Securities Archive » February, 2024

Securities - February, 2024

478 articles

• Two More Cos. Hit With 'In Concert' Delaware Bylaw Suits
• Real Estate Tech Co. Opendoor Beats Investor Suit, For Now
• Ill. Court Unwinds $17.5M Forced Northstar Ownership Sale
• Chancery Preserves Class Suit Over Microsoft-Activision Deal
• Lordstown To Pay $25M In SEC Probe Of Overhyped EVs
• Stolen Funds Render FTX Clawback Moot, Embed Parties Say
• Lummis, Clement Slam SEC's Kraken Suit As Crypto Overstep
• Children's Clothing Co. Overstated Sales Prospects, Suit Says
• House Bill To Undo SEC Crypto Accounting Bulletin Advances
• TransUnion Pegs Potential DOJ Data Unit Settlement At $37M
• Judge Bans Adviser From Lying To Clients In $5.9M SEC Case
• 11th Circ. Backs Film Producer's Crypto Scam Sentence
• US Trustee Opposes Proterra Ch. 11 Plan's Future Exculpation
• Diamondback Board Conflicted In OK'ing $26B Deal, Suit Says
• Discover Deal Prompts Dems To Seek Bank Merger Revamp
• SEC Tells Utah Judge Crypto Case Dismissal Isn't Escape Bid
• Trump's Truth Social Merger Deal Lands In Del. Chancery
• Bitcoin Scammer Held In Contempt For Failure To Repay $20M
• Chamber Of Commerce Backs Exxon In Activist Investor Row
• Chancery Rejects Leadership Bid Over Lack Of Del. Counsel
• Celsius Floats Fix For Customers' 'Devastating' Ballot Blunder
• Securities Group Of The Year: Latham
• Ex-Orrick Attys Join Norton Rose's Public Finance Team
• 7 Common Myths About Lateral Partner Moves
• Basics Of Bank Regulators' Push For Discount Window Use
• Autonomy Founder's Fraud Trial Risks 'Morass,' Judge Warns
• SEC Taps Agency Vet To Lead Adviser, Fund Rulemaking Unit
• Fla. Judge OKs $43.5M Deutsche Bank Deal In Ch. 15 Case
• 'You Gave Away Your Case': Crypto Win Wilts At High Court
• Marcum CPA Sues To Stop SEC's 'Unprecedented' In-House Case
• Biotech Co., Ex-Exec And Investor To Pay $5.2M In SEC Suit
• Gemini To Pay $37M Fine, Vows To Make Customers Whole
• SEC Republicans Warn Against Changing 'Accredited' Definition
• Binance Founder Against More Travel Limits, Floats UAE Trip
• Attys Get $750K Fee Award In $6M Med Tech Co. Deal
• SPAC Investor Says Energy Co. Merger Was Overhyped
• Embattled Philly Loan Biz Principals Hit With RICO Charges
• Ex-NYPD Officer Accused Of Forex Investment Fraud
• Securities Group Of The Year: Gibson Dunn
• How Broker-Dealers Can Prepare For New Remote Work Rules
• Crown Castle Founder Alleges Entrenchment Bid In Del. Suit
• TKO Reveals Ongoing Impact Of McMahon Issues In Filing
• Cheering In The NFL Makes Me A Better Lawyer
• US Trustee Taps Ex-Prosecutor To Be FTX Examiner
• AdaptHealth, Ex-CEO Cut $51M Deal To End Investor Fight
• 3rd Circ. Won't Rehear Pfizer Shareholder Suit Coverage Row
• Barnes & Thornburg Securities Ace Rejoins Kilpatrick In Ga.
• Bankman-Fried Urges No More Than 6.5 Years For FTX Fraud
• SEC Accuses Ex-Tech CEO Of Social Media Fraud Scheme
• Palo Alto Networks Investors Say Co. Lied On Growth Strategy
• Fed's Barr Urges Careful Bank Counterparty Risk Practices
• NJ Real Estate Fund Executive Cops To $658M Ponzi Scheme
• Hot Spot Co., Investors Ask Court To Reconsider $2.4M Deal
• Goldman's $4.6M Exec Compensation Deal OK'd By Chancery
• Chinese Real Estate Giant KE Holdings Gets IPO Suit Trimmed
• Ch. 11 Trustee Says Bank Fraud-Tied Jewelry CEO Hid Assets
• Ex-Anchorage Digital GC Speaks Out On Leaving Crypto Bank
• ​​​​​​​Payment Software Co.'s Bylaws Spark Class Action In Del.
