Securities Archive » November, 2023

Securities - November, 2023

444 articles

• SEC Waives $40M Fine For Mallinckrodt In Medicaid Scheme
• PCAOB Fines PwC Units In 1st Actions Against Chinese Firms
• Ukrainian Gets Prison Time For Selling SSNs On The Internet
• SEC Inks Deal In Suit Involving 'Sopranos' Star's Ex-Husband
• Expensify Hid Downturn Risks Ahead Of $263M IPO, Suit Says
• Judge Grants ArcSoft Investors Partial Win Ahead Of Trial
• Pomerantz To Lead Combined Canopy Growth Investor Suits
• 2nd Circ. Won't Revive Nuveen's Shareholder Voting Limits
• Chancery Won't Compel Slate For Ocean Data Co. Board Vote
• Ex-Knicks Star Oakley Says Investment Adviser Stole $1M
• Del. Power Struggle For NY Lithium Battery Co. Heats Up
• PDVSA Says VR Capital Fraud Suit Must Be Nixed
• Stockholders Tell Del. Chancellor $69B Activision Deal Void
• FTX Says IRS Tax Estimate Is $24B Too High
• What Lawyers Must Know About Calif. State Bar's AI Guidance
• Industry Must Elevate Native American Women Attys' Stories
• CFPB's Chopra Warns AI Could Spark Flash Crash, Bank Runs
• Robins Kaplan Can't Reduce Sanction Over Dropbox Access
• After SEC Snafu, Judge Signs Off On Delphi Fine Distributions
• LifeVantage Stockholders Sue In Del. Over Board Protections
• BofA Unit Fined $24M In Treasuries Spoofing Case
• StraightPath Execs Charged In $386M IPO Fraud Scheme
• GOP AGs Say Nasdaq Board Diversity Rule Is Unconstitutional
• Hemp Co. Execs Agree To SEC Injunction In $15M Scam
• Justice Thomas Eyes Public Rights Rule In SEC Courts Case
• Investors Say Co. Lied About Ultrasound Tech Prior To Merger
• Crypto Biz Prime Core Settles Ch. 11 Tokens Claim
• SEC Accuses Ex-Real Estate Co. Exec Of WeWork Stock Fraud
• Citgo Parent's Reissue Of Stock Certificate OK'd By Chancery
• Pharma Co. Says 'Ulterior' Aim Shouldn't Kill Records Suit
• Defendants In Cannabis Co. Suit Seek $38K In Atty Fees
• Feds Sanction, Seize N. Korea-Linked Crypto Mixer
• FTX Gets Approval To Put $744M In Crypto On The Market
• LPL Taps Wells Fargo Unit's Compliance Head As New CCO
• Two More SPACs Will Dissolve As Liquidations Mount
• FirstEnergy Must Give Internal Investigation Info To Investors
• Crypto, Audit Cases Dominate SEC's Enforcement Focus In '23
• FDIC Faces GOP Demand For Workplace Settlement Details
• Justices Cast Doubt On Future Of SEC's In-House Courts
• New York Cybersecurity Amendments Raise Regulatory Bar
• Oil Venture Fraudster Enters Last-Second Guilty Plea
• UK Musician Cops To $6M Securities Fraud Cyber Scam
• Understanding Discovery Obligations In Era Of Generative AI
• Blackstone Buying Pet Care Co. Rover In $2.3B Deal
• SDNY's Damian Williams Troubled By Office's Cash Shortfall
• Chancery Aims For Quick Rule On Ocean Data Co. Injunction
• Accused Boiler Room Schemers Consent To SEC Fraud Case
• NY Fines Title Insurer $1M Over Cyber Control Deficiencies
• Roblox Hit With Securities Suit Over Lack Of Parental Controls
• Law Firm Asks 9th Circ. To Curb SEC's Crypto 'Harassment'
• EV Charging Co. Blink Gets Investor Fraud Suit Trimmed
• COVID Test Kit Fraud Case Is A Matter Of Timing, Jurors Told
• Soccer Star Ronaldo Hit With $1B Suit Over Binance Promo
• UK Trustees File Ch. 15 Petition For Duet Group Founder
• Consumer Privacy Rules For AI Floated By Calif. Regulators
• Dollar General Hit With Investor Suit Over Understaffing Woes
• DC Court Skeptical Of Coca-Cola 'Greenwashing' Suit
• 2nd Circ. Won't Rehear $16.9M Madoff Investor Clawback Case
• RTX Shareholder Moves Jet Engine Stock Feud To Del.
