Securities Archive » October, 2023

Securities - October, 2023

500 articles

• 5th Circ. Gives SEC 30 Days To Tweak Stock Buyback Rule
• Wells Fargo Says SEC Investigating Cash Sweep Offerings
• Bankers Doubted Trump's $1B Buffalo Bills Bid, Court Hears
• SEC Crypto Bulletin Needed Congressional Review, GAO Says
• Securities Seller Claims Boss Fired Him For Younger Workers
• Millennial VC Used 'Frenetic' Pressure Tactics, Jury Hears
• Credit Suisse Slams Investor's 'Fraud By Hindsight' Claims
• Ex-StoneX Employee Settles Insider Trading Case For $160K
• Deutsche Bank Can't Nix Malicious Prosecution Suit
• FINRA Fights 'Existential Threat' With 5th Circ. Nasdaq Ruling
• Chancery Scuttles Twitter Investor's $3M Merger Fee Claim
• Citadel Securities Says Ex-Reps Can't Shed Trade Secrets Suit
• Republicans Press Fed, Others On Slow Bank Merger Reviews
• Health Co. Faces Stock Suit Amid NYC Migrant Deal Scrutiny
• Crypto Founder Gets Max 4-Yr. Sentence For Tax Crimes
• A Timeline Of Stroock & Stroock's Descent
• Why Public Cos. Should Also Comply With SEC's Names Rule
• Bankman-Fried Denies Pressuring Bahamian Pols As FTX Fell
• Ametek Inc. Buying PE-Backed Paragon Medical For $1.9B
• Solar Tech Lender Hits Ch. 11 With Prepack Sale Plan
• COVERAGE RECAP: Day 16 Of Sam Bankman-Fried's Trial
• DOL's Fiduciary Rule Proposal Would Extend ERISA's Reach
• Southwest Airlines Could Face DOT Fine Over System Outage
• Chancery Urged To Reject 'Hindsight' Basis For SPAC Suit
• Data Shows Minority Attys 'Woefully' Low On MDL Teams
• Hacker Gets 30 Months Over $1M SIM Swapping Theft
• Crypto Org Loses Bid To Undo Tornado Cash Sanctions
• Carvana, Execs Escape Investor's Offering Statements Suit
• Celsius Makes Final Arguments For Ch. 11 Reorg Plan
• SBF Pummeled With Prior Statements On Cross-Examination
• Millennial VC 'Upset' By Due Diligence Deal Delays, Jury Told
• 7th Circ. Skeptical Of 737 Max Pilots' Boeing Lost Wages Suit
• SEC Relieves Private Debt Issuers From New Disclosure Rules
• Sculptor Capital Stockholders Blast Board's Del. Suit Exit
• SEC Suit Claims SolarWinds Misled Investors On Cyber Risks
• ESG Around The World: The UK
• Centerra Workers, Aon Seek OK For $4.5M 401(k) Deal
• Ex-Stockbroker Seeks To Gut Private Financial Regulator
• Feds Deny Colluding With JPMorgan In Fintech Fraud Case
• Mineral Biz Investors' Attys Get $450K For Mooted Merger Suit
• More Shareholders Sue RTX Leaders Over Jet Engine Issues
• Bittrex Wins OK For Ch. 11 Plan That Pays Creditors In Full
• Best Practices For Cos. Navigating US-China Investigations
• Texas AG Paxton's Securities Fraud Trial Set For April
• Tips For Litigating Against Pro Se Parties In Complex Disputes
• Software Investor Gets $100K 'Mootness' Fee For Attys In Del.
