Securities Archive » April, 2025

Securities - April, 2025

258 articles

• Binance Crypto Suit Sent To Florida To Avoid Duplication
• NJ Investment Firm Accused Of Aiding Alleged $300M Ponzi
• CFTC's Crypto Shift Leaves KuCoin Settlement In Limbo
• Trump Media Exec Seeks Penalties In 'Frivolous' Hacking Suit
• NJ Says KalshiEx Can't Rebrand Bets To Dodge Gambling Law
• Paramount Global, Stockholders Pause Skydance Doc Suit
• EV Chipmaker Wolfspeed's Execs Sued For Overstated Growth
• Crypto Cos. Sued Over 'Covert' Meme Coin 'Pump-And-Dump'
• Asset Manager Admits Stealing $3M From Real Estate Cos.
• DOL Tells 5th Circ. It May Rescind Biden-Era ESG Rule
• Imprisoned Ex-Pharma Exec Must Pay SEC $1.8M
• YouTube's 'Nelk Boys' Want Suit Over NFTs Tossed
• Judge Blocks Pot Co. CEO's Bid To Enforce $1.5M Settlement
• 10 Soft Skills Every GC Should Master
• How Proxy Advisory Firms Are Approaching AI And DEI
• Unions Score Block On Orders To Fire Probationary Workers
• Investor Says Energy Co. Hid Texas Plant Project Challenges
• SafeMoon CEO Can't Ax Fraud Case Ahead Of Trial
• High Court Wants SG's Input On Home Depot ERISA Case
• Walgreens To Pay DOJ $300M Over Invalid Prescriptions
• FDIC Eases Big Banks' 'Living Will' Requirements
• Gamestop CEO Can't Stop Bed Bath & Beyond Trading Suit
• 5th Circ. Backs SEC In Fraud Case Receivership Fight
• SEC Wins $1M Real Estate Fraud Suit Over NC Development
• Ore. AG Sues Coinbase In Bid To Fill 'Enforcement Vacuum'
• Celsius Founder Asks For A Year And A Day For Crypto Fraud
• Heritage Coal Challenges Ex-Owner's Liens In Ch. 11 Offshoot
• CFTC Details Violation Materiality After Cooperation Guidance
• How Manatt Beat A Crypto Trader's 'Code As Law' Defense
• Block Execs Failed To Prevent 'Illicit Activities,' Suit Says
• Traversing The Shifting Sands Of ESG Reporting Compliance
• Attys Score Bitcoin-Based Fee Award In Crypto Mining Suit
• An Unrestrained, Bright-Eyed View Of Legal AI's Future
• 5 Takeaways From Texas Stock Exchange's SEC Filing
• Capital One's Discover Deal Gets Bank Regulators' Approval
• DOJ To Move Ahead In SafeMoon Case Despite Crypto Memo
• Ban On Reputation Risk May Help Bank Enforcement Defense
• Judge Warns Rocket Cos. Investor: Seek Cert. At 'Own Peril'
• Musk Blames Twitter Investors For 'Languish' In Case
• Polymarket Operator To Pay Fine Over Binary Options Claims
• K&L Gates Bungled Crypto Co.'s Bankruptcy Claim, Suit Says
• Ibotta Misrepresented Kroger Deal, Shareholder Suit Alleges
• SolarWinds Sued For Docs On $4.4B Take-Private Deal
• 6th Circ. Revives Fight For Docs In Prison Co. Investors' Suit
• Tracking The Evolution In Litigation Finance
• Crypto Casino Owner Gambled With Investor Funds, Feds Say
• Assessing Market Manipulation Claims In Energy Markets
• 3rd Circ. Questions Walmart's Duty To Disclose Opioid Probe
• Hidden Road Nabs Broker-Dealer Approval After Ripple Deal
• Zenas BioPharma Faces Investor Suit Over Post-IPO Plunge
• CFPB Will Cut Examinations By Half In Broad Retreat: Memo
• Haynes Boone Atty Joins Mintz Capital Markets Team
• Volunteer Firefighting Makes Me A Better Lawyer
• Geron Shareholder Sues Execs Over Drug Launch Claims
• Computer Equipment Co. Wants Suit Over Sales Decline Axed
• DexCom Execs Sued For Allegedly Misleading Growth Claims
• Red State AGs' SEC Suit Paused Amid Crypto Policy Shift
• Carvana Stockholders Urge Revival Of Insider Trading Suit
• Judge Axes Suit Against Intel Unit Mobileye Over Supply Glut
• Venture Global Faces Investor Suit Over Post-IPO Slump
• Limit On SEC Enforcement Authority May Mean Fewer Actions
• Schumer Looks To Block Trump NY US Attorney Nominations
• Disbarred Atty Gets 2½ Years For Investment Scheme
• As SEC, CFTC Retreat, Who Will Police The Crypto Markets?