• American Airlines Says ESG Doesn't Break Fiduciary Duty
• Katten Can't Drop Madoff Ch. 7 Clawback Client, Court Rules
• Considerations For Disclosing AI Use In SEC Filings
• Unpacking The New Russia Sanctions And Export Controls
• Under Armour Can't Slip Consumer-Demand Securities Suit
• Investors Can't Block $1.6B Oil Co. Merger, Chancery Says
• Args In APA Case Amplify Justices' Focus On Agency Power
• Arrest Warrant Out For Absconded AI CEO Accused Of Fraud
• Securities Group Of The Year: Cohen Milstein
• Mitigating Whistleblower Risks After High Court UBS Ruling
• Deal-Makers Expect Further Uptick In M&A-Related Disputes
• Latham, Jackson Walker Avoid Sanctions Over Sorrento Venue
• Convicted Nikola Founder Must Forfeit Ranch, Judge Says
• Feds Want PacifiCorp To Cover $1B Ore., Calif. Wildfire Costs
• Live Nation Can't Cancel Suit Over Eras Tour Sales Meltdown
• Genesis Creditors, Owners Allege Cash Grab At Plan Hearing
• Del. Justices Back Toss Of $500M Maxim-Analog Merger Suit
• Apache's $3B Write-Down Merits Bigger Class, Investors Say
• Ex-Glass Co. CFO Can't Beat SEC's Accounting Fraud Suit
• FDIC Faces Staffing Crunch Amid Rising Turnover, IG Warns
• CFTC Insists Agency Has Authority To Ban Election Gambling
• Chinese Retailer Miniso, Underwriters Beat IPO Suit For Now
• 'Pig Butchering' Victim Slaps Binance, Ex-CEO With RICO Suit
• Proxy Advice Is Not Solicitation, DC Judge Rules In SEC Case
• Mass. Judge Won't Rethink SEC Win On Adviser Duty Breach
• Intel Unit Mobileye Hit With 2nd Investor Suit Over Supply Glut
• Ponzi Schemer To Be Resentenced After High Court Ruling
• Chancery Approves Snap Inc. Deal, Trims Fee Award By $2M
• Del. Justices Deny Second Chance For Texas Land Co. Suit
• ESG Around The World: Gulf Cooperation Council
• Glass Co. Strikes $5M Deal To End 401(k) Management Suit
• Banks Say Brazil Pollution Suit In NY Is In Wrong Country
• UBS Can't Arbitrate Trust's Claims Of Mismanaged Funds
• Catching Up With Delaware's Chancery Court
• 1 Pilot For Billionaire Cops Plea, But 2nd Says He's Innocent
• Securities Group Of The Year: Bernstein Litowitz
• 1st Circ. Rejects Crypto Founder's Hollow Fraud Appeal
• Justices Decline Standard Chartered Sanction Evasion Suit
• Stinson Adds Bressler Amery's NY Managing Principal
• Up Next At High Court: Social Media Laws & Bump Stocks
• SEC Upholds Bar On Ex-RBC Rep Who Cashed Out $1M Error
• Judge Trims Bulk Of Investor Suit Against Oil, AI Companies
• Barclays Must Face Trimmed Suit Over $17.6B Over-Issuance
• CFTC Commissioner Dings Agency's Dodd-Frank 'Rollback'
• Chancery Scuttles Moelis Pact Ceding Control To Founder
• Momentive Shareholders Battle In Del. Over $19M Settlement
• Fla. Judge Orders 'Front' Company To Pay Back Investors
• Ex-Citrix Chief Hit With Class Action Over $16.5B Sale
• Kraken Wants SEC Suit Tossed, Says Tokens Aren't Securities
• Co. Saddled Retirement Plan With Mediocre Funds, Suit Says
• Walgreens Investors Near Deal In Suit Over Opioid Epidemic
• FTX Settles $324M Ch. 11 Suit Over European Deal For $33M
• Binance Judge Says Greed Overtook Ethics, OKs $4.3B Plea
• 4 Trends Executive Compensation Attorneys Are Watching
• Del. SPAC Rulings Said To Weigh Against Super Group Case
• Feds' Crypto Focus Is No Longer On 'Whack-A-Mole' Cases
• Insurance M&A Partner From Sidley Joins Kirkland
• Judge Bars Convicted Hemp Co. Exec From Securities Trade
• 6 Pointers For Attys To Build Trust, Credibility On Social Media
• US Hits Russia With Largest Sanctions Since Ukraine Invasion
• Cos. Must Know How NY, Federal LLC Disclosure Laws Differ
