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SEC Commissioner Says Current Caps On Fines Are Too Low

By Erica Teichert ( October 18, 2012, 6:51 PM EDT) -- Current limits on U.S. Securities and Exchange Commission misconduct fines don't allow the agency to impose penalties that are stiff enough to prevent initial wrongdoing or recidivism by individuals or companies, and the caps need to be revised, one of the regulator's top officials said on Thursday....

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