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Securities - July, 2024
285 articles
- 5th Circ. Remands ESG Rule Row Citing Chevron's End
- Bizlato Founder Avoids More Time For Illicit Crypto Deals
- Crypto Law Firm's SEC Challenge Met With Doubt At 9th Circ.
- 4 Men Cop To $2M 'Instant Deposit' Robinhood Fraud
- Chancery Awards $6M Stockholder Atty Fee In Moelis Suit
- LPL Reaps Benefits From Forced Cash Sweep, Suit Says
- Feds Collar Would-Be 'Smart Ring' CEO For Investor Fraud
- Investor Signs $897K Settlement Over R. Kelly Show Funding
- Biopharma Shareholder Sues In Del. For Docs On Akeso Deal
- Auto Software Co. Cerence's Brass Sued Over Licensing Woes
- Ocugen Execs Hit With Derivative Suit Over Shoddy Controls
- Moody's Says White Ex-Director's Depo 'Fatal' To Bias Suit
- CEO Firing Case Tied To Mogul Going To Mediation
- Las Vegas Developer Says SEC's EB-5 Fraud Suit Falls Short
- Chancery Strains To Unwrap Shareholder's Amazon Order
- American Airlines Hit With Class Action Over Sales Strategy
- Cozen O'Connor Targets Penny Stock Co. CEO For Legal Fees
- Another Enphase Investor Suit Claims Execs Hid Slow Growth
- Cyber Incident Response Checklist For SEC Compliance
- Ex-Venable Trusts And Estates Partner Joins Stradling In LA
- Womble Bond Adds Finance Atty With Latin America Focus
- Del. Justices Asked To Undo Firm's 'Malicious' Suit Escape
- SolarWinds Beats Most Claims In SEC's Data Breach Suit
- Politan Sues Masimo Over Delayed Board Election Meeting
- SEC's Peirce Calls For Rule Agenda Reset After Court Rulings
- Ex-SEC Lawyer's Fellow Penny Stock Fraudster To Pay $1M
- SEC Says Ex-CEO Of Trump-Tied SPAC Hid Merger Talks
- Defense Contractor CAE Faces Investor Suit Over Overruns
- Off-Channel Comms Top Concern For Compliance Pros
- SEC Awards $37 Million To Whistleblower
- 1st Circ. Affirms SEC's $32M Win Against Investment Adviser
- Merrill Lynch Urges Arbitration Of Sweeping RICO Lawsuit
- Stitch Fix Unravels Investor Suit Over 'Direct Buy' Biz Line
- Del. Gov. Signs Hotly Contested Corp. Law Amendments
- CFTC Says Its Sanctions Spat Not Relevant To Gemini Case
- Nasdaq Seeks To Tighten Delisting Rules Governing SPACs
- Teladoc Hit With Another Investor Suit Over BetterHelp Woes
- Co. Seeks $17M Refund Of Celsius' Payments For Mining Site
- Grayscale Rival's False Ad Suit Won't Move To New Court
- Ga. Man Ordered To Pay SEC Over Church Ponzi Scheme
- 6th Circ. To Review 2 Standards In FirstEnergy's Cert. Fight
- Rocket Mortgage Says Results Refute Investors' Fraud Claims
- Loss Causation Ruling Departs From Usual Securities Cases
- Bruised SPAC Market Pins Revival Hopes On Veteran Backers
- A Simple Proposal For Improving E-Discovery In MDLs
- FINRA Hires JPMorgan GC For Senior Enforcement Role
- Now More Than Ever, Lawyers Must Exhibit Professionalism
- Robinhood's $9M Promo Text Suit Settlement Gets Final Nod