• Bike Parts Co. Faces Shareholder Claim It Hid Sales Problems
• Crypto Co. DGC Blasts NY AG Settlement With Genesis Global
• Ex-Capital One Analyst Faces 2 Years For Insider Trading
• Ex-BP Exec's Husband Cops To $1.7M Insider Trading
• SEC Won't Force BofA To Act On ESG Critic's Proxy Proposal
• Penny Stock Co. CEO Must Pay $473K Over Fraud Claims
• Chancery Defers Settlement To Ponder Control Challenges
• Exxon Wants To Press Forward With Activist Investor Case
• Latham, Davis Polk Rep As Reddit Files For IPO
• Study Aid Biz Chegg Tries To Sink 'Cheating' Suit In Del.
• Opioid Drug Co. Sued In Del. For Promotion-Tied Stock Drop
• Comerica Brass Sued Over Benefit Cards Contract Oversight
• Sorrento Says US Trustee's Protest Of Texas Venue Off Base
• FTX Can Cash Out $500M Investment In AI Biz To Fund Ch. 11
• AI Software Co. Hasn't Actually Developed AI, Suit Says
• 9 Considerations For Divestitures, Carveouts And Spinouts
• Brazilian Heiress' Daughter Can't Escape Colo. Collection Suit
• Why Fla. High Court Adopting Apex Doctrine Is Monumental
• 5 Lessons For SaaS Companies After Blackbaud Data Breach
• Del. Ruling Stands Out In Thorny Noncompete Landscape
• Healthcare Biz Founder Seeks Legal Costs For Fraud Fight
• Alcoa Stockholder Challenges Board Nominee Rules In Del.
• B. Riley Stands By Franchise Group Deal After Internal Review
• Scammer Who Did Time In Google Fraud Admits To 2nd Caper
• SEC Regs Give Banks Chance To Step Up Cyber Safety Game
• Alaska Pot Dispensary Owner Charged With COVID Aid Fraud
• Ex-KPMG Exec, Ex-Oversight Staffer Get Convictions Vacated
• Texas Crypto Firm Sues SEC To Avoid 'Unlawful' Enforcement
• Crypto Law Firm Invokes Coinbase Petition In SEC Challenge
• NY Judges Question Lehman's Bid To Undo CDS Trial Loss
• Judge Rejects $5.2M Atty Fee Bid In Poultry Farm Loan Suit
• Del. Suit Accuses Healthcare Data Co. Exec Of Insider Trading
• Restaurant Software Co.'s $9M Investor Deal Gets 1st OK
• OCC's Hsu Floats Payments, PE 'Trip Wires' For FSOC Review
• SEC Seeks $4M Damages Award In Sports Stock Fraud Suit
• Former Exec Convicted Of Medtronic Insider Trading Scheme
• Boeing Supplier Slams Investor Suit Over 737 Max Parts
• Genesis Creditors Seek At Least $45M Out Of Ch. 11 Plan
• Lutnick, Cantor Hit With Chancery Suit Over BGC Reorg
• Justices Told NRA Speech Claim Would Thwart Regulation
• Judge Suggests EV-Maker Investor Suit Too Vague To Survive
• Texas Investors Ask Del. Justices To Revive Land Trust Suit
• SPAC Boom Costs Auditor $2M In PCAOB Fine
• Scammer Freed By Trump Indicted On New Charges
• Tesla, Musk Say Investors' Self-Driving Fraud Suit Is Doomed
• JPMorgan Got $400M Before Inovalon Sale, Del. Justices Hear
• A Post-Mortem Analysis Of Stroock's Demise
• Predicting DeFi Regulations At Home And Abroad In 2024
• Exxon Court Should Clarify Shareholder Proposal Exclusion
• Bankman-Fried Gets New Attys After Waiving Crypto Conflict
• Mitigating The Risk Of Post-Closing M&A Earnout Disputes
• 3rd Circ. Lets J&J Appeal Class Cert. In Talc Concealment Suit
• White & Case Lateral Spree Includes SEC Atty, 2 M&A Leaders
• Liberal Justices Hint Chevron Deference Hanging By A Thread
• SEC Zeroes In On SolarWinds Exec In Revised Complaint
• Wells Fargo Says SEC Has Closed Hiring Practices Probe
• Justices Won't Hear JPMorgan Syndicated Loan Dispute
• SocGen's $35M Yen-Libor Rigging Suit Deal Gets 1st OK
• Software Engineer Gets 6 Months For Twilio Insider Trading
• Protego Owes Firewall Vendor More Than $1.2M, Suit Says
• 2nd Circ. Won't Restore Allergan Investors' Breast Implant Suit
• US Chamber Urges 6th Circ. To Ax FirstEnergy Class Cert.