• SEC Adopts Dodd-Frank Era Securitization Conflicts Rule
• Fund Manager Sues SBA Over PPP Forgiveness Denial
• Chancery's 'Unfair Deal, Fair Price' Ruling Part Of A Trend
• Judge Won't Quash Service In $80M Crypto-Forex Theft Suit
• Ex-Trader Admits Sharing Nuveen Info In Front-Running Scam
• Davis Malm Misled Investors In Defunct Startup, Suit Says
• Bannon Ally Says He Won't Flee If Released In $1B Fraud Case
• 5 Steps To Meet CFTC Remediation Expectations
• Law Firm Leaders Cautiously Optimistic Heading Into 2024
• The 2023 Law360 Pulse Leaderboard
• Mich. Con Artist Gets 17 Years For Trucking Ponzi Scheme
• Asserting 'Presence-Of-Counsel' Defense In Securities Trials
• Commerce Dept. Wants Feedback On Draft DEI Principles
• SEC's High Court Opponent Is A Supreme Court Newcomer
• Perkins Coie Inks Prelim. Deal In Cryptocurrency Class Action
• Levi, Pomerantz Seek To Lead Insulin Pump Co. Investor Suit
• Self-Driving Tech Co. Investors Sue Over Misused Image Claim
• FTX Investors Sue MLB, F1 Team Over Crypto Promotions
• Amicus Groups Tell High Court To End Chevron Deference
• Celsius Creditors Balk At $281K In Bidder's Ch. 11 Fees
• Investors In Sensing-Tech Co. Sue In Del. To Block Share Sale
• Judge OKs Investor Attys' $19.2M Fee For Libor-Rigging Deals
• Del. Vice Chancellor Calls Ex-AG Barr 'Doubly Wrong' On ESG
• Ex-JPMorgan Traders Want CFTC Spoofing Case Kept On Ice
• Investment Co. Can't Send Coverage Suit Back To State Court
• SEC Can't Get More Time To Fix 'Defects' In Buyback Rules
• Fla. Judge Delays Contempt Ruling Against Loan Co. Owner
• Horizon Bank Says Investor Suit Omits Relevant Market Info
• Golf Course Cos. Ask 4th Circ. Not To Certify Chinese Citizens
• Robinhood User Says Platform Withheld Info From Investors
• Investor Attys Want $19.2M For $74M Libor-Rigging Deals
• Holdouts In Alexion Insider Trading Case Get May Trial Date
• ESG Around The World: Mexico
• Goodwin Procter Gets Ex-SEC Atty From Morrison Foerster
• Ohio Firm Accused Of Filing False Doc In Shareholders' Fight
• Catching Up With Delaware's Chancery Court
• Binance Founder Can't Yet Return To UAE Amid Bail Dispute
• Split 2nd Circ. Partially Revives Nine West Buyout Fraud Suit
• UK Litigation Roundup: Here's What You Missed In London
• Binance Founder Poses 'Serious Risk Of Flight,' DOJ Says
• Genesis Seeks $689M Clawback From Ex-Crypto Partner
• Major Shareholders In Water Co. Can't Dodge Self-Dealing Suit
• Up Next At High Court: SEC Courts, Repeat Offender Sentences
• Despite $4.3B Plea, SEC Proceedings Still Loom Over Binance
• Argentina Can Delay $16B YPF Suit Payment During Appeal
• Icahn Investor Sues In Del. Over Alleged Ponzi Scheme
• IPO Market Still Kicking As End Of 2023 Draws Near
• Bioverativ Class Seeks Sanctions For Insiders' Trades
• The Case For Post-Bar Clerk Training Programs At Law Firms
• MLM Owners Fight SEC Claims In $108M Fraud Scheme Suit
• Brown Rudnick Settles $1.3M Fee Row With Fugitive Trader
• NYSE Seeks To Boot WeWork Shares From Exchange
• Binance Atty Behind Plea Deal Knows Crypto Prosecutions Well
• 2nd Circ. Shelves Investor Suit Over Hard Seltzer Sales
• Class Counsel Gets $10M From Verizon ERISA Deal
• Would Ending Chevron Deference Really Make Waves?