- Ex-Goldman Sachs Analyst Gets Over 2 Years For Insider Tips
- SPAC Investor Sues Battery Co. In Del. Over Held-Back Shares
- Green Dot Brass Hid Declining Biz And Fed Action, Suit Says
- EB-5 Investors Seek Sanctions Over 'Flight Risk' Defendant Info
- Apple's Slowed IPhone Derivative Deal OK'd After Tweaks
- Masimo Accuses Politan Of Deceit In Hostile Takeover
- Rocket Cos. Investors Drop CEO Retweet Claims From Suit
- Apollo's $1.85B Mining Co. Deal Sparks Del. Suit For Docs
- $4.5M Davis Wright Deal In Ore. Fraud Suit Gets Final OK
- Solar Co. Cites Macquarie In Fight Against Investor Suit
- Chancery Orders Illumina Docs Released In Grail Merger Fight
- Tycoon's Pilot Says Feds' Stock Tip Claims Don't Add Up
- Drugmaker BioLineRx Beats Investor Suit Over Cash Shortfall
- Ex-Goldman Banker Denies Bribe Charges After Extradition
- Ex-Mozambique Official Accused Of $2B Fraud As Trial Opens
- Chancery OKs $42.5M Brookfield-GGP Settlement, $11.4M Fee
- Florida's 'Mother Teresa' Pleads Guilty To $190M Ponzi Scheme
- Platinum Co-Founder Dodges Prison For Bond Fraud Rap
- Ex-CBD Exec Gets $533K In Fla. Investment Fraud Suit
- Coinbase Scales Back Its SEC Request For Gensler Docs
- What FTX Case Taught Us About Digital Asset Recoverability
- How To Survive Shareholder Activism
- Chinese Exile Guo Guilty On Most Counts In $1B Fraud Case
- Stradley Ronon Hires 2 Corporate Attorneys In DC
- 'Outsourcing' Ruling, 5 Years On: A Warning, Not A Watershed
- Former Ozy Media CEO Convicted Of Defrauding Investors
- The 2024 Diversity Snapshot: What You Need To Know
- These Firms Have The Most Diverse Equity Partnerships
- Serving In The National Guard Makes Me A Better Lawyer
- Gemini Says CFTC Can't Have It Both Ways On Materiality
- SEC Urged To Investigate OpenAI For Anti-Whistleblower NDAs
- Ex-Pfizer Worker Seeks No Time For Paxlovid Insider Trading
- Walgreens Investor Sues Over Challenged Pharmacy Division
- Crypto Promoter Says SEC's Ripple Appeal Helps His Request
- CD&R Tells Del. Court Covetrus Sale 'Fully Informed'
- SEC Pans Database Privacy Challenge As Too Little, Too Late
- Logan Paul 'Willfully Ignored' Partners' Fraud, Investor Says
- Pump Co. Execs Must Face Trustee's $59.7M Transfer Suit
- Fed's Powell Says He's Not Going Anywhere As Chairman
- CVS Hit With Investor Suit Over Benefits Unit's Losses
- Cybersecurity Investor Sues For Docs On PE Merger Wipeout
- Chancery Finds Truth Social SPAC Should Get Docs
- Gray Reed Helped Water Now CEO In Fraud, Investors Say
- Calif. Man Avoids Prison For Lumentum Insider Trading
- Towers Watson Asks 4th Circ. To Find Merger Dispute Covered
- SEC Says German Flouting Discovery In $150M Fraud Probe
- Insurance Groups Want DOL Investment Advice Regs Blocked
- FTX Proposes $4B Settlement Of CFTC's Massive $52B Claim
- B. Riley, Others Sued In Del. After Franchise Group Buyout
- Will Texas Stock Exchange Provide Regulatory Haven?