• Walgreens Defeats $200M Investor Suit Over Insulin Billing
• Ryder Investors' $45M Securities Deal Gets First Green Light
• Judge Spikes Ebix Investors' Bid For Ch. 11 Equity Committee
• Developers Deny 'Shell Game' Amid Push For More Sanctions
• Crypto-Friendly Atty Challenges Warren For Senate Seat
• US Trustee Wants Sorrento Ch. 11 Tossed Or Relocated
• Chancery Trounces New Jersey Attys' Bid To Bar Doc Reviews
• Biotech Co. SomaLogic, Former Exec Settle Fight Over Stock
• Binance, Prosecutors Urge Court To Affirm $4.3B Penalty
• $71M Deal Proposed To End Premier Inc. Share Exchange Suit
• Pharma Co. Can Get D&O Coverage For Securities Suit
• Solar Co. Preyed On Elderly Prior To DOE Loan Deal, Suit Says
• Understanding SEC's Focus Amid Lack Of Final AI Rules
• Chancery Won't Block TripAdvisor's Nevada Move
• Sullivan & Cromwell Accused Of Aiding FTX Fraud
• Full 5th Circ. To Hear Appeal Of Nasdaq Board Diversity Rule
• Boomerang In Default For Silence On $7M Del. Contract Suit
• Preparing For DOJ's Data Analytics Push In FCPA Cases
• Old Rules Face New Risks As Justices Hear Truck Stop's Case
• Feds Charge Ex-Commodities Trader With $3.7M Scheme
• JPMorgan Faces $350M Fine Over Trade Reporting Gaps
• 6th Circ. Rejects FirstEnergy Objector's Appeal In $180M Case
• Athira Pharma Investors Win OK Of $10M Deal On Second Try
• NYCB Brass Face Investor Suit Over Signature Bank Takeover
• VanEck Pays SEC $1.75M Over Influencer Role In ETF Launch
• Oat Milk Co. Settles Greenwashing Investor Suit For $9.25M
• Cavco Exec's Insider Trading Case Paused Pending SEC Deal
• $520K Deal Could End ICO Fraud Claims After Earlier $6M Deal
• Catching Up With Delaware's Chancery Court
• How High Court SEC Case Could Affect The ITC
• 2nd Circ. Shows How To Shut Down ERISA Self-Dealing Suits
• Malware Schemer 'Tank' Pleads Guilty To Stealing Millions
• Chamberlain Hrdlicka Adds Corporate Attorney In Philly
• Baker Donelson Won't Owe Profits To Ponzi Scheme Victims
• Paxton Prosecutor Steps Down After Row Over Pretrial Deal
• Open Questions After Elastos Crypto Class Action Settlement
• Ex-Staffing Co. Execs Plead Guilty In $70M Bank Fraud
• TIAA Unit To Pay SEC $2.2M In Regulation Best Interest Case
• To Catch Crypto Crime, Look Offshore, Lawmakers Told
• FINRA Fines Morgan Stanley $1.6M In Muni Securities Case
• 'Body Sculpting' Device Co. Faces Investor Suit Over Pricing
• SpaceX Heads To Texas After Musk's Tesla Pay Package Axed
• Restaurant Franchise Owner Hit With $30.7M Jury Verdict
• Cos. See Shareholder Activism As Growing Risk, Study Finds
• Judge Tosses Credit Suisse Investors' RICO Suit
• Citadel Securities, Others Beat Biotech Spoofing Suit, For Now
• Electric Parts Co. Can't Escape Worker's ESOP Fight
• Investor In Battery Co. Microvast Sues Over De-SPAC Merger
• Bogus NSA Worker To Pay SEC $2.2M In Crypto Scam Case
• Generac Brass Hid Inflation's Impact On Sales, Suit Says
• From Farm Tiffs To Time-Warner Battles, Glasscock Saw It All
• Del. Segway Dismissal Suggests Execs Not Liable For Biz Risk
• $32.4M Fine For Info Disclosure Is A Stark Warning For Banks
• Chancery Nixes Most Of Frank Founder's $835K Fee Demand
• Trump Social Media Blank-Check Merger Gets SEC Approval
• 8 Men Get Jail Time In $2M Hemp Wine Pump-And-Dump Ploy
