Securities Archive » May, 2023

Securities - May, 2023

500 articles

• Pomerantz, 2 Others Vie To Lead Signature Bank Investor Suit
• Chancery Keeps Most Health Co. Poaching Suit Counts Alive
• Uber Must Face Suit Over 'Kill Switch' Leak, Investors Say
• Ex-Exec Fights To Keep 'Pay-To-Play' Whistleblower Suit Alive
• Chancery Again Pauses Fat Brands Shareholder Suit
• Binance Slams Canadian Regulator's 'Improper' Investigation
• Intercontinental Blasts FTC Bid To Cut Merger Defenses
• Influencer Agency Founder Wants Out Of FTX Investor Suit
• SEC Accuses 'Queen Of Mobile Homes' Of $18M Scam
• Harvey Pitt, Who Led SEC Through 9/11 And Enron, Dies At 78
• TelexFree Victims Seek PNC Docs Despite Bank's Dismissal
• Wells Fargo To Pay Oxy $38M In Botched Contract Suit
• Neurosurgeon Says Partner In Med Tech Startup Hid Fraud
• Yale's Retirement Plan 'Stunted' By Bad Choices, Jury Told
• NJ Man Denied New Trial For Fraudulent Settlement Claims
• SEC Fines Adviser $1.4M For SPAC Ownership Conflicts
• Unpacking Recent Changes At The NY Federal Reserve
• 2 Firms Will Steer Chancery Suit Over Space Biz-SPAC Merger
• Ex-FBI Trainee's Friend Liable In Stolen Stock Tips Suit
• Bankman-Fried Says Fenwick Docs Key To Fraud Defense
• Freshpet Shareholder Sues Board Over Voting Rights
• Shoosmiths Hires Goodwin Partner As Litigation Dept. Grows
• 'No Mea Culpas': Barney Frank Rejects Bank Failure Blame
• Gemini Moves To Toss SEC Suit Over Lending Program
• Life Insurance Bond Seller Sued Over Misleading Offer Docs
• KPMG Partly To Blame For Credit Suisse's Demise, Suit Says
• Apple Beats Derivative Suit Over Anti-Poach Deals, For Now
• Alleged Fraudster's Parents Appeal SEC Lockup Of Funds
• Hemisphere Stockholders Sue In Del. Over Searchlight Buyout
• SEC Says NC Insurance Agent Ran $1M Real Estate Scam
• CFTC Unit Warns Clearing Agencies To Monitor Crypto Risks
• Elizabeth Holmes Begins 11-Year Prison Sentence In Texas
• Chancery Says 'Shakedown Artist' Claim Scuttles $230M Deal
• Ex-Wells Fargo Exec Tolstedt Strikes $5M Deal With SEC
• SEC Settles With Ex-Coinbase Manager In Crypto Insider Case
• Epstein Victim Attys Eye Cut Of $75M Deutsche Bank Deal
• Chinese Exile Denies Flight Risk In $1B Fraud Case
• Gartner To Pay SEC $2.5M Over Alleged FCPA Violations
• A Comparison Of 2 Bank Failures, With Regulatory Lessons
• Chancery Objections, Defections Roil $120M AMC Stock Deal
• Fannie, Freddie Investors Ask 8th Circ. To Revive FHFA Suit
• Baker Donelson Brings On Ex-Akerman White Collar Pro
• How The US And UK Differ On Crypto Regulation
• Bankman-Fried Charges Backed By Ample Evidence, Feds Say
• Justices Pass On Ex-Shkreli Attorney's Restitution Appeal
• NextEra Hit With Stock Suit Over Unit's Alleged Misconduct
• Stratasys Board Rejects Nano Dimension's Hostile Bid
• Supreme Court Skips Whistleblowing Atty's SEC Award Fight
• Investors Can't Force Policy Proposals On Cos., 5th Circ. Told
• Ex-Trader Pleads Guilty To SPAC Insider Trading Scheme
• Jane Doe Urges Class Cert. In Epstein Suit Against JPMorgan
• 'Ricky Bobby' Cops To Role In $100M Discord Securities Fraud
• DLA Piper Beats Chinese Co.'s 'Untimely' Malpractice Suit
• Feds Seek 6-Month Stay Of Fat Brands Looting Suit In Del.