• What SEC Retreat In Ripple Case Means For Crypto Regulation
• NY Law Firm Can't Ditch SEC's Ponzi Scheme Suit
• Food Co. Investors Allege Insider Trades Before Subway Exit
• Trump Says Outlets Tried To Thwart Truth Social SPAC Deal
• NJ Auditor Escapes RICO Claims In Crypto Investor Row
• Jurisdiction Woes Kill Claims In Fugees Fraud Suit
• Smart Window SPAC Investors Sue Cantor, Lutnick In Del.
• FDIC Chief Will Have 'No Role' Steering Workplace Review
• SEC Sues Transportation Cos., Atty Over Alleged EB-5 Fraud
• Celsius Network To Increase Creditor Payouts In Ch. 11 Exit
• SEC Defends Voting Disclosure Changes Before 5th Circ.
• SEC Whistleblower Action Spotlights Risks For Private Cos.
• DOJ Nabs Basquiat Painting In Malaysian Fund Clawback
• Issue Of Releases Delays OK Of $65M Thoma Bravo-QAD Deal
• Vanguard Officers Must Face Investors' Tax Liability Suit
• Attorneys Have An Ethical Duty To Protect The Judiciary
• Questions Linger Over Texas Business Court's Jurisdiction
• Feds Seize $9M In Stablecoins Tied To 'Pig Butchering' Scams
• Western Global Airlines' Ch. 11 Plan OK'd After ESOP Deal
• Meme Frenzy 'No Secret' Before Robinhood's IPO, Judge Says
• CORRECTED: Banks Can't Exit RE Suit As Firm Eyes Deal
• Fishing Cos. Tell Justices Chevron Deference 'Deeply Flawed'
• Ellenoff, Kirkland Steer Colombier's Upsized $150M SPAC IPO
• Binance To Pay $4.3B, Founder Takes Plea To End DOJ Probe
• Kraken Is Running Unregistered Crypto Exchange, SEC Says
• $19M Settlement Proposed In Del. For Materials Co. Sale Suit
• Challenge To DOL Court Paused As Justices Mull Similar Case
• BuzzFeed Again Asks Chancery To Nix Stock Arbitration
• Ex-FTX Europe Exec Says Ch. 11 Filing Was Unauthorized
• Puerto Rico Deal Should Nix Pension Suits, 1st Circ. Told
• SEC 'Shadow Trading' Case Survives Exec's Early Win Bid
• Walgreens Says Insulin Pen Settlement Suit Has No 'Heat'
• Catching Up With Delaware's Chancery Court
• DOL's Retirement Security Rule Muddies Definitional Waters
• When Courts Engage In Fact-Finding At The Pleading Stage
• Bullish Buys CoinDesk From Digital Currency Group
• Blank Rome Grows In Dallas With DLA Piper Corporate Pro
• WWE Investors Sue McMahon, Others In Del. After TKO Deal
• Tempur Sealy Certifies FTC Compliance On $4B Mattress Deal
• Canadian Cannabis Co. Gets Grouped Investor Suit Tossed
• A Deep Dive Into FSOC's Expansion Of Nonbank Oversight
• Rio Tinto Pays $28M To Settle SEC Fraud Suit
• Citi GC Sees Compliance Reporting Reshuffle As A Boon
• AmerisourceBergen Escapes Investor Drug-Dregs Suit In Del.