• House GOP Tees Off On DOL's ERISA Fiduciary Proposal
• Vice Chancellor Sam Glasscock Retiring From Del. Chancery
• Biden's OECD Pick Vows To Warren He'll Avoid Crypto Policy
• Prudential Inks $35M Deal Over Investor's Stock-Drop Suit
• Split 11th Circ. Rules Against SEC On Penny-Stock Ban
• Karuna Faces Investor Suit Over $14B Bristol Myers Buyout
• First Purely Tax Crypto Indictment Signals More On Tap
• Investors Urge Prison As Developers Seek More Briefing Time
• Debt Box Calls SEC Dismissal Bid 'Gambit' To Avoid Sanctions
• Del. Justices Mull Reviving $500M Maxim Merger Suit
• Westell, Shareholders Reach $2.2M Deal In Stock-Split Suit
• Fund Administrator Negligent In $9M Fraud, NC Justices Told
• Breach Of Contract Claims Trimmed In $30M GameStop Suit
• SEC Says Bankruptcy Doesn't Stop Crowdfunding Fraud Case
• Chicago Eatery Biz Exec's Bid For Atty Privilege Challenged
• Deputy AG Warns Of Harsher Penalties For Crimes Aided By AI
• Drug Co. Paratek's Officers Sued In Del. Over $462M Sale
• Chancery Flipped SeaWorld Stock Claims, Ex-Execs Tell Court
• Glancy Prongay To Lead Wood Pellet Co. Dividend Suit
• Fox News' Sorrento Report Takes Center Stage At 9th Circ.
• NYCB Faces Another Class Action Over CRE Challenges
• 2nd Circ. Backs Goldman's Victory In 401(k) Self-Dealing Suit
• Exxon ESG Proxy Statement Suit May Chill Investor Proposals
• Feds Get Pause Of Fla. Malpractice Suit Amid Criminal Case
• Genesis Gets Nod To Sell $1.6B In Grayscale Shares In Ch. 11
• Coaching High School Wrestling Makes Me A Better Lawyer
• Dechert Hires Weil Middle-Market Financing Partner In NY
• Shareholders Seek Approval For $7.5M Faraday Future Deal
• Ambrx Shareholders Sue Over Proposed $2B J&J Deal
• BofA Unit Hit With Trader's Suit Over Alleged Spoofing
• FinCEN Eyes Enlisting Fund Managers In Illicit Finance Fight
• PR Giant Ketchum Sued Over Voyager's Celeb Crypto Promos
• Accused Crypto Mixer 'Key' To Online Drug Market, Gov't Says
• Exxon Investors Urge Judge To Toss SEC 'Proxy Battle'
• Voyager Investors Suing Mark Cuban Reach Deal With Gronk
• Soroc Tech Sues In Del. For $115M Merger Takeback
• SEC's Gensler Promises 'War' On AI Fraud
• Digitex CEO Let Unverified Users Trade Crypto, Gov't Alleges
• Qihoo 360, Investors Ink $29.75M Deal Over $9.3B Merger Suit
• Insurers Must Pay Pharma Co. Defense Costs In SEC Probe
• TD Ameritrade Says It's Not Liable For Fraudster's Conduct
• Wells Fargo Can't Beat Inflated Stock Option Suit
• Beauty Company Hit With Derivative Suit Over Skin Tech Woes
• Cannabis Site Co. Moves To Ax 'Rambling' Securities Suit
• Hotel Rental Co. Hid Litigation And Failed Deal, Suit Says
• Wells Fargo, Ex-Exec Continue Bids To Win Bias Suit
• Implications For Digital Assets After SEC Settlement With DAO
• OpenText Wants Out Of Class Action Coverage Suit
• Catching Up With Delaware's Chancery Court
• SG's Office Is Case Study To Help Close Legal Gender Gap
• 'Pig Butchering' Scheme Took Down Small Bank, Fed IG Says
• Fired Wells Fargo Exec Nabs Partial Win In Retaliation Suit
• Investors Win Class Cert. Against Failed COVID Test Maker
• Chancery Partly Shoots Down Moelis Founder Control Suit
• Bribery Is Not Securities Fraud, FirstEnergy Tells 6th Circ.