• Orrick Continues Financial Services Growth With NY Addition
• MVP: Shearman's Adam Hakki
• Justices Won't Hear Case Over 'Eye-Popping' SEC Penalties
• What Whistleblowing Trends Mean For Securities Litigation
• COVERAGE RECAP: Day 15 Of Sam Bankman-Fried's Trial
• Getty Images Owes $88M In Damages In Stock Warrant Spat
• Heyman Enerio, Labaton Sucharow Clash Over Investor Deal
• Lucid Investors Ask 9th Circ. To Undo 'Bright-Line Test' Ruling
• 2nd Circ. Declines To Revisit Standard Chartered FCA Suit
• Morgan Lewis Faces Revived Malpractice Suit After Court Miss
• How Ripple Execs' Grit & Litigation Forced SEC To Back Down
• Gemini Seeks $1.6B In Collateral From Genesis Loans
• Discover Says SEC Probing Its Card Pricing Misclassification
• Musk Fights To End Twitter Investors' Stock Suit Over Buyout
• Are Justices Split 3-3-3? New Term Is Already Offering Clues
• SEC's Peirce 'Unsettled' By Agency's Case Against LBRY
• Coffee Chain Execs Knew Inflation Hurt Margins, Suit Says
• Ivanka Trump Ordered To Testify In NY Fraud Trial
• RTX Shareholder Sues Bosses Over Faulty Engine Losses
• New House Speaker Urged To Take Up Congress Stock Ban
• Planning Compliance For Updated FinCEN Reporting Rules
• Rithm's New $719.8M Sculptor Deal Includes Investor Sign-Off
• Bankman-Fried Attempts To Shift Blame In FTX Fraud Trial
• Warrants In Pfizer Insider-Trading Case Fair Game, Feds Say
• Del. Dispatch: Lessons From Failed ETE-Williams Merger
• IPO Flops Could Spur A Rise In Stock-Drop Litigation
• MVP: Pomerantz's Emma Gilmore
• COVERAGE RECAP: Day 14 Of Sam Bankman-Fried's Trial
• AG Presses Morgan Lewis Atty For Details At Trump Trial
• Startup Founder Wants JPMorgan Forced To Pay Legal Fees
• SEC Trims But Can't Nix Ex-Agency Atty's Bias Suit
• 6th Circ. Probes SEC On Proxy Proposal Comment Period
• AI Startup CEO Accused Of Fraud Can't Move To Switzerland
• Calif.'s Chief Justice Says Judges Must Grasp Climate Science
• Bankman-Fried Evasive In Preview Of Jury Testimony
• Big Banks Lose Bid To Toss NJ Bond Marketing Claims
• Red States Ask 5th Circ. To Revive ESG Investing Rule Fight
• CFTC, States Ink Settlement In $68M Precious Metal Fraud Suit
• 11th Circ. Won't Touch Verdict On Bitcoin's Origins
• Adviser Urges 10th Circ. To Unfreeze Assets In Fraud Fight
• Judge OKs Tech Co. Shareholder Deal Over Honeywell Spinoff
• Ex-Stimwave Director Wants Company To Pay His Legal Bills
• Goldman Insider's 'Gratuitous' Fraud Merits Prison, Feds Say
• SEC's Gensler Cautions Against Climate Rule Lawsuit
• Citi Freed At Last From Fed's Forex Rigging Consent Order
• MVP: Paul Weiss' Audra Soloway
• COVERAGE RECAP: Day 13 Of Sam Bankman-Fried's Trial
• 9th Circ. Says DOL Doesn't Owe Atty Fees In Stock Plan Case
• Bank Regulators Finalize Climate Guidance With Minor Tweaks
• Ex-Prosecutor To Serve 7 Years Over First NBC Bank Fraud
• Judge OKs $125M Deal In 401(k) Case, With $25M In Atty Fees
• More Shareholders Are Opting Out Of Class Deals, Study Says
• Oculus Co-Founder Says VC Firm Used Him To Lure Investors
• HIG Capital Claims Fraud In $915M Asset Buy From Audax
• Full 5th Circ. Urged To Review Nasdaq Board Diversity Rule
• Gensler Mum On High Court Case Challenging SEC Hearings
• Hospital Wins Surgery Center Ownership Fight With NC Doctor
• New Initiatives Will Advance Corporate Biodiversity Reporting
• How Justices' Disclosure Ruling May Change Corp. Filings
• 'Concerning Error' Dooms SEC Case Against Zicam Inventor
• Ex-Nuveen Trader Says Deal Near On Insider Trading Charges
• Fannie, Freddie Investors Keep Interest For $299M Jury Win
• How CRE Loans Would Shift Under New Bank Capital Rules
• Pro Bono Work Is Powerful Self-Help For Attorneys
• Trump Fined $10K For Again Violating Gag Order In NY Trial
• MVP: Labaton Sucharow's Ned Weinberger
• Hedge Fund Boss Convicted Of Rigging Forex At NY Trial
• Bankman-Fried To Testify In 'Hail Mary' Trial Strategy
• Qualtrics Investors Sue SAP Over $12.5B Take-Private Deal
• Nikola Awarded $165M In Arbitration Proceeding With Founder
• Michael Cohen Testifies Trump Ordered Bogus Net Worth Hike
• SEC's Grewal Details 'Rare' Conditions For CCO Liability
• BlackRock Fined $2.5M To End SEC Disclosure Failure Claims
• Kristen Bell's Baby Co. Gets Interim OK For $47M DIP In Ch. 11
• Coinbase Says SEC Theory Is 'Irreconcilable' With Law
• VC Firm Owner Duped Investors With Unicorn Deal, Jury Told
• Wells Fargo Says Diverse Hiring Suit Can't Overcome Its Flaws
• Mutual Fund Administrator Enabled $106M Scam, Suit Says
• Russell Survey Finds ESG Driving More Investment Decisions
• Mich. Firm, Atty Settle Suit Over Client's Regulatory Hot Water
• Genesis Wins 2-Week Reprieve To File 'No Deal' Ch. 11 Plan
• Jury Hears Alleged Forex Rigging Just A 'Smart Money' Play
• Judge Signs Off On Pot Investors' $3M Stock Drop Deal
• Electric Aircraft Co. Investor Drops Flight Test Suit
• Fashion Site Hid Growth And Partnership Woes, Suit Says
• What US Cos. Should Know About ESG Directives In The EU
• MoFo Adds Former Perkins Coie Managing Partner In DC
• Pomerantz, Rosen Law Firm Seek Lead In Comerica Card Suit
• Playing In A Rock Cover Band Makes Me A Better Lawyer
• The Biggest Moments In Sam Bankman-Fried's Trial So Far
• Fla. Immigration Atty Eyes Ax Of Some EB-5 Scam Claims
• Pilot Travel Minority Owner Sues Berkshire Hathaway In Del.