• Investor Research Firm Settles Wage Suit For $900K
• Chancery Grants Full $18M 'Mootness' Fee To Politan Counsel
• Crypto Co. Says Suit Over $100M Hack Should Be In Estonia
• Chancery Refuses Toss Of Biotech Firm Share Award Suit
• Ex-Oil Co. Exec, SEC Settle Revenue-Pumping Scheme Claims
• Centene Board Got No Red Flags On Pricing, Del. Court Told
• Kenvue Should Have Raised FDA Probe Before IPO, Suit Says
• 6th Circ. To Decide Fate Of FirstEnergy Investor Class
• Disney Board, Execs Sued In Del. Amid Disney+ Struggles
• Fed's Barr Sees 'Very, Very Small' Credit Cost From Basel Plan
• 9th Circ. ERISA Ruling Informs DOL's New Fiduciary Proposal
• Global Securities Watchdog Tackles Crypto Bundle Conflicts
• Oracle Tells Vice Chancellor $5M Moot Fee Unjustified
• AI Can Help Lawyers Overcome The Programming Barrier
• SC Real Estate Developer Can't Ditch Investors' $17.5M Suit
• Rithm, Sculptor Close $720M Merger After Settling Del. Suit
• Are CCOs Really In The SEC's Crosshairs?
• Boston Man Gets Probation For Cannabis Stock Fraud
• Madoff Trustee Says Suit Against Caceis Should Continue
• Covetrus Investors Say CD&R Took Advantage In $4B Merger
• PBGC Finances Flush, Agency Says In Annual Report
• SEC Adopts Conflict Of Interest Rules For Clearing Agencies
• Olaplex Brass Misled Investors On Formula Change, Suit Says
• Credit Suisse Can't Ax Adviser's $1.3M Deferred Comp. Win
• State Regulators Target 'Gamified' Crypto Certificate Scheme
• Hawaii Utility Investors Can't Have 3 Firms Lead Maui Fire Suit
• Advisory Biz, Owner To Pay SEC $1.5M In Cherry-Picking Suit
• Ex-Iconix Exec Who Testified Twice Against CEO Avoids Jail
• Goldman Investors Drop Suit At Center Of High Court Battle
• Power Plant Co. Misled Investors About Projects, Suit Claims
• 2nd Circ. Holding Could Disrupt SEC Disgorgement Methods
• Del. Justices Uphold Merck's Post-Bayer Sale Talc Liability
• Alexion Investors Want $31M Atty Fee In Sales Tactics Deal
• Silicon Valley's 'Party Animal' VC Convicted Of Fraud
• Zendesk Hit With Class Suit In Chancery After $10.2B Sale
• Seyfarth's New Servicing Practice Gains Another BCLP Atty
• Morgan Stanley To Pay $6.5M To 6 States Over Data Breaches
• Cancer Drug Co. Says Efficacy Talk Didn't Mislead Investors
• Susman Godfrey Vies To Help Lead $7.3M Crypto Suit
• Ex-Platinum Portfolio Manager Avoids Prison In Fraud Case
• Nikola Founder Denies 'Sinister Motive' Ahead Of Sentencing
• Calif. Appeals Court Affirms NextGen's 'Holder's Claim' Win
• Mixmax Says Revised Chancery Derivative Suit Lacks Support
• NY Adopts New Guidance On Listing Of Virtual Currencies
• Mindbody Ex-CEO, Vista Fail To Get $27M Damage Offset
• TCW, Execs Hit With Chancery Suit Over SPAC Merger Bust
• Live Well Inks $1M Deal With Laid-Off Workers In WARN Suit
• FTX Can Pay Foreign Customer Group's Ch. 11 Fees
• DOL Rejects Biz Groups' Request To Slow Fiduciary Rule
• Del. Supreme Court Upholds Tidal Deal Investor Suit Dismissal
• IRL Social Media Founders Brand 'Bot' Claim False In Del. Suit
• Cannabis Co. Principal Can't Duck Suit, But Top Investor Can