- Catching Up With Delaware's Chancery Court
- Equity Rights Offering Considerations As Maturity Cliff Looms
- A Midyear Forecast: Tailwinds Expected For Atty Hourly Rates
- Law360 Names 2024's Top Attorneys Under 40
- Del. Court Finds 1 Of 6 Bylaws Invalid But All Unenforceable
- AI Drugmaker BioXcel Beats Investor Fraud Suit, For Now
- Loper Bright Is Shaking Up Dozens Of Regulatory Fights
- FirstEnergy Denied 6th Circ. Appeal In Doc Dispute
- Judge Swipes Left On Match Group Investors' Suit
- Red State AGs Slam SEC 'Overreach' In Crypto Co. Challenge
- Vicor Hit With Short Sellers' Suit Over Partnership Disclosure
- Apollo Seeks Chancery Toss Of Stockholder Pact Challenge
- Guo Trial Juror Booted For Googling Fugitive Co-Defendant
- Ex-Slync CEO Gets 20 Years After Wire Fraud Conviction
- A Checklist For Lenders Preparing For CRE Loan Defaults
- Chancery Tosses Centene Shareholders' Medicaid Fraud Suit
- Discount Window Reform Needed To Curb Modern Bank Runs
- American Airlines Pilot Pushes For $16M Win After ERISA Trial
- In The CFPB Playbook: Making Good On Bold Promises
- After Chevron: Creating New Hurdles For ESG Rulemaking
- Litigation Funding 'Abuses' Targeted By Federal Lawmakers
- FINRA's Remote Inspection Pilot Met With Praise, Caution
- Saul Ewing Adds Entertainment, Real Estate Litigator In LA
- Steptoe & Johnson Lands M&A Pro From Rimon Law
- BofA, Goldman Get First OK For $46M Deal In Rate-Swap Suit
- CFTC, DOJ Convene 'Pig Butchering' Working Group
- Biggest Illinois Decisions Of 2024: A Midyear Report
- New Bill Urges Action To Free Imprisoned Binance Exec
- First Republic Settles $7M Scholarship Fund Loss Suit
- 2nd Circ. Backs Disbarred Atty's Prison Term For Fraud Plea
- Biden's FDIC Pick Hangs Tough Amid GOP Doubts On Record
- Biden Taps Warren Protege, Ex-CFPB Atty For CFTC Seat
- Tempur Sealy, Mattress Firm Blast FTC's Merger Challenge
- Broker Says FINRA Owes Him Jury Trial After Jarkesy Ruling
- Only 1 Gold Mine Investor Has Class Claim, Chancery Says
- Ozy Media CEO Urges Jury To Reject 'Shady' Fraud Case
- Investor Alleges Sales Changes Hurt Software Co.'s Growth
- Signify, Merger Partner Clash In Chancery Over $50M Earnout
- Judge 'Not Moved' By Coinbase's Call For Gensler's Emails
- Expensify Says Suit Over IPO Disclosures, Biden Support Fails
- Pa. Man Admits To Dick's Sporting Goods Insider Trading
- Vestis Leaders Face Suit Over Uniform Supplier's Performance
- States Should Loosen Law Firm Ownership Restrictions
- Navigating The Extent Of SEC Cybersecurity Breach Authority
- Paxos Says SEC Won't Bring Case Over Binance Stablecoin
- House Vote Fails To Quash Veto Of SEC Crypto Accounting Bill
- Nasdaq Says It's Immune To SPAC's 'Racial Animus' Claims
- BitMEX Cops To Flouting Anti-Money Laundering Rules
- Pledging 'Accountability,' Biden's FDIC Pick Faces Senate Test
- CFTC Says Internal Criticism 'Not Relevant' To Sanctions Bid
- SEC Exchange Plan Can't Stand Post-Chevron, Uniswap Says
- SEC Nabs $6.7M Over Fraud Scheme But Must Tweak Fines
- GOP Bombards Agencies With Demands After Chevron's End
- Proof Of Ozy Media CEO's Fraud Is Overwhelming, Jury Told
- Skin Care Tech Co. Says Suit Shows 'Rough' Year, Not Fraud
- Feds Say Guo Ran 'Fraud Empire' As Racketeering Trial Wraps
- Deutsche Bank Settles Ex-Trader's Malicious Prosecution Suit
- Ex-CEO Of Mogul-Tied Co. Fired For Failures, Fraud Suit Says
- AdaptHealth Investor Attys Get 25% Of $51M Deal, With Caveat
- Peloton Investors Get Final OK For $14M Settlement
- Thoma Bravo's Qualtrics Bid Fell Short, SAP Tells Chancery
