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Expert's Sanctions Off Limits In SEC's 'Shadow Trading' Trial

By Bonnie Eslinger ( March 22, 2024, 10:42 PM EDT) -- A California federal judge overseeing a "shadow trading" trial starting Monday against a pharmaceutical executive ruled that the U.S. Securities and Exchange Commission can't introduce banking sanctions evidence against the defendant's mergers and acquisitions expert as long as he doesn't give opinions on securities law....

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