• Breaking Down The SEC's 2024 Examination Priorities
• Preparing Law Students For A New, AI-Assisted Legal World
• Ex-Cop Avoids Jail For Analog Devices Insider Stock Tip
• SEC Fines Mean Cos. Should Review Anti-Whistleblower Docs
• Dog Security Co. Defrauded Investors Out Of $1M, Suit Says
• Senators Slam 'Skanky,' 'Creepy' FDIC Office Culture
• Colo. Taxi Company Can't Avoid Liability In Driver Rescue Suit
• Freelancing Co. Toptal Wins $16M At Trial Against VC Backer
• Ozy CEO Spars With Ford O'Brien Over Insurance Proceeds
• Investors Denied Class Cert. In Robinhood Meme Stock Suit
• SEC Wants $49M Crypto Marketer Fraud Kept Suit Alive
• SEC Fines Charter Communications $25M For Stock Buybacks
• BTIG Accuses Rival Broker StoneX Of Vast Trade Secret Theft
• Core Scientific Gets OK For $37M Ch. 11 Backstop Funding
• Whistleblowers Helped Fuel $5B SEC Enforcement Haul In '23
• Western Global's Ch. 11 Plan Flouts ERISA, Trustee Says
• SmileDirectClub Investors Say Ch. 11 Releases Are Too Broad
• FTX Strikes Deal To Recoup $22.5M In Charitable Donations
• Software Co. Misled Investors About Payroll Tech, Suit Claims
• Atty Admits Scheming To Poach $2M Parcel Of Imported Pants
• Trump-Tied SPAC Shows Losses As Parties Vow To Save Deal
• Firm Can't Block SEC's $30M Unregistered Dealer Suit
• Sculptor Capital Settles Del. Litigation Over Rithm Merger
• Developer Of 'Mutant Ape' NFT Pleads Guilty In Fraud Case
• ESG Around The World: South Korea
• SolarWinds Ushers In New Era Of SEC Cyber Enforcement
• General Counsel Need Data Literacy To Keep Up With AI
• Weil Adds Private Funds Partner From Kirkland In DC
• Cross River Says Fintech Co. Can't 'Wriggle' Out Of Contract
• 9th Circ. Revives Dismissal Bid In Amyris Shareholder Suit
• Seattle Software Co. Misled Investors On Merger, Suit Says
• Macquarie Warns Justices Of 'Crippling' Disclosure Litigation
• Amazon Execs Broke Law To Appease Bezos, Investors Say
• Bankrupt FTX Sues Bybit To Claw Back $953M In Assets
• Live Nation Shareholder Says Execs Hid Antitrust Misconduct
• FTX Pushes To Pay Ad Hoc Creditor Group's Fees
• Judge Orders SEC To Check Its Math In Fraud Suit
• SafeMoon Founder To Remain Jailed And Transferred To NY
• Chancery OKs TRO In Suit To Oust Casino SPAC Manager
• French Firm Natixis Must Face Madoff Trustee Suit
• DOJ Probing KKR Over Premerger Filings, Board Overlaps
• Union Head Can't Get New Bribery Trial Over Judge's Conflicts
• Cannabis Co. Curaleaf Sued Over Haircut To $85M Merger
• Cboe Unit To Launch Margined Bitcoin And Ether Futures
• Effective Altruism Org Seeks To Quash FTX Subpoena
• Ex-Worker Drops ERISA 401(k) Suit Over BlackRock Funds
• Starco Brands Hit With Chancery Suit Over Soylent Buyout
• Creditors Say Puerto Rico Gov't Stopped Paying Utility Debt
• Digital Asset Regs Define 'Broker' Too Broadly, IRS Told
• Attys Seek $2.1M Award In Pebble Mine Buildout Suit
• Davis Wright Hires Morgan Lewis Atty With FINRA Experience
• Ex-BCLP Litigator Joins Holland & Knight In California
• Catching Up With Delaware's Chancery Court
• DraftKings' NFTs Are Undeniably Securities, Investor Retorts