• FTX Gets OK To Keep Customer List Sealed
• Accused OneCoin Conspirator Nearing Plea Deal
• MVP: Gibson Dunn's Michael Celio
• 7th Circ. Backs Ex-Merrill Lynch Reps' Spoofing Convictions
• Quinn Emanuel Taps DOJ Vet Who Led 'Spoofing' Crackdown
• CFTC's Combative Settlement Tactics Could Soon Bear Fruit
• Boston Scientific Valve Recall Sparks Shareholder's Del. Suit
• Oats Company Fined $3M For Trying To Roll Futures Prices
• LBRY Won't Pursue Appeal In SEC Unregistered Token Case
• NY Recidivist Gets 25 Years For $1M COVID Fraud, ID Theft
• HTC Exec Testifies VC Founder Hid His Conflicts Of Interest
• Florida 'Green' Coffee Co. Says Ex-Exec Promoted Competitor
• Stockholders Sue In Del. For Docs On Fiesta Restaurant Deal
• FTX Seeks Records From Effective Altruism-Tied Org In Ch. 11
• Lenders Call For Shot At Writing Genesis' Ch. 11 Plan
• Credit Suisse Bondholders Lost Billions In Merger, Suit Says
• Grayscale Win Over SEC May Finally Herald Spot Bitcoin ETPs
• AI-Focused Real Estate Firm Goes Public Via Direct Listing
• 3rd Circ. Appeal Of DOL Penalty Halted For Justices' SEC Case
• Catching Up With Delaware's Chancery Court
• The Pop Culture Docket: Judge Espinosa On 'Lincoln Lawyer'
• Icahn Says $8B Illumina-Grail Deal Caused Millions In Losses
• Crypto Founder Asks For Less Prison Time For Tax Crimes
• Alleged 'Pump-And-Dump' Funders Say RICO Claims Must Go
• Calif. GHG Disclosure Law Will Affect Companies Worldwide
• MVP: Cohen Milstein's Laura H. Posner
• Kristen Bell's Hollywood Diaper Co. Hello Bello Hits Ch. 11
• Crypto Co., CEO Must Pay SEC $1.2M In Default Judgment
• 2 Firms To Lead Verizon Investor Suit Over Lead Cables
• SEC Seeks Default Against Alleged Crypto Insider Trader
• Verizon Workers Want $10M In Atty Fees For ERISA Settlement
• Chancery Orders Ocean Tech Co. To Provide Docs To Investor
• FinCEN Floats Reporting Requirements For Crypto Mixing
• 2 Firms To Lead Live Nation Suit Over Swift Tour Sales Fallout
• SG Wants Ch. 11 Carve-Out Cases Stalled Until Purdue Ruling
• Investor Attys Get $3M For Deals With Aegean Marine Brass
• Feds Charge Chicago Man With $90K Insider Trading Scheme
• Feds Give Banks More Review Time, Seek Data For Basel Plan
• GE, Retirees Get Initial Nod For $61M Retirement Fund Deal
• Market Headwinds And Geopolitical Risks Muddle IPO Plans
• Investors Sue JUUL In Del. Chancery To Stop Note Conversion
• AmTrust Can't Send Settlement Coverage Fight To Arbitration
• What ESG Investing Ruling Means For Fiduciaries
• Taxation With Representation: Skadden, Cravath, Latham
• Get Caught Up: Top Stories From The Bankman-Fried Trial
• Canadian Firm To Pay SEC $2.8M Over Short-Selling Claims
• Qihoo Investors Seek Class Cert. In $9.3B Merger Suit
• Berry Corp. Investors Get Initial OK For $2.5M Settlement
• SEC Says Jury Should Hear First 'Shadow Trading' Case
• NS8 Shareholders Lose Early Win Bid In Ch. 11 Clawback Suit
• Chancery Orders Temporary Receiver For Odysee Video Co.
