Try our Advanced Search for more refined results

Expert Analysis

Rule 2010: FINRA's Long Arm

Law360 ( March 3, 2011, 3:36 PM EST) -- Perhaps the most formidable of the weapons in the Financial Industry Regulation Authority's arsenal of regulatory power is its most ambiguous: Rule 2010. Indeed, the reach of the rule, at least as interpreted by FINRA, may be viewed as extending well beyond the scope of FINRA's traditional sphere of influence, and seems to vest and empower FINRA to impose sanctions for perceived improprieties unrelated to the securities markets or the financial services industry....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.


A Law360 subscription includes features such as

  • Daily newsletters
  • Expert analysis
  • Mobile app
  • Advanced search
  • Judge information
  • Real-time alerts
  • 450K+ searchable archived articles

And more!

Experience Law360 today with a free 7-day trial.

Start Free Trial

Already a subscriber? Click here to login

Related Sections

Companies

Government Agencies

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!