• Securities Org. Says SEC Must Hand Over Texting Sweep Data
• Atty Sues After His Dog-Themed Meme Coin Gets Hacked
• No Appeal For Green Energy Co. CEO In $40M Investor Suit
• Ex-AutoZone CEO Beats Investor's 'Short Swing' Profits Suit
• Cloud Startup Figma Confidentially Files IPO Amid Volatility
• SPAC Officers Seek Coverage For Post-Merger Lawsuits
• Insurer Denies Coverage For Short Seller Cohodes' Libel Case
• Davis Polk Guides StoneX On $900M RJ O'Brien Buy
• Chancery Tosses 'Unripe' AES Advance Notice Bylaw Suit
• MIT Bros. Cite DOJ Memo In Bid To Get $25M Crypto Case Axed
• Calif. May Pick Up The Slack On Foreign Bribery Enforcement
• Honigman Hires FCPA Expert, 21-Year Miller & Chevalier Vet
• E-Discovery Quarterly: The Perils Of Digital Data Protocols
• SEC Won't Revisit WhatsApp Settlements With 16 Firms
• Coinbase Wants 3rd Circ. To Look At Share Traceability Ruling
• SEC Clears Green Impact Exchange To Enter Market In 2026
• Chinese Fintech Says Investors' IPO Suit Still Misses The Mark
• Crypto Firm DCG Can't Dodge NY AG Suit Over Genesis Woes
• BigBear AI Faces Suit Over Accounting Of Convertible Notes
• A Look At M&A Trends In An Uncertain Deal Environment
• Ripple Settlement Offers Hope For Better Regulatory Future
• Law School's Missed Lessons: Preparing For Corporate Work
• Broker, Marketer Look To Beat Fund Firm's Fraud Claims
• SEC Digs Into Policing Crypto Trading At Roundtable
• Martial Arts Org., CEO Agree To Pay SEC More Than $1M
• Palo Alto Networks Beats Suit Over Competition 'Headwinds'
• Investors Claim $43M Fraud By Miami Adviser's Firms
• NAPCO Directors Clear Offering Fault Claims In Investor Suit
• SEC Taps 2 Agency Staffers For Senior Enforcement Roles
• Chancery Tosses Exabeam Stockholder's Appraisal Suit
• Dentsply Brass Face Investor Suit Over Alleged Dental Injuries
• Tariff Reprieve Offers Little Comfort For Venture-Backed IPOs
• SEC Takes 'Small Step' On Corporate Crypto Disclosures
• Feds To Try Coal Exec For Bribery Despite FCPA Freeze
• GM Execs Want Out Of Cruise Securities Fraud Suit
• Software Co. Freshworks Scores Early Win In IPO Suit
• Crypto Firm To Pay SEC Fine Over False Client Claims
• Family Should Face Charges In $81M Tax Scheme, US Says
• SEC, Ripple Put 2nd Circ. Case On Ice To Confirm Resolution
• NFT Owner Admits To Dodging Tax On Crypto Art Sales
• Did DOJ Bless A Crypto Free-For-All? Think Again, Attys Say
• FDIC Shift On ALJs May Show Agencies Meeting New Norms
• Envestnet Sued For Docs On $4.5B Bain Capital Deal In Del.
• The SEC Must Protect Its Best Tool For Discovering Fraud
• 2nd Circ. Says Investor Can't Join $250M Sri Lanka Bond Suit
• Senate Dems Press Fed's Bowman On Political Independence
• Grayscale Settles Bitcoin Rival's Conn. Biz Interference Suit
• SEC Urged To Look At FINRA's 'Unprecedented' Review Delay
• YouTuber Defends Calling Logan Paul Crypto Project A 'Scam'
• Nevada Can't Sue Kalshi Over Sports, Elections Betting
• NY AG Calls For 'Common-Sense' Rules In Crypto Legislation
• Fla. Judge Won't Revisit 'Let's Go Brandon' Coin Class Cert.
• Holmes Seeks Full 9th Circ. Review Of Theranos Fraud Appeal
• Ready Capital Brass Face Suit Over Real Estate Loan Losses
• Meta Case Brings Customer-Facing Statements Issue To Fore
• No Plan To Trim Do Kwon Case After Crypto Memo, Feds Say
• A Cold War-Era History Lesson On Due Process
• NY Fines Block $40M For Cash App Compliance Failures
• Cantor Fitzgerald, Lutnick Beat BGC Stockholder Suit In Del.
