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Analysis

2020 Marked By Blockbuster Compliance Cases, Milestones

By Al Barbarino ( December 15, 2020, 8:37 PM EST) -- A look back at 2020 shows a banner year for compliance-related regulation and enforcement, despite the effects of the COVID-19 pandemic, with federal officials and regulators including the U.S. Securities and Exchange Commission and the Commodity Futures Trading Commission striking plenty of blockbuster settlements and milestones....

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