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Goldman Sachs Owes CFTC $1M For Faulty Phone Recordings

By Emilie Ruscoe ( November 26, 2019, 3:51 PM EST) -- Goldman Sachs will pay the U.S. Commodity Futures Trading Commission $1 million to end the regulator's claims that for about three weeks in the winter of 2014, the company failed to record phone calls made by its swap dealers in violation of CFTC recordkeeping regulations, the agency said Tuesday....

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