• CBS Class Attys Seek 27.5% Fee In $167.5M Del. Settlement
• Restaurant Software Co. Brass Face Suit Over Sunken Deal
• Exelon, ComEd Ink $173M Deal To End Fraud Suit Over Bribery
• Investor Activist Campaigns Heat Up Just In Time For Summer
• Raytheon Beats Shareholder Suit Over Accounting Controls
• Oath Pizza CEO Accused By Investor Of Self-Dealing
• Suit Over Deutsche's SunEdison Disclosures Moves To Trial
• Flooring Co. Inks $7.5M Deal In Investor Suit Over SEC Probe
• Lottery.com Stockholders Sue In Chancery After SPAC Plunge
• Some Client Speculations On AI And The Law Firm Biz Model
• SEC Fines Serve As Warning Against Cutting Corners In Reg A
• NY DA Must Comply With JPMorgan Subpoena, Rakoff Says
• Catching Up With Delaware's Chancery Court
• Music Co. Fights Atty's Bid To End Ex-Fugees Rapper Suit
• Mayer Brown's NY Staff Helps Mentor Teens, Young Adults
• Tips For Making The Most Of Blockchain Analysis
• UK Litigation Roundup: Here's What You Missed In London
• Deutsche Bank Loses $243M Conn. Fight With Alexander Vik
• Taxation With Representation: Wachtell Lipton, Latham
• SEC, Covington Declare 'Impasse' In Client List Fight
• What To Watch For In The Credit Suisse Bond Lawsuits
• Investor's Fiery Letter To Class Counsel Gets Criminal Referral
• Brett Favre Fights To Keep Sharpe Defamation Suit Alive
• Judge One-Ups SEC To Impose $15.5M Sanction On Trader
• OCC Won't Spare Rod For Banks With 'Persistent' Deficiencies
• Voyager Investor Attys Fight Mark Cuban's Sanctions Bid
• Judge Allows New Evidence In Argentine Energy Case
• Pal Of 'Lottery Lawyer' Wants No Prison Time
• 3D Printer Stratasys Inks $1.8B Merger Deal, Draws Hostile Bid
• Activision Hid #MeToo Investigations, Investors Tell 9th Circ.
• Illumina Shareholders Oust Board Chair Amid Icahn Battle
• Loan Co. Accused Of Bilking Investors, Threatening Debtors
• Attys Get $37M For Landing Forex Rigging Deals
• SEC's Gensler Warns Of Potential 'Fires' In The Funds Industry
• Cannabis Software Co. Faces Investors' Suits Over Merger
• SEC Fines Adviser Over Lax Fund Valuation Procedures
• Celsius To Convert Assets To Fahrenheit In Ch. 11 Sale
• Nev. Gold Mine Investor Sues In Del. Over 'Unfair' Merger
• Suit Seeks Pause On Knight-Swift's $808M Truck Co. Deal Vote
• Citi Investors Seek New Shot At Suit Over Bank's $400M Fine
• Chancery Slashes $3M Fee Bid In Mooted Calif. E-Car Co. Suit
• De Tomaso Co-Owner Exploited Auto Biz, Former CEO Says
• Why Ericsson DPA Breach Is Precedent-Setting
• FTX Investor Suits Belong In Fla., Boies Tells JPML
• AIG Beats Ex-Goldman Exec's Coverage Bid After Paying $1M
• Block & Leviton Will Steer Match Group Securities Suit In Del.
• FTX Server Dunks Suits On Shaq At Miami Heat Game
• Ex-Apollo CEO Leon Black Gets Sexual Assault Suit Tossed
• Musk Rips Twitter Investor's 'Exorbitant' Mootness Fee Bid
• Banks' Wait Time For Fed Deal Blessing Hits Decade High
• Ex-JPMorgan Exec Staley Can't Exit Epstein Suit, Rakoff Says
• Hotspot Co. Signs $2.4M Investor Deal Over Battery Claims
• Ericsson Escapes Investor's ISIS Bribes Suit
• GoDaddy Says Board Fully Weighed $850M Tax Pact Buyout
• Billionaire Bros. Owed $19.5M For Russian Poultry Farm Loan
• On Deck In JPML: FTX, Cheer Abuse, T-Mobile
• Fund Boss Asks Justices For Relief From 'Byzantine' SEC Suit
• DOJ Says New Self-Reporting Policies Already Bearing Fruit
• DOJ, Companies Reach Penalty Deal For Biased Job Ads
• Top Investor Faults Freshpet Board, Pushes For New Directors
• Chancery Denies Challenge To Doc Terms In $120M AMC Deal
• Ex-Morgan Stanley Adviser Gets 7 Years For Ponzi Scheme
• 7th Circ. Judge Unmoved By Bid To Ax Fraud Sentence
• Ozy Founder's Atty Switch Comes With Caution From Judge
• Vice Chancellor Clarifies 'Sexism' Concerns In Oracle Ruling
• Yoga Co. Fined $2M For Accounting, Whistleblower Violations
• NY AG's Digital Asset Proposal Shouldn't Be Taken Lightly
• Justices Told $875M BGC-Cantor Unit Deal OK 'Weakens' Law
• Cos. Can't Ignore Growing Calls For ESG Transparency
• Fla. Couple Says Advisory Firm Didn't Prevent $29M Scheme
• CBD Co. Overstated Revenue, Investor Suit Says
• Lessons On Corporate Fiduciary Duties From Del. M&A Case
• Shaq Sued Over Promoting Astrals Project NFTs
• Gensler Comments Foil SEC Claims, Coinbase Tells 3rd Circ.
