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Law360's SEC Survival Guide: The Subpoena

By Ed Beeson ( July 30, 2014, 8:41 PM EDT) -- The day has come for the U. S. Securities and Exchange Commission to play one of its wild cards: the subpoena. At this point, the agency's inquiry has grown into a full-blown, formal investigation, and defense counsel should look at how they can control what the SEC asks from their client while figuring out where they fit within the overall investigation. . . .

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