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Expert Analysis

3 Focus Areas For PE Firms Given Increased SEC Oversight

Law360, New York ( September 5, 2014, 5:45 PM EDT) -- The private equity space is an area of increased scrutiny for the U.S. Securities and Exchange Commission. The SEC's Office of Compliance Inspections and Examinations earlier this year announced its intentions to examine a significant percentage of never been examined investment advisers, and prior to that, OCIE announced its plan by the end of 2014 to examine 25 percent of private fund advisers who registered as a result of Dodd-Frank. The OCIE staff has geared up for these reviews and examinations by hiring private equity experts with significant experience in the industry....

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