• Wells Fargo Wants Suit Over Diverse Hiring Practices Canned
• Crypto Startup Says 'Best Path Forward' Is SEC Registration
• SEC Enforcement Chief Warns Of Private Fund Crackdown
• SEC Shuts Down Alleged $60M Cannabis Offering Fraud
• DOL Says External Contacts Don't Doom Worker Sponsorship
• No Sanctions For Now In 'Let's Go Brandon' Meme Coin Suit
• CFPB Whistleblower Rule Key To Warding Off Bank Crises
• It's Time To Prep For Corporate Transparency Act Compliance
• Calif. Judge Drops Investor Suit Over Musk's Twitter Takeover
• TD Bank Hit With Class Action Over Busted First Horizon Deal
• Grais & Ellsworth Atty Named Federal Magistrate Judge In NY
• Activist Calls Yelp Performance 'Horrific' In Angi Merger Push
• Moritt Hock Adds 3 Corporate Attys From Warshaw Burstein
• Oracle Class Attys Seek $5M Chancery Fee Despite Case Toss
• US Scoffs At Convicted REIT Execs' 5th Circ. Argument
• Mortgage Co. Execs Hit With Investor Suit Claiming Fraud
• Coke Greenwashing Suit Twists DC Law, Trade Group Says
• Server Link Can't Save Russian Hacking Verdict, Judge Told
• Groupon Calls Fee Bid For Del. Settlement 'Unreasonable'
• A Lawyer's Guide To Approaching Digital Assets In Discovery
• Global Standards Setter Floats New Rules For Crypto Assets
• BlockFi Says It Acted 'Prematurely' Courting Creditor Votes
• Binance Exits $8M Romance Scam Suit With No Ties To Texas
• 'Smart' Glass Maker Slips Investor Suit Over Post-SPAC Woes
• Robbins Geller To Lead Investor Suit Against Eyewear Co.
• CBD Stock Promoter Settles SEC Fraud Suit For $900K
• Starbucks Execs Seek To Exit Investor's Diversity Policy Row
• SocGen, 2 Other Banks Reach $90M Libor Deal With Investors
• SEC Wins Approval Of Energy Investment Scheme Deals
• Oracle, Class Attys Spar Over Oracle Suit Post-Toss Fees
• Mandiant's $1.2B Asset Sale Didn't Need Vote, Chancery Finds
• Ohio Judge Rejects Challenge To $180M FirstEnergy Deal
• SEC Has No Say Over Crypto Mining Sales, Court Told
• Atty Convicted Of Fraud To Challenge High Court Suspension
• Trump Media Sues WaPo For $3.8B Over 'Egregious Hit Piece'
• High Court's Ethics Statement Places Justices Above The Law
• Gun Broker Asks 11th Circ. To Send Questions To Ga. Justices
• New NFA Digital Asset Rule Shows Regulators On Offense
• Directors Can't Nix Fla. Atty DQ Ruling In Venezuela Bank Suit
• Pharma Co. Hid Nonhuman Primate Imports, New Suit Says
• Class Attys Seek $11M Award For Coty Suit Deal In Chancery
• Investor Sues Execs Of Energy Drink Co., Claiming Fraud
• High Court Won't Touch SEC's $21M Visa Fraud Win
• Catching Up With Delaware's Chancery Court
• Paul Weiss Reps Chevron In $7.6B PDC Energy Purchase
• HSBC, Scotiabank Beat Silver Price Manipulation Suit
• Student Aid Co. Founder Denies $175M Fraud On JPMorgan
• Chancery Lets AMC Shareholder Objectors See Deal Docs
• Feds Say Nevada Man Helped Run $45M CoinDeal Fraud
• NY Judge Says Price Spike Suit Against Solar Co. 'Collapses'
• CMS Sanctions Draw Del. Suit Against Eldercare Co. InnovAge
• New Buyback Rules Put Companies' Motives Under Spotlight
• SEC Inks $35M Settlement With Crypto Hedge Fund EmpiresX
• Logan Paul Argues No Ties To Texas In Crypto 'Rug Pull' Case
• Mylan Beats Most Claims In Investor Suit Over W.Va. Plant
• Bank Group Backs Treasury Dept. In Crypto Mixer Fight
• Wells Fargo Directors Face Investor Suit Over Gov't Fines
• Super Group SPAC Sued In Del. Over Big Loss On $4.75B Deal
• Bayer Investors Land Class Cert. Over Roundup Litigation
• Prosecutors Push To DQ Jones Walker In $1.2B Fraud Case
• Rakoff Mulls JPMorgan Claim That Ex-Exec Liable For Epstein
• Michigan Can Use National Securities Test, Panel Says
• Feds Ask 11th Circ. To Uphold Execs' Dinar Fraud Convictions
• 10th Circ. Judges Skeptical Of Bats' $9M Software Deduction
• A Look At Corwin Cleansing After Chancery Edgio Ruling
• Chancery Dismisses Former SeaWorld Execs' Stock Claims
• Gov't Backtrack On Ether As Security May Spur Crypto Clash
• What Banks Can Glean From FSB Climate Risk Report
• Solar Co. Suntuity Going Public In $249M SPAC Combo
• SEC Taps Covington Atty For Corporation Finance Policy Role
• Attys Will Seek Up To $14.6M For 2nd MSG Suit Deal In Del.