• Bank Trade Chief Warns Of Rules 'Masquerading As Guidance'
• SEC Says Long Islander Aided $2M 'Free Riding' Scam
• Generator Co. Brass Accused Of Lying About Finances
• TradeStation Fined By FINRA For Supervisory Failures
• Katten Says It Can't Be Forced To Stay In Madoff Suit
• Flagstar Takes Aim At 'Nonsensical' $3M Signature Fraud Suit
• Crypto Pastor Enlisted Family For Scam, Colo. Officials Say
• FTX Says User Agreements Don't Sink $157M Clawback
• Del. Justices Refuse Deutsche Bank's Vik Case Appeal
• Musk Can't Dodge SEC Questions About $44B Twitter Buy
• Siblings Fail To Escape SEC's $112M Pump-And-Dump Suit
• Prosecutors Say Paxton Can't Alter History To 'Dodge' Fraud Case
• Bitcoin ETF Approval Doesn't Mean SEC Approves Of Crypto
• Discord Stock Traders Say Prosecutors' Evidence Is Faulty
• Frank Execs Say JPMorgan Is Withholding Communications
• A Closer Look At Novel Jury Instruction In Forex Rigging Case
• Genesis Hit With Objections To $1.6B In Grayscale Trust Sales
• Viking Energy Shareholder Says Merger Was For CEO's Gain
• No More Shady Trading For Ex-FBI Trainee After BigLaw Theft
• Merrill Customer Sues Over Lax WhatsApp Supervision
• Rite Aid Investors' Attys Get $58M As Walgreens Deal OK'd
• DC Circ. Affirms Union Pension Fund Can Dodge Arb. Awards
• SafeMoon CEO Finally Gets Bail In $300M Crypto Fraud Case
• New SEC Dealer Rule Leaves Crypto Pros Feeling In The Dark
• Robinhood Inks $9M Deal To End Promotional Text Suit
• Honda Finance Arm Discloses CFPB Credit-Reporting Probe
• 2nd Circ. Won't Revive Credit Suisse Delisted Trade Note Suit
• SEC's 'Orwellian' Trade Database Is Unlawful, 11th Circ. Told
• Seattle YWCA Says BNY Mellon Mismanaged $20M Fund
• Pharma Co. Beats Investor Suit Over Licensing Agreement
• 1st Circ. Wipes Out German's $3M Penalty In SEC Fraud Case
• Former Pharma Exec Faces Criminal Contempt For Fake Name
• 2nd Circ. Revives Investors' Mexican Bond-Rigging Claims
• Apache Investors Get Class Cert. In Suit Over Natural Gas Play
• Labaton, Rolnick Clash Over Legal Fees In Materials Co. Deal
• Reducing Carbon Footprint Requires A Tricky Path For CRE
• AI Drugmaker Wants Investor Suit Over Botched Trial Tossed
• SEC To Collect $81M In Fines In Latest Texting Probe Cases
• Del.'s Tesla Pay Takedown Tells Boards What Not To Do
• The Corporate Disclosure Tug-Of-War's Free Speech Issues
• Eargo Investors Sue In Del. For Patient Square Merger Docs
• Off The Bench: NCAA NIL Rule Lives; Dartmouth Players Win
• CORRECTED: 11th Circ. Says Guilty Plea Sinks Appeal In Investment Fraud Case
• NY AG Seeks $2B More From Genesis Parent Co. In Fraud Suit
