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As SEC Seeks $7M Penalty, Broker Seeks New Trial

By Marc Tracy ( February 21, 2008, 12:00 AM EST) -- A Florida broker recently found by a federal jury to have committed civil securities fraud has asked a judge to overturn the verdict or grant a new trial. Meanwhile, the U.S. Securities and Exchange Commission seeks an order forcing him to pay $6.9 million in disgorgement and penalties....

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