Co. Agrees To $14.8M Deal In ESOP Suit
• Ozy CEO Can Get Advanced Defense Costs, Court Says
• Trean Insurance Sued For Docs On $316M Take-Private Deal
• In Axon, Justices Continue Reining In Administrative State
• Zillow Settles Shareholders' Suit Over Co-Marketing Scheme
• Avalara Seeks To Exit Shareholder Dispute Over $8.4B Deal
• Recent BIS Moves Signal Export Control's New Era
• SEC Nets $2.8M From Alleged Crypto Pricing Scheme
• Exelon Fights Bid For PR Strategy Docs In Stock Fraud Suit
• Investors Get Initial OK For $95M Televisa Settlement
• FSOC Eyes Overhaul Of Nonbank Too-Big-To-Fail Labeling
• Kleiman Estate Wants Sanctions For Bitcoin 'Inventor'
• Credit Suisse Bondholders Sue Swiss Watchdog Over Wipeout
• Ex-Autonomy Boss Loses UK Extradition Fight Over HP Fraud
• Fla. Attorney Settles Bahamas Real Estate Scam For $350K
• European Parliament's Crypto Regulation: 3 Things To Know
• Ex-SEC Officials Back FirstEnergy's Bid To Overturn Class
• Deutsche Bank Eyes Win In $155M Ponzi Scheme Suit
• SEC Staff Caution Advisers On Risky Investment Products
• No Bail For Bannon Ally Kwok In $1B Fraud Case
• Judge Rejects $15M Deal, Tells Atty 'I Don't Bargain With You'
• Bankrupt Mall Co. Hatches $17.5M Settlement With Investors
• DOJ Charges Ex-Wrestler With Stealing $3M From Miss. Poor
• Robinhood Wants Revised Data Breach Suit Nixed
• AMC Reverse Split Deal Looms In Del. As Investors Object
• Squire Patton Atty Nominated To Lead Ohio County Law Dept.
• Crypto Scammer Must Pay $300K For Ponzi Scheme
• Trading Suspects Say Feds Brought Case To Chase Headlines
• Pot Co. Investor Wants Partial Win In Contract Dispute
• Vanished Ex-CNBC Pundit Owes $8.8M In SEC Fraud Case
• Don't Forget Alumni Engagement When Merging Law Firms
• Simpson Thacher Adds Munger Tolles Litigator In Calif.
• Feds Say Justices Should Reject Appeal From Ex-Shkreli Atty
• Barclays To Hire Ex-HSBC Compliance Head
• DLA Piper Malpractice Suit Over Gummy Deal Dropped
• Attys For Xerox Spinoff Investors Seek $8M Amid $32M Deal
• Considerations For 2024 Proxy Season After Exec Pay Rules
• A Convergence Of Factors Hurts SVB Securities Class Action
• Private Jet Co. Hit With Investor Suit Over Financial Controls
• Crypto Influencer Defies Court Order To Appear In FTX Case
• Ex-Allianz Exec Says DOJ Behind Sullivan & Cromwell Sellout
• Voyager, Feds Reach Deal To Send Through $1B Binance Sale
• Accounting Board Report Flags Problematic Audits For SPACs
• Stablecoin Draft Bill Far From Finished Product, Reps. Say
• Royalty Owners' Attys Nab $18M Fee For $45M Gas Co. Deal
• GOP, Dems Express Dismay About Private Investment Rules
• Chancery OKs $1B Dell Class Suit Deal; $285M Fee Pending
• Nasdaq Rule Spurred Boards' LGBT Policies, Report Says
• California Tells 5 AI Crypto Platforms To Get Out
• SEC Strikes $513K Deal With Accused Retirement Fraudster
• J&J Seeks Chancery Sanctions In Robot Surgery Tech Co. Suit
• 4th Circ. Won't Let Investors Intervene In Belize Scam Case
• Dinner Party Pot Co. Pitch Was A Sham, Ohio Couple Says
• 3 Silvergate Investor Suits Over FTX Combined In Calif.
• Investor Says She Was Tricked Into Investing In Pot Co.