• Chemical Co. Hit With Investor Suit Over Patent Court Losses
• Massumi & Consoli Adds PE Pro In NY From Willkie
• Ex-Cop Says Insider Trading Conviction Doesn't Merit Prison
• A Tale Of 2 SVB Reports: Where The Fed's Barr And OIG Differ
• Tips For Avoiding Disputes From M&A Earnout Provisions
• Crowell Brings On Stroock Litigator And His 9-Atty Team In NY
• UK Litigation Roundup: Here's What You Missed In London
• 9th Circ. Urged To DQ Judge, Revive Gov't Vax Mandate Case
• Crypto Firms Face Tougher Due Diligence Post-FTX
• NY, FTC Dial Up Heat With Financial Data Security Upgrades
• SEC Says Conn. Adviser Swindled $5.9M From Clients
• SPAC's Ch. 15 Is A Bid To Dodge Class Action, Investor Says
• Firms On The Attack In Bid To Lead Fox-Dominion Fallout Suit
• Drug Lab Brass Face Investor Suit Over DOJ Primate Probe
• Point Biopharma Investor Sues For Info On Lilly's $1.4B Buy
• Mass. Securities Cop Fines Webull Over Compliance Woes
• SafeMoon Founder's Release Paused After Feds' Challenge
• Advisory Firm's Early Win Bid In Finder's Fee Fight Shot Down
• Goldman Directors Plead To Exit 'Hotel California' Pay Suit
• Bitter Shareholders Sue Coffee Co. Dutch Bros' Top Brass
• Ex-Bond Schoeneck NY Litigator Jumps To Goldberg Segalla
• Pro-Market Groups Prod 5th Circ. To Ax SEC Hedge Fund Rule
• Del. Dispatch: Refining M&A Terms After Twitter Investor Suit
• OneCoin Legal, Compliance Exec Cops To Crypto Fraud
• Private Jet Co. Brass Hit With Suit Over Financial Controls
• Failed Tech Startup Founders Charged With $100M Fraud
• Former NBA Player Agent Cops To Role In Fraud Scheme
• Nason Yeager Adds 4 Attys To Corporate, Securities Practices
• Deals Rumor Mill: Shein, Siemens, BioMarin
• Celsius Network Wins Ch. 11 Plan Approval
• Navigating Discovery Of Generative AI Information
• Ex-TD Securities Trader Accused Of Treasuries Market Fraud
• Fifth Third Says State AGs Probing Solar Financing Unit
• Judge Tosses Investor Suit Over Private Tutoring Ban In China
• Target Seeks To Toss Investor Suit Over Pride Month Merch
• SafeMoon Founder Granted Bail Despite Gov't Protest
• Faraday Future's $7.5M Shareholder Deal Gets Initial OK
• Energy Trader Says CFTC Calls Legitimate Trading 'Spoofing'
• SEC Fights Binance's 'Tortured' Try At Evading Lawsuit
• Debevoise Escapes Fugitive Former Client's Lawsuit
• US Trustee Pushes 3rd Circ. For FTX Ch. 11 Examiner
• Blue Apron Investor Sues In Del. For Wonder Group Deal Info
• Chancery Gets Queasy On TripAdvisor's Flight To Nevada
• Lordstown, Foxconn Agree To Include Investors In Ch. 11 Suit
• Penny Stock Firm Can't Duck SEC's Unregistered Dealer Suit
• Groups Want More Time To Comment On DOL Fiduciary Rule
• Don't Let Fenwick And Celebs Slip FTX Suit, Investors Say
• Finding Focus: Strategies For Attorneys With ADHD
• A Look At DOJ's New Nationwide Investment Fraud Approach
• Decoding The Digital Asset Landscape In Bankruptcy
• EQRx Investor Sues In Del. For Docs On Battered SPAC Deal
• AI Use May Trigger False Claims Act's Public Disclosure Bar
• Keeping Tabs On Fight Over Board Diversity Rule At 5th Circ.
