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Ex-Prudential Broker Asks 2nd Circ. To Nix Negligence Claim

By Kathryn Brenzel ( July 26, 2013, 4:45 PM EDT) -- A former Prudential Securities Inc. broker who beat civil fraud allegations tied to market timing asked the Second Circuit on Thursday to vacate a lower court's related negligence findings, arguing that the U.S. Securities and Exchange Commission failed to show any evidence that the broker acted improperly....

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