• Judge Stays Cannabis Investors' Suit Pending Arbitration
• Netflix Brass Sued In Del. Over Stock Drop, Insider Trades
• Biotech Co. Exec Gets 8 Years Over Blood Test Fraud
• Failed SPAC Files For Ch. 15 After Investor Class Action
• Sonus' $4.5M Deal In Stock-Drop Action Preliminarily OK'd
• NY AG Sues Crypto Cos. Over Gemini Earn Program 'Fraud'
• SEC Drops Case Against Ripple Execs In Rare Dismissal
• Fintech-Bank Partnerships Hold Potential, But Tread Carefully
• Skechers Shareholder Digs In Heels Over 'Excessive' Junkets
• ESG's Silent C: Make Cybersecurity A Governance Priority
• Calif. Banking Brief: The Notable Compliance Updates In Q3
• Calif. Man Admits Guilt In Pfizer Insider Trading Scheme
• Bankman-Fried Hid FTX Con From General Counsel, Jury Told
• Unearthing The Lesser-Known 'Buried Facts' Doctrine
• Newman Suspension Shows Need For Judicial Reform
• Rite Aid Cites 'Substantial Doubt' It Can Stay In Business
• 'Meme Stock' Trader Sees Feds Drop Laundering Charge
• Ex-Goldman Banker Seeks No Prison In Insider Trading Case
• COVERAGE RECAP: Day 12 Of Sam Bankman-Fried's Trial
• Rite Aid Investors, Walgreens Ink $192M Deal In Merger Row
• Calif. Embraces Bold New Climate, Consumer, Labor Laws
• 9th Circ. Revives Facebook Investor Suit Over Data Scandal
• FDIC Agrees To Bolster Crypto Risk Oversight After IG Report
• Musk And Cuban Join Call To End SEC's In-House Courts
• TelexFree Victims Want BofA Back In Case Over $3B Ponzi
• Natera Hid Prenatal Test Authorization Scheme, Investor Says
• Paxton Reinforces Texas Ban On Deals With Israel Boycotters
• Cooperator In Lottery Lawyer Case Gets Time Served
• Snap, Fox Urge Del. Court To Uphold Shareholder Power Laws
• 6th Circ. Tests Ex-Merrill Lynch Broker's $7.5M Award Fight
• Trial Expert Says FTX Drained $9B Of Customer Funds
• 6th Circ. Told To Extinguish Fire Suppressant Co.'s Suit
• FIS Brass Hit With Suit Over 'Failed' Acquisition Integration
• Ohio Broker Gets 10 Years For Medical Lab Investment Scam
• Biotech Co. Shareholders To Pay $3M To End SEC Fraud Suit
• Judge Trims $3.7M From Fraud Award To Offset Settlement
• Chancery Suit Alleges Insider Trading At AI Lending Startup
• 5th Circ. Refuses To Strike Down Nasdaq Board Diversity Rule
• Investors Sue NextEra Execs Over 'Ghost Candidate' Scandal
• Sorrento Cleared For $20M JV Sale In Ch. 11 Case
• Ex-PE Pro Seeks Top Court Review In Tribal Bond Scam Case
• SEC Silence On Grayscale Win Hints At Bitcoin ETF Approvals
• Ex-Startup Exec Quit Over VC Firm Founder's Lies, Jury Told
• No Advisory Contract, No Class Action, Seeking Alpha Says
• Moelis Class Urges Chancery Curbs On CEO's Board Clout
• How 2 Cases Could Undermine The Anti-ESG Movement
• SEC Proposal Would Prohibit Certain Rebates To Big Brokers
• Baker Botts Adds Former White & Case, V&E Attys In Houston
• Bradley Arant Lands Corporate Pro From V&E In Houston
• Pot Investors' $3M Stock Drop Deal Gets Magistrate's Support
• Citadel Securities Sues SEC Over New CAT Funding Model
• COVERAGE RECAP: Day 11 Of Sam Bankman-Fried's Trial
• Icahn Goes After Illumina's Board In Del. Chancery Court
• CFTC's Top Enforcer Warns: 'Be Prepared For Admissions'
• Stability AI CEO Says AI Expert Merely Has 'Seller's Remorse'
• VCs Renew Bid For Dismissal In Unregistered Crypto Suit
• Bankman-Fried Atty Scores Points Quizzing 3rd Gov't Witness
• Chancery Sends Bumble Insider Trade Suit Toward Trial
• Hip-Hop Mogul Says 1MDB Forfeiture Fight Caused $85M Loss
• Susman Godfrey, Hausfeld Split $22M Fee In Libor Case
• Zoom To Pay Investors $150M In Suit Over Encryption Claims