• What To Expect From California's Digital Assets Regime
• OCC's Hsu Says Examiner Sway Keeping Bank Busts Away
• NY Appeals Court Affirms Stay Denial In State Securities Suits
• Precigen's $13M Investor Settlement Gets Final Green Light
• SEC's Uyeda Criticizes 'Astonishing' Texting Probe Fines
• CFTC Chair Touts Crypto Record In $4.3B Enforcement Haul
• SmileDirectClub Gets Final OK For First $20M Of DIP Loan
• Commissioner Says SEC Should Consider New Climate Rules
• Chinese Delivery Co. Can't Escape Securities Class Action
• Missouri Aims To Duck Industry Challenge To 'Anti-ESG' Regs
• Buyer Of Discount FTX Claims Says Sellers Reneged On Deal
• NJ Father And Son Indicted In $2.5M Real Estate Scheme
• Amgen Seeks To Toss Investor Claims Of $10B Hidden Tax Bill
• Chancery Flags 'Bizarre' Sculptor Capital Class Suit Exit
• Manatt Opens San Diego Office, Former US Atty To Head It
• Pa. Firm Urges Revival Of Defamation Claims Against Investor
• Ex-US Rep. Owes $766K In Fees To Insider Trading Victims
• Fake Billionaire Gets 8½ Years For Investment Fraud Schemes
• The 2023 Law360 Prestige Leaders
• How Law Firms Build And Protect Stellar Reputations
• Bankman-Fried Drops Legal Costs Suit Against Excess Insurer
• Why SEC Is Worried AI Could Lead To Recession, Racial Bias
• SmileDirectClub Says Invisalign Maker Wants It 'To Disappear'
• 'Millennial' VC Demoted Partner And Hid Financials, Jury Told
• Trump Takes Stand, Rips Judge And AG In Historic Fraud Trial
• Trial Of Mango Markets Trader Pushed To April 2024
• Big Banks Say New Mexico CDS Suit Is Retread Of $1.9B Deal
• Tufin Investor Attys Want $667K In Fees For IPO Setlement
• Plaintiffs Bar Warns Of 'Dire Consequences' If FINRA Nixed
• US Sanctions Crypto Launderer For Russia Elites, Cyber Gang
• ESG Practices Take Hits, But Aren't Going Anywhere
• Ford O'Brien Can Intervene In Ozy Media Coverage Fight
• Kwok Wants Gov't Communications With Ch. 11. Trustee, SEC
• Catching Up With Delaware's Chancery Court
• Walgreens Hit With Investors Suit Over Opioid Epidemic
• How Shareholder Activists Are Targeting Insurers
• Piper Sandler Eyes $15M Fine In SEC Recordkeeping Probe
• Chinese Investors Settle EB-5 Claims On Eve Of Trial
• B. Riley-Linked Battery SPAC Urges Class Suit Toss In Del.
• White House Threatens Veto Over IRS, FTC Funding Bill
• SolarEdge Faces Securities Class Action For Poor Disclosure
• Sidley Hires Former Allen & Overy LLP Energy Partner In NY
• New CFTC Enforcement Policy May Finally Deter Recidivists
• Real Estate AI Tech Firm Beats Co-Founder's Contract Claims
• Brooklyn US Atty Scolded For Remarks In Ozy Media Case
• 5th Circ. Ruling May Beget Fraud Jury Instruction Appeals
• Hertz Stockholder Fails To Delay Chancery Buyback Suit
• Libor Fallback To Prime May Increase Corporate Loan Costs
• Gilead Sues To Reclaim Convicted Ex-CFO's $4M Legal Fees
• FSOC Revs Up Power To Tag Nonbanks For Tougher Oversight
• SEC And Terraform Joust For Win In Stablecoin Collapse Suit
• Teva Investors Win Class Cert. In Drug Kickback Suit
• CFTC Proposes Lifting Ban Put In Place After MF Global Bust
• Bankman-Fried Faces 'Uphill Battle' Appeal, Decades In Prison
• SmileDirect Creditors Want $55M DIP Delayed For Exec Probe
• SPAC Investors Say EV Co. Merger Risks Weren't Disclosed
• Reata Inks $45M Deal With Investors Over Failed Drug
• AI Will 'Revolutionize' Class Action Payouts, Judge Says
• KeyCorp In Talks To Settle SEC Recordkeeping Probe, Too
• 2 Firms Ask To Lead Stanley Black & Decker Shareholder Case
• CFTC Says Ill. Forex Trader Swindled Investors Out Of $275K
• Crypto Coder Denies SafeMoon Fraud As Feds Eye Plea Talks
• NJ Judge Won't Let Real Estate Flippers Escape Subpoena
• Chancery OKs $3.1M Partial Sears Hometown Suit Settlement
• US Chamber Tells DC Circ. To Ax Georgetown ERISA Dispute
• Bankman-Fried's Riskiest Bet Was Taking The Stand
• Accused Ponzi Schemer Can't Tap Frozen Funds, Judge Says
• SEC Settles Unusual Insider Trading Case Ahead Of 2nd Trial
• Ex-JPMorgan Whistleblower Says Law Firm Botched His Case
• Monteverde Seeks $5M In Fees From Oclaro Investor Deal
• Justices To Hear Arbitration Case Over Dogecoin Sweepstakes
• Justices To Review Ex-NY Official's NRA Remarks
• Shareholder Decries $3.1B Go-Private Deal For Telecom Co.