- Behnam Tells Senate CFTC Is Ready To Be Retail Crypto Cop
- Best Text Practices In Light Of Terraform's $4.5B Fraud Deal
- Archegos Founder Convicted Of $100B Fraud On Wall Street
- House Panel Votes To Nix Biden's Retirement Advice Rule
- SEC Probes NYSE's Bid To Extend SPAC Merger Deadlines
- Solving Puzzles Makes Me A Better Lawyer
- Ex-CEO Convicted In COVID Test Kit Fraud Case
- FINRA Fines UBS For Missing Rep's $7.2M Sell-Away Scheme
- Private Funds Say 5th Circ. Ruling Sinks SEC's AI, Cyber Bids
- Chancery OKs $100K Incentive Fee In $18.8M Class Settlement
- Slam By CFTC Member Backs Sanctions Bid, Forex Firm Says
- 3rd Circ. Rips 2nd Circ. In Asset Freeze Ruling For SEC
- NJ Panel Revokes Coverage For Pharma Co. In Fraud Row
- 5th Circ. Presses SEC On Whistleblower Award Calculation
- NJ Jury Begins Deliberating COVID Test Kit Fraud Case
- Del. Chancellor Sends SwervePay Merger Suit Toward Trial
- Yellen Says Customer Due Diligence Proposal Planned For Fall
- Feds Seek 37 Mos. For Tippee In JPMorgan Insider Case
- 2 Cooperators In Bankman-Fried Case To Be Sentenced In Fall
- Dapper Settlement Offers Rules Of The Road For NFT Issuers
- Texas Ethics Opinion Flags Hazards Of Unauthorized Practice
- Ackman's Pershing Square USA Kicks Off IPO Roadshow
- Ex-DOJ Atty Tells Guo Jury Of Illicit Extradition Campaign
- McDermott Lands 22-Year Latham Securities Litigator In LA
- Jackson Lewis Snags Proskauer Atty In NYC Office
- Davis Malm, Partner Dropped From Investor Suit
- Chancery OKs $22M Golden Nugget Deal, Trims Fee To $4M
- 5th Circ. Skeptical Of Nixing ESG Rule Despite Chevron's End
- Akin Adds DOJ Atty As White Collar Defense Partner In DC
- Fed's Powell Backs Do-Over For Basel Bank Capital Plan
- Emergent, J&J Reach $50M Deal In COVID Vax Supply Fight
- Jurors Told To Decide Who Is Lying In COVID Test Fraud Case
- Blank Check Co. Sagaliam Gets Shareholder Suit Trimmed
- UnitedHealth Brass Face Investor Suit Over Merger Probe
- Class Attys Seek 24.4M Tesla Shares For Musk Pay Suit Win
- Full 2nd Circ. Urged To 'Correct' Panel's Insider Trading Ruling
- 3rd Truth Social Complaint Gets OK, Contempt Hearing Axed
- 3rd Circ. Doubts SEC Properly Served Ponzi Scheme Suspect
- Wall Street Watchdog Backs SEC In Texas Crypto Market Suit
- Medical Device Co. SeaStar Sued Over Regulatory Disclosures
- Nasdaq Seeks Tighter Listing Rules On Reverse Stock Splits
- Conn. Asset Manager Offers Grayscale $2M Out For Ad Suit
- SEC Says Crypto Promoter Should Face Trial Before Appeal
- Archegos Jury To Mull If $100B Flop A Crime Or Just Failure
- Milbank Taps Ex-CFTC Senior Official From Jones Day
- O'Melveny Names New Leaders, Combines Practice Groups
- Navigating The New Rise Of Greenwashing Litigation
- In Memoriam: The Modern Administrative State
- Catching Up With Delaware's Chancery Court
- How Reshaped Circuit Courts Are Faring At The High Court
- Coinbase Seeks Access To SEC Chair's Private Emails
- Breaking Down The Vote: The High Court Term In Review
- High Court Flexes Muscle To Limit Administrative State
- The Sharpest Dissents From The Supreme Court Term
- 5 Moments That Shaped The Supreme Court's Jan. 6 Decision
- The Funniest Moments Of The Supreme Court's Term
- $125M Deal To End Discovery-AT&T Merger Suit In Chancery
- NYC Developer To Pay $272M To Settle SEC Investment Suit
- SEC Issues Guidance On Confidential IPOs
- Del. Suit Says Flawed Lockup Corrupted Post-IPO Stock Sales
- The Firms That Won Big At The Supreme Court
- Voyager Investors' $6.5M Deal Over Crypto Marketing OK'd
- Black & Decker Can't Ax Suit Challenging BlackRock Funds