• Inovio Investors Want 1st OK For COVID-19 Derivative Deal
• Accused Trader Says Head Nods Can't Be Used Against Him
• Scott + Scott Beats Boies Schiller To Lead Voyager Class Suit
• Barclays To Pay FINRA $2.5M For Reporting Violations
• SEC Sees First Post-Cochran Challenge To In-House Courts
• Societe Generale Gets 1st OK On $105M Rate-Rigging Deal
• Without Stronger Due Diligence, Attys Risk AML Regulation
• Fight Brewing To Steer StoneMor Stockholder Suit In Del.
• Investment Manager's Estate To Pay SEC $11.9M In Fraud Suit
• BlockFi Gets Month Extension On Ch. 11 Plan Deadline
• ​​​​​​​Investor Says Australian Trust Must Face REIT Suit In DC
• Ex-Venezuelan Treasurer Gets 15 Years For $100M Scheme
• Failed Bank Execs Could Be Targets After Biden Proposals
• 1st Circ. Says Jury Poll Gaffe In Civil Case Merits New Trial
• Elizabeth Holmes Fights 'Unjust' Conviction At 9th Circ.
• Betterment To Pay $9M In SEC Deal Over Tax-Loss Harvesting
• House GOP Berates Gensler On SEC's Crypto, Climate Scope
• FTC Takes Heat From Lawmakers Over Budget Request
• 'Insider Trading' Lingo Not Off-Limits At OpenSea NFT Trial
• Texas Appeals Court Derails Bid To Dismiss Fraud Suit
• Peloton Investors Ask For OK In $13.9M Treadmill Settlement
• Wells Fargo Unit Wants $500M Fund Plunge Suit Sent To NY
• High Court Ruling Puts Fresh Scrutiny On FERC Enforcement
• Investors Settle Out Of SEC Insider Trading Suit, Fines TBD
• Chancery OKs Toss Of Baker Hughes Stockholder Suit
• Celsius Creditors Get OK To Seek Cert. For Class Claims
• 2 Firms Vie To Lead Investor Suit Over Co.'s COVID Claims
• 3rd Circ. Gauges Fiduciary Duty In Wesco ERISA Case
• Chancery Cancels Hearing On $3.1M Sears Hometown Deal
• What To Note In FinCEN, DOJ Action Against Crypto Exchange
• Every Lawyer Can Act To Prevent Peer Suicide
• Issues For Housing Credit Investors Following Bank Failures
• Cert In Honest Co. Row May Be 'Kicking The Can,' Judge Says
• RBC Unit To Pay $1.1M In FINRA Trade Supervision Settlement
• Cognizant Can Withhold Certain Docs In Bribery Case
• SEC Sues Crypto Exchange Bittrex Amid US Exit
• High Court Previews Possible Path To Direct Listing Suits
• SEC Fines Investment Adviser $1M, Alleging SPAC Conflicts
• SEC Says Former Florida Broker Swindled Black Christians
• KKR Sued In Del. Over Equity Changes After Fleet Farm Buy
• Investors Slam Desktop Metal's Exit Bid In Merger Recall Suit
• Expert Says Deutsche Bank Could Have Stopped $155M Fraud
• Shaq Served In FTX Investors' Suit After Long 'Sideshow'
• Heed PCAOB's Warning On Proof-Of-Reserves Reports
• Celebrities Say FTX Investor Suit Doesn't Involve Them
• Catching Up With Delaware's Chancery Court
• SEC Taps AmeriCorps Official As New Inspector General
• Womble Bond Adds Corporate Atty From McDermott
• Florida Justices Won't Disturb Convicted Atty's Disbarment
• 4 Firms Will Seek Up To $21M For Bioverativ Suit Settlement
• Class Attorneys Defend $285M Fee Bid In Dell Stock Suit Deal
• ​​​​​​​Ex-Pot Co. Exec Accused Of Running New Securities Fraud
• Building On Successful Judicial Assignment Reform In Texas
• Favre Sharpens Knives Against McAfee Over Fraud Comments
• PCAOB Moves To Toss Attack On In-House Proceedings
• FTC's Existential Threat Inches Closer To Reality
• Securities Experts React To The High Court's SEC Decision
• Calif., Del. Symantec Derivative Suit Teams Clash In Chancery
• Okta Hid Merger, Security Challenges, Investors Claim
• SEC Eyes Crypto And DeFi In Reissued Exchange Proposal
• 2nd Circ. Nixes Currency Trader's Claims In Forex Settlement
• SPACs Set Sights On Public Co. Targets Amid Market Distress
• Bitcoin Thief Gets 1 Year For Fraud On Silk Road Darknet
