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Expert Analysis

D&O Coverage Considerations Amid Increasing SEC Scrutiny

By Robin Cohen and Orrie Levy (September 8, 2021, 2:23 PM EDT) -- We are now six months into the Biden administration and all signs point to increasing regulatory oversight and enforcement by the U.S. Securities and Exchange Commission.[1] This includes President Joe Biden's appointment of SEC Chair Gary Gensler who, as chairman of the U.S. Commodity Futures Trading Commission under President Barack Obama, took an aggressive approach to regulation and enforcement of financial institutions....

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