• Trader Faces Hefty Penalty In SEC Market Manipulation Case
• Time For Law Schools To Rethink Unsung Role Of Adjuncts
• Frank CEO Indicted On Charges Of Swindling JPMorgan
• Del. Court Trims Biotech Investors' Stock Transfer Suit
• Judge Greenlights Liquidation Of Crypto Lender Voyager
• Feds Grilled On Bank Oversight 'Failures,' First Republic Deal
• Maritime Support Co. Owed $36M Wants In On Citgo Auction
• Wells Fargo Should Face Fund Plunge Suit In Ill., Plaintiffs Say
• Partisan Divide Continues To Hamper Stablecoin Bill Progress
• Insurer Nixes $10M Under Armor Investigation Costs Claims
• SEC Accuses Stock Promoter Of $11M CBD Co. Fraud
• Investors Ink $2.5M Deal With Troubled Autonomous Truck Co.
• Crypto Co. Agrees To $4.3M Hidden Fee Deal With NY AG
• JPMorgan Leaders Sued For Inaction On Booming Zelle Fraud
• Duty To Oversee ESG Risks Would Erode Biz Judgment Rule
• Ronald Sullivan Takes Ozy Media Case From Sher Tremonte
• Wyoming Can't Intervene In Crypto-Focused Bank's Fed Row
• Courthouse Door Now Open To FERC Enforcement Challenges
• Alameda Research Sues In FTX's Ch. 11 To Claw Back $490M
• JPMorgan Tops List Of Most Active Securities Defendants
• Citadel Securities Hits Crypto Venture With Trade Secrets Suit
• First Republic's Ex-CEO Says 'Everything Changed' After SVB
• Crypto Token Filecoin May Be A Security, SEC Tells Grayscale
• Penny Stock Co. CEO Pushes Back On SEC Judgment Bid
• FTC Slams Intercontinental's Defense Of $11.7B Merger
• Nutanix Investors Get Initial OK On $71M Sales Slump Deal
• Red States Ask Texas Court To Kill Feds' ESG Investing Rule
• UBS Says It Was Pushed Into Hasty Credit Suisse Rescue Deal
• Chancery OKs Deal, $1.35M Atty Fee To End Drug Trial Suit
• Investor Sues To Block Merger Of Pot Software, Crypto Cos.
• Investors Will See Emails In EB-5 Fraud Suit, With Conditions
• Celsius Says Ch. 11 Auction Producing Competitive Bids
• Kentucky Men Charged In Alleged $3.3M Credit Fraud Scheme
• Ex-Immunomedics CFO Cops To Giving Stock Tip To Girlfriend
• Chancery Sides With VMware In Ex-Worker's Option Dispute
• Del. Justices Snub SolarWinds Investors' Data Breach Suit
• Elizabeth Holmes Gets New May 30 Self-Surrender Date
• Using Synthetic Securitization In Residential Mortgage Loans
• How Event Studies Can Be Applied To Crypto Markets
• Is There A Legal Basis For Crypto Regulation?
• Investment Pro Gets 4 Years For Lying About Offshore Fund
• Petco Shareholder Sues To Recoup Board Power Over CEO
• SEC Seeks Stronger Rules Governing Clearing Agency Risks
• Chamberlain Hrdlicka Adds 6 Attys To Growing Houston Office
• Peloton Investors Take Aim At Bid To Combine Chancery Suits
• Ripple Makes Crypto Custody Push With $250M Metaco Buy
• Lewis Brisbois Hires New Vice Chair Of Securities Practice
• FDIC Ordered To Hand Over SVB Parent's Tax Refund Checks
• Tips For In-House Legal Leaders In A Challenging Economy
• GOP AGs Ask Insurers To Disclose ESG Commitments
• New Fat Brands Committee Seeks Pause Of Chancery Suit
• Shareholder Suit Coverage Spat Dismissed By Investment Co.