• Fed's Bowman Throws Cold Water On CBDCs, Stablecoins
• DC Circ. Unsure About Wading Into Petrobras Bribery Case
• SEC Should Redo Measly Whistleblower Awards, 5th Circ. Told
• Flooring Giant Mohawk Settles Securities Fraud Case
• VC Founder's 'Self-Dealing' Surprised Harvard Prof, Jury Told
• UScellular Says Investor Can't Claim 'Fraud By Hindsight'
• Aircraft Co. Wants Investor's 'Shoot-First' Suit Downed
• Trump-Linked SPAC To Restate Financial Results After Errors
• Some FTX Customers Strike Deal For 90% Recovery In Ch. 11
• SocGen Says Yen-Libor Rigging Suit Should Be In UK
• Wachtell Wins Bid To Arbitrate X's $90M Fee Dispute
• Murdaugh Can't Have Feds Seize Fraud Funds From Receivers
• Chevron Foes Pan Fed. Defenses In Fishers' High Court Case
• DeFi Enforcement Is Growing, Despite CFTC Dissonance
• Ex-Goodwin Partner Joins Dentons' Tech Practice
• Considerations And Calculations For DOJ Clawback Program
• Schulte Roth Gains PE Partner In Ex-Weil Counsel
• COVERAGE RECAP: Day 10 Of Sam Bankman-Fried's Trial
• Conn. Justices Uphold $57M Award Against 'Fugitive' Trader
• EV Maker Nikola Hid Battery Woes From Investors, Suit Says
• Interactive Brokers Escapes Arbitration Over Alleged Fraud
• Biotech Investors Get Final Nod For $1.4M Settlement
• SEC Flags Cyber Risks, Crypto & AML As Key Exam Priorities
• Catching Up With Delaware's Chancery Court
• Sports Execs' SPAC Sues In Chancery Over Terminated Deal
• VC Investor Asked For $100K Back Amid SEC Probe, Jury Told
• California To Roll Out Regime Licensing Crypto Businesses
• Feds Letting JPMorgan Shield Evidence, Startup Execs Say
• Judge Allows Investors To Voluntarily End Funko IPO Suit
• SBF Spent On Celebs, Pols As Bankruptcy Loomed, Jury Told
• SEC's Life Sciences Actions Utilize Novel Tools And Theories
• Raymond James Fired VP For Challenging Sexism, Suit Says
• Coinbase Asks To Nix Suit Over 'Nonsuspicious' $2.9B Trades
• DC Judge Won't Grant Ex-JPM Trader Docs, But Chides DOJ
• ESG Around The World: Japan
• Investors In Maker Of Failed COVID Test Want Class Certified
• Pharma Co. Investors Want Docs On Post-Merger Payments
• Fund Managers Taking US Telecom Co. Private In $3.1B Deal
• NC Law Firm Reups Call To Arbitrate Ex-Shareholder's Suit
• How And Why Your Firm Should Implement Fixed-Fee Billing
• Tentative Deal In Pot Biz Battle Not Enforceable, Judge Says
• Investment Banker Admits Hiding $5.1M From IRS
• COVERAGE RECAP: Day 9 Of Sam Bankman-Fried's Trial
• Squitieri, Moore Kuehn To Lead BlockFi Crypto Securities Suit
• Moody's, S&P Beat Crisis-Era Suit Over Securities Ratings
• 5 Things To Know About Calif.'s New Climate Disclosure Law
• Tesla, Class Attys Clash In Del. Over $230M Settlement Fee
• Verizon Execs Hit With Shareholder Suit Over Lead Cables
• Chancery Chides Dura Medic Over Unilateral Case Shakeup
• SEC Actions Against Musk Are Constitutionally Defective
• Ex-1 Global Chair Admits Role In $250M Ponzi Scheme
• Semisubmersible Co. CEO Fled To Sea, New Charges Claim
• SEC Denied Early Win In Fraud Suit Against CBD Firm's CEO
• 4 Takeaways From The SEC's New Beneficial-Ownership Rules
• What Fed Supervision Letters Mean For Bank-Fintech Collabs
• SmileDirect Urges $5.25M Sale Of Corporate Jet In Ch. 11
• Remorseful Asset Manager Gets 3 Years In $150M Stock Scam
• BlockFi Was Kept In Dark As FTX Fund Cratered, Jury Hears
• Polsinelli Launches Special Situations Investing Team
• SEC Targets Short-Selling Disclosures With 2 New Rules
• Judicial Independence Needs Defense Amid Political Threats
• Justices Pick Up Second Chevron Deference Case
• 5th Circ. Spurns Freddie, Fannie Shareholders' Challenge