• Oil Refinery Hid Acquisition Transactions, Investor Suit Claims
• Mass. Man Admits To Pot Co. Pump-And-Dump Scheme
• Shkreli Keeps Fighting 'Needlessly Crushing' Penalties
• US Trustee Objects To $2.8M In Celsius Ch. 11 Exec Bonuses
• Protecting Privilege In Case Of A Dispute With Former Director
• Investors Get Atty Tossed From Venezuela Bank Suit
• Suit Says Allbirds Pushed New Products With Narrow Appeal
• Ex-Ga. Atty Must Pay $8.7M For Part In $40M Ponzi Scheme
• 9th Circ. Won't Ax Atty's Lifetime SEC Ban Over Fraud Claim
• High Court Says US Judges Can Hear Attacks On FTC, SEC
• Stock Promoter Loses Bid To Nix SEC Cannabis Co. Claims
• Lawmakers Want SEC Docs On Bankman-Fried Case, Or Else
• Celsius Says Other Bidders Eyeing Bankrupt Crypto Lender
• Investors Fight For Class Cert. In Bayer Securities Fraud Suit
• Alexion Investors Win Class Cert. Over Drug Sale Tactics
• Investors Fear Slack's High Court Case Will 'Gut' Protections
• DOJ Antitrust Unit Warns SEC About Stock Market Proposals
• Whistleblower Asks 11th Circ. For SEC-Denied Award
• Fuel Cell Co. Misrepresented Outlook, Investors Claim
• Kroger And Albertsons Ask To Toss Private Case Over Buyout
• Crypto Firm Owes Marketing Consultant $3.6M, Suit Says
• Biased Arbitrator Slept Through Hearing, Morgan Stanley Says
• Former Analyst Sues Investor Research Firm Over Wage Theft
• Satellite Co. Sounds Alarm On Potentially Illegal Short Sales
• 3 Firms Guide $439M Hudbay Copper Mine Deal
• How Derivative Will Derivative Claims Go?
• Stockholders Partially Settle Bioverativ Suit In Del. For $84M
• Connolly Gallagher Atty, Jurist Tapped For Del. Supreme Court
• SEC Asks Justices Not To Touch Win In $21M Case
• Investor Proposals Show Abortion A Rising ESG Concern
• Fugitive Indicted In Georgia Over $10M Ponzi Scheme
• Judge Wants Ex-FTX Influencer In Court After Threats To Atty
• Investors Can't Sue Atty For Advice To Alleged Ponzi Schemer
• Synchrony Investors Get Initial OK For $34M Settlement
• Dechert Leads Named Global Corporate And Securities Chairs
• Jilted Investors Settle Suit With Energy Company's Law Firm
• E-Car Biz Rips 'Exorbitant' $3M Fee Bid In Mooted Del. Suit
• Eckert Seamans Adds Commercial Litigator In Boston
• BCLP Hires Ex-Vedder Price Atty As US Fund Formation Head
• SAS Defers $26.4M Bond Interest Payment Amid Restructuring
• JPMorgan Ignored Flagged Epstein Withdrawals, Suit Says
• Fla. Trader Ordered To Pay $16M For Commodity Pool Fraud
• SEC Says Fair Notice Decision Supports Case Against Ripple
• Walmart, PayPal Can't Exclude Investor Diversity Proposals
• BioPharma Co. Escapes Investor Tumor Therapy Suit
• Judge Pauses SEC Suit Over Alleged Hotel Ponzi Scheme
• Investors Allege Caribou Oversold Cancer Therapy's Promise
• FDIC's Hill Says SVB Wasn't Felled By Bank Rule Rollbacks
• Most Walmart Opioid Suit Claims Are Timely, Chancery Says
• 2nd Circ. Says Stock Schemer's 1-Year Sentence Too Low
• Blockchain Co. Announces SPAC Deal With Metal Sky Star
• SEC Wraps Last Settlement In Wilmington Trust Execs Case
• Corcept Inks $14M Investor Deal Over Off-Label Drug Sales
• FTX Says Ch. 11 Plan Could Call For Restarting Exchanges
• Notable Parts Of SEC's Proposal To Update Safeguards Rule
• Still No Clarity For 8 Charged Discord Traders, Judge Says
• Attys Want $6.6M In Fees For Settling Wells Fargo Ponzi Suit
• Gogo Investor Attys Get $875K For Derivative Suit Deal
• Law Professors Say $150M Fee Is Fair In Dell Suit Deal
• SEC Wins Suit Over Fraud Involving Bogus Atty Letters
• More Indictments Possible In Merck Insider Case, Judge Told
• Do Videoconferences Establish Jurisdiction With Defendants?