• Blackstone Consortium Sells £2.7B In LSEG Shares
• Wells Fargo's Historic $1B Payout Was Years In The Making
• Despite $1B Deal, Wells Fargo Still Faces Storm Of Litigation
• Ex-Platinum Execs Say Black Elk Bond Loss Isn't On Them
• Robinhood's $20M Data Breach Deal Gets Final Greenlight
• SEC Loses Bid To Seal Ex-Official's Crypto Speech Drafts
• Fed Official Defends Call For More Regs Over GOP Resistance
• 2nd Circ. Denies AstraZeneca Investors New Shot At Vax Suit
• Holmes Ordered To Prison, Hit With $452M Restitution
• Nixon Peabody Partner's 'Mistakes' Cost Millions, Co. Says
• Chancery Won't Speed Or Stay Activision-Microsoft Deal Suit
• 2 Firms Vie To Lead Google Parent Suit Over DOJ Probe
• 'Really Dumb Move': Sens. Rake Ex-SVB Chief Over Coals
• Chancery Orders Check Of Rights To $26M Jenzabar Payouts
• Financial Firm Says Ex-Exec Isn't A True SEC Whistleblower
• Kim Kardashian And Others Beat Crypto Promo Suit, For Now
• NJ Panel Won't Revive Investor Suit Over Medical Co. IPO
• SEC Tells 3rd Circ. It Hasn't Slept On Coinbase Petition
• How Cities Can Tackle Post-Pandemic Budgeting Dilemmas
• Investment Adviser Rips SEC's Insurance Annuity Power Grab
• Blockchain Co. Wants 6th Circ. To Boot Attys From Fraud Suit
• Mark Cuban Seeks Sanctions In Voyager Investor Suit
• Warner Loses Chancery Bid To Shift Fees In Motor Trend Suit
• Feds Seek More Than A Decade In Prison For 'Lottery Lawyer'
• How Cognizant Bribery Case Could Shape DOJ Investigations
• SEC May Be Regulating By Enforcement With Atty Actions
• Ropes & Gray Sheds Wealth Management Unit, Partners
• Litigator Returns To Honigman After Stint With His Own Firm
• $2.5M Deal OK'd In $26M Real Estate Fraud Suit
• Blank Rome NY Office Scores 9 Akerman Litigators
• M&A Considerations For European Cos. Acquiring US Entities
• Brett Favre Forges On With Shannon Sharpe Defamation Suit
• ADI Trading Suspects Head For Trial After Dismissal Bid Fails
• Wells Fargo Inks $1B Deal To End Investors' Compliance Suit
• SEC Hints At Terraform's 'Confidential' Jump Trading Pact
• NASCAR Says Meme Coin Suit Belongs In The Scrapyard
• 2nd Circ. Backs Denial Of Fees For Former PixarBio Attys
• Disney Faces Investor Suit Over Streaming Downturn
• Judge Gives First OK To $6.6M Scotiabank 'Spoofing' Deal
• Musk Subpoenaed In USVI's JPMorgan Suit Over Epstein Ties
• Ex-Hedge Fund Star Denied Extra $14.4M After FINRA Award
• SVB's Former CEO 'Truly Sorry,' Ex-Signature Execs Dismayed
• Investors Say Pot Fraud Suit Defendants Aren't Playing Along
• Chancery Denies Continued Fox Seal On Murdoch Deal Docs
• Scorpion Venom Drug Biz Hit With SEC Fraud Suit
• Firm Duped Retirement Savers With Coin Scam, Gov't Says
• Robinhood Seeks Final End To Investor Suit Over $2.1B IPO
• Catching Up With Delaware's Chancery Court
• Venable's DC Office Picks Up Ex-Blank Rome Securities Pro
• Polarized ESG Debate Badly Serves The Public, Corporations
• Bank Directors Seek Leon Cosgrove's DQ Over Privileged Info
• NYC Pensions' Fossil Fuel Divestment Unlawful, Suit Says
• SEC Points To Trump Subpoena Case In Covington Fight
• Class Atty Tells Chancery Activists Drove Lowball ZAGG Sale
• UniCredit And Natixis OK $27M Deal In Bond-Rigging Suit
• Pension Fund Wants To Lead $10B Amgen Tax Dispute
• Judge Adds $1.9M To $6.8M Medical Pot Contract Judgment
• Compliance Considerations For Financial Institutions Using AI
• Musk's Change Of Heart Can't Nix SEC Deal, 2nd Circ. Says
• What Associates Need To Know Before Switching Law Firms
• Quinn Emanuel Litigator Jumps To Schulte Roth In NYC
• Settlement Heads Off Trial On $3.5B Pandora-Sirius Merger
• SEC Looks To Spare Crypto Org LBRY From Disgorgement
• Investors Say Ex-FTX Official Bolsters Case Against Celebs
• FINRA Boots Firm, Fines CEO Over Churning, Other Violations
• Calif. Teachers' Fund Strikes $2.1M Deal In Libor-Rigging Case
• Edgio Delays Annual Meeting As Voting Suit Churns In Del.
