SEC Brings First Disclosure Rule Action Against Muni Adviser

By Katryna Perera ( September 23, 2021, 7:58 PM EDT) -- The U.S. Securities and Exchange Commission on Thursday filed what it called a first-of-its-kind case against a municipal adviser and one of its principals in California federal court, alleging they unlawfully engaged in municipal advisory activities with four charter school clients. ...

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