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FINRA Aims To Boost Routing Disclosures On Unlisted Trades

By Al Barbarino ( October 7, 2021, 5:17 PM EDT) -- The Financial Industry Regulatory Authority wants to hold broker-dealers who execute unlisted equity trades to similar disclosure standards as those who trade stocks on national exchanges, an effort to create more transparency around "payment for order flow" and other arrangements that could present conflicts of interest. ...

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