• Norfolk Southern Wants Ohio Securities Suit In Georgia
• NJ Asset Manager To Pay SEC Fine In Cherry-Picking Case
• Fed Official Balks At 'Radical Reform' Of Bank Rules After SVB
• After Citgo, Much Of Venezuela's Debt Will Remain Unpaid
• UBS To Pay Texas District $850K Over ESG Bond Dustup
• Shaq Couldn't Be Served Via DM, But Plenty Of Others Can
• Favre-McAfee Defamation Fight Peters Out With Clarification
• Beyond Meat Hit With Suit Over Alleged Production Delays
• Amid Recent Wins, SEC Crypto Authority Is Strong — For Now
• SEC Sues Website Operators Over Widespread Crypto Fraud
• Pomerantz And Lowey Dannenberg To Lead Investor Class
• Fla. Bank Investors Say Only 'Amnesia' Can Reverse Atty DQ
• US Chamber Sues SEC Over Stock Buyback Rule
• Fees Sought After Post-Verdict $3.5M Crypto Fraud Settlement
• Hertz Stockholder Sues In Del. Over Controllers' Free Ride
• SVB Parent Says FDIC Has No Right To Hold Tax Refunds
• UK Litigation Roundup: Here's What You Missed In London
• Attys Score $6M Award In $30M ProPetro Settlement
• Chancery Rules Ellison Didn't Coerce Oracle To Buy NetSuite
• Biden Taps Fed's Jefferson To Become Fed Vice Chair
• HSBC To Pay CFTC $75M Over Texting Probe, Spoofing
• A Case For Sharing Mediation Statements With Counterparties
• Companies Explore Costly Capital-Raising Ideas Amid Slump
• UK Tech Entrepreneur Mike Lynch Extradited To US
• Chamber Urges 3rd Circ. To Grant Coinbase's SEC Petition
• Philips Inks $62M Deal Resolving FCPA Allegations From SEC
• CFTC Says Bogus Billionaire Filched $6M In Ponzi Scheme
• Lawmakers Spar Over Blame, Legislation After Bank Failures
• Investor Says Carl Icahn's Co. Inflated Value In Ponzi Scheme
• Investor Attys Get $8.9M Award In Credit Suisse Settlement
• Calif. Panel OKs Retroactive Carveout To Employee Test
• SEC Flags Libor Sunset 'Challenges' For Investment Advisers
• Ex-Crypto CFO Owes $257K Over Investor Funds Theft Claims
• SEC Faces New Suit For Docs On Potential Crypto Conflicts
• How EU ESG Regs Affect US Financial Market Participants
• Brokerage Says US Trade Clearing Co. DTCC Is 'Leaking' Data
• $450M Kraft Heinz Investor Deal Gets Early OK
• Ill. Revenue Dept. Must Release Tax Returns, Judge Rules
• Fla. Immigration Attorney Disbarred Over Trust Violations
• Fortis Rips J&J's Bid To DQ Selendy Gay In Chancery Case
• Musk Challenge To SEC Tweet Deal May Fall Flat In 2nd Circ.