• Bankman-Fried Notches Small Victories In Star Witness Cross
• ESG Accountability: From Reactive To Proactive
• COVERAGE RECAP: Day 8 Of Sam Bankman-Fried's Trial
• Crypto Trader Cops To Novel 'Cherry-Picking' Charges
• Auto Loan Investors Seek Docs In Chancery On Cash Moves
• Sorrento Seeks Quick Timeline On Process For Ch. 11 Plan
• Atty-Turned-Financial Planner Cops To Scamming NBA Pros
• GOP Rep Threatens To Subpoena SEC On Overseas ESG Work
• Investment Firm Settles With SEC Over Trade Disclosures
• Bankman-Fried Atty Parries Star Witness As Feds Object
• Insider Trading Claims Are 'Grasping At Straws,' Retailer Says
• Wash. Judge Sends Predatory Lending Suit To Arbitration
• How Life Sciences Cos. Can Prevent Securities Class Actions
• How Law Firms Can Use Account-Based Marketing Strategies
• Mass. Banking Brief: The Notable Compliance Updates In Q3
• Chancery Rejects DMK Investor's Bid To Bar Annual Meeting
• Wachtell Says X Corp. Can't Duck Arbitration In $90M Fee Row
• Leveraging Municipal Bonds For Green Energy Finance
• PIPE Investors Canceling Investments In Trump-Linked SPAC
• Malaysia Rejects Goldman's Arbitration Claim Over 1MDB Deal
• COVERAGE RECAP: Day 7 Of Sam Bankman-Fried's Trial
• Ex-Barclays CEO Jes Staley Fined, Banned Over Epstein Ties
• 1st Circ. Resurrects Investors' Fraud Claim Against Biogen
• IRS Tells Microsoft It Owes $29B In Back Taxes, Penalties
• NY Trump Judge Says A Jury Trial Was Never On The Table
• SEC Says Ex-Glass Co. CFO Must Face SPAC Deal Suit
• OCC Taps Enforcement Chief For Big-Bank Supervision Role
• 'Millennial VC' Founder Put Super Bowl Over Payroll, Jury Told
• SEC's Courts Would Baffle Nation's Founders, Justices Told
• Judge Trims Investor Suit Against Crypto Lender Nexo
• Hemp Co. Founders Cop To Conspiracy In $14M Investor Case
• CFTC Studying Spillover Effects Of Basel III Reforms
• SEC Says Coinbase Answer On Rules Is With Commissioners
• Investors Alleging $51M Loss To Lead Pharma Co. Suit
• Leaders of Drug Co. Hurt Stock With Lies, Suit Says
• ElectrIQ Investors Sue In Del. For SPAC Conversion Right
• State Regulators Back SEC's Howey Theory In Coinbase Case
• Broker Says Ex-Employer's FINRA Dispute Can't Go To Court
• Split 9th Circ. Won't Revive IRhythm Securities Fraud Suit
• Brazilian Developer Hid Assets To Evade $20M Debt, Suit Says
• 'Sam Told Me To': Ellison Says Bankman-Fried Directed Theft
• Aequitas Exec Says Payback Bid Is 'Financial Death Penalty'
• Paragon Tech Sues In Del. To Block Ocean Power Poison Pill
• NY Banking Brief: All The Notable Compliance Updates In Q3
• Strategic Succession Planning At Law Firms Is Crucial
• FINRA Fines HSBC $2M Over Research Report Disclosures
• S3 Partners Sued In Del. For Books On Fund Uses
• Murdaugh Wants Fraud Funds Seized Over Receivers' Misuse
• SEC Orders Wilmington Trust To Pay $1.3M Over Fee Conflicts
• Sorrento To Sell JV Stake For $20M In 'Urgent' Bid For Cash
• Convicted Ex-Pol Rips 'Exorbitant' Legal Fees In Restitution
• Congress Must Protect Consumer Fraud Whistleblowers
• 2 Firms To Lead Investor Suit Over Myovant-Sumitomo Deal
• The Prohibition On Insider Trading Is Misleading
• Trader Cops To ADI Insider Scheme With Trial Looming
• COVERAGE RECAP: Day 6 Of Sam Bankman-Fried's Trial
• VC Founder Worried About SEC Probe, Pal Says At Fraud Trial
• FTX Investors Can't Pause MDL Against Celeb Endorsers
• Genesis Judge Approves $175M Settlement With FTX In Ch. 11
• Madoff Trustee's Claims Against End Recipients Survive
• Covisint Investors Win Class Cert. In OpenText Merger Spat
• Iconix Founder Sentenced To 18 Months In Fraud Case