• How Latin American Finance Markets May Shift Under Trump
• Improv Makes Me A Better Lawyer
• Trump Instructs Agencies To Quietly Repeal Regs If Possible
• 'Evasive' Unions Told To List Fired Probationary Workers
• Dems Decry 'Industry Wishlist' As House Mulls Crypto Rules
• Shaq's $11M Deal With NFT Investors Gets Judge's Final OK
• Fed Pick To Call For 'Reformed' Supervision, 'Pragmatic' Rules
• Shopping App Founder Charged In $40M Fraud Scheme
• AI Audio Co. Brass Accused Of Acquisition Accounting Errors
• Coinbase Judge Won't Rethink Greenlighting Investor Suit
• Purported AI Co. Founder Gets 2½ Years For Fraud
• Judge Rejects Objections To $400M GPB Capital Payout Plan
• Senate Confirms Trump Pick Atkins To Lead A Leaner SEC
• How BigLaw Executive Orders May Affect Smaller Firms
• CrowdStrike Says Outage 'Unfortunate,' Not Securities Fraud
• SafeMoon CEO Flags DOJ Crypto Memo In Bid For Dismissal
• Ill. Real Estate Broker Gets 4 Years For $3M Investment Scam
• Bessent: 'It's Main Street's Turn' For Regulatory Rollbacks
• Del. Justices Grapple With 'Knowability' In Stock Sale Appeal
• Kirkland Hires Ex-Clifford Chance Investment Funds Partner
• Fraudster Says Sentencing Judge Overlooked Harsh Detention
• Connell Foley Survives Investment Firm's DQ Bid In Bias Suit
• Claims Trimmed In Firm's Suit Over Sports Fraud Coverage
• Lawsuits Shouldn't Be Shadow Assets For Foreign Capital
• 2 Del. Rulings Reinforce Proof Needed For Records Demands
• Ex-Outcome CEO, Co-Founder Challenge $1B Fraud Convictions
• 4th Circ. Affirms Dismissal Of IonQ Shareholder Fraud Suit
• Crypto Investor Sues In Del. Alleging $16M Pump, Dump Loss
• TelexFree Investors Can't Sue Wells Fargo, Others As Class
• Four Robinhood Users Must Arbitrate Meme Stock Claims
• FDIC To Look At 'Indexing' Size Thresholds For Bank Rules
• SEC's Uyeda Urges Review Of Federal-State Oversight Splits
• Attys In Javice Case Warned About Post-Trial Juror Contact
• Georgia Day Trader Settles SEC's Manipulation Suit For $1.5M
• Compliance Chief Wants Out Of SEC Fraud Suit
• MSP Recovery Sued For Docs In Del. After $33B SPAC Dispute
• Calif. Opposes Bid To Freeze State Corporate Climate Regs
• How To Accelerate Your Post-Attorney Career Transition
• Fla. Cloud Co. Accuses Ex-Board Member Of SPAC Fraud
• 3 Action Items For Innovators Amid Fintech Regulatory Pivot
• Bernstein Litowitz, Kessler Topaz Seek To Lead GSK Investors
• DOJ Shuts Crypto Unit, Shifts Focus From Intermediaries
• Justices Halt Order To Reinstate Federal Workers
• How Tariffs May Affect Proxy Contests This Season
• Vice Chancellor Warns Plaintiff Over AI-Generated Filings
• Chancellor Asks About High Court Case In $2.1B SPAC Row
• Coinbase Accused Of Scam Prevention Shortfalls
• OMB Issues Guidance On Agency Use, Purchasing Of AI
• Justices' Slack Ruling 'Forecloses' Palantir Shareholder Suit
• Starbucks Asks To Dump Investors' 'Triple Shot' Strategy Suit
• Pot Co. Lied About Prerolled Joint Costs, Investor Claims
• SEC Orders Crypto Guidance Review As Deregulation Looms
• Chemours Co. Hit With Insider Derivative Suit In Del.
• SolarEdge Claims Get Tossed Again In Second Try
• Nelson Mullins Team Joins Duane Morris In DC, Atlanta, Miami
• Split Fraud Verdict For Calif. Man Behind Celeb Brand App
• A Closer Look At New NYSE, Nasdaq Listing Rule Changes
• SEC Drops Suit Against Silver Point Over Atty Info Access
• GENIUS Act Can Bring Harmony To Crypto-Banking Discord
• Law School's Missed Lessons: Be An Indispensable Associate
• IPO Plans Appear Iced As Trump's Tariffs Rock Markets
• Chancery Trims Claims, Limits Ruling On Focus Financial Suit
• Radius Health Stockholders Sue Ex-CEO After $890M Co. Sale
• Musk Atty Objects To 'Outrageous' Deposition Request
• SEC Says Reserve-Backed Stablecoins Aren't Securities
• Ill. Lawmakers Advance Crypto Fraud Protection Measure
• 11th Circ. Told Omitted Issues Void UBS Arbitration Award
• Masimo Shareholder Vote Suit Against Founder Moved To Calif.