• Investors Denied Class Cert. In Suit Over Alleged Forex Fraud
• NY Atty, Firm Want Out Of Ex-Fugees Rapper Fraud Suit
• The Recipe For A Strong Bank-Fintech Partnership Agreement
• Celebs Push To Exit FTX Investors' Suit Over Paid Promos
• Home Point Capital Trades Up After $324M Buy Announcement
• Live Well CFO Avoids Prison After 'Exceptional' Cooperation
• Pat McAfee Says Brett Favre Is Dropping Defamation Suit
• Ex-Credit Suisse Exec Unaware Of RMBS Misconduct
• HSBC, Scotiabank To Pay $37.5M In Texting Probe Settlements
• BlockFi's Account Transfer Cutoff Upheld In Ch. 11 Case
• FDIC Proposes To Divvy Up SVB, Signature Backstop Costs
• Robinhood, Fifth Third Disclose Regulators' Chat App Probes
• Pension Fund's Suit Says JPMorgan Execs Aided Epstein
• House Panel Urged To Consider FDIC Coverage Expansion
• Bitcoin Miner Marathon Says It Faces New SEC Subpoena
• Groupon Investors Detail Settlement, Fees in Chancery Filing
• 'Historic' Hearing Spotlights Deep Split On Crypto Regulation
• Judge Rejects Former Execs' Bid To Dismiss AIG Unit's Ch. 11
• Biotech Co. Facing Third Contempt Says It Misread Order
• Red States Ask FERC To Block BlackRock Utility Share Grabs
• Facebook Board To Face 'Colossal' Privacy Violations Suit
• KPMG, PwC Units Flubbed Chinese Audits, Watchdog Finds
• Developer Who Hacked And Extorted Ubiquiti Gets Six Years
• SEC Says Medical Device Co. Duped Investor In $730K Deal
• EB-5 Reform Continues To Weigh Heavily On Participants
• Judge OKs SEC's $1.3M Ponzi Scheme Deal With Ex-Regulator
• First Trust Sued For Denying Activist's Trustee Nominees
• SPAC Investor Sues Tishman Speyer Over 'Disastrous' Merger
• Working From Home? Beware Insider Trading, Tipping Risks
• 3 Key Areas Where Fintech And Sports Gaming Intersect
• Ex-Cay Clubs Exec Loses Bid For Retrial On Fraud Charges
• DC Judge Fails To Find Middle Ground In Covington, SEC Suit
• Polsinelli Adds Longtime Private Equity In-House Atty
• SEC Sues Brazilian Reinsurer Over False Investment Claims
• Chancery Tosses Aside Atty Conflict Concerns In AMC Case
• A Potent Tool For Boards In Derivative Litigation
• Berger Montague Expands Again With 1st Canada Office
• Preparing For Legal Scrutiny Of Data Retention Policies
• Ky. Investment Adviser Gets 10 Years For Real Estate Scheme
• Icahn Reveals Federal Probe Following Short Seller's Report
• Bittrex Gets OK For Bitcoin Loan To Fund Chapter 11 Case
• Kirkland Adds 2nd Latham Capital Markets Atty In 2 Months
• Convicted 'Pharma Bro' Shkreli's Companies File For Ch. 11
• Victories Hone DOJ Playbook For Crypto Trading Crackdown
• Freedman Norman Removed As Lead Counsel in Dfinity Suit
• Crypto Promoter's Wallets Frozen After Suit Service By NFT
• Piano Maker Steinway Musical Cancels IPO Plans
• SEC Sues Unlicensed Broker For Soliciting Over $2.6M
• Financial Industry Shreds SEC's Adviser Custody Proposal
• FirstEnergy Nonprofit Must Divulge Info In Shareholder Suit
• Ga. Judge Won't Change $1M Award Or Open Securities Case
• Boeing Rips Funds' 737 Max Securities Fraud Claims
• Chipmaker Says KKR's $5M Stock Buy Was On The Level
• Texas Widower Says Crypto Co. Took $2.7M In Romance Scam
• 7th Circ. Won't Rethink Suit Over Chicago's $1B Meter Deal
• Judge Grants $6.8M Default Win In Medical Pot Contract Suit
• How Companies Should Prepare For Debt Ceiling Impasse
• 3rd Circ. Won't Revive J&J Investors' Arbitration Proposal Suit
• FTX Proceedings Highlight D&O Issues Amid Bankruptcy
• Echoes Of '80s Thrift Crisis Are Present In Today's Bank Woes
• MSG Loses Bid To Avoid Doc Production In Atty Ban Probe
• Dorsey's Jay-Z Ties Don't Thwart Tidal Deal, Chancery Says
• Ex-Coinbase Manager Gets 2 Years In 1st Crypto Tipping Case
• Texas Judge Freezes Oil Venture Amid Atty Theft Charges
• SEC Aims To Strike Defenses In Pot Biz Securities Suit
• FTX Founder Launches Volley Of Defenses In Criminal Case
• Shaq Says FTX Server Threw Lawsuit Notice At His Car
• Nutanix Execs Misrepresented Management Risks, Suit Says
• Pzena Ex-Exec Had No Right To Swap Shares, Chancery Finds
• Private Equity Firm Flags 'Deceptive' Move In $500M Del. Suit
• High Court Asked To Force SEC Disgorgement Hearings
• Atty, Dentist Ran $155M Energy Tech Scam, SEC Says
• GOP Lawmakers Press Climate Org. Over Antitrust Worries
• Prison Operator GEO Group To Pay $3M To Settle Investor Suit
• Crypto Platform Bittrex Hits Ch. 11 As It Exits United States
• Calif. Agency Eyes Bank Oversight 'Enhancements' After SVB
• Pension Funds Oppose Warner Bros. Discovery Dismissal Bid
• Illumina Tells Shareholders Icahn Wrong About Selling Grail
• Proskauer, Polsinelli Leaders Among 8 Joining BakerHostetler
• BlockFi Customers Dispute Account Transfer Cutoff
• Treasury DeFi Report Offers Insight Into BSA Compliance
• Navigating The New ESG Whistleblower Landscape
• 7 Constructive Ways Attorneys Can Spend The Deal Slowdown
• Attorneys Should Have An Ethical Duty To Advance DEI
• Catching Up With Delaware's Chancery Court
• 4 Things To Know About The NY AG's Draft Crypto Bill
• KeyCorp, BNY Mellon Disclose New SEC, CFTC Text Probes
• Mass. Wealth Adviser Asks Judge To Revisit Duty Breach Ruling
• SEC Brings First-Ever 'Liquidity Rule' Suit Against Adviser
• Trustee Can't DQ Debevoise In $250M Bond Fraud Case
• Fannie, Freddie Investors' Suit Should Be Nixed, 8th Circ. Told
• Carvana Committee Says Del. Class Action Should Be Tossed
• PG&E Investors, Fire Victims Spar Over Insurance At 9th Circ.