• Adamis Investor Seeks Chancery Order To Block Board Vote
• Arrayit Exec Rips 15-Year Bid For COVID Fraud, Seeks 4 Years
• 3AC Bid To Consolidate Claims Falls Short In BlockFi Court
• Newsom Signs Landmark Carbon Disclosure Bill Into Law
• SEC's AI Proposal Could Harm US Markets, Industry Warns
• Barclays Tells 2nd Circ. To Toss Ex-Exec's Whistleblower Suit
• Tax Software Co., Execs Beat $8.4B PE Buyout Suit, For Now
• MetLife Nears Deal In ERISA Suit Over $7.3B 401(k) Plan
• Advance Auto Investor Says Execs Hid Failure Of Pricing Plan
• How A 'Boxed In' Bankman-Fried Can Argue His Case
• Catching Up With Delaware's Chancery Court
• Cannabis Software Co. Shareholder Drops Merger Litigation
• Bankman-Fried Dishonest From Day 1, Star Witness Tells Jury
• Calif. Atty Indicted In Nearly $1B Alleged Ponzi Scheme
• Feds, Atty Agree On Probation For Illegal $1.3M Share Sale
• Why All Cos. Should Take Note Of Calif. GHG Disclosure Laws
• Fox Rothschild Adds 2 Ellenoff Grossman Litigators In NY
• Western Global Seeks Ch. 11 Discovery Over $510M Stock Buy
• Feldman Shepherd Adds 3 Attorneys To Bolster Key Practices
• Cannabinoid Co. Settles Spoiled Acquisition Suit
• Justices Hint At Siding With Whistleblower Against UBS
• Paul Weiss Adds Former 3G Capital General Counsel In NY
• Feds Seek 32 Months For Adviser In 'Staggering' $150M Scam
• Mallinckrodt Gets OK For New Chapter 11 Plan
• COVERAGE RECAP: Day 5 Of Sam Bankman-Fried's Trial
• 5 Things To Know About High Court Whistleblower Case
• Marketers Call SEC's $49M Crypto Fraud Suit A 'Power Grab'
• FTX Investors Say Celebs Are 'Scared' To Pause MDL
• Wells Fargo Fines Were 'Biz As Usual' For Brass, Suit Says
• Full 2nd Circ. Asked To Rehear Standard Chartered FCA Suit
• Chicago's $1B Meter Deal Created A Monopoly, Justices Told
• Up Next At High Court: Whistleblower Suit, SC Voting Map
• Robins Kaplan Fined For Exploiting Discovery Error
• Wells Fargo Denied Win In Fake Account Whistleblower Suit
• Electric Vehicle Co. Faraday Inks $7.5M Shareholder Deal
• Attorney Teams Pitch For Lead Role In Fox Corp. Suit In Del.
• Jailed Film Exec's Early Release Bid 'Outrageous,' Judge Says
• GE, Retirees Seek OK For $61M Retirement Funds Settlement
• Ex-Morgan Stanley Exec Missed Arbitration Opt-Out Window
• Judge Morris Reflects On 20 Years Hearing Bankruptcy Cases
• Pimco Seeks Halt To First Guaranty Whistleblower's Claims
• DOL Says Citi Racial Equity Program Won't Trample ERISA
• Feds Tells 5th Circ. Error In Order Shouldn't Void Bribery Case
• 2 Firms To Rep BioXcel Investors In Suit Against AI Drugmaker
• Bankman-Fried Posted Lie While Directing $8B Con, Jury Told
• Meyers Nave Adds Klinedinst Employment Ace In San Diego
• Cos. Must Show Discretion In Public Statements When Sued
• Ex-Goldman Exec Heads To Malaysia Before 1MDB Sentence
• Judge's Senior Status Punts Ex-Cognizant Execs' Bribery Trial
• IronNet Investors Sue In Chancery After $137M SPAC Flop
• Ackman To Test Viability Of 'SPARC,' An Alternative To SPACs
• COVERAGE RECAP: Day 4 Of Sam Bankman-Fried's Trial
• SEC Sues To Force Musk Testimony On Twitter Stock Buys
• Texas Targets Crypto Project For Securities Sales, Russia Ties
• Investors Claim Robinhood Stopped Trades In Suit Revival Bid
• Slack Investor Forges Ahead After High Court Ruling
• 3 Firms Vie To Lead KeyBank Investors' Liquidity Risks Suit
• Conn. Defendants Slam $3M Atty Fee Bid As Late, 'Excessive'
• 2 Firms To Lead Consolidated SentinelOne Accounting Suit
• Travel Co. Can't Toss ERISA Suit Over Injury Qualms
• Crypto Biz Prime Core Clears Ch. 11 Disclosure Hurdle In Del.