• Ex-Deutsche Bank Rep Charged With Crypto Fraud Scheme
• 4th Circ. Told It Erred In Reviving SEC's Insider Trading Suit
• Levi & Korsinsky, Faruqi & Faruqi Vie To Lead Crypto IPO Suit
• OneCoin Exec Can Be Sentenced On $4B Loss, Judge Finds
• 9th Circ. Revives Pension Fund's Suit Against HP
• 2nd Circ. Upholds Ax Of Farfetch Investors' IPO Suit
• Judge Rejects Bid To Serve Shaq Via DM In FTX Class Action
• Reddit Wants WallStreetBets Founder's Suit Tossed
• 11th Circ. Upholds Sentence Of Fla. Elder Fraud Scheme Head
• SPAC, Space-Oriented Startup Settle Investors' Stock Suit
• Ex-Ladenburg Thalmann CCO Moves To The Mather Group
• Tenaris Investors Get Initial OK For $9.5M Settlement
• Elizabeth Holmes Can't Stay Free During Appeal, Judge Rules
• 2nd Circ. Keeps $1B Voyager Deal With Binance On Hold
• Game Co. Investors Sue In Del. Over $600M Buyback
• Judge OKs $3.75M Sprint Deal In Subscriber Growth Suit
• Help Wanted: SEC Seeks Crypto, Cyber Enforcement Attys
• Investor Sues Murdoch Over Fox's 2020 Election Coverage
• Ohio Investment Managers Accused Of 10-Year, $72M Fraud
• Milberg Clients Get Initial OK Of $32M Deal In Malpractice Suit
• Robinhood Rips Mass. Regulator For Rulemaking By 'Fiat'
• Baker Botts Gains Litigation Ace From MoFo In New York
• Takeaways From DOJ's Novel Insider Trading Indictment
• Humanism Should Replace Formalism In The Courts
• Ex-Cannabis Water CEOs Plead Not Guilty To $10M Scheme
• Outcome Health Execs Convicted Of Fraud
• JPMorgan Wants Info On Frank Founder's Fund Transfers
• Tivity Seeks Quick Win In Investors' Nutrisystem Buy Suit
• Transparency Groups Back Treasury In Suit Over AML Law
• Liquidators Say Deutsche Bank Didn't Spot $155M Scheme
• Trust Claims UBS Can't Arbitrate Mismanaged Funds Suit
• Funds Say Boeing Can't Ditch 737 Max Securities Fraud Suit
• Convicted Russian Says Feds' Venue 'Own Goal' Nixes Verdict
• Goldman, BofA, Others Face Fresh Suit Over SVB Collapse
• Rosen Law To Rep Gap Investors In Suit Over Sizing Misfires
• Chancery Trial Nears On Purple Mattress Poison Pill Challenge
• Apache Shareholders Push For Class Cert. In Stock Drop Suit
• FTC Seeks TRO In Intercontinental's $11.7B Black Knight Buy
• Understanding SEC's Aggressive Shift On Disclosure Controls
• Synchrony Inks $34M Deal With Investors Over Walmart Exit
• Investors Allege Hesai Group Lied About Margins Before IPO
• Dems Question SVB Depositors On Bank's 'Backscratching'
• NYC Man Admits Insider Trading On Merck Merger Secrets
• CFTC Hits Goldman Sachs With $15M Swap Conduct Fine
• Richards Layton Atty Appointed Custodian Of Bitcoin Biz
• Ex-Morgan Stanley Adviser Flags Threat In NBA Fraud Case
• SVB Collapse Highlights Ch. 11 Issues With Bank Holding Cos.