• Ex-US Bank Exec Claims Retaliation In New Suit Over Firing
• Malaysia In Talks To Bring Back Jho Low, Prime Minister Says
• BofA Trying To Hide Ball, TelexFree Investors Say
• SEC Says Calif. Investment Adviser Cherry-Picked Trades
• Wells Fargo Hit With Receiver Suit Over Atty's Ponzi Scheme
• Leon Black Can Nix Certain 'Scandalous' Claims In Rape Suit
• Geron Investors Report No Objections To $1.35M Atty Fee Bid
• SEC Hits Florida Man With Suit Alleging $5.9M Ponzi Scheme
• Wells Fargo Prevails In $2M Life Insurance Dispute
• Vape Maker Strikes $5.3M Deal With Wholesaler In 'Elf' TM Suit
• SVB Collapse Reinvigorates Bank Accounting Debate
• Data-Driven Insights Are Key To Attracting Today's Clients
• SEC Delivers 'Wake Up Call' With $279M Whistleblower Award
• NY AG Proposes Groundbreaking Crypto Regulations
• UK Litigation Roundup: Here's What You Missed In London
• TD Bank-First Horizon: From Dawn To Dusk On A $13.4B Deal
• McMahon, WWE Quickly Moot Class Damages Suits In Del.
• Warren Blasts First Republic Execs For Bonuses, Stock Sales
• SEC Drops 'Digital Asset' Definition From New Form PF Rule
• CFPB Ask Justices To Hold Online Lender To $50M Judgment
• $5.6M Deal Approved To End Telecom Investors' Revenue Suit
• Chamber To Ask 6th Circ. To Revive SEC Proxy Challenge
• Terraform Says US Laws Don't Apply To Crypto Investor's Suit
• Sen. Brown Wants Big Banks' Info On AI Security Threats
• SEC Says Adviser Broke Fiduciary Duty With Risky ETF Bets
• NY Investment Firm Wants Arbitration Over Telecom Purchase
• SS&C Hires Industry Group Exec For Fund Compliance Role
• No Injury To Workers In Mass. Co.'s Stock Sale, Judge Told
• BioTech Co. Must Prove It Didn't Flout Court Order In SEC Suit
• 9F Investors Fight 2nd Bid To Toss IPO Fraud Suit
• Judge Denies Bid To Restore Electricity To Crypto Miner
• Merrill Lynch To Pay $1.4M Over Do-Not-Call Violations
• Boeing Supplier Faces Investor Suit Over Faulty 737 Max Parts
• Man Extradited From Panama For $550K Investor Fraud Scam
• Court OKs Sale Of FTX's LedgerX Biz To Miami Exchange Co.
• US Cellular, TDS Face Investor Suit Over Postpaid Phone Biz
• $12M Chancery Class Deal Ends Cross-Country Litigation Duel
• FTX Wants $4B Payment Back From Bankrupt Lender Genesis
• Sharpe Says Favre Defamation Suit Attacks Protected Speech
• Nossaman Expands Corporate Group With DC Defense Atty
• Founder Of Fallen Nanotech Biz Gets 4 Years For $7M Fraud
• 5 Issues For Execs To Consider In SEC Cyber Rule Proposals
• Planning For A Potential Dodd-Frank Revamp Post-SVB
• TD Bank And First Horizon Nix $13B Merger Over Uncertainty
• CFTC Says No Errors In $7.5M Verdict Against Broker, Firm
• Post-SVB Regrets? 'I've Had A Few,' Fed Chair Powell Says
• CFTC Inspector General Accused Of Outing Whistleblowers
• Judge Cuts Disgorgement Ex-Atty Owes SEC In Fraud Case