- Owens Corning Board Sued In Del. Over Advance-Notice Bylaws
- Scotts Miracle-Gro Investor Sues Board Over Inventory 'Flood'
- How High Court Approached Time Limit On Reg Challenges
- CFTC's Pham Says CCOs Must Be Careful With Agency
- First-Of-Its-Kind Chancery Ruling Will Aid SPAC Defendants
- How To Clean Up Your Generative AI-Produced Legal Drafts
- 6 Things To Know About The Post-Chevron Finreg Impact
- Enviva Execs Individually Escape ESG Investor Action
- McKinsey Can Exit Rival's Bankruptcy Conflicts RICO Suit
- Guo Witnesses Point To Chinese Harassment Of Dissidents
- SEC Says Apparel Co.'s Preemptive Crypto Suit Is Unripe
- NYC Pensions Defeat Challenge To Fossil Fuel Divestments
- Blackwells Loses Bid To See Disney Books On ValueAct
- SentinelOne Beats Investor Suit Over $27M Revision, For Now
- Deal Reached In Del. Suit Targeting Gores-Backed UWM SPAC
- Supreme Court's ALJ Ruling Carries Implications Beyond SEC
- NBA Marketing Arm Must Face NFT Privacy Suit
- Feds Can't Get Atty Communications With NJ Fraudster Yet
- Morgan Lewis Benefit Plan Exits Atty's ERISA Suit
- 1st Circ. Hands Hearing Loss Biotech Win In Stock-Drop Suit
- Cerevel Investors Allege Insider Trades Pre-$8.7B AbbVie Deal
- Weil Adds Mayer Brown Corporate Partner In New York
- After Chevron Deference: What Lawyers Need To Know
- Chancery Tosses Challenge To $3B AstraZeneca Viela Bio Sale
- Boxing Makes Me A Better Lawyer
- Ozy's Watson Says He's No Fraudster, Judge Accused Of Bias
- Ex-Senior Apple Atty To Pay SEC $1.1M For Insider Trading
- DraftKings Must Face Securities Suit Over NFTs
- Judge Expedites Briefing For Consensys SEC Challenge
- Prosecutors Rest In Chinese Exile's $1B Fraud Trial
- Even If There's A Better Reading, Follow Arbitrator, 9th Circ. Says
- Harvest Capital Class Ends Chancery Merger Suit For $3.85M
- Pharma Co. Scores Exit In Investor Suit Over Primate Imports
- After Chevron: No Deference, No Difference For SEC Or CFTC
- Levi & Korsinsky Appointed Lead In Instacart Pre-IPO Action
- Chancery Cuts Sears Shareholders' $18.3M Award To $8.7M
- Industry Self-Regulation Will Shine Post-Chevron
- Bond-Rigging Suit Revived Over Judge's Wife's Stock Conflict
- 3 Ways Agencies Will Keep Making Law After Chevron
- FTC Challenges Tempur Sealy's $4B Mattress Firm Deal
- Justices Skip Highland Capital Ch. 11 Plan Look After Purdue
- High Court's 1-2 Punch Sets Up Long-Standing Regs For KO
- Ex-Ozy Media CEO Carlos Watson Takes Stand, Denies Fraud
- SEC's High Court Loss May Sting For Banking Enforcement
- NJ Hospital Dodges $14.7M In Damages Over Audits
- GoDaddy Shareholders Balk At Further Chancery Delay
- CFPB, Loan Trusts Push Back On PIMCO Deal Objections
- Silvergate To Pay $63M Over Internal Monitoring 'Deficiencies'
- Wash. Law Firm, Ex-Atty Aided In $20M Fraud, Suit Alleges
- Carvana Seeks Toss Of Chancery Suit Alleging Faulty Sales
- Justices Told Clarity Needed On Ch. 11 Exculpations
- Caribou Bio Inks $3.9M Deal In Investors' Cancer Therapy Suit
- Binance, Ex-CEO Must Face 'Bulk' Of SEC Case
- Womble Bond Adds Int'l Tax Partner In Houston Office
- Pegasystems Investors Sue After $2B Trade Secrets Verdict
- Atty Well-Being Efforts Ignore Root Causes Of The Problem
- Catching Up With Delaware's Chancery Court
- CFTC Opponent Says No Chevron, No Election Betting Ban
- Proposed Customer ID Rule Could Cost Investment Advisers
- EV Charging Co. Strikes $3.75M Deal With Investors
- What Passage Of House Crypto Bill Could Mean For Industry
- Supreme Court Widens Window To Challenge Federal Regs
- Cahill Hires SDNY Vet Who Prosecuted 'Real Housewives' Star