• Pot Co. Investor Drops 9th Circ. Wash. State Residency Appeal
• Dentons Gains Ex-Constantine Cannon GC As Litigator In NY
• HP Investors Get Initial OK For $10.5M Supply Glut Suit Deal
• Gemini Says 'Earn' Program Users Must Arbitrate Claims
• Warner Bros. Discovery Wants Suit Over $43B Tie-Up Tossed
• Catching Up With Delaware's Chancery Court
• Investment Firm Liable In SEC Conflict Suit, Judge Says
• 11th Circ. Urged To Ax Excessive Award In 'Shell Factory' Case
• Atty In Ill. EB-5 Development Settlement May Face Sanctions
• Pot Co. Says Investors Can't Link Sale To Stock Drops
• FTX Investors Seek Approval Of Serving Shaq Via DM
• Conn. Aircraft Supply Fraudster Must Repay $7M To Victims
• SEC Conflicts Of Interest Settlement Is Cautionary Reminder
• Investors Seek Class Cert. In Touch Screen Co. Securities Suit
• Infinity Q Founder Blasted With 15 Years Over Investor Lies
• Film Producer Asks 11th Circ. To Redo Crypto Scam Sentence
• Balwani Can't Dodge Prison Pending Appeal, 9th Circ. Says
• 7th Circ. Won't Revive Suit Over Chicago's $1B Meter Deal
• Catalyst Investors Ask Chancery To Pause Asia Purchase Vote
• SEC Slams Mozido Founder's 3rd Circ. Bid To Shed $9M Fine
• Blaming JPM May Haunt Frank Founder In $175M Fraud Case
• Law Firms, Plaintiffs In DCG Crypto Case Want To Co-Lead
• BurgerFi Misrepresented Pizza Biz Acquisition, Investors Say
• Sanctuary Belize Developer Arrested For Embezzlement
• Tesla Investors See 'Uphill Battle' To Revive Musk Tweet Suit
• Feds Want Prison For Trader In BigLaw Info Theft Case
• 6th Circ. Not Convinced Freddie Mac Judgment Is Final
• Treasury Says DeFi Needs More Anti-Laundering Oversight
• Womble Bond Adds Former Bradley Arant IP, Trade Pro
• Chancellor Sends $3.5B Pandora-Sirius Tie-Up Suit To Trial
• SEC Is Owed $1.2M Over Microcap Fraud Scheme
• New Suit Says Ill. Investment Co. Sold Unregistered Securities
• Chancery Restarts Fat Brands Looting Suit After Board Purge
• When Preferred Equity Is A Shareholder Vote Alternative
• Don't Let Client Demands Erode Law Firm Autonomy
• Fraud Defendant Can Leave US After Sudden ICE Arrest
• Making The Argument Against No-Contact Bail Conditions
• Stevens & Lee Adds Capital Markets, IP Attys In NY And NJ
• Robinhood Settles State Outage Claims For $10.2M
• ESOP Firm Asks 11th Circ. To OK $1.5M Win For Unpaid Bill
• Chancery Keeps Stay In Place Despite AMC Reverse Split Deal
• Coinbase Wants Fees, Costs For Insider Trading Case
• BlackRock To Sell $114B Of Signature, SVB Securities
• UK Litigation Roundup: Here's What You Missed In London
• Switzerland Orders Credit Suisse To Slash Execs' Bonuses
• Outcome Health's Execs Knew Its Fraud The Best, Jury Hears
• Funko Opposes Investor's Bid For $3.3M Recap Fee Award
• Inovalon Says Guardrails Legitimized $7.3B Take-Private Sale
• High Court Told $120M Sanctuary Belize Ruling Was Unjust
• Recruiting App's $2.25M Investor Suit Deal Gets Final OK
• Crypto Execs Must Face $37M SEC Pump-And-Dump Suit
• NYT, Media Outlets Want Names Of FTX's Foreign Customers
• Elderly Atty Jailed For Contempt Loses Passover Release Bid
• BofA Wants To End TelexFree Ponzi Scheme MDL Claims
• FTC's Intercontinental-Black Knight Trial Set For July
