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SEC Wants Sanctions After Call Recordings Thrown Away

By Jon Hill ( February 13, 2018, 8:01 PM EST) -- The U.S. Securities and Exchange Commission has asked a New York federal court to sanction a former broker and his attorney over the alleged destruction of call recordings that the broker was supposed to turn over to the agency for use in its suit accusing him of ripping off customers with excessive trading in their accounts....

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