Try our Advanced Search for more refined results

Expert Analysis

SEC's New ETF Rule Is A Win For Issuers, Investors

By Kathleen Moriarty ( October 29, 2019, 3:58 PM EDT) -- On Sept. 26, the U.S. Securities and Exchange Commission adopted final Rule 6c-11 under the Investment Company Act of 1940, and certain form amendments that standardize the regulatory regime governing exchange-traded funds. In the future, most ETF issuers will no longer need to obtain individual exemptive relief from certain provisions of the 1940 Act and its rules in order to create and operate ETFs, but instead will be able to rely on the rule for generic ETF relief....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.


A Law360 subscription includes features such as

  • Daily newsletters
  • Expert analysis
  • Mobile app
  • Advanced search
  • Judge information
  • Real-time alerts
  • 450K+ searchable archived articles

And more!

Experience Law360 today with a free 7-day trial.

Start Free Trial

Already a subscriber? Click here to login

Related Sections

Law Firms

Government Agencies

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!