• 8 Tips On Mining Disclosures For Foreign Issuers
• New Jersey Fund Exec Cops To Hiding $294M Trading Loss
• SEC Enters New Cyber Era In Case Against SolarWinds, Exec
• Barclays Investor Sues Bank Over Ex-CEO's Epstein Ties
• Eric Trump Says He Wasn't Involved With Dad's Financials
• RBC Settles SEC's Recordkeeping Deficiency Claims For $6M
• NVIDIA Board, Officers Sued In Del. Over Crypto GPU Crunch
• California Broker Gets 5½ Years For Pump-And-Dump Scheme
• Okta Investors Seek Cert. In Cyberattack Coverup Suit
• 3 Takeaways From DOL's New Fiduciary Proposal
• Bankman-Fried Found Guilty Of Massive Fraud That Sank FTX
• Developer Loses Delay Bid In Suit Alleging $99.5M EB-5 Scam
• Trade Groups Drop SEC Disclosure Suit Following Exemption
• Ex-Platinum Portfolio Manager Asks Court For No Prison Time
• PayPal Hit With SEC Subpoena Over Its Dollar Stablecoin
• $2.6B Casino Investor Asks Chancery To Boot SPAC Manager
• SEC's 'Rapid-Fire' Rulemaking Draws Ire At House Hearing
• Willkie Adds SEC, Davis Wright Alumnus To Its DC Office
• Calif. Climate Disclosure Laws: Next Steps For Companies
• Myovant, Sumitomo Call Alleged Skadden Conflict Public Info
• Paxton Prosecutors Push For 'Reasonable' $300 Hourly Fees
• Courts Shouldn't Credit Allegations From Short-Seller Reports
• Unlocking Value In Carve-Out M&A Transactions
• Key Points From NY Regulators' Crypto Listing Update
• LIVE COVERAGE: Day 18 Of Sam Bankman-Fried's Trial
• Mormon Church Accused Of Investing 'Charitable' Donations
• 'I Felt Like We Had Been Conned,' Atty Testifies In VC Trial
• Crypto Co. DCG Taps Kramer Levin Vet For NYAG Fight
• JPMorgan Facing Advisory Program, Trading Venue Probes
• 4 Men Ran $2M Scam Misusing Deposit Feature, Feds Say
• US Bancorp In Talks To Settle SEC Recordkeeping Probe
• Trump Jr. Downplays His Valuation Role At NY Fraud Trial
• Ex-Goldman Banker Gets 3 Years For Insider Trading, 'Lies'
• Bankman-Fried Accused Of 'Bald-Faced Lies' As Trial Wraps
• Banks, Metals Cos. Keep Win In Aluminum Price-Fixing Case
• NY Financial Regulator Beefs Up Cybersecurity Rules
• $16.8M Atty Fee OK'd In Societe Generale Rate-Rigging Deal
• Chancery Keeps Some Claims Alive In Katapult SPAC Suit
• Ex-Baker Donelson Atty Gets Prison For Miss. Ponzi Scam
• Trading Platform Sues CFTC To Lift Election Betting Ban
• House Subpoenas Climate Group Targeting Insurer Investors
• Ex-Gibson Dunn Visiting Atty Cops To Insider Trading
• Latest Fiduciary Proposal 'More Targeted,' DOL Official Says
• Judge OKs $8.5M Talkspace Settlement With SPAC Investors
• 2nd Circ. Reverses Extra Disgorgement Order In Fraud Case
• Solar Lending Platform Sunlight Gets 'Unusual' DIP Approved
• SafeMoon Founders Charged With Massive Crypto Fraud
• Co. Directors Must Beware Dangers Of Reverse Factoring
• Cooley Arrives In Sunshine State With New Miami Shop
• Attorneys, Law Schools Must Adapt To New Era Of Evidence
• Omni Sues In Del. To Force $3.2B Forward Air Merger Closing
• Inside The Current State Of International Crypto Compliance
• COVERAGE RECAP: Day 17 Of Sam Bankman-Fried's Trial