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SEC's Plan To Expand Dealer Definition Set For Critical Vote

By Jessica Corso ( January 26, 2024, 9:38 PM EST) -- The U.S. Securities and Exchange Commission could soon adopt a rule to bring proprietary trading firms under the agency's purview as registered dealers in an effort to enhance transparency in stock and bond trading, but hedge fund managers and cryptocurrency traders will be waiting to see if they get swept up in the requirements, too....

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