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UBS, Others Fined $100M By Hong Kong For Lax IPO Scrutiny

By Matthew Guarnaccia ( March 14, 2019, 7:40 PM EDT) -- Hong Kong's securities watchdog has suspended UBS' initial public offering sponsorship license for one year and handed down HK$786.7 million ($100.1 million) in fines against the bank and other financial institutions for failing to carry out their duties in relation to several IPOs....

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