• High Court Ruling Solidifies SOX Whistleblower Protections
• Hudson City Investors Lose Cert. In $3.7B M&T Merger Suit
• DC Circ. Cautiously Weighs FINRA's Future
• Lawmakers Slam SEC Over Misstatements In Debt Box Case
• Fed, OCC Urged To Create 'Unaffiliated' Director Rule For Banks
• SEC Fights Hedge Fund Priest's Fee Bid After Mixed Verdict
• 5th Circ. Skeptical Of Gatekeeper Clause In Highland Ch. 11
• SEC, CFTC Jointly Demand More Hedge-Fund Disclosures
• Union Fund Sues Pioneer For Docs In $59B ExxonMobil Deal
• Blade Air Investor Sues KSL Capital, Others Over SPAC Deal
• Exxon Told Climate Proposal Suit Threatens Investor Rights
• Del. Chancery Questions Broker's 'Ornate' Board Control Fix
• SEC Challenger References Son Of Sam In 'Gag Rule' Row
• Gemini's $800M Claim On Genesis Isn't Secured, Judge Says
• Pomerantz Beats 5 Other Firms To Lead SolarEdge Investor Suit
• Crypto Co. Hut 8 Merged With Failing Operation, Suit Says
• FSOC 'Very Focused' On Nonbank Mortgage Risk, Yellen Says
• Ebix Investors Seek Creation Of Ch. 11 Equity Committee
• Investors Sue In Del. For Cartesian Therapeutics Vote Hold
• Investor Denies Making Yacht Buy To Hide Truth Social Gains
• Oracle Stockholders Lose Bid For $5M 'Mootness' Fee
• What New Calif. Strike Force Means For White Collar Crimes
• Paul Hastings, Covington Guide Kyverna's Upsized $319M IPO
• High Court Sides With Whistleblower Against UBS
• Del. Dispatch: Clarification On Fiduciary Duties Of Controllers
• Apple Beats Claims It Overpaid CEO Tim Cook, Other Brass
• 2nd Circ. Skeptical Of Reviving Investors' Breast Implant Suit
• SEC Inks Deal To End Oppenheimer Muni Bond Disclosure Case
• NYCB Faces Investor Suit Over Signature Bank Takeover 
• SEC Says Cooperation Helped Cloud Co. Avoid Fraud Fine
• Ex-Fintech Exec Convicted Of Crypto Manipulation Conspiracy
• Goldman Sachs Fined By FINRA For Trade-Monitoring Failures
• TradeStation To Pay SEC, States $3M Over Crypto Lending
• ​​​​​​​Full Del. High Court Asked To Revive $1.2B Crypto Merger
• Lottery.com Beats Investor Suit Over Pre-IPO Disclosures
• Matterport Stockholders Say Officials Wrongly Cashed $225M
• CoinDeal Fraud Promoters Ordered To Repay Profits
• BDO Inks $2.25M Deal In 401(k) Mismanagement Suit
• Insurer's Suit Over Class Action Coverage Early, Covisint Says
• Navigating The Sunset Of Sibor And Other Key Benchmarks
• Ill. Jury Convicts Trader Of $30M Bond Fraud
• Bybit Wants $953M FTX Suit Axed For 'Threadbare' US Ties
• Investor Wants Fla. CBD Co.'s Atty DQ'd In Fraud Suit
• NBA, McCarter & English Roped Into Voyager Crypto Fight
• What Shareholder Approval Rule Changes Mean For Cos.
