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BGC Financial Pays $1.25M To End SEC Record-Keeping Fight

By Dean Seal ( July 17, 2018, 9:19 PM EDT) -- The U.S. Securities and Exchange Commission said in an order Tuesday that New York-based BGC Financial LP had agreed to pay $1.25 million to settle the agency's claims that it deleted audio files sought by the SEC and failed to maintain accurate records for compensation, travel and entertainment expenses....

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