• Feds' Long-Term Debt Proposal Could Be Costly For US Banks
• Investors Get Last Shot At Crypto Promos Suit
• Biologics Co. Execs Hit With Suit Over Revenue Controls
• Discover Brass' Compliance Faults Hurt Stock, Investors Say
• 'I Love You, Sam': FTX Coder Recounts Struggle To Stay Loyal
• Real Estate Broker, Agent Indicted For Alleged $2.25M Fraud
• Silicon Valley 'Party Animal' VC's Criminal Fraud Trial Opens
• Calif. Climate Disclosure Bills Promise Challenges For Cos.
• SPAC Investors To Settle Busted Fertitta Deal Suit For $12.5M
• Celebrities Fight Bid To Delay FTX Investors' MDL
• Cannabis Blender Securities Suit Paused By Plaintiff's Death
• Maximizing Law Firm Profitability In Uncertain Times
• Q3's Top 10 Deals Led By J&J's $42B Tylenol Owner Spinoff
• Feds Seek Up To 8 Years For Convicted Iconix Founder
• BCLP Adds Davis Wright Financial Services Atty In NY
• Richards Layton Nixed As Debtor Counsel In Lordstown Ch. 11
• COVERAGE RECAP: Day 3 Of Sam Bankman-Fried's Trial
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• Justices Urged To Halt All In-House Cases Until Congress Acts
• Scott + Scott To Rep Investors In 'Social Engineering' Case
• Mallinckrodt Says Ch. 11 Was Needed Due To Debt Maturities
• Ex-Wyo. Banking Commissioner Joins Trust Co. As Risk Head
• Fintech Co. Sued In Del. Over 'Fabricated' Financial Records
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• Atty Says Bankman-Fried's No 'Bad Guy' As FTX Trial Opens
• Allbirds Execs Hit With Derivative Shareholder Suit In Del.
• Bank Sues Ginnie Mae, HUD Over Reverse Mortgage Rescue
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• SEC Risk Alert Provides Helpful Info For Adviser Exam Prep
• Litigation Report Highlights 'Fearsome Foursome,' Spending Trends
• NFT Hoops Site Shares User Data With Meta, Suit Claims
• Airbit Co-Founder Gets 3 Years, 4 Mos. For Crypto Fraud
• COVERAGE RECAP: Day 2 Of Sam Bankman-Fried's Trial
• SEC Loses Bid To Immediately Appeal Ripple Labs' Partial Win
• Pomerantz Plucks $5.5M Fee For Clover Health Investor Deal
• SEC Says Tokens On Coinbase Met 'Essence' Of Securities
• Chinese Tutoring Co. Escapes Investor Suit Over Crackdown
• SVB Fallout Narrows Jury Pool In VC Founder's Fraud Trial
• 'Unfair Deal' Didn't Hurt Straight Path Investors, Court Finds
• TelexFree Victims Win Initial OK Of $95M TD Bank Deal
• Crypto Mining Investment Was $49M Scam, Calif. Man Says
• Long Before FTX, Criminal Cases Have Complicated Ch. 11
• Celsius CEO Defends Crypto Token Deal In Ch. 11 Plan
• A Guilty Verdict For SBF Could Put FTX In Line For Restitution
• Fla. Man Gets 6 Years After Copping To $55M CoinDeal Fraud
• Fashion Co. Torrid Execs Hit With Derivative Shareholder Suit
• RV Conversion Outfit Hits Ch. 11 After Vehicle Recall
• Calif. Judge Allows Property Sale For Man's $1.8M Tax Bill
• Bankman-Fried Declined Plea Talks, Feds Say Amid Jury Picks
• What UCC Article 12 Adoption Means For Digital Assets
• Meet The FTX Insiders Who Could Seal Bankman-Fried's Fate
• Wiggin And Dana, Other Firms Seek $3M Fee In $6.75M Fraud
• Bankman-Fried Sues Excess Insurer For Legal Costs
• Celsius Founder Mashinsky's Fraud Trial Set For 2024
• X Corp. Fights Wachtell's Bid For Arbitration Of $90M Fee Row
• Kirkland, Skadden Lead Eli Lilly's $1.4B Point Biopharma Buy
• 5 DOJ Enforcement Priorities To Note From Recent Remarks
• Sullivan & Cromwell, Fenwick Draw Scrutiny In FTX Debacle
• COVERAGE RECAP: Day 1 Of Sam Bankman-Fried's Trial
• Judge Hands SEC Some Wins In Crypto Pump-And-Dump Suit
• Binance Tried To 'Hurt' FTX To Rule Crypto, Investor Says
• Fidelity Pays $1.6M To Settle Regulators' Meme Stock Claims
• Tilray's Anheuser-Busch Deal A Test For Pot Cos. Eyeing US