• Whistleblowing Atty Says He Deserves SEC Award
• Twitter Investors Say Musk Can't Sink Suit Over Buyout
• Crypto Mogul, Accused Of Tax Evasion, Cops To False Return
• FINRA Dings Goldman Sachs $3M For Mismarked Sale Orders
• SEC Sues SC Man, Alleging Investor Money Misappropriated
• Icahn Calls For Illumina CEO's Ouster Amid Its Battle With FTC
• $3B Investor Suit Over Bausch Spinoff Kept Mostly Intact In NJ
• Audit Watchdog Imposed Record $11M In Penalties Last Year
• Why Event-Driven Securities Class Actions Often Succeed
• 3rd Circ. Calls For Sanctions In 'Lawyer-Driven' Stock Suit
• Attys Seek $937K For $3.75M Wells Fargo Ponzi Settlement
• Chancery Mulls Standard For Contested $285M Dell Suit Fee
• Pillsbury Adds Crowell Venture Capital Co-Leader In DC
• Chinese Solar Co. Investors Nab Initial OK Of $21M Deal
• Voyager Gets OK For Loan Claim Deal With FTX
• CORRECTED: Offshore Fund Can Sue Cuban Bank Over €72M Debt
• Skadden Adds Former Co-Head Of Proskauer's Trial Practice
• Cyberattack Coverup Claims Cut From Okta Securities Suit
• 5 Firms Seek To Rep Ryvyl Investors In Calif. Class Action
• Wells Fargo Decries Lawsuit Over Diversity Hiring Goals
• Avalara Takes Dissenter Shareholder Dispute To Court
• Valuation Firm Seeks Over $85K From Ga. Biz Tycoon's Trust
• 2nd Circ. Backs CityTime Fraud Conviction, 20-Year Sentence
• Lucira Stock Sale Not Blocked By Ch. 11 Stay, Judge Says
• Lottery.com Wants Investor Suit Over IPO Tossed
• 3 States Say 'Quantum AI' Crypto Trading App Is Ponzi Scheme
• Provention Investor Sues To Stop $2.9B Sanofi Merger
• SEC Compounds Crypto Confusion With Coinbase Case
• Feds Say Startup CEO Duped JPMorgan Out Of $175M
• Deutsche Bank Says Ex-Trader's Prosecution Not Its Fault
• Cardinal Health Cuts $109M Deal In Suit Over J&J Unit Buy
• SEC Nears Settlement In First Crypto Insider Trading Action
• Rite Aid Investors, Walgreens Can't Slim Or Toss Merger Suit
• Tesla, Musk Slam Dogecoin Buyers' 'Fanciful' Fraud Suit
• Morgan Stanley, Goldman Escape Archegos Suits For Now
• Chancery Rules Merck Kept Talc Liabilities In $14B Merger
• SEC Announces $19.3M Settlement With NJ Asset Manager
• AMC, Stockholders Settle Suit Over Reverse Stock Split
• Equifax Breach Trading Suit Is Moved To Illinois
• Voyager Asks 2nd Circ. To Lift Stay On $1B Binance Sale
• Medtronic Wants 'Untenable' Insulin Pump Stock Suit Tossed
• Zillow OKs $15M Deal In Class Action Over CFPB Probe
• SEC Fines BofA's Merrill $9.5M Over Undisclosed Fees
• Second SPAC Investor Sues Over $16B Mortgage Co. Merger
• SEC Spars With Disbarred Atty Over $1.15M Disgorgement Bid
• Flooring Giant Mohawk Must Face Most Shareholder Claims
• Silk Road Bitcoin Theft Merits Prison, Feds Say
• Another Investor Sues Signature Bank Following Failure
• Catching Up With Delaware's Chancery Court
• ​​​​​​​Reed Smith Attys Must Hold Signs To Explain Notice Gaffe
• Federal Judge's Amici Invitation Is A Good Idea, With Caveats
• Binance Hit With Investor Suit Following CFTC Action
• Feds Want 'Significant' Prison Term For Infinity Q Fraud
• Paul Hastings Adds Cahill Gordon Atty To White Collar Group
• Feds Rip Russian's Bid To Undo $90M Hack-And-Trade Verdict