• SEC Confidential Review Process Provides Issuers Flexibility
• Birding Makes Me A Better Lawyer
• Recidivist Convicted Of Conning NBA Players Gets 12 Years
• Warren Calls For Investigation Into SEC's Crypto About-Face
• Ex-SunEdison Exec Gets 'Historic' $34.5M Deal In SOX Case
• FINRA Member Can't Avoid Testifying In Fraud Investigation
• Crypto Co. Sentenced In Fed Market Manipulation Suit
• CFTC Taps New Acting Head Of Market Oversight Division
• ADM Faces Del. Derivative Suit Amid Accounting Fraud Claims
• Southwest Gets Second Shot At Tossing Investors' Outages Suit
• House Moves Stablecoin Bill Despite Dems' Conflict Concerns
• Del. Suit Challenges 'DExit' Corporate Law, Dropbox Move
• Tequila Maker Sues Acquirer In Del. Alleging Earnout Dodge
• Feds Say Cash Advance Biz Owner Ran $40M Ponzi Scheme
• How Del. Law Rework Limits Corporate Records Requests
• SEC's Gemini Crypto Trading Suit Paused For More Deal Talks
• 'No Serious Question' Federal Firings Broke Law, Justices Told
• Calif. Banking Brief: All The Notable Legal Updates In Q1
• Senate Advances Noms Of Trump's SEC, OCC Picks
• Bakkt Holdings Faces Suit Over Lost Crypto Revenue
• Judge OKs Toss Of FCPA Case Against Ex-Cognizant Execs
• Atty Suspended Over Billing Lapses In State Street Case
• Cango Selling China Biz For $352M In Bitcoin Mining Push
• QuantumScape, SPAC Brass Settle Merger Suit For $8.75M
• Binance Can't Send All Investors' Claims To Arbitration
• Aspiration Partners Gets Interim OK For Ch. 11 Financing
• Trump Media Refiles President's Shares For Potential Sale
• Insurer Says $9M OpenText Merger Settlement Not Covered
• Opendoor To Settle Shareholders' Real Estate Tech Suit
• SEC Wins $12.5M Judgment On Assets Tied To Fugitive Trader
• Endeavor-Silver Lake Deal Sparks Over $1B In Appraisal Suits
• BakerHostetler Adds Ex-Federal Prosecutor As Partner
• Longtime Philly Federal Prosecutor Rejoins Berger Montague
• Davis Polk, Skadden Lead Stablecoin Issuer Circle's IPO Filing
• Davis Wright Welcomes Longtime Jones Day Finance Atty
• How The ESG Investing Rule Survived Loper Bright, For Now
• Feds Drop FCPA Case Against Ex-Cognizant Execs
• Law Profs Back Cert. Reversal In Boeing Stock-Drop Fight
• Adapting To Private Practice: From DOJ Leadership To BigLaw
• Norfolk Southern Investors Appeal Train Derailment Ruling
• 1st Circ. Says Judge Too Hasty In Handing SEC $93M Win
• Haynes Boone Taps Seward & Kissel Atty To Lead Derivatives
• Tesla Asks Del. Justices To Undo $176M Atty Fee 'Windfall'
• Javice Must Don Ankle Bracelet For Now, Despite Pilates Gig
• Estée Lauder Must Face Investors' Suit Over Inflated Growth
• US Loses Bid To Stay $380M PetroSaudi Award Seizure Suit
• 9th Circ. Judge Unsure Oppenheimer Liable For Broker Ponzi
• Heritage Coal OK To Use Lender Cash Amid Settlement Effort
• House GOP Calls For Further Crackdown On SEC Proxy Rules
• Republicans Float Wish List Of Biden Financial Rule Rollbacks
• Conn. Banking Boss Orders Fintech Duo To Repay Investors
• Trump Admin Fights Wash.'s Bid To Expand Layoff Injunction
• Chancery OKs $500K Incentive Fee After Santander Class Win
• Nordstrom Family Faces Class Action Over Merger Deal
• SEC Settles With Pot App Owner Over Alleged $1.6M Fraud
• Bitcoin Rival Appeals Grayscale's Win In $2M False Ads Suit
• Ex-Biotech CEO Wrongly Sentenced To 7 Years, DC Circ. Told
• Judge Tosses Hertz Investor's $126M Short-Swing Profits Suit
• SEC Crypto Mining Statement Delivers Regulatory Clarity
• Paramount Investor Gets Partial Win In $8B Merger Doc Suit
• Nev. Fraud Ruling Raises Stakes For Proxy Battles
• Paul Hastings Atty Joins Dechert's Global Finance Team In NY
• Law Firm Executive Orders Create A Legal Ethics Minefield
• Atty's Fraud Sentence Upheld In Long-Delayed Ruling
• Ariz. Developer, Son Charged In $280M Sports Park Fraud
• Davis Polk Adds Structured Finance Pro From Cadwalader
• NJ Fraudster Found Guilty After Earlier Sentence Commuted