• Ex-Wilmer Partner Among Biden's Latest District Court Picks
• Reimagining Law Firm Culture To Break The Cycle Of Burnout
• Feds Say Mukasey Repping SBF, Mashinsky Possible Conflict
• SDNY Whistleblower Program Promises Rewards, Carries Risk
• Exxon Wants Investor Climate Proposal Blocked For Good
• SEC May Seek Default Judgment In $3.4M Stock Scam Suit
• DCG Slams Genesis Ch. 11 Plan As Favoring Some Creditors
• Feds' Fraud Case Based On Faulty Assumptions, Jury Hears
• Disney Investors Say Co. Can't Exit Accounting Practices Suit
• AI Image Co. Hit With $14.1M Verdict Over Lowball Buyout
• Fed Lifts Actions Against BNP Paribas, Tiny FTX-Linked Bank
• 11th Circ. Says Cayman Fund Liquidators Appeal Is Too Late
• Energy Firm Sued By Investors After $5M SEC Fraud Fine
• Yellen Stays Mum On Bank Capital Hikes Amid House Grilling
• She Beverage CEO Indicted In $13.5M Securities Fraud Case
• 11th Circ. OKs Big Lots Widow's $9.6M Win Against Grandsons
• Judge Won't Toss All Claims In COVID Test Securities Action
• Attys Seek $750K Fee In Del. For $6M Med Tech Co. Deal
• Judge Says $1.4M Brokerage Employment Case Stays In Court
• Man Used Investment Fund To Run Ponzi Scheme, Feds Say
• ESG Around The World: Brazil
• Harvard Entitled To Withhold Diploma Amid Probe, Judge Says
• The FINRA Reports That May Foreshadow New AI Rules
• Perkins Coie Can't Duck Claims It Aided Client's $12M Theft
• SEC Expands Dealer Rule To Proprietary Traders, Private Funds
• Former FINRA Official Joins McGuireWoods In NY
• Alphabet Investors Ink $350M Deal In Google Plus Privacy Suit
• Competing In Dressage Makes Me A Better Lawyer
• Ex-Goldman Banker Settles SEC's Civil Insider Trading Suit
• Dechert's Los Angeles Managing Partner Jumps To Paul Weiss
• Ex-Trader Tells Jury $30M Losses Were Mistakes, Not Fraud
• Adidas Looks To Kick Investor Suit Over Ye Contract
• SEC's SolarWinds Suit May Chill Disclosures, Ex-Officials Say
• Crypto Mining Co. Execs Sued Over Pre-IPO Pledges
• Warner Bros. Discovery Beats Investors' $43B Tie-Up Suit
• 5th Circ. Casts Doubt On SEC's New Private Fund Rules
• Okta Investors Win Cert. In Cyberattack Coverup Suit
• SEC Rings Up $1.6M Judgment In Grocery Chain Fraud Case
• Volta Investor Attys Denied Fees For 'Moot' Disclosure Case
• Catching Up With Delaware's Chancery Court
• EV Co. Fisker Brass Sued Over Production, Financial Woes
• Hedge Fund Sues SPAC For Books On Failed Casino Deal
• Ex-Vitol Trader Wants 'Public Servant' Cut From FCPA Case
• Norfolk Southern Slams Investors' Fraud Suit Over Derailment
• Ripple Must Hand Over Financial Info As SEC Seeks Remedies
• Chancery Scuttles Skechers Stockholder Derivative Suit
• $4.5M Perkins Coie Crypto Settlement Gets Initial OK
• Biotech Co. Hit With Investor Suit Over Alzheimer's Drug Trial
• 1st. Circ. 'Concerned' With Crypto Founder's Trial Roadblocks
• Audacy Abandons BMI Merger Suit With $25.4M Stock Deal
• What Financial Cos. Must Know For Handling T+1 Settlements
• Breaking Down FDIC's New Advertising And Signage Rule
• Ex-CFTC Official, Crowell & Moring Atty Dies After Carjacking
• Ex-Broker Loses 2nd Circ. Appeal In Sports Crypto Scam Case
• Paul Hastings Adds Capital Markets Vet As Group Co-Leader
• Lawmakers Look To Undo SEC Crypto Accounting Bulletin
• US Chamber Calls SEC SolarWinds Suit An FCPA 'Power Grab'
• Platinum Partners Co-Founder To Pay $2.4M In SEC Case
• FirstEnergy Rips Investor Clarification Bid Amid Cert. Appeal
• Matterport Stockholders Claim 'Unlawful' $220M Share Issue
• Coinbase Directors Must Face Del. Insider Trading Suit
• Crypto Biz Backs Election-Bidding Site Against CFTC
• Judge Tosses Involuntary Releases In Amyris Ch. 11 Plan
• Attorneys Want $21.5M In GE Retirement Funds Suit
• Exxon Investors Drop Climate Proposal, But Suit To Continue
• Foreign Liquidators Say SEC Plan Is Counter To Cayman Law
• Crypto Course Founder To Pay SEC $1.8M Over Bogus Fund
• The Double-Edged Sword Of Biometrics In Financial Services
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